Registered Individuals T - V
Updated daily Monday to Friday
| INDIVIDUAL'S NAME | CATEGORY OF REGISTRATION | NAME OF COMPANY |
|---|---|---|
| TABELINA, MARK | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| TABING, BELINA GUINTO | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| TABOIKA, JOHN VICTOR | OFFICER & DIRECTOR (NON-TRADING) | LEEDE FINANCIAL MARKETS INC. |
| TACCHI, LAURA LOREDANA | SALESPERSON | INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC. |
| TACHAN, KIMBERLY DOROTHY | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| TACHDJIAN, AGOP OHANNES | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| TADDEO, JOHN CARMINE | OFFICER (TRADING) | TD WATERHOUSE CANADA INC. |
| TAGGART, GLENN ARTHUR | SALESPERSON | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| TAGGIO, ANTONIO PETER | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| TAHILIANI, ANIL KUMAR | OFFICER & DIRECTOR (NON-TRADING) | MCLEAN & PARTNERS WEALTH MANAGEMENT LTD. |
| TAHMAZIAN, RAFI GARY | OFFICER & DIRECTOR (NON-TRADING) | FIRSTENERGY CAPITAL CORP. / CORPORATION FIRSTENERGY CAPITAL |
| TAIAROL, PHAEDRA VICTORIA | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| TAIEB, GREGORY ROGER | ASSOCIATE ADVISING EMPLOYEE (SECURITIES) | CONSEILLERS EN GESTION GLOBALE STATE STREET LTÉE. / STATE STREET GLOBAL ADVISORS, LTD. |
| TAILLIEU, DENIS EDMOND | NON-ADVISING OFFICER | HARROW PARTNERS LTD. / HARROW & ASSOCIÉS |
| TAILLON, GERARD JEAN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| TAILOR, HANSA | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| TAIT, GORDON | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| TAIT, MICHAEL EDMUND | PARTNER (NON-TRADING) | GENUITY CAPITAL MARKETS/MARCHES DES CAPITAUX GENUITY |
| TAIT, SHAWN IRWIN | SALESPERSON | INVESTORS GROUP SECURITIES INC./VALEURS MOBILIERES GROUPE INVESTORS INC. |
| TAKASAKI, RANDALL JOHN | OFFICER (NON-TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| TALBOT, BARRY THOMAS | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| TALBOT, DANIEL JOSEPH | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| TALBOT, RICHARD EDWARD | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| TALBOTT, DAVID VICTOR | SALESPERSON | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| TALEBZADEH, AMIR ALI | SALESPERSON | TD WATERHOUSE CANADA INC. |
| TALLMAN, KRISTEN MARIE | SALESPERSON | K.J. HARRISON & PARTNERS INC |
| TAM, BYRON FUK-SANG | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| TAM, CHING MAN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| TAM, DESMOND | OFFICER (TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| TAM, KENNETH MING-KIN | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| TAM, KEVIN | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| TAM, SABRINA WING-YAN | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| TAM, WAN SANG (VINCE) | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| TAM, XAVIERA | SALESPERSON | BLACKMONT CAPITAL INC. |
| TAMAYO, MILAGROS LEE | SALESPERSON | CHILDREN'S EDUCATION FUNDS INC./FONDS D'ETUDES POUR LES ENFANTS INC. |
| TAMBER, CHRIS | SALESPERSON | PHILLIPS, HAGER & NORTH INVESTMENT FUNDS LTD. |
| TAMBER, INDERJIT SINGH | SALESPERSON | HERITAGE EDUCATION FUNDS INC./FONDS D'EDUCATION HERITAGE INC. |
| TAMBURRO, DANTE CESIDIO | OFFICER (TRADING) | ING DIRECT FUNDS LIMITED |
| TAN, CARLOS | SALESPERSON | TD WATERHOUSE CANADA INC. |
| TAN, CYNTHIA | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| TAN, JAMIELYN | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| TAN, MARVIN | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| TANCHAK, TODD MICHAEL | SALESPERSON | TD WATERHOUSE CANADA INC. |
| TANG, FUERH CHRISTINE | OFFICER (TRADING) (SECURITIES) FUTURES CONTRACTS PORTFOLIO MANAGER (COMMODITIES) | FRIEDBERG MERCANTILE GROUP LTD. / GROUPE FRIEDBERG MERCANTILE |
| TANG, HOI LUN | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| TANG, LAURA LAI | SALESPERSON | TD WATERHOUSE CANADA INC. |
| TANG, LI FAN | SALESPERSON | TD WATERHOUSE CANADA INC. |
| TANG, SAM SIU-SUM | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| TANG-WONG, TERESA YUK | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| TANGUAY, SYLVAIN | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| TANGUAY, SYLVAIN | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| TANGUAY, SYLVAIN | OFFICER (NON-TRADING) | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| TANHA, ASMAT MOHAMMAD | SALESPERSON | ING DIRECT FUNDS LIMITED |
| TANNAS, SCOTT ALFRED | DIRECTOR (NON-TRADING) | JENNINGS CAPITAL INC. |
| TANNER, RICHARD HAROLD | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| TANNER, ROBERT STEVEN | OFFICER (NON-TRADING) | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| TANTAKOUN, BOUABANE JUSTINE | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| TAPLEY, MAXWELL GORDON | BRANCH MANAGER | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| TAPLIN, DONNA CATHERINE | SALESPERSON | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| TARABALKA, MIKE DANIEL | BRANCH MANAGER | CREDENTIAL ASSET MANAGEMENT INC. |
| TARANAGUEDA, OUSMANE | OFFICER (TRADING) | E*TRADE CANADA SECURITIES CORPORATION / SOCIETE DE VALEURS MOBILIERES E*TRADE CANADA |
| TARASENCO, MICHAEL LANCE | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| TARASIUK, JASON MILLIGAN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| TARDIF, CLAUDE | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| TARDIF, JEAN-FRANCOIS BENOIT | SALESPERSON | SPROTT ASSET MANAGEMENT INC. |
| TARDIF, PIERRE | OFFICER & DIRECTOR (NON TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| TARKINGTON, DANNY GORDON | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| TARLING, STEPHEN FREDERICK | SALESPERSON | FIDELITY RETIREMENT SERVICES COMPANY OF CANADA LIMITED / COMPAGNIE DE SERVICES DE RETRAITE FIDELITY DU CANADA LIMITEE |
| TARR, ALLAN WILLIAM | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| TARTAGLIA, ROBERT | SALESPERSON | TD WATERHOUSE CANADA INC. |
| TASCIYAN, STEPAN | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| TASIKAS, EMILE DENIS | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| TASKER, DAVID EDWARD | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| TASKER, MOIRA LILLIAN | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| TASSONE, GIUSEPPE | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| TASTAD, TRACIE LYN | SALESPERSON | TD WATERHOUSE CANADA INC. |
| TATARYN, DONNA LOUISE | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| TATEBE, WESLEY ALAN | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| TATTERSALL, RICHARD MICHAEL | ADVISING DIRECTOR & OFFICER | HEATHBRIDGE CAPITAL MANAGEMENT LTD. |
| TATTERSALL, ROBERT | ADVISING OFFICER | HOWSON TATTERSALL INVESTMENT COUNSEL LIMITED / LES CONSEILLERS EN PLACEMENT HOWSON TATTERSALL LIMITÉE |
| TATTERSALL, VINCENT RONALD | SALESPERSON | KINGSDALE CAPITAL MARKETS INC. / MARCHES KINGSDALE CAPITAL INC. |
| TAUBMAN, VINCENT JOHN | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| TAUCAR, MARK ANDREW | ASSOCIATE ADVISING EMPLOYEE | R N CROFT FINANCIAL GROUP INC./R.N. CROFT FINANCIAL GROUP INC. |
| TAURO, ADRIAN VITO | OFFICER (TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| TAVARES, CUSTODIA | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| TAVARES, MARCO ALESSANDRO | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| TAVOSO, RICHARD JOSEPH | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| TAYLER, ALLICE | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| TAYLER, MATTHEW ALBERT | OFFICER (NON-TRADING) | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| TAYLER, MATTHEW ALBERT | NON-ADVISING OFFICER | CIBC ASSET MANAGEMENT INC./GESTION D'ACTIFS CIBC INC. |
| TAYLOR, ADAM THOMAS | ADVISING EMPLOYEE | MARVIN & PALMER ASSOCIATES, INC. |
| TAYLOR, ANDREW PAUL | ADVISING DIRECTOR & OFFICER | BMO HARRIS INVESTMENT MANAGEMENT INC./BMO HARRIS GESTION DE PLACEMENTS INC. |
| TAYLOR, ASHLEE MERDINE | BRANCH MANAGER | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| TAYLOR, BRANT BARRY | SALESPERSON | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| TAYLOR, BRENT MARTIN | OFFICER (TRADING) | CREDIT SUISSE SECURITIES (CANADA), INC./VALEURS MOBILIERES CREDIT SUISSE (CANADA), INC. |
| TAYLOR, BRIAN GARTH | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| TAYLOR, CAMPBELL LEAR | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| TAYLOR, CAROL MARIE | BRANCH MANAGER | CREDENTIAL ASSET MANAGEMENT INC. |
| TAYLOR, CINDY ALICE | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| TAYLOR, DANIEL FRANCIS | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| TAYLOR, DANIELLE MARIE | SALESPERSON | TD WATERHOUSE CANADA INC. |
| TAYLOR, GAIL ANNE | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| TAYLOR, GARRETT PETER | OFFICER & DIRECTOR (NON-TRADING) | JENNINGS CAPITAL INC. |
| TAYLOR, JENNIFER MARGOT | OFFICER (NON-TRADING) | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| TAYLOR, JOHN ROBERT | SALESPERSON | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| TAYLOR, KATHLEEN LOUISE | BRANCH MANAGER | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| TAYLOR, KEITH COWAN | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| TAYLOR, MARK ANDREW | PARTNER (NON-TRADING) | GENUITY CAPITAL MARKETS/MARCHES DES CAPITAUX GENUITY |
| TAYLOR, MICHAEL COATES | ADVISING OFFICER | WELLINGTON MANAGEMENT COMPANY, LLP |
| TAYLOR, MURRAY JOHN | NON-ADVISING OFFICER & DIRECTOR (SECURITIES) | I.G. INVESTMENT MANAGEMENT, LTD. / SOCIÉTÉ DE GESTION D'INVESTISSEMENT, I.G. LTÉE |
| TAYLOR, NEIL LAWRENCE | OFFICER (NON-TRADING) | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| TAYLOR, PAUL GORDON | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| TAYLOR, PHILIP ALEXANDER | OFFICER & DIRECTOR (TRADING) | INVESCO TRIMARK DEALER INC./COURTAGE INVESCO TRIMARK INC. |
