Registered Individuals S
Updated daily Monday to Friday
| INDIVIDUAL'S NAME | CATEGORY OF REGISTRATION | NAME OF COMPANY |
|---|---|---|
| SAAD, RAMZY NABIL | SALESPERSON | E*TRADE CANADA SECURITIES CORPORATION / SOCIETE DE VALEURS MOBILIERES E*TRADE CANADA |
| SAARI, SHERYL ANN | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| SABA, YOSHIKO | NON-ADVISING OFFICER | MCLEAN BUDDEN LIMITED/MCLEAN BUDDEN LIMITEE |
| SABESKI, CHERYL DAWN | SALESPERSON | WELLINGTON WEST FINANCIAL SERVICES INC. |
| SABET, NAGHMEH | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SABOURIN, FRANCIS | OFFICER (NON-TRADING) | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| SABOURIN, HENRI | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| SABOURIN, LUISA MARIA | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| SACCHETTA, CLAVIA ASSUNTA | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SACHDEVA, APARNA | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SACHDEVA, RAJU SINGH | OFFICER (NON-TRADING) | UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC. |
| SACHLAS, ANTHONY | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| SACHT, JANE LESLIE | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| SACHVIE, ALISON RUTH | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SACK, SEAN PAUL | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SACKE, DANIEL YADIN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SACKS, BRANDON JUSTIN | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| SACRE, WILLIAM ROBERT | OFFICER (NON-TRADING) | WOLVERTON SECURITIES LTD |
| SADANA, HEMA | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SADLER, CONNIE URSULA | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| SADOVA, CLAIRE | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| SADOWSKI, JEFFREY MICHAEL | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SADOWSKY, LARYSA NATALIA | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SADY, TRACI ANN | SALESPERSON | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| SAEED, MUHAMMAD MOHSIN | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| SAEED, SANA | SALESPERSON | TD WATERHOUSE CANADA INC. |
| SAFRONETZ, KIM DENISE | SALESPERSON | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| SAFRONETZ, MICHAEL DAVID | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SAGE, ROBERT BERNARD | SALESPERSON | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| SAGER, KATHRYN ANN | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SAGERT, FRANKLIN MARK | SALESPERSON | MGI SECURITIES INC. / MGI VALEURS MOBILIERES INC. |
| SAHOTA, HARJINDER SINGH | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| SAIGAL, RYAN CHRISTOPHER | SALESPERSON | E*TRADE CANADA SECURITIES CORPORATION / SOCIETE DE VALEURS MOBILIERES E*TRADE CANADA |
| SAILER, ALFRED | OFFICER (NON-TRADING) | ACUMEN CAPITAL FINANCE PARTNERS LIMITED |
| SAILSMAN, PATRICE | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SAINDON, MELLANY SHARON | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| SAINSBURY, JOHN ROBERTS | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| SAINT-MARTIN, LINDA | SALESPERSON (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| SAINTE CROIX, LORI NADINE | OFFICER (TRADING) | FIRST FINANCIAL SECURITIES INC. |
| SAKKAL, RONALD LEN | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| SAKS, PAUL GRAHAM | OFFICER (TRADING) | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| SAKSIDA, GREGORY BORUT | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| SALAHUDDIN, ALI AHMED | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SALAM, MOHAMMAD ABDUL | NON-ADVISING OFFICER | TRAPEZE ASSET MANAGEMENT INC. |
| SALAM, PATRICIA BIBI | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| SALANO, PAULINE AMBOKO | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| SALAPOUTIS, CHRIS | OFFICER (NON-TRADING) | MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE. |
| SALBERG, DOUGLAS WILLIAM | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| SALEEM, MOHAMMAD KAMRAN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SALERNO, NICHOLAS | OFFICER (NON-TRADING) | BLACKMONT CAPITAL INC. |
| SALES, LARRY | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| SALES, LAWRENCE RICHARD | DIRECTOR (TRADING) | ODLUM BROWN LIMITED |
| SALGADO MALACARA, EDUARDO | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SALIBIAN, EDWARD | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SALLOUM, DAVID DUANE | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SALLOUM, GERALD DOUGLAS | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SALLY, MARC RAYMOND | SALESPERSON | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| SALMAN, TERRANCE KAMIL | OFFICER & DIRECTOR (TRADING) | SALMAN PARTNERS INC. |
| SALOPEK, STEVEN | ADVISING OFFICER | ING INVESTMENT MANAGEMENT CO. |
| SALSBURY, NEIL MATHEW | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| SALTARELLI, SANDRA LEAH | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| SALTER, DAVID WILLIAM | ADVISING EMPLOYEE | BAILLIE GIFFORD OVERSEAS LIMITED |
| SALTER, LINDSAY JANE | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SALUCHOK, WASYL MYCHAILO | NON-ADVISING OFFICER | NT GLOBAL ADVISORS, INC./ CONSEILLERS MONDIAUX NT |
| SALUK, SHIRLEY ANNE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SALVATORI, PETER ERNEST | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SALVI, ANDRE ROBERT | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SALZBURGER, PAMELA ANNE | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| SALZER, ARTHUR CHARLES | NON-ADVISING OFFICER | LEON FRAZER & ASSOCIATES INC. |
| SAMAHIN, REZA SHADWAN | NON-ADVISING OFFICER | NATCAN INVESTMENT MANAGEMENT INC. / GESTION DE PORTEFEUILLE NATCAN INC. |
| SAMANT, SANJIV KRISHNAJI | PARTNER (NON-TRADING) | GENUITY CAPITAL MARKETS/MARCHES DES CAPITAUX GENUITY |
| SAMBROOK, BARTHOLOMEW JOHN | OFFICER (NON-TRADING) | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| SAMJI, AREEF N/A | OFFICER (NON-TRADING) | ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE |
| SAMMY, KRISHNA | SALESPERSON | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| SAMMY, SUSHMA SUE | SALESPERSON | RAYMOND JAMES LTD. |
| SAMPSON, CHRISTOPHER ROBERT | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SAMRA, JASPAL SINGH | SALESPERSON | TD WATERHOUSE CANADA INC. |
| SAMRA, MANDEEP | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| SAMUEL, HARRY JACOB | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SANANIKONE, AKKHARA | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SANCHE, SHEA JAMES | SALESPERSON | RAYMOND JAMES LTD. |
| SANDERCOCK, PENNY ILYNE | SALESPERSON (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| SANDERS, GARY | NON-ADVISING OFFICER | INVESTISSEMENTS STANDARD LIFE INC. /STANDARD LIFE INVESTMENTS INC. |
| SANDERS, TODD CHRISTOPHER | ADVISING EMPLOYEE | HARRIS INVESTMENT MANAGEMENT, INC. |
| SANDERSON, CHARLES ROBERT | ADVISING OFFICER | LINCLUDEN MANAGEMENT LIMITED |
| SANDERSON, DAVID STEWART | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SANDERSON, HUGH ROBERT | OFFICER (NON-TRADING) | FIRSTENERGY CAPITAL CORP. / CORPORATION FIRSTENERGY CAPITAL |