| TAYLOR, PRISCILLA CRYSTAL | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| TAYLOR, ROBERT JAMES | ADVISING OFFICER | JONES HEWARD INVESTMENT COUNSEL INC./JONES HEWARD CONSEILLER EN VALEURS INC. |
| TAYLOR, ROBERT PAUL | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| TAYLOR, ROBERT WYLIE | SALESPERSON | RAYMOND JAMES LTD. |
| TAYLOR, SCOTT MICHAEL | OFFICER & DIRECTOR (NON TRADING) (SECURITIES) | UNION SECURITIES LTD. / VALEURS MOBILIERES UNION LTEE |
| TAYLOR, SHAWN DOUGLAS | SALESPERSON | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| TAYLOR, SOPHIA THERESE | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| TAYLOR, STEPHANIE ANNE | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| TAYLOR, STEPHEN GARRETT | SALESPERSON | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| TAYLOR, TANICE DAWN | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| TAYLOR, THOMAS JAMES | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| TAYLOR, WAYNE CLINTON | SALESPERSON | M.R.S. INC |
| TAYS, SCOTT DOUGLAS | BRANCH MANAGER (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| TCHABUSHNIG, ALAN MICHAEL | OFFICER (NON-TRADING) | BLACKMONT CAPITAL INC. |
| TCHIR, CHRISTIAN MATTHEW | SALESPERSON | TD WATERHOUSE CANADA INC. |
| TE BOEKHORST, RICHARD LEO | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| TEASDALE, LAVERNE ROSE | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| TEASDALE, MARCO | SALESPERSON | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| TEASDALE, RODGER JOHN | SALESPERSON | RAYMOND JAMES LTD. |
| TEBBUTT, ROBERT STANLEY | OFFICER | PEREGRINE FINANCIAL GROUP CANADA, INC. |
| TEBBUTT, WILLIAM ARTHUR | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| TECIMER, DANIEL SAIT | OFFICER (TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| TEDESCO, STEPHEN JOHN | OFFICER (NON-TRADING) | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| TEETAERT, STACEY NICOLE | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| TEICHROEB, BARRY ROSS | OFFICER (NON-TRADING) | M.R.S. SECURITIES SERVICES INC. / SERVICES VALEURS MOBILIERES M.R.S. INC. |
| TEICHROEB, BARRY ROSS | OFFICER (NON-TRADING) | M.R.S. INC |
| TEICHROEW, JUDY HELEN | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| TEITELMAN, ELIEZER DAVID | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| TEITELMAN, ELIEZER DAVID | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| TEIXEIRA, PAULO GOMES | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| TEIXEIRA, ROSEMARY BETTENCOURT | OFFICER (NON-TRADING) | GMP SECURITIES L.P./ GMP VALEURS MOBILIÈRES S.E.C. |
| TEJANI, FAHEEM PHILIP | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| TEJI, CHARME FIDELINE | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| TEJPAL, NARESH | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| TEJPAR, IQBAL MANSURALI | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| TELFER, SHERRY LEE | BRANCH MANAGER & OFFICER (TRADING) | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| TEMOFEEW, ISABELLE LISE | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| TEMPELMEYER, MICHAEL GENE | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| TEMPLE, GLADYS JOAN | SALESPERSON | W.H. STUART MUTUALS LTD. |
| TEMPLETON, SHEILA LOREEN | BRANCH MANAGER | SCOTIA SECURITIES INC. |
| TENCH, CHARLES GRAHAM | SALESPERSON (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| TENNANT, JEFFREY MACDONALD | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| TENNEKOON, SUDATH RUWANTHA | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| TENNENBAUM, ERICA | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| TENNENT, SHERRY MARIE | OFFICER (NON-TRADING) | MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE |
| TENNENT, SHERRY MARIE | OFFICER (NON-TRADING) | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| TENORIO JR., ERNESTO LOBO | SALESPERSON | FIDELITY RETIREMENT SERVICES COMPANY OF CANADA LIMITED / COMPAGNIE DE SERVICES DE RETRAITE FIDELITY DU CANADA LIMITEE |
| TENORLAS, MONNETTE ACANTILADO | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| TEODORO, ALEJANDRO JOSE | SALESPERSON | GLOBAL SECURITIES CORPORATION / SOCIETE DE VALEURS GLOBAL INC. |
| TEPERSON, PERRY | ADVISING OFFICER | LEITH WHEELER INVESTMENT COUNSEL LTD. / CONSEILLERS EN PLACEMENTS LEITH WHEELER LTEE |
| TEPNER, STANLEY MICHAEL | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| TERNER, ELIAN AVIV | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| TERNIEDEN, RICHARD WILLIAM | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| TERRES, RICHARD JOHN | ADVISING DIRECTOR & OFFICER | BNY MELLON ASSET MANAGEMENT CANADA LTD. |
| TERRICK-STEINER, CARLA RAE | BRANCH MANAGER | SCOTIA SECURITIES INC. |
| TERRIL, MARK DAVID | OFFICER | FRONTIER RISK MANAGEMENT INTERNATIONAL, LLC |
| TERRIL, MARK DAVID | ADVISER | FRONTIER RISK MANAGEMENT INTERNATIONAL, LLC |
| TERSIGNI, DANIEL JONATHON | SALESPERSON | CANADIAN SHAREOWNER INVESTMENTS INC. / INVESTISSEMENTS ACTIONNAIRES CANADIENS INC. |
| TERZULLI, PATRICIA | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| TESFIT, ABIEL | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| TESSIER, GODEFROY | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| TESSIER, JEAN-FRANÇOIS | ADVISING OFFICER | NATCAN INVESTMENT MANAGEMENT INC. / GESTION DE PORTEFEUILLE NATCAN INC. |
| TESSIER, ROBIN GARY | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| TESTA, FABIO | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| TESTANI, ANNAMARIA | OFFICER (NON-TRADING) (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| TESTANI, MASSIMO | NON-ADVISING OFFICER | ELLIOTT & PAGE LIMITED / ELLIOTT & PAGE LIMITEE |
| TETI, FRANK | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| TETIALI, OCTAVE TETIALI | SALESPERSON | EDWARD JONES |
| TETRAULT, MARCEL ROLAND | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| TEW, DENNIS CHARLES | OFFICER (NON-TRADING) | FTC INVESTOR SERVICES INC. / SERVICES AUX INVESTISSEURS FTC INC. |
| TEW, DENNIS CHARLES | NON-ADVISING OFFICER | FIDUCIARY TRUST COMPANY OF CANADA |
| THACKER, COLIN PHILIP | SALESPERSON | MERRILL LYNCH CANADA INC. |
| THADANEY, NICHOLAS | OFFICER & DIRECTOR (TRADING) | ITG CANADA CORP. |
| THAKUR, DALIP CHAND | SALESPERSON | DOHENY SECURITIES LIMITED |
| THAM, MIMIE | SALESPERSON | BLACKMONT CAPITAL INC. |
| THAMES, CYNTHIA ANN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| THARAVANAT, UDAYASHANKAR | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| THARMALINGAM, SINTHI | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| THAUVETTE, GERMAIN | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| THEAKER, DUANE GERALD | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| THEAL, CHRISTOPHER BLAIR | OFFICER (NON-TRADING) | TRISTONE CAPITAL INC. |
| THELAPILLY, BINOI | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| THEMENS, PIERRE-ANDRE | DIRECTOR (NON-TRADING) | GLUSKIN SHEFF + ASSOCIATES INC. |
| THEMENS, PIERRE-ANDRE | NON-ADVISING DIRECTOR | GLUSKIN SHEFF + ASSOCIATES INC. |
| THEODOR, MICHAEL BRANDON | OFFICER (NON-TRADING) | WORLDSOURCE FINANCIAL MANAGEMENT INC./GESTION FINANCIERE WORLDSOURCE INC. |
| THEODOROPOULOS, GEORGE | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| THEODOROU, NESTOR | SALESPERSON (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| THEOPHILOS, PETER ANDREW | SALESPERSON (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| THERIAULT, DANIEL ALPHONSE | ADVISING DIRECTOR & OFFICER | MD PRIVATE INVESTMENT MANAGEMENT INC./GESTION PRIVEE DE PORTEFUILLE MD INC. |
| THERIAULT, DANIEL ALPHONSE | OFFICER (NON-TRADING) | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| THERIAULT, RONALD | DIRECTOR (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| THERIAULT, STEPHEN GORDON | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| THERRIEN, YVES | SALESPERSON | SERVICES FINANCIERS PENSON CANADA INC. /PENSON FINANCIAL SERVICES CANADA INC. |
| THEVENOT, CHRIS MICHAEL | SALESPERSON | SCOTIA SECURITIES INC. |
| THIBAULT, JEAN-FRANCOIS | NON-ADVISING OFFICER | GOODMAN & COMPANY, INVESTMENT COUNSEL LTD./GOODMAN & COMPANY, CONSEIL EN PLACEMENT LTEE |
| THIBAULT, KURT CHRISTOPHER | BRANCH MANAGER | FUNDEX INVESTMENTS INC. |
| THIBAULT, LOUISE PRISCILLA | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| THIBAULT, MARC | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| THICKETT, DEBRA MARIE | BRANCH MANAGER | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| THICKETT, KATHLEEN NORA | OFFICER (NON-TRADING) | UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC. |
| THIESSEN, CHRISTOPHER JOHN | SALESPERSON | INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC. |
| THIESSEN, DAVID ROBERT | BRANCH MANAGER | SCOTIA SECURITIES INC. |
| THIESSEN, GERALD PETER | SALESPERSON | PROFESSIONAL INVESTMENT SERVICES (CANADA) INC. |
| THIESSEN, JAMES DOUGLAS | SALESPERSON | LAWTON PARTNERS FINANCIAL PLANNING SERVICES LIMITED |
| THIESSEN, JEREMY LLOYD | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| THIESSEN, JOHANNA STACEY | SALESPERSON | SCOTIA SECURITIES INC. |
| THIESSEN, JOHN JUERGEN | SALESPERSON | IPC INVESTMENT CORPORATION |
| THIESSEN, JOHN WOLFGANG | ADVISING DIRECTOR & OFFICER | VERTEX ONE ASSET MANAGEMENT INC. |
| THIESSEN, TODD CURTIS | SALESPERSON | WOLVERTON SECURITIES LTD |
| THILLOU, PATRICK JEAN-PHILIPPES | NON-ADVISING OFFICER | CIBC GLOBAL ASSET MANAGEMENT INC. / GESTION GLOBALE D'ACTIFS CIBC INC. |
| THIND, HARJIT | SALESPERSON | PI FINANCIAL CORP./CORPORATION FINANCIÈRE PI |
| THIVIERGE, FRANCIS | NON-ADVISING OFFICER | CIBC GLOBAL ASSET MANAGEMENT INC. / GESTION GLOBALE D'ACTIFS CIBC INC. |
| THIVIERGE, JEAN-FRANCOIS | SALESPERSON (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| THIVIERGE, MARC | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| THIVIERGE, MARC | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| THODE, STEVEN WILLIAM | NON-ADVISING OFFICER | GUARDIAN CAPITAL ADVISORS LP |
| THOM, GRAEME EUGENE | ADVISING DIRECTOR & OFFICER | FAIRLANE ASSET MANAGEMENT LIMITED |
| THOM, STEPHEN MATHEW | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| THOM, TREVOR DAVID | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| THOMAS, ARTHUR JOHN | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| THOMAS, BARRY ROLAND | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| THOMAS, BETTY-JANE | ADVISING OFFICER | GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE |
| THOMAS, BRIAN NELSON | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| THOMAS, CHRISTOPHER JEREMY | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| THOMAS, DALE EVAN | SALESPERSON | PORTFOLIO STRATEGIES CORPORATION |
| THOMAS, DWIGHT GEORGE | SALESPERSON | BLACKMONT CAPITAL INC. |
| THOMAS, ELIZABETH K. | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| THOMAS, JASON KRISTOPHER | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| THOMAS, KEVIN SEAN | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| THOMAS, KEVIN STUART | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| THOMAS, LINDA OREANTHI | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| THOMAS, MICHAEL DAVID | ADVISING OFFICER (SECURITIES) ADVISER (COMMODITIES) | RUSSELL INVESTMENTS CANADA LIMITED / INVESTISSEMENTS RUSSELL CANADA LIMITÉE |
| THOMAS, MICHELLE CLAIRE | NON-ADVISING OFFICER | GOODMAN & COMPANY, INVESTMENT COUNSEL LTD./GOODMAN & COMPANY, CONSEIL EN PLACEMENT LTEE |
| THOMAS, RICHARD CARLTON | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| THOMAS, RICHARD WILLIAM | OFFICER & DIRECTOR (TRADING) | PI FINANCIAL CORP./CORPORATION FINANCIÈRE PI |
| THOMAS, ROBERT SHAWN | NON-ADVISING OFFICER | RBC PRIVATE COUNSEL INC./RBC SERVICES-CONSEILS PRIVES INC. |
| THOMAS, SHAWN ROGER | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| THOMAS, THOMAS RICHARD | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| THOMLINSON, WARREN WILLIAM | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| THOMPSON, AUDREY ELLEN | SALESPERSON | SCOTIA SECURITIES INC. |
| THOMPSON, BRADLEY EDWARD | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| THOMPSON, DANIEL WIGGINS | OFFICER (TRADING) | GBC ASSET MANAGEMENT INC. |
| THOMPSON, EDWARD LLOYD | BRANCH MANAGER | INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC. |
| THOMPSON, GREGORY MARK | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| THOMPSON, GREGORY SCOTT | OFFICER & DIRECTOR (TRADING) | WELLINGTON WEST CAPITAL MARKETS INC./ MARCHÉS FINANCIERS WELLINGTON WEST INC. |
| THOMPSON, IAN DAVID | OFFICER (NON-TRADING) | USC EDUCATION SAVINGS PLANS INC. / USC REGIMES D'EPARGNE-ETUDES INC. |
| THOMPSON, JAMES CRAIG | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| THOMPSON, JASON MATTHEW | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| THOMPSON, JEFF | ADVISING EMPLOYEE | MULVIHILL CAPITAL MANAGEMENT INC./GESTION DE CAPITAL MULVIHILL INC. |
| THOMPSON, JEFFRY ALVIN | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| THOMPSON, JENNIFER KRISTIE | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| THOMPSON, JOHN BRUCE | OFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES) | NEWEDGE CANADA INC. |
| THOMPSON, JOHN EDWARD | DIRECTOR (NON-TRADING) | CREDENTIAL ASSET MANAGEMENT INC. |
| THOMPSON, JOHN PAUL | OFFICER & DIRECTOR (TRADING) (SECURITIES) | UNION SECURITIES LTD. / VALEURS MOBILIERES UNION LTEE |
| THOMPSON, KAREN ELIZABETH | SALESPERSON | ODLUM BROWN LIMITED |
| THOMPSON, LAURA LYNN | BRANCH MANAGER | INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC. |
| THOMPSON, LISA MARIE | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| THOMPSON, LORI DENE | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| THOMPSON, MARK EDWARD | NON-ADVISING OFFICER | FOYSTON, GORDON & PAYNE INC. |
| THOMPSON, NANCY CATHERINE | OFFICER (NON-TRADING) | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| THOMPSON, NICHOLAS CAINE | OFFICER (NON-TRADING) | MERRILL LYNCH CANADA INC. |
| THOMPSON, NORMAN FREDERIC | OFFICER & DIRECTOR (TRADING) (SECURITIES) | UNION SECURITIES LTD. / VALEURS MOBILIERES UNION LTEE |
| THOMPSON, NORMAN NORRIS | OFFICER (TRADING) (SECURITIES) | UNION SECURITIES LTD. / VALEURS MOBILIERES UNION LTEE |
| THOMPSON, PHILIP ANDREW | SALESPERSON | DUNDEE PRIVATE INVESTORS INC./SERVICES FINANCIERS DUNDEE INC. |
| THOMPSON, REX WILLIAM | OFFICER & DIRECTOR (TRADING) (SECURITIES) | UNION SECURITIES LTD. / VALEURS MOBILIERES UNION LTEE |
| THOMPSON, ROBERT GEORGE | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| THOMPSON, STANLEY BRUCE | OFFICER (TRADING) | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| THOMPSON, STEVEN GEORGE | SALESPERSON | TD WATERHOUSE CANADA INC. |
| THOMPSON, SUSAN LYNNE | SALESPERSON (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| THOMPSON, WAYNE ANDREW | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| THOMPSON, WILLIAM DARIN | ADVISING OFFICER | CONNOR, CLARK & LUNN PRIVATE CAPITAL LTD. |
| THOMSON, ANDREW JOHN | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| THOMSON, BLAIR MORRIS | SALESPERSON | TD WATERHOUSE CANADA INC. |
| THOMSON, BRIAN HERBERT | OFFICER & DIRECTOR (NON-TRADING) | RICE FINANCIAL GROUP INC. |
| THOMSON, DAVID ALAN | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| THOMSON, DONALD SCOTT | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| THOMSON, DOUGLAS PAUL | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| THOMSON, IAN WILLIAM | OFFICER & DIRECTOR (NON-TRADING) | WOLVERTON SECURITIES LTD |
| THOMSON, MARK DOUGLAS | ADVISING DIRECTOR & OFFICER | BEUTEL, GOODMAN & COMPANY LTD. |
| THOMSON, ROBERT GRAHAM | NON-ADVISING DIRECTOR | SCEPTRE INVESTMENT COUNSEL LIMITED |
| THOMSON, ROBERT MACKAY | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| THOMSON, THEODORE ERIC | SALESPERSON | ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE |
| THOMSON, THOMAS ERIC | SALESPERSON | ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE |
| THOMSON, TROY DOUGLAS | SALESPERSON | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| THOMSON, WARREN ALFRED | NON-ADVISING DIRECTOR | ELLIOTT & PAGE LIMITED / ELLIOTT & PAGE LIMITEE |
| THOR, HENRY IAN | SALESPERSON | RAYMOND JAMES LTD. |
| THORARINSON, GLENN ALLAN | SALESPERSON | CREDENTIAL SECURITIES INC. |
| THORDARSON, LISA MARGUERITA | BRANCH MANAGER | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| THORDARSON, THOMAS EGGERT | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| THORFINNSON, RODNEY MICHAEL | NON-ADVISING DIRECTOR & OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| THORLEIFSON, NEIL THOR | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| THORNBERG, VIBEKE | OFFICER (NON-TRADING) | LEEDE FINANCIAL MARKETS INC. |
| THORNE, HALEY JILL | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| THORNE, JAMES TAVENOR | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| THORNE, RITA HENRIETTA | OFFICER (NON-TRADING) | ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE |
| THORNHILL, ANDREW FRANKLYN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| THORNITT, STEVEN ROBERT | NON-ADVISING OFFICER | TD WATERHOUSE PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVEE TD WATERHOUSE INC. |
| THORNTON, DOUGLAS EARL | ADVISING EMPLOYEE | HARRIS INVESTMENT MANAGEMENT, INC. |
| THORNTON-TRUMP, MONICA KEIKO | OFFICER (NON-TRADING) | GLOBAL SECURITIES CORPORATION / SOCIETE DE VALEURS GLOBAL INC. |
| THOROSKI, JEFFREY THOMAS | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| THORPE, ROBERT JOHN | OFFICER (NON-TRADING) | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| THORSELL, LINDA GAIL | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| THORSTEINSON, ERICA ANNE | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| THOURET, BYRON BLAIR | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| THROOP, GERALD CHARLES | OFFICER & DIRECTOR (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| THROOP, GERALD CHARLES | OFFICER & DIRECTOR (NON TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| THURMAN, JOSEPH WILLIAM | OFFICER (NON-TRADING) | NBCN INC. |
| THUSS, HENRY GERALD | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| THYAGARAJAN, JYOTHI MULLAVILA | OFFICER (NON-TRADING) | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| THYAGARAJAN, JYOTHI MULLAVILA | NON-ADVISING OFFICER | CIBC GLOBAL ASSET MANAGEMENT INC. / GESTION GLOBALE D'ACTIFS CIBC INC. |
| THYAGARAJAN, JYOTHI MULLAVILA | OFFICER (NON-TRADING) | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| THYAGARAJAN, JYOTHI MULLAVILA | NON-ADVISING OFFICER | CIBC TRUST CORPORATION / COMPAGNIE TRUST CIBC |
| THYAGARAJAN, JYOTHI MULLAVILA | NON-ADVISING OFFICER | CIBC ASSET MANAGEMENT INC./GESTION D'ACTIFS CIBC INC. |
| THYAGARAJAN, JYOTHI MULLAVILA | NON-ADVISING OFFICER | CIBC PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVÉE DE PORTEFEUILLE CIBC INC. |
| THÉBERGE, GHISLAIN | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| THÉORÊT, DANIEL | DIRECTOR (NON-TRADING) | PROMUTUEL CAPITAL CABINET DE SERVICES FINANCIERS INC./PROMUTUEL CAPITAL FINANCIAL SERVICES FIRM INC. |
| THÉRIAULT, SYLVAIN FRÉDÉRIC | OFFICER (TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| THÉRIEN, GINETTE | NON-ADVISING OFFICER | MONTRUSCO BOLTON INVESTMENTS INC./PLACEMENTS MONTRUSCO BOLTON INC. |
| THÉRIEN, MICHEL | NON-ADVISING DIRECTOR | ADDENDA CAPITAL INC. |
| TICE, ROSE MARIE | BRANCH MANAGER | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| TIDD, CHRISTOPHER CARYL | SALESPERSON | ODLUM BROWN LIMITED |
| TIEFENBACH, JEFFREY ARNOLD | ADVISING OFFICER | GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE |
| TIELKER, MARTIN SCOTT | SALESPERSON | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| TIEN, CHIA WEN | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| TIEN, RITA JANET | SALESPERSON (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| TIERNEY, MICHAEL IVAN | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| TIFFIN, MICHAEL WILLIAM | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| TIHOLOVA, ZAHARINKA ALEXANDROVA | OFFICER (TRADING) | INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC. |
| TILBROOK, ROSE | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| TILDEN, ROBERT JOHN | ADVISING OFFICER | JARISLOWSKY, FRASER LIMITÉE / JARISLOWSKY, FRASER LIMITED |
| TILLBERG, KEVIN TERRENCE | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| TILLER, MARVIN PATRICK | OFFICER (TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| TILLER, STEPHEN BARRY | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| TILLES, DAVID GEORGE | ADVISING DIRECTOR & OFFICER | MONDRIAN INVESTMENT PARTNERS LIMITED |
| TILLEY, BRENDA JOY | OFFICER & DIRECTOR (TRADING) | ACKER FINLEY INC. |
| TILLMANN, ROBERT JOSEPH | NON-ADVISING OFFICER | ELLIOTT & PAGE LIMITED / ELLIOTT & PAGE LIMITEE |
| TIMLIN, JOSEPH MICHAEL | NON-ADVISING OFFICER | GROWTH WORKS CAPITAL LTD. |
| TIMMS, ANNE CHRISTINE | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| TIMS, DAVID GORDON | OFFICER (TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| TIMS, MICHAEL JOHN | OFFICER & DIRECTOR (NON-TRADING) | PETERS & CO. LIMITED |
| TINDALE, LINDA LEE | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| TINGLEY, JASON LEE | SALESPERSON (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| TINGLEY, STEPHEN PHILLIP | OFFICER (TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| TINKER, JOHN STUART | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| TINLING, CHARLES PERCY | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| TINNERMAN, MARK EUGENE | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| TINNING, DEBORAH CAROL | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| TIPPETT, BRADLEY GLEN | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| TIRALONGO, PATRICIA VERA | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| TISDALL, DOUGLAS GORDON | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| TITERLE, ROBERT JOHN | OFFICER & DIRECTOR (NON TRADING) (SECURITIES) | UNION SECURITIES LTD. / VALEURS MOBILIERES UNION LTEE |
| TITLEMAN, ROBERT ETHAN | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| TITTERTON, HAROLD KEITH | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| TITTLIT, SANDRA NANCY | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| TIVILUK, WILLIAM JOHN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| TIWARI, ATUL | NON-ADVISING DIRECTOR | JONES HEWARD INVESTMENT COUNSEL INC./JONES HEWARD CONSEILLER EN VALEURS INC. |
| TIWARI, ATUL | NON-ADVISING DIRECTOR | PYRFORD INTERNATIONAL LIMITED |
| TIWARI, ATUL | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| TIWARI, NAND KUMAR | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| TIWARI, VARSHA | SALESPERSON | TD WATERHOUSE CANADA INC. |
| TKACH, JOHN PETER | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| TKACH, KRISTI MICHELLE | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| TKACH, WILLIAM MICHAEL | OFFICER (NON-TRADING) | HERITAGE EDUCATION FUNDS INC./FONDS D'EDUCATION HERITAGE INC. |
| TKACHUK, KELLY LOVERNE | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| TKATCHUK, ROBERT HENRY | BRANCH MANAGER | HERITAGE EDUCATION FUNDS INC./FONDS D'EDUCATION HERITAGE INC. |
| TOBAC, DAVID | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| TOBIN, GERARD ANTHONY | SALESPERSON | PETERS & CO. LIMITED |
| TOBIN, MATTHEW HOWARD | OFFICER (TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| TOBY, OPHIR | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| TOCJAYAO, GIL SESPENE | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| TODD, BRENT CLINTON | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| TODD, JONATHAN LLOYD | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| TODD, KARL | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| TODD, LISA SUSAN | BRANCH MANAGER | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| TODD, PUSPA | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| TODD, SCOTT ERNEST | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| TODORUK, DIANNE LEE | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| TOEWS, ABRAM EDWARD | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| TOEWS, CHAD ANTHONY | ADVISING EMPLOYEE | GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE |
| TOEWS, CLARK EUGENE | OFFICER & DIRECTOR (TRADING) | PARADIGM CAPITAL INC. / PARADIGME CAPITAL INC. |
| TOEWS, DONNA TERESA | OFFICER (TRADING) | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| TOEWS, ERIC LLOYD | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| TOEWS, ERIN MARIE | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| TOEWS, KEVIN BLAINE | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| TOEWS, SHARON GALE | SALESPERSON | RAYMOND JAMES LTD. |
| TOGNETTI, JOHN PAUL | OFFICER & DIRECTOR (TRADING) | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| TOLENTINO, MARILUZ JIHAN | SALESPERSON | HSBC INVESTMENT FUNDS (CANADA) INC./FONDS D'INVESTISSEMENT HSBC (CANADA) INC. |
| TOLL, JONATHAN RICHARD | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| TOM, WEEMAN | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| TOMADA, LISA SOFIA | NON-ADVISING OFFICER (SECURITIES) | UBS GLOBAL ASSET MANAGEMENT (CANADA) CO. |
| TOMALIN, PATRICK JAMES | OFFICER (NON-TRADING) | MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE. |
| TOMAS, JOSE DAKILA | SALESPERSON | WORLDSOURCE FINANCIAL MANAGEMENT INC./GESTION FINANCIERE WORLDSOURCE INC. |
| TOMENSON, JOSEPH SCOTT | OFFICER (NON-TRADING) (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| TOMIC, JON | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| TOMIC, PHILIPPE JOVAN | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| TOMKINS, MICHAEL ROWLAND | SALESPERSON | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| TOMKINSON, JASON VICTOR | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| TOMOVSKI, NICK | OFFICER (NON-TRADING) | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| TOMOVSKI, NICK | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| TOMPSETT, ROBERT CHESTER | SALESPERSON | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| TOMS, ROBERT CRAIG | SALESPERSON | TD WATERHOUSE CANADA INC. |
| TONG, JASON REXFORD | SALESPERSON | TD WATERHOUSE CANADA INC. |
| TONG, KIN WAH | SALESPERSON | TD WATERHOUSE CANADA INC. |
| TONG, KING YAN | SALESPERSON | TD WATERHOUSE CANADA INC. |
| TONG, YAT WAH (TONY) | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| TOOKE, KENNETH BRUCE | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| TOOLSIE, JUSTIN PAUL | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| TORBIAK, KAREN ANNE | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| TORCHIA, JEFFREY DEAN | OFFICER (NON-TRADING) | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| TORY, JEFFREY STEWART | OFFICER & DIRECTOR (NON-TRADING) | GBC ASSET MANAGEMENT INC. |
| TORY, JENNIFER ANNE | OFFICER (NON-TRADING) | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| TOSSIOS, DAVE NICHOLAS | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| TOSTI, JOSEPH SANDRO | OFFICER (NON-TRADING) (SECURITIES) | QUESTRADE, INC. |
| TOSTO, MILTON | ASSOCIATE ADVISING EMPLOYEE | HSBC GLOBAL ASSET MANAGEMENT (CANADA) LIMITED. / GESTION GLOBALE D'ACTIFS HSBC (CANADA) LIMITÉE |
| TOTH, DONNA ELIZABETH | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| TOTO, GERALD | SALESPERSON | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| TOTTEN, BRADLEY SCOTT | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| TOTTEN, DAVID BRIAN | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| TOTTLE, MICHAEL GREGORY | SALESPERSON | RICE FINANCIAL GROUP INC. |
| TOUCHETTE, DANIELE | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| TOUCHETTE, DANIELE | SALESPERSON (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| TOUPIN, JEAN JACQUES | NON-ADVISING OFFICER | TD WATERHOUSE PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVEE TD WATERHOUSE INC. |
| TOURIKIAN, ERIC DANIEL | SALESPERSON | M.R.S. SECURITIES SERVICES INC. / SERVICES VALEURS MOBILIERES M.R.S. INC. |
| TOURNIER, VALERIE LOUISE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| TOUSIGNANT, CLAUDE | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| TOW, WINSTON JUAN | SALESPERSON | E*TRADE CANADA SECURITIES CORPORATION / SOCIETE DE VALEURS MOBILIERES E*TRADE CANADA |
| TOWER, JAMES ALLEN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| TOWLE, MARYL SUSAN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| TOWLER, BRUCE LAUCHLYN | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| TOWNSEND, ARLENE WANDA | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| TOWNSEND, KENNETH WAYNE | SALESPERSON & OFFICER (NON-TRADING) | LAWTON PARTNERS FINANCIAL PLANNING SERVICES LIMITED |
| TOWNSEND, KENNETH WAYNE | NON-ADVISING DIRECTOR | CARDINAL CAPITAL MANAGEMENT INC. |
| TOWNSEND, KEVIN RYAN | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| TOWNSEND, LAUREN ELIZABETH | SALESPERSON | LAWTON PARTNERS FINANCIAL PLANNING SERVICES LIMITED |