| SANDERSON, WAYNE LORIE | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| SANDHU, HERPAL SINGH | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SANDILANDS, MARILYN ELIZABETH | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SANDLER, STEPHEN LOWE | OFFICER (TRADING) | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| SANDORI, PETRA ANN | OFFICER (TRADING) | ING DIRECT FUNDS LIMITED |
| SANDS, CAROLINE MARGARET | NON-ADVISING OFFICER | RBC ASSET MANAGEMENT INC./RBC GESTION D'ACTIFS INC. |
| SANDS, JOANNE FAYE | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| SANDY, ROCHELLE NICOLE | SALESPERSON | TD WATERHOUSE CANADA INC. |
| SANFELICE, TONY CORRADO | NON-ADVISING DIRECTOR & OFFICER | QUADREXX ASSET MANAGEMENT INC. |
| SANFORD, DANIEL MARK | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SANGHA, DMYANT SINGH | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SANGSTER, JOHN ALEXANDER | SALESPERSON | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| SANIK, SHOLOM LEPA | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | FRIEDBERG MERCANTILE GROUP LTD. / GROUPE FRIEDBERG MERCANTILE |
| SANITA, WENDY KATHERINE | NON-ADVISING OFFICER | GLOBEINVEST CAPITAL MANAGEMENT INC. |
| SANKAR, HAROLD | SALESPERSON | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| SANKARAN, RAVI | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SANKOVIC, RUDOLF JOHN | OFFICER & DIRECTOR (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| SANKOVIC, RUDOLF JOHN | OFFICER & DIRECTOR (NON-TRADING) | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| SANKOVIC, RUDOLF JOHN | NON-ADVISING DIRECTOR & OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| SANKOVIC, RUDOLF JOHN | NON-ADVISING DIRECTOR & OFFICER | TD WATERHOUSE PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVEE TD WATERHOUSE INC. |
| SANO, LORIE ANNE | OFFICER (TRADING) | ACKER FINLEY INC. |
| SANSREGRET, MARC | OFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES) | JITNEYTRADE INC. |
| SANTAMAURA, CAROL ANN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SANTAROSSA, MARK DAVIS | SALESPERSON | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| SANTERRE, JEAN-FRANÇOIS | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SANTILLAN, SALVADOR LABIANO | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| SANTILLI, DAVID SERGIO | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SANTOLI, RALPH | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| SANTONI, MARK FREDERICK | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SANTOS, ARTURO GUDANI | SALESPERSON | TD WATERHOUSE CANADA INC. |
| SANTOS, ARVIN ALFRED | NON-ADVISING OFFICER | RBC ASSET MANAGEMENT INC./RBC GESTION D'ACTIFS INC. |
| SANTOS, MICHAEL | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| SANZ, JACQUELINE | NON-ADVISING OFFICER | AGF FUNDS INC. / LES FONDS AGF INC. |
| SAPARA, KIMBALL WADE | OFFICER (TRADING) (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| SAPARA, KRISTOPHER ROBERT | SALESPERSON (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| SAPINSKI, IRIS RUTH | SALESPERSON | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| SARACHMAN, PAUL WALTER | OFFICER (TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| SARACINO, FRANCO PASQUALE | NON-ADVISING OFFICER (SECURITIES) | UBS GLOBAL ASSET MANAGEMENT (CANADA) CO. |
| SARBIT, LAWRENCE ALLAN | ADVISING DIRECTOR & OFFICER | SARBIT ADVISORY SERVICES INC. |
| SARDANA, GAURANG GOPAL | OFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SARDI, FRANCOIS | OFFICER (TRADING) | CREDIT SUISSE SECURITIES (CANADA), INC./VALEURS MOBILIERES CREDIT SUISSE (CANADA), INC. |
| SARDO, JOSEPH THOMAS | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SAREEN, ANUJEET SINGH | ADVISING OFFICER | WELLINGTON MANAGEMENT COMPANY, LLP |
| SARGEANT, BRUCE WILLIAM | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SARGEANT, CAROL LYNNE | SALESPERSON | PROFESSIONAL INVESTMENT SERVICES (CANADA) INC. |
| SARGEANT, FRANCES NOELLE | NON-ADVISING OFFICER (SECURITIES) | RUSSELL INVESTMENTS CANADA LIMITED / INVESTISSEMENTS RUSSELL CANADA LIMITÉE |
| SARGENT, BEVERLEY GAIL | SALESPERSON | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| SARGENT, PHILIPPA ST. BARBE | SALESPERSON | TD WATERHOUSE CANADA INC. |
| SARGINSON, GWENDOLYNE MARIE | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| SARIS, MATTHEW THEODORE | OFFICER (NON-TRADING) | QTRADE SECURITIES INC. / INVESTISSEUR QTRADE |
| SARLO, ALBERT PETER | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| SARMA, JITENDRA NATH | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SARMENTO, IVY JANE | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| SARNA, BRADLEY RYAN | SALESPERSON | WELLINGTON WEST FINANCIAL SERVICES INC. |
| SARNA, LARRY MICHAEL | SALESPERSON | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| SARRAILLON, HEATHER SUSAN | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| SASS, CHRISTINE | BRANCH MANAGER | INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC. |
| SASTRON, ADOLFO ANORO | OFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SATEL, MAX | OFFICER (NON-TRADING) | RESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL |
| SATOV, AMY JOY | NON-ADVISING OFFICER | GOODMAN & COMPANY, INVESTMENT COUNSEL LTD./GOODMAN & COMPANY, CONSEIL EN PLACEMENT LTEE |
| SATTLER, MARTIN ROBERT | SALESPERSON | TD WATERHOUSE CANADA INC. |
| SATURLEY, FREDRICK THOMAS | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SAUERBORN, KATHLEEN MARIE | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| SAUNDERS, CATHERINE ANNE | NON-ADVISING OFFICER & DIRECTOR (SECURITIES) | PUTNAM MANAGEMENT |
| SAUNDERS, CURTIS CHARLES | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SAUNDERS, CYRILLA LAURA | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SAUNDERS, DOUGLAS CHARLES | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SAUNDERS, GLENN FENTON | BRANCH MANAGER | EDWARD JONES |
| SAUNDERS, GRAHAM EDWARD | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| SAUNDERS, JOANNE ELISA | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| SAUNDERS, ROBERT BRADLEY | OFFICER (TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| SAUNDERS, WAYNE RICHARD | SALESPERSON (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| SAUNDERSON, PETER GEORGE | SALESPERSON | NORTHERN SECURITIES INC. / VALEURS MOBILIERES NORTHERN INC. |
| SAUNTRY, GLENN JOSEPH | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SAURETTE, CHERYL LYNN | BRANCH MANAGER | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| SAURETTE, PAUL RONALD | SALESPERSON | INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC. |
| SAUVAGE, LIONEL ALAIN | ADVISING OFFICER | CAPITAL GUARDIAN TRUST COMPANY |
| SAUVAGEAU, YVON | NON-ADVISING DIRECTOR | INDUSTRIELLE ALLIANCE GESTION DE PLACEMENTS INC. / INDUSTRIAL ALLIANCE, INVESTMENT MANAGEMENT INC. |
| SAUVE, GUY | OFFICER (NON-TRADING) | PFSL INVESTMENTS CANADA LTD. |
| SAUVE, RICHARD | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SAUVÉ, HUGUES | ADVISING EMPLOYEE | NBC ALTERNATIVE INVESTMENTS INC./BNC GESTION ALTERNATIVE INC. |
| SAUVÉ, SUN YOUNG | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| SAVAGE, RICHARD ANSLEY | OFFICER (TRADING) | BLACKMONT CAPITAL INC. |
| SAVARD, DANIEL | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| SAVARD, GUY | OFFICER & DIRECTOR (NON-TRADING) | MERRILL LYNCH CANADA INC. |
| SAVEGE, BARBARA ANN | NON-ADVISING OFFICER | MACKENZIE FINANCIAL CORPORATION |