| TOWNSEND, ROBERT DEANE | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| TOWNSEND, TREVOR DOUGLAS | OFFICER (NON-TRADING) | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| TOWNSEND, WAYNE EDWIN | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| TOWNSHEND, DAVID MARK | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| TOWNSON, PAUL JAMES | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| TOZER, GEORGE ANTHONY | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| TRACH, KAREN ELIZABETH | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| TRACZUK, ANNE LOUISE | OFFICER (TRADING) | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| TRAFFORD, JAMES ERNEST | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| TRAHAIR, CATHERINE FRANCES | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| TRAINOR, JASON CHRISTOPHER | SALESPERSON | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| TRAN, EILEEN CHIARA | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| TRAN, THUAN (MICHAEL) VAN | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| TRAN, TOANH | NON-ADVISING OFFICER | GOODMAN & COMPANY, INVESTMENT COUNSEL LTD./GOODMAN & COMPANY, CONSEIL EN PLACEMENT LTEE |
| TRAN, VAN KHIEM | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| TRAN, VAY QUANG | SALESPERSON | W.H. STUART MUTUALS LTD. |
| TRANN, JUNE LYNNE | BRANCH MANAGER | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| TRAVES, JOHN ANTHONY | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| TRAVICIC, HERIKA MARIA | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| TRAVISS, JEAN CLARA | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| TRAVISS, JEANA RAE | OFFICER & DIRECTOR (NON-TRADING) | BOLDER INVESTMENT PARTNERS, LTD. |
| TREBLE, WILLIAM JAMES | SALESPERSON | TEN STAR FINANCIAL INC. |
| TREIBERG, KARIN KRISTINE | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| TREICHEL, CALVIN DONALD | SALESPERSON (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| TREMBLAY, DANIEL | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| TREMBLAY, FRANCOIS | OFFICER (TRADING) | VALEURS MOBILIERES BANQUE LAURENTIENNE INC. / LAURENTIAN BANK SECURITIES INC. |
| TREMBLAY, GABRIEL | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| TREMBLAY, GILLES | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| TREMBLAY, GINA | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| TREMBLAY, JEAN | OFFICER (TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| TREMBLAY, LOUISE | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| TREMBLAY, MICHEL | NON-ADVISING DIRECTOR & OFFICER | INDUSTRIELLE ALLIANCE GESTION DE PLACEMENTS INC. / INDUSTRIAL ALLIANCE, INVESTMENT MANAGEMENT INC. |
| TREMBLAY, SEBASTIEN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| TREMORIN, DORIS ANNA | BRANCH MANAGER | CREDENTIAL ASSET MANAGEMENT INC. |
| TRENTADUE, VITO ANTONIO | BRANCH MANAGER | EDWARD JONES |
| TRENTOS, MARILYN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| TREPANIER, CLAUDE | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| TREPTOW, JEFFREY IAN | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| TRESOOR, TERRENCE WILLIAM | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| TRESVALLES, GREGORIO MUNOZ | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| TRETIAK, GREGORY DENNIS | NON-ADVISING DIRECTOR | I.G. INTERNATIONAL MANAGEMENT LIMITED |
| TRETIAKOVA, IOULIA NIKOLAEVNA | ADVISING OFFICER | PUR INVESTING INC. |
| TREVISANI, WENDY | ADVISING EMPLOYEE | THORNBURG INVESTMENT MANAGEMENT, INC. |
| TRIBE, WILLIAM EDWARD | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| TRICKEY, CHRISTINE DAWN | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| TRIEU, ELAINE TUYET AI LAN | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| TRIM, JOHN GILBERT | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| TRIMBLE, THOMAS FRANCE | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| TRINH, JUDY | NON-ADVISING OFFICER | FIDUCIARY TRUST COMPANY OF CANADA |
| TRIOLO, DANIELE FABIO | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| TRIPODI, DOMENIC | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| TRIPP, CAROL DAWN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| TRIPP, ELIZABETH CYNTHIA | OFFICER (TRADING) | GMP SECURITIES L.P./ GMP VALEURS MOBILIÈRES S.E.C. |
| TRIPP, ERIC CLIFTON | OFFICER & DIRECTOR (NON TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| TRISCHUK, DAVID HENRY | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| TRISKAN, TERRY PAUL | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| TRISTANI, FRANCESCO NICOLA | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| TROCIN, JEFFREY EDWARD | DIRECTOR (NON-TRADING) | RAYMOND JAMES LTD. |
| TROI, CHRISTINA WAY-LING | OFFICER (NON-TRADING) | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| TROIANI, BEN ANTHONY | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| TROJAN, VERA MARIA | ADVISING OFFICER | WELLINGTON MANAGEMENT COMPANY, LLP |
| TROTTIER, MARC WILFRID | NON-ADVISING DIRECTOR & OFFICER | JARISLOWSKY, FRASER LIMITÉE / JARISLOWSKY, FRASER LIMITED |
| TROTTIER, PIERRE | ADVISING OFFICER | INDUSTRIELLE ALLIANCE GESTION DE PLACEMENTS INC. / INDUSTRIAL ALLIANCE, INVESTMENT MANAGEMENT INC. |
| TROY, CAROLINE MARY | OFFICER (NON-TRADING) | SALMAN PARTNERS INC. |
| TRUDEAU, MARC | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| TRUDEAU, MARTIN LUCIEN | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| TRUDEAU, MATTHEW NORBERT | OFFICER (NON-TRADING) | CHI-X CANADA ATS LIMITED |
| TRUDEAU, MICHEL CLAUDE | OFFICER & DIRECTOR (TRADING) | VALEURS MOBILIERES BANQUE LAURENTIENNE INC. / LAURENTIAN BANK SECURITIES INC. |
| TRUDEAU, RAYMOND | OFFICER (TRADING) | VALEURS MOBILIERES BANQUE LAURENTIENNE INC. / LAURENTIAN BANK SECURITIES INC. |
| TRUDEL, JEAN ARMAND | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| TRUELAND, SEAN MATTHEW | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| TRUMBLE, LANCE GRANVILLE | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| TRUMBLEY, CHADWICK JOHN | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| TRUMBLEY, SHARON PATRICIA | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| TRUMP, CHRISTOPHER GEBHARDT | DIRECTOR (NON-TRADING) | USC EDUCATION SAVINGS PLANS INC. / USC REGIMES D'EPARGNE-ETUDES INC. |
| TRUONG, KENNETH | OFFICER (NON-TRADING) | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| TRUSZYNSKI, LAURETTE ALMA | SALESPERSON | SCOTIA SECURITIES INC. |
| TRYBULA, BARBARA FRANCISZKA | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| TRYDAL, JORDAN TYLER | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| TRYLINSKI, WAYNE STEWART | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| TRÉPANIER, ROBERT | NON-ADVISING OFFICER | FIERA CAPITAL INC. |
| TSAI, CHARLEY CHARNG-YIH | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| TSANG, JENNIFER SZE MAN | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| TSANG, JOYCE CHOOI | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| TSANG, KAREN KA-LAM | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| TSANG, KENNETH CHEONG | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| TSCHANZ, HANS | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| TSE, DANIEL MAN | OFFICER (TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| TSE, EDWARD | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| TSE, JEFFREY ALAN | OFFICER (NON-TRADING) | CREDIT SUISSE SECURITIES (CANADA), INC./VALEURS MOBILIERES CREDIT SUISSE (CANADA), INC. |
| TSIANDOULAS, PETER | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| TSIANG, THERESA YUET-LING | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| TSIOURIS, ELIAS | SALESPERSON | BLACKMONT CAPITAL INC. |
| TSIRIGOTIS, KONSTANTINOS | OFFICER (NON-TRADING) | WOLVERTON SECURITIES LTD |
| TSOI, TERENCE MAN | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| TSU, MARIA KWOK-YIM | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| TSUBOUCHI, DANIEL TADASHI | OFFICER (NON-TRADING) | GMP SECURITIES L.P./ GMP VALEURS MOBILIÈRES S.E.C. |
| TSUI, RAYMOND SIK | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| TSUNG, DON | SALESPERSON | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| TSUTSUMI, THERESA LYNN | OFFICER (NON-TRADING) | TRISTONE CAPITAL INC. |
| TU, VIEN HUONG THI | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| TUBB, JAMES BRIAN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| TUBIS, DALIA | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| TUCCI, DANILO | SALESPERSON | TD WATERHOUSE CANADA INC. |
| TUCK, CAROLYN CARR | NON-ADVISING OFFICER | AGF FUNDS INC. / LES FONDS AGF INC. |
| TUCKER, CHARLES ANDREW | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| TUCKER, CORY WILLIAM | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| TUCKER, GARY HOWARD | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| TUCKER, KUNO | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| TUCKER, RAYMOND BRUCE | OFFICER (TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| TUCKER, THOMAS JAMES | ASSOCIATE ADVISING EMPLOYEE | BRICKBURN ASSET MANAGEMENT INC. |
| TUCKER, WHITMAN DUNCAN | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| TUCKWELL, MARY CATHERINE | ADVISING OFFICER | SCOTIA CASSELS INVESTMENT COUNSEL LIMITED / GESTION DE PLACEMENTS SCOTIA CASSELS LIMITEE |
| TUEKAM, SANDRINE NADEGE | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| TUEN-MO, WO KWONG JOHNNY | OFFICER (TRADING) | CMC MARKETS CANADA INC./ MARCHÉS CMC CANADA |
| TUER, JOHN FREDERICK | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| TULETT, DONALD P. | ADVISING DIRECTOR & OFFICER | TULETT, MATTHEWS & ASSOC. INC. |
| TULSIE, ZANE MAHADEO | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| TUMMILLO, DOMENICO | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| TUN, AUNG NAING | SALESPERSON | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| TUNG, KWOK-SUM JOSEPH | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| TUOMI, DARCY EDWARD | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| TURCOT, CLAUDE | ADVISING DIRECTOR & OFFICER | INVESTISSEMENTS STANDARD LIFE INC. /STANDARD LIFE INVESTMENTS INC. |
| TURCOTTE, MARIE CHANTAL | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| TURENNE, GINETTE | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| TURETSKY, MELISSA JAYNE | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| TURGEON, DANIEL | OFFICER (TRADING) | VALEURS MOBILIERES BANQUE LAURENTIENNE INC. / LAURENTIAN BANK SECURITIES INC. |
| TURGEON, ERIC | SALESPERSON | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| TURGEON, FRANCOIS | OFFICER (NON-TRADING) | UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC. |
| TURNAU, DONALD PAUL | SALESPERSON | TD WATERHOUSE CANADA INC. |
| TURNBULL, DOUGLAS EDWARD | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| TURNBULL, JANINE DAWN | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| TURNBULL, LISA ANN | SALESPERSON (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| TURNBULL, NANCY ANNE | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| TURNBULL, ROBERT ARMSTRONG | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| TURNBULL, ROBERT MICHAEL | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| TURNBULL, ROSS GORDON | DIRECTOR (NON-TRADING) | ODLUM BROWN LIMITED |
| TURNBULL, TREVOR ALEXANDER | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| TURNBULL, VICTORIA MARSHALL | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| TURNER, DAVID ANTHONY | OFFICER (NON-TRADING) (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| TURNER, DAVID ROBERT | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| TURNER, DEREK GORDON | SALESPERSON | C.S.T. CONSULTANTS INC./CONSULTANTS C.S.T. INC. |
| TURNER, DYLAN OLIVER | OFFICER (NON-TRADING) | BRANDES INVESTMENT PARTNERS & CO. |
| TURNER, JAMES ANDREW | PARTNER (TRADING) | GENUITY CAPITAL MARKETS/MARCHES DES CAPITAUX GENUITY |
| TURNER, JAMES DOUGLAS | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| TURNER, JOSEPH DAVID | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| TURNER, KELLY JEAN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| TURNER, MARK DAVID | ADVISING OFFICER | TURNER INVESTMENT PARTNERS, INC. |
| TURNER, MARY LOUISE | NON-ADVISING DIRECTOR | MACKENZIE FINANCIAL CORPORATION |
| TURNER, MATTHEW DEAN | NON-ADVISING OFFICER | GUARDIAN CAPITAL ADVISORS LP |
| TURNER, MATTHEW DEAN | NON-ADVISING OFFICER | VANTAGE CAPITAL LP |
| TURNER, MATTHEW DEAN | NON-ADVISING OFFICER | GUARDIAN CAPITAL LP / SOCIÉTÉ EN COMMANDITE GUARDIAN CAPITAL |
| TURNER, ROBERT EUGENE, | ADVISING OFFICER | TURNER INVESTMENT PARTNERS, INC. |
| TURNER, ROBERT MICHAEL | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| TURNEY, PETER BYRON | OFFICER (TRADING) | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| TURPIN, GARRY BRUCE | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| TURPIN, JEAN | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| TURPIN, JEAN | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| TUTERS, OJARS JURIS | ADVISING OFFICER | UBS INVESTMENT MANAGEMENT CANADA INC. / GESTION DES PLACEMENTS UBS CANADA INC. |
| TUTTLE, DAVID ANDREW | ADVISING OFFICER | FRANKLIN TEMPLETON INVESTMENTS CORP./SOCIETE DE PLACEMENTS FRANKLIN TEMPLETON |
| TUTTLE, WARD ALFRED | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| TUTTY, STEVEN RICHARD | OFFICER (TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| TWERDUN, BARRY FREDERICK | BRANCH MANAGER | FUNDEX INVESTMENTS INC. |
| TWETEN, FLOYD EDWIN | SALESPERSON | CHILDREN'S EDUCATION FUNDS INC./FONDS D'ETUDES POUR LES ENFANTS INC. |
| TWETEN, RAYMOND LYLE | BRANCH MANAGER | CHILDREN'S EDUCATION FUNDS INC./FONDS D'ETUDES POUR LES ENFANTS INC. |
| TWU, JENNIFFER | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| TWYMAN, NICHOLAS JOHN | OFFICER (TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| TYAN, CHARLES | SALESPERSON | DESJARDINS CABINET DE SERVICES FINANCIERS INC./DESJARDINS FINANCIAL SERVICES FIRM INC. |
| TYERMAN, DAVID BRUCE | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| TYLER, ANITA MARIE | OFFICER (TRADING) | KINGSDALE CAPITAL MARKETS INC. / MARCHES KINGSDALE CAPITAL INC. |
| TYLER, LEONIE JANE | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| TYLER, MICHAEL CAMERON | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| TYLER, RODERICK MITCHELL | SALESPERSON | PEAK INVESTMENT SERVICES INC./SERVICES EN PLACEMENTS PEAK INC. |
| TYMKO, PATRICIA JANE | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| TYMKOW, ROBERT | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| TYMOSCHUK, HEATHER JEAN | SALESPERSON | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| TYNKALUK, WILLIAM GEORGE | ADVISING DIRECTOR & OFFICER | LEON FRAZER & ASSOCIATES INC. |
| TYRE, DONNA MAY | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| TYRRELL-CRAIG, MELANIE MARGARET | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| TYSOSKI, LANA DEBORAH | SALESPERSON | SCOTIA SECURITIES INC. |
| TYSZEWICZ, JULITA | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| TZEMBELICOS, CONSTANTINE | OFFICER (TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| TZEMBELICOS, ELENA | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| TZIAVAS, NIKITA | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| TZORTZATOS, STAVROS | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| TÊTU, FRANÇOIS | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| UBALDO, GIL ORDONEZ | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| UCHIYAMA, GREGORY ALLAN | OFFICER (TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| UDIAVER, PRAMOD RAMESH | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| UDONSAK, DANIEL AMOS | SALESPERSON | TD WATERHOUSE CANADA INC. |
| UDOVIC, DAVID IVAN | NON-ADVISING OFFICER | TD WATERHOUSE PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVEE TD WATERHOUSE INC. |
| UFFELMANN, CINDY LEE | OFFICER (NON-TRADING) | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| UHRYNIUK, VINCENT PAUL | SALESPERSON | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| UJOBAI, JOSEPH PAUL | NON-ADVISING DIRECTOR & OFFICER | SEI INVESTMENTS CANADA COMPANY / SOCIÉTÉ DE PLACEMENTS SEI CANADA |
| ULASY, ALLAN JOSEPH | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| ULASY, ASHLEIGH LAUREN | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| ULLMAN, LAWRENCE STEVEN | OFFICER (TRADING) | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| UMIASTOWSKI, CHRISTOPHER JOHN | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| UMLAND, KAREN ELIZABETH | NON-ADVISING OFFICER | DIMENSIONAL FUND ADVISORS CANADA INC. |
| UNCLES, CLAUDETTE BEATRICE | SALESPERSON | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| UNDERSHUTE, BRETT JOHN | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| UNG, FREDDY ECHENG | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| UNGARIAN, RAYANNE SHARON | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| UNGER, DAVID CHRISTOPHER | SALESPERSON | FUNDEX INVESTMENTS INC. |
| UNGER, MATTHEW BRIAN | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| UNIACKE, KATHERINE PATE | ADVISING OFFICER | GOLDMAN SACHS ASSET MANAGEMENT, L.P. / GESTION D'ACTIFS GOLDMAN SACHS LP |
| UNSWORTH, MICHELLE ROSALEE | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| UNTEREINER, ROBERT ALLAN | SALESPERSON | TD WATERHOUSE CANADA INC. |
| UPEGUI, GUILLERMO LEON | SALESPERSON | M.R.S. SECURITIES SERVICES INC. / SERVICES VALEURS MOBILIERES M.R.S. INC. |
| UPPAL, NABIL KHAN | SALESPERSON | E*TRADE CANADA SECURITIES CORPORATION / SOCIETE DE VALEURS MOBILIERES E*TRADE CANADA |
| UPPAL, NARINDER KAUR | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| UPSON, GREG CHRISTOPHER | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| URBAN, SHIRLEY MAY | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| URIE, JOHN DAVID | SALESPERSON | RAYMOND JAMES LTD. |
| URLI, DARIO | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| URLOCKER, MICHAEL FRANCIS | OFFICER (NON-TRADING) | GMP SECURITIES L.P./ GMP VALEURS MOBILIÈRES S.E.C. |
| URQUHART, GLEN RUSSELL | SALESPERSON | FUNDEX INVESTMENTS INC. |
| URSELL, GARY LEE | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| URSHON, IRINA | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| URSHON, IRINA | OFFICER (NON-TRADING) | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| URSHON, IRINA | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| USAMI, SHARON MITSUE | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| USBORNE, JOHN RALPH | DIRECTOR (NON-TRADING) | BNP PARIBAS (CANADA) VALEURS MOBILIÈRES INC./BNP PARIBAS (CANADA) SECURITIES INC. |
| USHER-JONES, BRIAN RICHARD | NON-ADVISING OFFICER (SECURITIES) | RUSSELL INVESTMENTS CANADA LIMITED / INVESTISSEMENTS RUSSELL CANADA LIMITÉE |
| USMANI, FAHAD | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| USZKAY, STEVEN RICHARD | OFFICER & DIRECTOR (TRADING) | CREDIT SUISSE SECURITIES (CANADA), INC./VALEURS MOBILIERES CREDIT SUISSE (CANADA), INC. |
| UWITONZE, CARINE | SALESPERSON | HERITAGE EDUCATION FUNDS INC./FONDS D'EDUCATION HERITAGE INC. |
| UZIELLI, STEPHEN JULIAN | OFFICER (TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| VACCARO, ANTONIO | SALESPERSON | TD WATERHOUSE CANADA INC. |
| VACHON, CHRISTINE | NON-ADVISING OFFICER | INDUSTRIELLE ALLIANCE GESTION DE PLACEMENTS INC. / INDUSTRIAL ALLIANCE, INVESTMENT MANAGEMENT INC. |
| VACHON, JEAN | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| VACHON, NORMAND MARQUIS | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| VACHON, YVES-DOMINIQUE | OFFICER (TRADING) | DESJARDINS CABINET DE SERVICES FINANCIERS INC./DESJARDINS FINANCIAL SERVICES FIRM INC. |
| VADACCHINO, JOSIANE SYLVIA | SALESPERSON | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| VAFAEI, KAMRAN | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| VAGADIA, PRITTI | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| VAHTIN, LUCRETIA | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| VAILLANCOURT, FRANCOIS | OFFICER (TRADING) | DESJARDINS SÉCURITÉ FINANCIÈRE INVESTISSEMENTS INC./DESJARDINS FINANCIAL SECURITY INVESTMENTS INC. |