| SAVICS, ERIC | OFFICER & DIRECTOR (TRADING) | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| SAVOIE, BERNADETTE CHRISTINE | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| SAVOIE, ERIC-OLIVIER | SALESPERSON | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| SAVOIE, JEAN | SALESPERSON | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| SAVONA, MARY RITA | OFFICER (TRADING) | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| SAVOY, JASON ANDREW | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| SAVULESCU, ZORAN | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SAWATZKY, MARINA | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| SAWCHUK, ELLEN GRACE | SALESPERSON | SCOTIA SECURITIES INC. |
| SAWHNEY, PAUL | ADVISING OFFICER | RBC PRIVATE COUNSEL INC./RBC SERVICES-CONSEILS PRIVES INC. |
| SAWICKI, RAYMOND WALTER | OFFICER (NON-TRADING) | BLACKMONT CAPITAL INC. |
| SAWKINS, KRISTIAN ROBERT | ADVISING OFFICER | PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD. |
| SAWYER FAY, LINDSAY DAWN | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| SAWYER, ERIC MICHAEL | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| SAWYER, LILY DOREEN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SAYED, ARASH | SALESPERSON | HERITAGE EDUCATION FUNDS INC./FONDS D'EDUCATION HERITAGE INC. |
| SAYER, LINDA JANE | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| SAYSON, YVONNE JOYCE | ADVISING EMPLOYEE | PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD. |
| SAYTHATHONGSAK, PHOUVIENG | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| SCACE, ANDREW GUILD | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SCACE, ARTHUR PATRICK | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| SCACE, ARTHUR RICHARD | NON-ADVISING DIRECTOR | SCEPTRE INVESTMENT COUNSEL LIMITED |
| SCAINI, ROY | NON-ADVISING DIRECTOR & OFFICER | BAROMETER CAPITAL MANAGEMENT INC. |
| SCANDIFFIO, DAVID MICHAEL | NON-ADVISING DIRECTOR & OFFICER | PLACEMENTS IA CLARINGTON INC. / IA CLARINGTON INVESTMENTS INC. |
| SCANLAN, KAREN MICHELLE | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| SCAPLEN, MICHAEL ALLAN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SCARAMUZZO, VINCENZO | OFFICER (TRADING) | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| SCARCELLO, THOMAS GENE | SALESPERSON | RICE FINANCIAL GROUP INC. |
| SCARFO, LISA | SALESPERSON (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| SCERBO, GENNARO | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SCHAAB, MICHAEL CHARLES | ASSOCIATE ADVISING EMPLOYEE | DEANS KNIGHT CAPITAL MANAGEMENT LTD. / GESTION DE CAPITAL DEANS KNIGHT LTÉE |
| SCHACHTER, MICHAEL DAVID | SALESPERSON | ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE |
| SCHACHTSIEK, LUCIENNE CARMEN | OFFICER (TRADING) | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| SCHACTER, JEFFREY BERNARD | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| SCHAEFER, CHRISTOPHER BRIAN | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| SCHAEFER, DONALD ELWOOD | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SCHAEFER, RICHARD IAN | OFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SCHAEN, DAVID LINDSEY | ADVISING DIRECTOR & OFFICER | MARVIN & PALMER ASSOCIATES, INC. |
| SCHAEN, DEREK | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| SCHAFER, JENNIFER RAE | SALESPERSON (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| SCHAFER, JERROD MICHAEL | OFFICER (NON-TRADING) (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| SCHAFER, NANCY JOAN | OFFICER (TRADING) | DESJARDINS SÉCURITÉ FINANCIÈRE INVESTISSEMENTS INC./DESJARDINS FINANCIAL SECURITY INVESTMENTS INC. |
| SCHAFFNER, DAVID | OFFICER & DIRECTOR (NON-TRADING) | LEITH WHEELER INVESTMENT FUNDS LTD. |
| SCHAFFNER, DAVID | NON-ADVISING DIRECTOR & OFFICER | LEITH WHEELER INVESTMENT COUNSEL LTD. / CONSEILLERS EN PLACEMENTS LEITH WHEELER LTEE |
| SCHALDEMOSE, LEANNE HELEN | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| SCHANTZ, WILLIAM MICHAEL | NON-ADVISING DIRECTOR | WEBB ASSET MANAGEMENT CANADA, INC. |
| SCHAPPERT, ELLARD CLIFFORD | SALESPERSON | FUNDEX INVESTMENTS INC. |
| SCHARGE, JENS INGO | OFFICER (TRADING) | WORLDSOURCE FINANCIAL MANAGEMENT INC./GESTION FINANCIERE WORLDSOURCE INC. |
| SCHAUB, KARL GUENTER | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SCHAUER, ROBERT JOSEF | NON-ADVISING OFFICER | JONES HEWARD INVESTMENT COUNSEL INC./JONES HEWARD CONSEILLER EN VALEURS INC. |
| SCHAUFFERT-TAM, SUSAN ELMA | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SCHAYES, DAVID GUY | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SCHEER, HAROLD JOHANN | ADVISING DIRECTOR & OFFICER | BAKER GILMORE & ASSOCIÉS INC. / BAKER GILMORE & ASSOCIATES INC. |
| SCHELLENBERG, ANTHONY JAMES | BRANCH MANAGER | SCOTIA SECURITIES INC. |
| SCHELLENBERG, GORDON ERNEST | SALESPERSON | IPC INVESTMENT CORPORATION |
| SCHELLENBERG, SPENCER NEAL | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SCHERENZEL, KAREN ELIZABETH | OFFICER (NON-TRADING) | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| SCHERER, PETER EUGENE | NON-ADVISING DIRECTOR & OFFICER | MAGNA VISTA INVESTMENT MANAGEMENT LIMITED/GESTION DES INVESTISSEMENTS MAGNA VISTA LIMITÉE |
| SCHERER, PETER EUGENE | NON-ADVISING DIRECTOR & OFFICER | CYPRESS CAPITAL MANAGEMENT LTD. |
| SCHETAKIS, DIMETRIUS "JIM" | NON-ADVISING OFFICER | ELLIOTT & PAGE LIMITED / ELLIOTT & PAGE LIMITEE |
| SCHETTLER, MARNIE LEIGH | SALESPERSON | LAWTON PARTNERS FINANCIAL PLANNING SERVICES LIMITED |
| SCHEURING, THOMAS OLIVER | SALESPERSON | UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC. |
| SCHEWE, JEFFREY EDWARD | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| SCHIAVONE, FRANCIS JOSEPH | SALESPERSON | RAYMOND JAMES LTD. |
| SCHICK, LONNIE SCOTT | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SCHICK, VANDA MARIE | SALESPERSON (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| SCHIESSER, ROBERT WERNER | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| SCHIKKERLING, LAMBERTUS PIETER | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| SCHILLACI, SIMON | OFFICER (NON-TRADING) (SECURITIES) | UNION SECURITIES LTD. / VALEURS MOBILIERES UNION LTEE |
| SCHILLBERG, IAN | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| SCHILLING, FRED REINHARD | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SCHINDLE, JENNIFER LYNNE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SCHININA, ANTONIO | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SCHINKINGER, ADAM ANTHONY | SALESPERSON | TD WATERHOUSE CANADA INC. |
| SCHIOPU, OVIDIU | ADVISING DIRECTOR & OFFICER (SECURITIES) OFFICER (COMMODITIES) | BROCKHOUSE COOPER GESTION D'ACTIFS INC. / BROCKHOUSE COOPER ASSET MANAGEMENT INC. |
| SCHIPANO, GIUSEPPE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SCHLEDEWITZ, KEVIN MICHAEL | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SCHLUMBERGER, WENDELL SCOTT | ADVISING OFFICER | FI CAPITAL LTD. |
| SCHLUMPF, RONALD JOHN | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SCHMALL, DONALD JAMES | SALESPERSON | FUNDEX INVESTMENTS INC. |
| SCHMEER, MARK ALLEN | ADVISING OFFICER | ELLIOTT & PAGE LIMITED / ELLIOTT & PAGE LIMITEE |
| SCHMEICHEL, PATRICIA LYNN | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| SCHMIDT, CORI-LYNN | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SCHMIDT, DARREN MICHAEL | OFFICER (NON-TRADING) | MERRILL LYNCH CANADA INC. |
| SCHMIDT, EMILY JANE | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SCHMIDT, GARRY BRADLEY | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| SCHMIDT, GREGORY ALLAN | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| SCHMIDT, JODI DENEE | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SCHMIDT, JUDITH ANN | BRANCH MANAGER | SCOTIA SECURITIES INC. |
| SCHMIDT, LARRY GLENN | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SCHMIDT, LUKE JACOB | ASSOCIATE ADVISING EMPLOYEE | GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE |
| SCHMIDT, MARVIN JOHN | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SCHMITZ, TRACEY NICOLE | BRANCH MANAGER | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| SCHNAPP, RAYNA CARRIE | OFFICER (TRADING) | THOMAS WEISEL PARTNERS CANADA INC./THOMAS WEISEL PARTENAIRES CANADA INC. |
| SCHNARE, LAURIE WINTON | SALESPERSON | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| SCHNEIDER, DAVID RICHARD | OFFICER (NON-TRADING) (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| SCHNEIDER, DONNA JEAN | SALESPERSON (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| SCHNEIDER, JAKOB ERIK | OFFICER (NON-TRADING) | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| SCHNEIDER, LEN WALLACE | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SCHNURR JR., WILLIAM THOMAS | OFFICER (TRADING) | THOMAS WEISEL PARTNERS CANADA INC./THOMAS WEISEL PARTENAIRES CANADA INC. |
| SCHNURR, GRANT LINUS | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| SCHNURR, GRANT LINUS | OFFICER (TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| SCHNURR, HEATHER LYNN | NON-ADVISING OFFICER | FAIRLANE ASSET MANAGEMENT LIMITED |
| SCHNURR, MATTHEW ALEXANDER | SALESPERSON | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| SCHOEFFEL, MARK IAN | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| SCHOEN, MICHAEL CHRISTOPHER | SALESPERSON | PHILLIPS, HAGER & NORTH INVESTMENT FUNDS LTD. |
| SCHOENHALS, MARK ELLIOTT | NON-ADVISING DIRECTOR & OFFICER | GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE |
| SCHOFIELD, BRIAN ALEX | ADVISING OFFICER | KBSH CAPITAL MANAGEMENT INC./GESTION DE CAPITAL KBSH INC. |
| SCHOFIELD, MICHAEL CHIPMAN | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| SCHOFIELD, MICHAEL CHIPMAN | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| SCHOLLENBERG, MARK WESLEY | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SCHOONBAERT, BRADLEY GEORGE | SALESPERSON | MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE |
| SCHRAM, MARK MATTHEW | SALESPERSON | TD WATERHOUSE CANADA INC. |
| SCHREUDERS, LINDA MARGARET | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| SCHREUDERS, RONALD BRIAN | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| SCHREYER, CHERYL ANN | BRANCH MANAGER | SCOTIA SECURITIES INC. |
| SCHROEDER, KIMBERLY ANN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SCHROEDER, LEAH LYNN | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| SCHROEDER, REGAN ELIZABETH | SALESPERSON | SCOTIA SECURITIES INC. |
| SCHROEDER, VALERIE LYNN | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SCHUCHT, JOHN FREDERICK | NON-ADVISING DIRECTOR | HIGHSTREET ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS HIGHSTREET |
| SCHUETZ, CAROLYN MARGARET | OFFICER (NON-TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| SCHULTZ, DAVID HARRY | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| SCHULTZ, DAVID HUGH | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| SCHULTZ, JEFFREY MICHAEL | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| SCHULTZ, JEFFREY SCOTT | SALESPERSON | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| SCHULTZ, MARINA | BRANCH MANAGER | CREDENTIAL ASSET MANAGEMENT INC. |
| SCHULTZ, ROBERT JAMES | SALESPERSON | RAYMOND JAMES LTD. |
| SCHULZ, KARL HEINZ | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| SCHULZ, THEODOR EMIL | SALESPERSON | CREDENTIAL SECURITIES INC. |
| SCHULZE, SUSAN LYNN | OFFICER (NON-TRADING) | IPC SECURITIES CORPORATION / IPC VALEURS MOBILIÈRES |
| SCHUTT, CHARLES PORTER | ADVISING EMPLOYEE | MARVIN & PALMER ASSOCIATES, INC. |
| SCHVALB, ARIE | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SCHVARCZ, MARGARET | SALESPERSON | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| SCHWAB, DIANA CAROL | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SCHWAB, MARJORIE ELLEN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SCHWAB, RYAN MATTHEW | BRANCH MANAGER | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| SCHWALM, WILLIAM BRENT | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| SCHWARTZ, KEITH BERNHARD | SALESPERSON | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| SCHWARTZ-ZUKOR, BARBARA BLIMA | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SCHWARZ, CLARA JANE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SCHWARZKOPF, ROBERT | ADVISING OFFICER | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC |
| SCHWEIGEL, JASON PHILLIP | OFFICER (NON-TRADING) | LEEDE FINANCIAL MARKETS INC. |
| SCIABBARRASI, DOLORES LYNN | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SCIBUOLA, ALEATSAE ALICE | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SCILIPOTI, ANTONIO | ADVISING DIRECTOR & OFFICER | VERITAS INVESTMENT RESEARCH CORPORATION |
| SCOBIE, JOCELYN MICHELLE | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SCOLA, GINA | ASSOCIATE ADVISING OFFICER | KBSH CAPITAL MANAGEMENT INC./GESTION DE CAPITAL KBSH INC. |
| SCOLLAN, THOMAS MARK | ADVISING EMPLOYEE | GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE |
| SCOLLARD, JOSEPH BERNARD | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SCORY, JOHN DAVID | OFFICER (TRADING) | CREDENTIAL SECURITIES INC. |
| SCOTCHMER, STEPHEN ROBERT | NON-ADVISING DIRECTOR | MANITOU INVESTMENT MANAGEMENT LTD. |
| SCOTT, BENJAMIN MICHAEL | NON-ADVISING DIRECTOR | MONTRUSCO BOLTON INVESTMENTS INC./PLACEMENTS MONTRUSCO BOLTON INC. |
| SCOTT, BENJAMIN MICHAEL | NON-ADVISING DIRECTOR | DEANS KNIGHT CAPITAL MANAGEMENT LTD. / GESTION DE CAPITAL DEANS KNIGHT LTÉE |
| SCOTT, DANIEL WILLIAM | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| SCOTT, DAVID ARTHUR | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SCOTT, DONALD JOHN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SCOTT, DONNA MAE | BRANCH MANAGER | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| SCOTT, GEOFFREY CHARLES | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SCOTT, GREIG DAVID | BRANCH MANAGER | ARMSTRONG & QUAILE ASSOCIATES INC. |
| SCOTT, JASON CRAIG | OFFICER (NON-TRADING) | GMP SECURITIES L.P./ GMP VALEURS MOBILIÈRES S.E.C. |
| SCOTT, JEFFREY WILLIAM | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| SCOTT, JOHN EDWARD | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SCOTT, JOHN ROBERT | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SCOTT, KEITH DOUGLAS | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| SCOTT, LINDA | BRANCH MANAGER | SCOTIA SECURITIES INC. |
| SCOTT, MICHAEL PETER | OFFICER & DIRECTOR (NON TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SCOTT, PAUL JOSEPH | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SCOTT, ROBIN STUART | SALESPERSON | PETERS & CO. LIMITED |
| SCOTT, ROBYN ELINOR | OFFICER (NON-TRADING) | MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE. |