| VAILLANCOURT, PAUL LAURENT | ADVISING OFFICER | FIDUCIARY TRUST COMPANY OF CANADA |
| VAILLANCOURT, PHILIPPE MORRIS | OFFICER & DIRECTOR (NON-TRADING) | BURGEONVEST SECURITIES LIMITED |
| VAILLANCOURT, PIERRE DEGUISE | OFFICER (NON-TRADING) | MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE. |
| VAILLANT, GUY | NON-ADVISING OFFICER | ELLIOTT & PAGE LIMITED / ELLIOTT & PAGE LIMITEE |
| VAISNORAS, ALGIS JONAS | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| VAJO, CHRISTOPHER JOHN | ADVISING OFFICER | RBC PRIVATE COUNSEL INC./RBC SERVICES-CONSEILS PRIVES INC. |
| VALADE, ANDRE JOSEPH | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| VALADE, MICHEL | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| VALDEZ MARTINEZ, JESUS ALVARO | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| VALENTE, DEMETRA TSIMICALIS | OFFICER (NON-TRADING) | STATE STREET GLOBAL MARKETS CANADA INC. / MARCHÉS MONDIAUX STATE STREET CANADA INC. |
| VALENTI, ANNE TARBOLTON | OFFICER & DIRECTOR (TRADING) | INDEPENDENT PLANNING GROUP INC./GROUPE INDEPENDANT DE PLANIFICATION INC. |
| VALENTI, VINCENT ANTHONY | OFFICER & DIRECTOR (NON-TRADING) | INDEPENDENT PLANNING GROUP INC./GROUPE INDEPENDANT DE PLANIFICATION INC. |
| VALENTINE, KENNETH ANTHONY | OFFICER (TRADING) | TD WATERHOUSE CANADA INC. |
| VALENTINE, MARCIA JUDITH | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| VALENTINI, VINCENZO WOODWARD | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| VALENTINO, CHERYL LYNN | BRANCH MANAGER | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| VALENTINO, KATHERINE MAUREEN | SALESPERSON | IPC INVESTMENT CORPORATION |
| VALERO, JOHN GONZALO | ASSOCIATE ADVISING EMPLOYEE | BMO HARRIS INVESTMENT MANAGEMENT INC./BMO HARRIS GESTION DE PLACEMENTS INC. |
| VALINHO, DAVID BENTO | OFFICER (NON-TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| VALLACORBA, NELSON | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| VALLEE, JACQUES KEITH | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| VALLEE, THIERRY NICHOLAS | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| VALLESCURA, LEONE | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | QUESTRADE, INC. |
| VALLIERE, RONALD DAVID | OFFICER (NON-TRADING) | MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE |
| VALLIERE, RONALD DAVID | OFFICER (NON-TRADING) | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| VALLIERES, NANCY ANGELA | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| VALLIPURAM, UMESH | NON-ADVISING DIRECTOR & OFFICER | MONTRUSCO BOLTON INVESTMENTS INC./PLACEMENTS MONTRUSCO BOLTON INC. |
| VALLIPURAM, UMESH | NON-ADVISING DIRECTOR | FOYSTON, GORDON & PAYNE INC. |
| VALLIPURAM, UMESH | NON-ADVISING DIRECTOR | BEUTEL, GOODMAN & COMPANY LTD. |
| VALOIS, PAUL LOUIS | NON-ADVISING OFFICER | SCEPTRE INVESTMENT COUNSEL LIMITED |
| VALVERDE-ALONSO, MARY PAZ | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| VAN AELST, MICHAEL JOHN | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| VAN ALSTYNE, TIMOTHY WILLIAM | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| VAN ANDEL, ROLAND JOHN | SALESPERSON | IPC INVESTMENT CORPORATION |
| VAN ARNHEM, AMY HEATHER | SALESPERSON (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| VAN BASTELAERE, JON CHARLES | SALESPERSON | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| VAN BASTELAERE, RAYMOND CHRISTOPHER | BRANCH MANAGER | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| VAN CAUWENBERGHE, DARYL DWAYNE | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| VAN CAUWENBERGHE, SONIA CLARA | ADVISING OFFICER | SCOTIA CASSELS INVESTMENT COUNSEL LIMITED / GESTION DE PLACEMENTS SCOTIA CASSELS LIMITEE |
| VAN DE LEYGRAAF, PAUL ADRIANUS | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| VAN DER BRUG, DAVID JAMES | SALESPERSON | TD WATERHOUSE CANADA INC. |
| VAN DER KROON, NICOLAAS JOHANNES | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| VAN DYK, MICHAEL ADRIAN | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| VAN FLEET, DENNYS WAYNE | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| VAN GRAFT, MARK JULIEN | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| VAN GRINSVEN, VALARIE SUSAN | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| VAN HEES, DIRK WILLIAM | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| VAN HEES, MARK PATRICK | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| VAN HEMMEN, JEFFREY PAUL | SALESPERSON | TD WATERHOUSE CANADA INC. |
| VAN HOEVE, ROBERT JEFFREY | OFFICER (NON-TRADING) | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| VAN KOLL, JOHN BART | OFFICER (NON-TRADING) | RETIRE FIRST LTD. |
| VAN KOLL, MARK JASON | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| VAN LANDEGHEM, LAUREL ANNE | SALESPERSON | FUNDEX INVESTMENTS INC. |
| VAN MASSENHOVEN, JANE KATHLEEN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| VAN MONSJOU, JOHAN JOCOB | NON-ADVISING OFFICER | MCLEAN BUDDEN LIMITED/MCLEAN BUDDEN LIMITEE |
| VAN NEST, LINDA JANE | SALESPERSON | RICE FINANCIAL GROUP INC. |
| VAN NEST, NORMAN GARY | NON-ADVISING DIRECTOR | DAVIS-REA LTD./DAVIS-REA LTEE. |
| VAN NEST, RICHARD NORMAN | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| VAN RAAY, MARK NORMAN | NON-ADVISING OFFICER | RBC PRIVATE COUNSEL INC./RBC SERVICES-CONSEILS PRIVES INC. |
| VAN RYCKEGHEM, BRIAN ANDREW | BRANCH MANAGER | RICE FINANCIAL GROUP INC. |
| VAN STEKELENBURG, JOHN ARNOLD | SALESPERSON | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| VAN VEEN, CLEMENTINE MARY | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| VAN VEEN, DAVID RICHARD | OFFICER (NON-TRADING) | BLACKMONT CAPITAL INC. |
| VAN VLIET, JAMES PETER | OFFICER (NON-TRADING) (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| VAN VOGT, FREDERICK ROBERT | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| VAN WALLEGHEM, COURTNEY ELIZABETH | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| VAN ZUIDEN, THOMAS REED | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| VAN, WA | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| VANAGAS, MICHAEL ANDREW | ADVISING EMPLOYEE | DIXON MITCHELL INVESTMENT COUNSEL INC. |
| VANALSTYNE, SHERRI LYNN | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| VANASSE, CHARLES | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| VANASSE, DAVID | NON-ADVISING OFFICER | INDUSTRIELLE ALLIANCE GESTION DE PLACEMENTS INC. / INDUSTRIAL ALLIANCE, INVESTMENT MANAGEMENT INC. |
| VANCE, FREDERICK EARLE | OFFICER (NON-TRADING) | NORTHERN SECURITIES INC. / VALEURS MOBILIERES NORTHERN INC. |
| VANDAL, JASON WILFRED | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| VANDAL, MICHEL | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| VANDEL, CARMEN MENDOZA | SALESPERSON | CHILDREN'S EDUCATION FUNDS INC./FONDS D'ETUDES POUR LES ENFANTS INC. |
| VANDEPOELE, JOANNE ELIZABETH | BRANCH MANAGER | SCOTIA SECURITIES INC. |
| VANDERBURGH, GEORGE ROGER | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| VANDERHEYDEN, KEVIN WILLIAM | OFFICER (TRADING) | SERVICES FINANCIERS PENSON CANADA INC. /PENSON FINANCIAL SERVICES CANADA INC. |
| VANDERHOOFT, ROBERT LEONARD | ADVISING DIRECTOR & OFFICER | GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE |
| VANDERKADEN, SUZANNE ELIZABETH | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| VANDERKRUYK, BRIAN MARTIN | SALESPERSON | TD WATERHOUSE CANADA INC. |
| VANDERMEER, BRENT ADRIAN | SALESPERSON | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| VANDERMEER, KEVIN JOHN | ADVISING EMPLOYEE | BONAVISTA ASSET MANAGEMENT LTD. |
| VANDERMEY, RICHARD WILLIAM | NON-ADVISING OFFICER | LEGG MASON CANADA INC. |
| VANDERSTEL, KEVIN KEITH | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| VANDERWOOD, DAVID PAUL | ADVISING DIRECTOR & OFFICER | BURGUNDY ASSET MANAGEMENT LTD./GESTION D'ACTIFS BURGUNDY LTÉE |
| VANDEWATER, JAMES ALFRED | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| VANDEWATER, ROBERT HAROLD | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| VANHEE, PETER DERUYTER | OFFICER (TRADING) (SECURITIES) | UNION SECURITIES LTD. / VALEURS MOBILIERES UNION LTEE |
| VANIAN, JEANNINE | NON-ADVISING OFFICER | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC |
| VANKESTEREN, RENE | OFFICER (TRADING) | FUNDEX INVESTMENTS INC. |
| VANKKA, DAVID MICHAEL | OFFICER (TRADING) | TRISTONE CAPITAL INC. |
| VANOS, THEODORE JOSEPH | SALESPERSON | ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE |
| VARAO, JOHN TONY | ADVISING DIRECTOR & OFFICER | SCOTIA CASSELS INVESTMENT COUNSEL LIMITED / GESTION DE PLACEMENTS SCOTIA CASSELS LIMITEE |
| VARDY, JUAN CHARLES | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| VAREY, MATTHEW BRYAN | OFFICER & DIRECTOR (TRADING) | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| VAREY, MATTHEW BRYAN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| VARGA, STEFAN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| VARLEY, DOUGLAS WAYNE | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| VARRO, BARBARA LOUISE | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| VARSHNEY, VANDANA | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| VARTY, SANDRA JEAN | SALESPERSON (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| VASIC, GEORGE DOUSHAN | OFFICER (NON-TRADING) | UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC. |
| VASOFF, DAVID JAMES | SALESPERSON | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| VASQUEZ BARAHONA, CARLOS ALFONSO | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| VASSILIOU, CONSTANTINE | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| VASTIS, WILLIAM | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| VASUDEVA, SUSHANT | SALESPERSON | TD WATERHOUSE CANADA INC. |
| VASWANI, DEEPA RAMESH | SALESPERSON | TD WATERHOUSE CANADA INC. |
| VAUGHAN, TERENCE STEWART | ADVISING DIRECTOR & OFFICER | UBS INVESTMENT MANAGEMENT CANADA INC. / GESTION DES PLACEMENTS UBS CANADA INC. |