| SCOTT, SHIRLEY ANN | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| SCRAIRE, JEAN-FRANCOIS | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| SCRIVENS, CAMERON REID | ADVISING OFFICER | RBC ASSET MANAGEMENT INC./RBC GESTION D'ACTIFS INC. |
| SCULLION, IAN | ADVISING OFFICER | CIBC GLOBAL ASSET MANAGEMENT INC. / GESTION GLOBALE D'ACTIFS CIBC INC. |
| SCULLION, SUSAN MARIE | OFFICER & DIRECTOR (NON-TRADING) | J.F. MACKIE & COMPANY LTD. |
| SEABROOK, ROBERTSON LUCAS | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SEAGO, BRUCE DOUGLAS | OFFICER & DIRECTOR (NON-TRADING) | CMC MARKETS CANADA INC./ MARCHÉS CMC CANADA |
| SEAL, ROBERT EDWIN | OFFICER & DIRECTOR (TRADING) | QUEENSBURY SECURITIES INC. |
| SEARLE, LORNE MARTIN | SALESPERSON | BLACKMONT CAPITAL INC. |
| SEARLE, MARTIN CRAIG | OFFICER (TRADING) | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SEARS, DAVID PATERSON | OFFICER (NON-TRADING) | MERRILL LYNCH CANADA INC. |
| SEARS, PETER CHRISTOPHER | OFFICER & DIRECTOR (NON-TRADING) | MACDOUGALL, MACDOUGALL & MACTIER INC. |
| SEATER, GREGORY BROCK | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SEAVER, JEFFREY GEORGE | ADVISING OFFICER (SECURITIES) | UBS GLOBAL ASSET MANAGEMENT (CANADA) CO. |
| SEAVER, JEFFREY RODMAN | ADVISING OFFICER | LOOMIS, SAYLES & COMPANY, L.P. |
| SECORD, RYAN KELLY | SALESPERSON | WELLINGTON WEST FINANCIAL SERVICES INC. |
| SEDGWICK, RICHARD DENHAM | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SEDRAN, ROBERT | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| SEDRAN, RONALD | OFFICER & DIRECTOR (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| SEE, JOHN GORDON | OFFICER & DIRECTOR (TRADING) | TD WATERHOUSE CANADA INC. |
| SEEBACH, CYNTHIA ELIZABETH | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| SEECHARRAN, CHANDRADAT | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SEED, JOHN MICHAEL | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | BMO NESBITT BURNS INC. |
| SEED, JOHN STUART | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SEED, ROBBIE ALBERT | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SEED, ROBERT LAWRENCE | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SEEL, LAURIE HELEN | BRANCH MANAGER | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| SEEL, ROBERT RAYMOND | SALESPERSON | RAYMOND JAMES LTD. |
| SEEMANN, CHRISTINE RUTH | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| SEFI, GERALDINE ANTONIA | OFFICER (TRADING) | PROFESSIONAL INVESTMENT SERVICES (CANADA) INC. |
| SEFTON, EVELYN IDA | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| SEGAL, HUGH DAVID | DIRECTOR (NON-TRADING) | GLUSKIN SHEFF + ASSOCIATES INC. |
| SEGAL, HUGH DAVID | NON-ADVISING DIRECTOR | GLUSKIN SHEFF + ASSOCIATES INC. |
| SEGAL, JARRAD | OFFICER (NON-TRADING) | GMP SECURITIES L.P./ GMP VALEURS MOBILIÈRES S.E.C. |
| SEGAL, MELANIE ROCHELLE | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SEGAL, MICHAEL WAYNE | OFFICER (NON-TRADING) | BLACKMONT CAPITAL INC. |
| SEGUIN, MARTINE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SEHGAL, ROHIT | ADVISING OFFICER | GOODMAN & COMPANY, INVESTMENT COUNSEL LTD./GOODMAN & COMPANY, CONSEIL EN PLACEMENT LTEE |
| SEIDMAN, SEAN NEIL | OFFICER (NON-TRADING) | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| SEIFERT, TINA | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| SEIP, CHRISTOPHER ROBERT | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SEKHAR, KANDASWAMY MURALI | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SELBIE, ANDREW CHARLES | OFFICER & DIRECTOR (NON-TRADING) | RESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL |
| SELCI, MICHAEL PAUL | BRANCH MANAGER | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| SELF, BRIAN RICHARD | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SELF, RICHARD STEPHEN | OFFICER & DIRECTOR (TRADING) | PHILLIPS, HAGER & NORTH INVESTMENT FUNDS LTD. |
| SELF, RICHARD STEPHEN | NON-ADVISING OFFICER | PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD. |
| SELF-KUZIW, REBECCA REGINA | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SELFE, NEIL MICHAEL | OFFICER (NON-TRADING) | GMP SECURITIES L.P./ GMP VALEURS MOBILIÈRES S.E.C. |
| SELLARS, ROBERT MARK | OFFICER & DIRECTOR (NON-TRADING) | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| SELLARS, ROBERT MARK | OFFICER & DIRECTOR (NON-TRADING) | DUNDEE PRIVATE INVESTORS INC./SERVICES FINANCIERS DUNDEE INC. |
| SELLERS, DARREN HARDISTY | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SELLERS, PAMELA LORRAINE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SELLNER, CHRISTOPHER LEONARD | BRANCH MANAGER | SCOTIA SECURITIES INC. |
| SELLORS, CURTIS WRIGHT | SALESPERSON | PARTNERS IN PLANNING FINANCIAL SERVICES LTD./SERVICES FINANCIERS PARTENAIRES EN PLANIFICATION LTEE |
| SELLORS, RICHARD MICHAEL | SALESPERSON | PARTNERS IN PLANNING FINANCIAL SERVICES LTD./SERVICES FINANCIERS PARTENAIRES EN PLANIFICATION LTEE |
| SELTZER, THOMAS WILLIAM | OFFICER (TRADING) | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| SEMANIUK, JOEL MATTHEW | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| SEMBO, WILLIAM GEORGE | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SEMENAK, ANDREW GREGORY | OFFICER (NON-TRADING) | MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE. |
| SEMENCHUCK, RANDY RAY | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SEMLER, DOUGLAS RICHARD | OFFICER (NON-TRADING) | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| SEN, SUBHAS | NON-ADVISING OFFICER | BARCLAYS GLOBAL INVESTORS CANADA LIMITED / INVESTISSEURS GLOBAUX BARCLAYS CANADA LIMITEE |
| SENDER, STEPHEN LESLIE | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SENYK, CRAIG DOUGLAS | NON-ADVISING DIRECTOR | MAWER INVESTMENT MANAGEMENT LTD. |
| SEPAHI-DONBOLI, GITI | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| SEQUEIRA, MARIA CELICIA | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SEQUEIRA, MATTHIAS ALBERT | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| SERBER, DAVID JAY | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SERDAN, MARK RANDALL | NON-ADVISING OFFICER (SECURITIES) | UBS GLOBAL ASSET MANAGEMENT (CANADA) CO. |
| SERDUK, DAVID ROSS | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| SERLIN, JACK LORNE | SALESPERSON | DUNDEE PRIVATE INVESTORS INC./SERVICES FINANCIERS DUNDEE INC. |
| SERPA, MARIA TERESA | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SERPE, JOSEPH GIUSEPPE | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| SERRUYS, KIMBERLY DAWN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SETO, ANDREW GEE WAI | OFFICER (NON-TRADING) | ITG CANADA CORP. |
| SETO, CHRISTOPHER | OFFICER (NON-TRADING) | UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC. |
| SETO, EDMOND KONG | SALESPERSON | TD WATERHOUSE CANADA INC. |
| SETO, MARIE | SALESPERSON | PHILLIPS, HAGER & NORTH INVESTMENT FUNDS LTD. |
| SETO, PABLO KIN LING | SALESPERSON | TD WATERHOUSE CANADA INC. |
| SETTINO, FRANCO | NON-ADVISING OFFICER | CIBC GLOBAL ASSET MANAGEMENT INC. / GESTION GLOBALE D'ACTIFS CIBC INC. |
| SEVERINO, LORENZA | SALESPERSON | HERITAGE EDUCATION FUNDS INC./FONDS D'EDUCATION HERITAGE INC. |
| SEVIGNY, MICHEL | OFFICER (TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| SEVSEK, TONY MARIO | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SEWELL, DAVID JOHN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SEWELL, JOANNE JENNIFER | OFFICER (NON-TRADING) | MERRILL LYNCH CANADA INC. |
| SEWELL-ZUMSTIEN, DARA ANNE | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SEWERS, PAMELA JOCELYN | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| SEXSMITH, SHAUNA LYNNE | ADVISING OFFICER | ELLIOTT & PAGE LIMITED / ELLIOTT & PAGE LIMITEE |
| SEXTON, JAMES ANTHONY | ADVISING OFFICER | J.P. MORGAN INVESTMENT MANAGEMENT INC. |
| SEYERS, JAMES ALAN | OFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SEYMOUR, NICOLE | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| SGROMO, ENRICO SALVATOR | OFFICER & DIRECTOR (NON-TRADING) | ACKER FINLEY INC. |
| SHACKLETON, MURRAY DIXON | NON-ADVISING OFFICER | ELLIOTT & PAGE LIMITED / ELLIOTT & PAGE LIMITEE |
| SHAFI, MITCHELL MISHRAF | SALESPERSON | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| SHAH, ALAN AHMAD | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| SHAH, ATUL CHANDULAL | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SHAH, HARVINDER SINGH | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| SHAH, JITENDRA AMBALAL | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SHAH, SHRUTIBEN SHARADBHAI | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| SHAH, SUNIL STEVEN | NON-ADVISING OFFICER | SCEPTRE INVESTMENT COUNSEL LIMITED |
| SHAHEEN, KIMBERLY GEORGE | SALESPERSON | PARTNERS IN PLANNING FINANCIAL SERVICES LTD./SERVICES FINANCIERS PARTENAIRES EN PLANIFICATION LTEE |
| SHAIKH, OMAR AHMED | SALESPERSON | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| SHAIN, MICHAEL HAROLD | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SHAKIBAEIAN, ZHINOUS | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| SHAKIN, JAMES HOWARD | ADVISING OFFICER | WELLINGTON MANAGEMENT COMPANY, LLP |
| SHALINSKY, CAMILLA SUSAN | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| SHAMASH, KENNETH | OFFICER (TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| SHAMASH, SALMAN SAM | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SHANKER, VIRGINIA ANN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SHANNON, CRAIG JOHN | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| SHANNON, GEORGINA MARIE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SHANNON, HEATHER LARAINE | NON-ADVISING OFFICER | MCLEAN BUDDEN LIMITED/MCLEAN BUDDEN LIMITEE |
| SHANNON, JAMES ATHERTON | OFFICER (NON-TRADING) | GMP SECURITIES L.P./ GMP VALEURS MOBILIÈRES S.E.C. |
| SHANNON, JAMES FRANCIS | SALESPERSON | WORLDSOURCE FINANCIAL MANAGEMENT INC./GESTION FINANCIERE WORLDSOURCE INC. |
| SHANNON, JOHN EDWARD | OFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES) | BMO NESBITT BURNS INC. |
| SHANNON, KELLY ROBERT | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SHANNON, MARGARET KIMBERLEY | ADVISING DIRECTOR & OFFICER | SIONNA INVESTMENT MANAGERS INC./GESTIONNAIRES DE PLACEMENTS SIONNA INC. |
| SHANNON, MARK THOMAS | OFFICER (NON-TRADING) | RESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL |
| SHANTZ, JENNIFER DAWN | SALESPERSON | SCOTIA SECURITIES INC. |
| SHANTZ, RICHARD HAROLD | OFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SHAO, KEVIN GAR MING | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SHAPIRO, CHRISTINA LYNN | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| SHAPIRO, HART DOUGLAS | SALESPERSON | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| SHAPIRO, STEPHEN LAWRENCE | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SHARIF, MOHAMMED TAIFUR REZA | SALESPERSON | FIDELITY RETIREMENT SERVICES COMPANY OF CANADA LIMITED / COMPAGNIE DE SERVICES DE RETRAITE FIDELITY DU CANADA LIMITEE |
| SHARIFNIA, PASHA | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| SHARMA, ANITA | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| SHARMA, CHETAN | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| SHARMA, HIMANSHU | ASSOCIATE ADVISING EMPLOYEE | GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE |
| SHARMA, KAMAL | SALESPERSON | TD WATERHOUSE CANADA INC. |
| SHARMA, MANI | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| SHARMA, MILAN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SHARMA, RAKESH | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| SHARMA, VIKAS | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SHARMAN, ROBERT JAMES | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SHARP, ANDREW CLARKSON | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| SHARP, JOHN ANDREW | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SHARP, JOHN CRAIG | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| SHARPE, DAVID FREDERICK | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SHARPE, JOHN ECKERSLEY | OFFICER & DIRECTOR (NON-TRADING) | JONES, GABLE & COMPANY LIMITED / JONES GABLE & COMPAGNIE LTEE |
| SHARPE, MICHAEL DOUGLAS | OFFICER & DIRECTOR (NON-TRADING) | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| SHARPE, SAMANTHA ELIZABETH | SALESPERSON | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| SHARR, THOMAS | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SHATKOSKY, JEFFREY DAVID | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| SHAULE, CHRISTOPHER RUSSELL | OFFICER (NON-TRADING) | NORTHERN SECURITIES INC. / VALEURS MOBILIERES NORTHERN INC. |
| SHAUMAN, JANICE MARIE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SHAVER, DAVID CARL | OFFICER (NON-TRADING) | UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC. |
| SHAVER, LON ERIC | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| SHAW, BETH ANN | OFFICER (TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| SHAW, BRIAN DONALD | NON-ADVISING DIRECTOR | CARDINAL CAPITAL MANAGEMENT INC. |
| SHAW, BRIAN KENDRICK | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| SHAW, BRUCE DONALD | OFFICER (TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| SHAW, DAVID ROBINSON | NON-ADVISING DIRECTOR | SCEPTRE INVESTMENT COUNSEL LIMITED |
| SHAW, GREGORY ALAN | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| SHAW, KEVIN DOUGLAS | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SHAW, LINDA | SALESPERSON | FUNDEX INVESTMENTS INC. |
| SHAW, TERRENCE CAMERON | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SHAWAR, ISRA ASAD | SALESPERSON | TD WATERHOUSE CANADA INC. |
| SHAWN, GORDON BARRY | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| SHAWN, MICHAEL RYAN | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| SHAY, MARK | SALESPERSON | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| SHAY, RYAN ALAN | OFFICER & DIRECTOR (NON-TRADING) | CORMARK SECURITIES INC. / VALEURS MOBILIERES CORMARK INC. |
| SHEA, MATTHEW BRENDAN | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| SHEAD, PHILIP ANDREW | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| SHEAHAN, MICHAEL MARTIN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SHEAVES, SUZANNE EVANGELINE | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SHEEHAN, MATTHEW | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SHEEHAN, THERESA MARY | OFFICER & DIRECTOR (TRADING) | PI FINANCIAL CORP./CORPORATION FINANCIÈRE PI |
| SHEFF, GERALD | OFFICER & DIRECTOR (NON-TRADING) | GLUSKIN SHEFF + ASSOCIATES INC. |
| SHEFF, GERALD | ADVISING DIRECTOR & OFFICER | GLUSKIN SHEFF + ASSOCIATES INC. |