| VAUGHAN, TODD LYON | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| VAUX, JAMES LEE | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| VAZ, LYNETTE ESTHER | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| VEALE, LESLIE ANNE | SALESPERSON | SECUTOR CAPITAL MANAGEMENT CORPORATION |
| VEALS, ALAN DAVID | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| VEHOVEC, ANN LOUISE MARIE | NON-ADVISING DIRECTOR | RBC ASSET MANAGEMENT INC./RBC GESTION D'ACTIFS INC. |
| VEILLETTE, ALAIN | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| VEILLETTE, ALAIN C | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| VEILLETTE, RENE | ADVISING OFFICER | CIBC GLOBAL ASSET MANAGEMENT INC. / GESTION GLOBALE D'ACTIFS CIBC INC. |
| VEILLEUX, CHRISTOPHER JAMES | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| VEILLEUX, FRANCIS | ADVISING OFFICER | NATCAN INVESTMENT MANAGEMENT INC. / GESTION DE PORTEFEUILLE NATCAN INC. |
| VEITO, ROBERT JAMES | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| VEJVODA, JOSEF | OFFICER (NON-TRADING) | MGI SECURITIES INC. / MGI VALEURS MOBILIERES INC. |
| VELAND, ARVID | OFFICER | PEREGRINE FINANCIAL GROUP CANADA, INC. |
| VELANOFF, DAVID SIMEON | OFFICER & DIRECTOR (TRADING) | RICE FINANCIAL GROUP INC. |
| VELASCO, ANNA-LIZA REYES | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| VELASCO, MARIA | SALESPERSON | HSBC INVESTMENT FUNDS (CANADA) INC./FONDS D'INVESTISSEMENT HSBC (CANADA) INC. |
| VELIKONJA, THEODORE SILVESTER | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| VELOCCI, JEREMY | NON-ADVISING OFFICER | BAKER GILMORE & ASSOCIÉS INC. / BAKER GILMORE & ASSOCIATES INC. |
| VELOSO, CARMINDA, MARIA | ADVISING EMPLOYEE | HOWSON TATTERSALL INVESTMENT COUNSEL LIMITED / LES CONSEILLERS EN PLACEMENT HOWSON TATTERSALL LIMITÉE |
| VENA, MARIA-ENZA | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| VENCATASAMY, WESLEY KEVIN | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| VENN, RICHARD ERNEST | OFFICER & DIRECTOR (NON TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| VERDY, MICHEL | OFFICER (TRADING) | VALEURS MOBILIERES BANQUE LAURENTIENNE INC. / LAURENTIAN BANK SECURITIES INC. |
| VERGIS, ARSENIOS STEFAN | SALESPERSON | TD WATERHOUSE CANADA INC. |
| VERHELST, MARIE THÉRÈSE | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| VERHELST, ROBERT JOSEPH | OFFICER & DIRECTOR (TRADING) | JENNINGS CAPITAL INC. |
| VERIGIN, ANGELA LYNN | SALESPERSON (SECURITIES) | UNION SECURITIES LTD. / VALEURS MOBILIERES UNION LTEE |
| VERITY, SHANE BRYAN | SALESPERSON | SCOTIA SECURITIES INC. |
| VERITY-OSICKI, ERICA PAULINE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| VERMA, CLAUDE | OFFICER (TRADING) | USC EDUCATION SAVINGS PLANS INC. / USC REGIMES D'EPARGNE-ETUDES INC. |
| VERMA, VIVEK | ADVISING OFFICER | CANSO INVESTMENT COUNSEL LTD. |
| VERMETTE, JEAN PAUL | OFFICER (NON-TRADING) | MERRILL LYNCH CANADA INC. |
| VERMETTE, JOANNE | SALESPERSON | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| VERMETTE, MARIE-FRANCE | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| VERMETTE, RAYMOND DENIS | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| VERMEY, DENISE | SALESPERSON | THOMAS WEISEL PARTNERS CANADA INC./THOMAS WEISEL PARTENAIRES CANADA INC. |
| VERNIEST, LARRY JOSEPH | SALESPERSON | HUB CAPITAL INC. / CAPITAL HUB INC. |
| VERNON, RICKARD DAVID | OFFICER (NON-TRADING) | BLACKMONT CAPITAL INC. |
| VERONNEAU, JEAN | SALESPERSON | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| VERRIER, CHAD ALBERT | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| VERRY, STEVEN ALEXANDER | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| VES, ANITA | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| VESCHINI, IVAN ROBERT | SALESPERSON | BOLDER INVESTMENT PARTNERS, LTD. |
| VESELINOVICH, PETER DOUGLAS | NON-ADVISING OFFICER (SECURITIES) | I.G. INVESTMENT MANAGEMENT, LTD. / SOCIÉTÉ DE GESTION D'INVESTISSEMENT, I.G. LTÉE |
| VESSEY, JAMES IAN | NON-ADVISING OFFICER | BMO HARRIS INVESTMENT MANAGEMENT INC./BMO HARRIS GESTION DE PLACEMENTS INC. |
| VESTBY, TODD ROBERT | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| VETTERS, DAVID MACLAREN | OFFICER & DIRECTOR (NON-TRADING) | TRISTONE CAPITAL INC. |
| VEZEAU, RICHARD ALBERT | SALESPERSON | ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE |
| VIAN, GIANNI JOHN | SALESPERSON | TD WATERHOUSE CANADA INC. |
| VIAU, ALEXANDRE | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| VIAU, ALEXANDRE | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| VICIC, DONALD JOSEPH | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| VICIC, DOUGLAS PAUL | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| VICKERS, BRIAN EDWARD | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| VICKERS, BRYAN ANDREW | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| VICKERS, CHRISTOPHER ALLAN | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| VICKERS, DIANA LYNN | NON-ADVISING OFFICER | MACKENZIE FINANCIAL CORPORATION |
| VICKERY, RAYLEEN DAWN | OFFICER (TRADING) (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| VIDA, EVA MARGARET | SALESPERSON | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| VIDAKOVICH, ANGELA | NON-ADVISING OFFICER (SECURITIES) | UBS GLOBAL ASSET MANAGEMENT (CANADA) CO. |
| VIDAL-RIBAS, GRACE MARIE | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| VIEIRA, PATRICIA ANN | OFFICER (NON-TRADING) | WORLDSOURCE SECURITIES INC./ VALEURS MOBILIERES WORLDSOURCE INC. |
| VIEIRA, PATRICIA ANN | OFFICER (NON-TRADING) | WORLDSOURCE FINANCIAL MANAGEMENT INC./GESTION FINANCIERE WORLDSOURCE INC. |
| VIEIRA, WILLIAM PEREIRA | ADVISING OFFICER | KBSH CAPITAL MANAGEMENT INC./GESTION DE CAPITAL KBSH INC. |
| VIEITES, LESLIE JOAN | SALESPERSON (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| VIELGUT, JOCELYN ARMONDE | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| VIELGUT, THOMAS JOSEPH | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| VIELHAUER, RENE | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| VIETS, MARK ROBERT | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| VIGEANT, STEPHANE ROBERT | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| VIGER, FREDERIC | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| VIGNER, JACQUES | NON-ADVISING DIRECTOR | GESTION DE PLACEMENTS INNOCAP INC./INNOCAP INVESTMENT MANAGEMENT INC. |
| VILA, DAVID VINCENT | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| VILLALTA, WALTER HENRY | SALESPERSON | EDWARD JONES |
| VILLANO, SANDRA | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| VILLANUEVA, THOMAS HONOPRE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| VILLARIN, DENNIS | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| VILLARIN, JUSTIN COLIN | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| VILLEMAIRE, VINCENT RENE | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| VILLENEAU, MICHAEL ALEXANDRE | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| VILLENEUVE, LOUIS | ADVISING OFFICER | HARROW PARTNERS LTD. / HARROW & ASSOCIÉS |
| VILORIA, MINDA | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| VINACCO, JAMES VINCENT | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| VINCE, BRENDA JANE | DIRECTOR (NON-TRADING) | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| VINCE, BRENDA JANE | DIRECTOR (NON-TRADING) | PHILLIPS, HAGER & NORTH INVESTMENT FUNDS LTD. |
| VINCE, BRENDA JANE | NON-ADVISING DIRECTOR & OFFICER | RBC ASSET MANAGEMENT INC./RBC GESTION D'ACTIFS INC. |
| VINCE, BRENDA JANE | NON-ADVISING DIRECTOR | PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD. |
| VINCE, BRENDA JANE | NON-ADVISING DIRECTOR | RBC PRIVATE COUNSEL INC./RBC SERVICES-CONSEILS PRIVES INC. |
| VINCE, KAREN JOYCE | OFFICER (NON-TRADING) | RICE FINANCIAL GROUP INC. |
| VINCENT -RALPH, SUSAN ANN | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| VINCENT, CLAUDE | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| VINCENT, JOYCE LINDA | SALESPERSON | SCOTIA SECURITIES INC. |
| VINCENT, KERRI LYNN | BRANCH MANAGER | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| VINIZKI, GENADI | OFFICER (TRADING) | THOMAS WEISEL PARTNERS CANADA INC./THOMAS WEISEL PARTENAIRES CANADA INC. |
| VINOKUR, MIKHAIL | ASSOCIATE ADVISING OFFICER | TRAPEZE ASSET MANAGEMENT INC. |
| VINTERLIK, CATHERINE ANN | DIRECTOR (TRADING) | LEEDE FINANCIAL MARKETS INC. |
| VIPOND, RICHARD WILLIAM | ADVISING OFFICER | AMI PARTNERS INC. |
| VIRANI, YASMIN | SALESPERSON | BOLDER INVESTMENT PARTNERS, LTD. |
| VIRAY, JOSE RANDY | SALESPERSON | CHILDREN'S EDUCATION FUNDS INC./FONDS D'ETUDES POUR LES ENFANTS INC. |
| VIRENE, PHILIP MARK | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| VIRGILIO, ROCKY | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| VIRGINILLO, DOUGLAS JAMES | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| VIRVILIS, PETER | OFFICER & DIRECTOR (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| VISPERAS, ELIZABETH TAN | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| VISRAM, KARIM FATEHALI | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| VISRAM, SARFRAZ AZAD | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| VITO, NICOLA | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| VITO, NICOLA | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| VITT, BRIAN JOHN | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| VITTERA, MARLA ROBYN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| VITTON, MICHAEL STEPHEN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| VITUG, JULIUS CAESAR | OFFICER (NON-TRADING) | BLACKMONT CAPITAL INC. |
| VITUG, MARY DENISE | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| VITULANO, LUISA | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| VIVIER, JEAN-PIERRE | OFFICER (NON-TRADI |