| SHEFFER, GREGORY WADE | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SHEFFIELD, KRISTINE LYNNE | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| SHEIKH, SAMEER AHMAD | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| SHEILS, PATRICK FRANCIS | OFFICER (TRADING) | VALEURS MOBILIERES BANQUE LAURENTIENNE INC. / LAURENTIAN BANK SECURITIES INC. |
| SHEINER, BARRY | SALESPERSON (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| SHELDON, JUDITH CARMEN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SHELL, ALVIN SIMON | SALESPERSON | PORTFOLIO STRATEGIES CORPORATION |
| SHELL, DAVID GLENN | ADVISING OFFICER | GOLDMAN SACHS ASSET MANAGEMENT, L.P. / GESTION D'ACTIFS GOLDMAN SACHS LP |
| SHELLY, JAMES SCOTT | NON-ADVISING DIRECTOR | I3 ADVISORS INC. INFORMATION, INNOVATION AND INDEPENDENCE |
| SHELTON, STEVEN DAVID | OFFICER & DIRECTOR (NON TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| SHEMILT, DAVID ANDREW | SALESPERSON | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| SHENFELD, AVERY BRYAN | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SHEPHERD, CHRISTINE LOUISE | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| SHEPHERD, JADE VALERIE | SALESPERSON | SCOTIA SECURITIES INC. |
| SHEPHERD, JOHN DAVID | OFFICER & DIRECTOR (TRADING) | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| SHEPPARD, LARRY STANLEY | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SHEPPARD, ROBERT JAMES | OFFICER (TRADING) | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| SHEPPIT, ELAINE ALMA | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| SHERALY, MUNSIF | SALESPERSON | E*TRADE CANADA SECURITIES CORPORATION / SOCIETE DE VALEURS MOBILIERES E*TRADE CANADA |
| SHERB, MARTIN DAVID | SALESPERSON | EDWARD JONES |
| SHERGILL, GURDEV SINGH | OFFICER (NON-TRADING) | QTRADE SECURITIES INC. / INVESTISSEUR QTRADE |
| SHERIDAN, JAMES ALBERT | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SHERIDAN, JOHN EDWARD | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SHERLOCK, DAVID JAMES | SALESPERSON | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| SHERLOCK, STEPHEN DALE | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SHERMAN, LESLIE WAYNE | SALESPERSON | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| SHERMAN, MARY LOU | OFFICER (NON-TRADING) | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| SHERRATT, JULIE ANDERSON | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| SHERRINGTON, JOHN LAWRENCE | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SHERWOOD, STUART ROSS | OFFICER & DIRECTOR (NON-TRADING) | ODLUM BROWN LIMITED |
| SHETH, DARSHANA RAJESH | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| SHETTY, BINA NATU | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| SHEVELEVICH, PHILIP | SALESPERSON | ING DIRECT FUNDS LIMITED |
| SHEWANGZAW, GHION | NON-ADVISING OFFICER | FRANKLIN TEMPLETON INVESTMENTS CORP./SOCIETE DE PLACEMENTS FRANKLIN TEMPLETON |
| SHEWCHUK, JOYCE MARY | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SHEWCHUK, SR., ROBERT BRIAN | SALESPERSON | BLACKMONT CAPITAL INC. |
| SHEWFELT, BRUCE ROBERT | NON-ADVISING DIRECTOR & OFFICER | NEW STAR CANADA INC. |
| SHEWFELT, NANCY ELIZABETH | OFFICER & DIRECTOR (TRADING) (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| SHEWFELT, ROBERT CLARK | OFFICER (TRADING) (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| SHI, JIA MING | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| SHICK, LINDA MARY | OFFICER (NON-TRADING) | BLACKMONT CAPITAL INC. |
| SHIELDS, JAMES THOMAS | SALESPERSON | RAYMOND JAMES LTD. |
| SHIELDS, KENNETH ALVIN | DIRECTOR (NON-TRADING) | RAYMOND JAMES LTD. |
| SHIELDS, YONATHAN CHANOCH | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SHIHABUDDIN, QAYS | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SHILLING, MICHAEL JAMES | ADVISING OFFICER | PARETO INVESTMENT MANAGEMENT LIMITED |
| SHILLITO, JOHN EDGAR | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| SHILTON, RICHARD MARIO | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SHIMOON, JAIMIE SEVONNE | SALESPERSON | JENNINGS CAPITAL INC. |
| SHIMOON, KRISTEN VERJEAN | SALESPERSON | J.F. MACKIE & COMPANY LTD. |
| SHIN, CHARLES | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| SHIN, JAMES HYUN SOO | SALESPERSON | TD WATERHOUSE CANADA INC. |
| SHINE, ADAM MARTIN | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| SHINER, NORMAN JOHN | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SHING, GORDON PUI-KWONG | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| SHIPP, IAN ALEXANDER | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SHIRREFF, DUNCAN JOHN | SALESPERSON (SECURITIES) | UNION SECURITIES LTD. / VALEURS MOBILIERES UNION LTEE |
| SHIU, JANICE SUK MAY | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| SHIU, PEGGY PUI-SHAN | OFFICER (NON-TRADING) | MULVIHILL CAPITAL MANAGEMENT INC./GESTION DE CAPITAL MULVIHILL INC. |
| SHIU, PEGGY PUI-SHAN | ADVISING OFFICER | MULVIHILL CAPITAL MANAGEMENT INC./GESTION DE CAPITAL MULVIHILL INC. |
| SHOARE, STEPHEN FRANK | OFFICER (NON-TRADING) | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| SHOEMAKER, KATHARINA | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SHOME, TANAJEE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SHORE, DAVID AVI | OFFICER (NON-TRADING) | RESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL |
| SHORE, ROBERT JAMES | OFFICER (TRADING) | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| SHORE, SEAN DAVID | OFFICER (NON-TRADING) (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| SHORT, HAROLD PLUMMER | NON-ADVISING OFFICER (SECURITIES) | PUTNAM MANAGEMENT |
| SHPRINTSAK, INNA | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SHRESTHA, ATMA | SALESPERSON | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| SHTOYKO, HALYNA | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| SHU, KAREN KAI YAN | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| SHUH, MICHAEL DONALD | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SHUM, RAYMOND | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SHURVELL, DONNA JOAN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SHUTER, JOHN GEORGE | NON-ADVISING OFFICER | BEUTEL, GOODMAN & COMPANY LTD. |
| SHUTER, SUSAN JOAN | NON-ADVISING OFFICER | MCLEAN BUDDEN LIMITED/MCLEAN BUDDEN LIMITEE |
| SHUTT, JASON JOHN | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | BMO NESBITT BURNS INC. |
| SHUTT, THERESA ANNE | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SHUTT, WILLIAM HARLEY | SALESPERSON | IPC INVESTMENT CORPORATION |
| SHYMKO, SHELDON CHRISTOPHER | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| SIBTHORPE, RICHARD MARTIN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SIDDALL, CRAIG POLLOCK | NON-ADVISING OFFICER (SECURITIES) | RUSSELL INVESTMENTS CANADA LIMITED / INVESTISSEMENTS RUSSELL CANADA LIMITÉE |
| SIDDALL, ROBERT GUNNAR | NON-ADVISING OFFICER | GWL INVESTMENT MANAGEMENT LTD. |
| SIDDIQUI, USAMA N/A | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| SIDES, BARRETT KEITH | ADVISING OFFICER | INVESCO AIM PRIVATE ASSET MANAGEMENT, INC. |
| SIDEY, MARSHALL SCOTT | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| SIDHU, AJMER | SALESPERSON | WORLDSOURCE FINANCIAL MANAGEMENT INC./GESTION FINANCIERE WORLDSOURCE INC. |
| SIDHU, AMANDEEP | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SIDHU, AVTAR SINGH | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| SIDHU, JASDEEP SINGH | OFFICER (TRADING) | TD WATERHOUSE CANADA INC. |
| SIDHU, KANWAR SINGH | SALESPERSON | ING DIRECT FUNDS LIMITED |
| SIDIROPOULOS, ANNA | OFFICER (TRADING) | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SIDLOSKI, LEONARD GERALD | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SIDO, DANIEL LEE | ADVISING EMPLOYEE | HARRIS INVESTMENT MANAGEMENT, INC. |
| SIDOR, JAYMI LYNN | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SIEGEL, SUSAN BETH | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SIEKIERSKI, WILLIAM JOSEPH | OFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SIELSKI, RICHARD MICHAEL | NON-ADVISING DIRECTOR | INHANCE INVESTMENT MANAGEMENT INC. |
| SIEMENS, BONNIE LYNN | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| SIEMENS, GORDON RICKY | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| SIEMENS, JOHN BRENT | OFFICER (TRADING) | ITG CANADA CORP. |
| SIEMENS, MARK ALLAN | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SIEMENS, RYAN MATTHEW | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| SIERHUIS, FAYE ELLEN | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| SIGNORE, CATHERINE MICHELLE | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SIGNORETTI, OSCAR ANTHONY | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SIGURDSON, DOREEN HAZEL | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| SIGURDSON, GEORGE BOYD | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| SIGURDSON, GREGGORY GEORGE | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| SIGURDSON, JOHN RYAN | SALESPERSON | IPC INVESTMENT CORPORATION |
| SIGURDSSON, VALERIE ELIZABETH | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| SIKORSKI, MICHAEL RICHARD | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SIKORSKY, YAFFA-NILLY | ADVISING EMPLOYEE | CAPITAL GUARDIAN TRUST COMPANY |
| SILBER, ARTHUR | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SILBERSTEIN, NOAM | OFFICER (NON-TRADING) | BLACKMONT CAPITAL INC. |
| SILBERSTEIN, SCOTT ALAN | NON-ADVISING OFFICER | GE ASSET MANAGEMENT CANADA COMPANY |
| SILENZI, KARYN LYNNE | SALESPERSON | ACUMEN CAPITAL FINANCE PARTNERS LIMITED |
| SILER, TANYA FAYE | SALESPERSON | HERITAGE EDUCATION FUNDS INC./FONDS D'EDUCATION HERITAGE INC. |
| SILGARDO, RAJIV RAI | ADVISING DIRECTOR & OFFICER | BARCLAYS GLOBAL INVESTORS CANADA LIMITED / INVESTISSEURS GLOBAUX BARCLAYS CANADA LIMITEE |
| SILICZ, WALTER NICK | OFFICER (TRADING) (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| SILUCH, PAUL WAYNE | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| SILVA, FILOMENA MARIA | BRANCH MANAGER | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| SILVA, JENNY | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| SILVA, JENNY | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| SILVA, JORGE EDUARDO | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| SILVA, JOSE FERNANDO | DIRECTOR & PARTNER (NON-TRADING) | BROWNSTONE INVESTMENT PLANNING INC. |
| SILVA, MILENE | OFFICER (NON-TRADING) | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| SILVARI, RHONDA LOUISE | SALESPERSON (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| SILVAROLI, SANDRO MICHAEL | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SILVER, MICHAEL JASON | BRANCH MANAGER | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| SILVERBERG, KYLE ROBERT | SALESPERSON | J.F. MACKIE & COMPANY LTD. |
| SILVERMAN, MORLEY HOWARD | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| SILVERWOOD, PETER GORDON | SALESPERSON | TD WATERHOUSE CANADA INC. |
| SILVESTRIN, ANTHONY | ADVISING OFFICER | PLACEMENTS IA CLARINGTON INC. / IA CLARINGTON INVESTMENTS INC. |
| SIM, PAUL ROBERT | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SIMARD, BRIAN WAYNE | OFFICER (NON-TRADING) | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SIMARD, DIANE | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| SIMARD, HEATHER IRIS | SALESPERSON | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| SIMARD, LOUIS | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| SIMARD, MARC JOSEPH | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| SIMARD, MARIE-JOSÉE | ASSOCIATE ADVISING EMPLOYEE | NATCAN INVESTMENT MANAGEMENT INC. / GESTION DE PORTEFEUILLE NATCAN INC. |
| SIMARD, NATHALIE | NON-ADVISING OFFICER | ADDENDA CAPITAL INC. |
| SIMAS, IVANA | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| SIMBUL-LEZON, MARITA PINPIN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SIMCOCK, LLOYD DENNIS | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| SIMCOE WILLMS, MARISSA ANNE | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SIMISTER, IAN ANDREW | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SIMISTER, LARRY DOUGLAS | SALESPERSON | PEAK INVESTMENT SERVICES INC./SERVICES EN PLACEMENTS PEAK INC. |
| SIMKINS, PAULLETTE ROSE-MARIE | BRANCH MANAGER | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| SIMMONDS, JAMES DAVID | OFFICER (TRADING) | GLUSKIN SHEFF + ASSOCIATES INC. |
| SIMMONDS, JAMES DAVID | NON-ADVISING OFFICER | GLUSKIN SHEFF + ASSOCIATES INC. |
| SIMMONS, AUDREY ROSS | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| SIMMONS, CHRISTINE LYNDA | OFFICER (NON-TRADING) | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| SIMMONS, MICHAEL DENNIS | SALESPERSON | ODLUM BROWN LIMITED |
| SIMO, MOIRA LESLEY | OFFICER (NON-TRADING) | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| SIMO, MOIRA LESLEY | OFFICER (TRADING) | DUNDEE PRIVATE INVESTORS INC./SERVICES FINANCIERS DUNDEE INC. |
| SIMON, STEVEN OSCAR | SALESPERSON | TD WATERHOUSE CANADA INC. |
| SIMONE, ROMEO | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| SIMONEAU, GASTON | OFFICER (NON-TRADING) | CASGRAIN & COMPAGNIE LIMITEE / CASGRAIN & COMPANY LIMITED |
| SIMONS, PAUL JOSEPH | ADVISING OFFICER | PYRFORD INTERNATIONAL LIMITED |
| SIMONSON, KAREN AUDREY | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SIMPSON, BARBI SUE | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SIMPSON, DAVID BRUCE | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SIMPSON, DAVID NEIL | DIRECTOR (NON-TRADING) | ODLUM BROWN LIMITED |
| SIMPSON, FREDERICK KEVIN | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SIMPSON, JOHN CHARLES | OFFICER & DIRECTOR (TRADING) | BROWNSTONE INVESTMENT PLANNING INC. |
| SIMPSON, JOHN HALDENBY | OFFICER & DIRECTOR (TRADING) | RIDGEWOOD CAPITAL ASSET MANAGEMENT INC. |
| SIMPSON, JOHN HALDENBY | ADVISING DIRECTOR & OFFICER | RIDGEWOOD CAPITAL ASSET MANAGEMENT INC. |
| SIMPSON, LORRAINE DAWN | SALESPERSON | BROWNSTONE INVESTMENT PLANNING INC. |
| SIMPSON, MATTHEW JULIAN | NON-ADVISING DIRECTOR | GE ASSET MANAGEMENT CANADA COMPANY |
| SIMPSON, MICHELLE MARIE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SIMPSON, RODERICK DENNIS | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SIMS, CHARLES ROBERT | NON-ADVISING DIRECTOR & OFFICER | MACKENZIE FINANCIAL CORPORATION |
| SIMS, JOHN ALBERT | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SIMS, MARTIN STUART | OFFICER (TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| SIMUNDSON, CHARLES GEORGE | BRANCH MANAGER | IPC INVESTMENT CORPORATION |
| SIMUNDSON, RAYMOND WARREN | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| SIMURDA, ANDREW CYRIL | NON-ADVISING OFFICER | LAKETON INVESTMENT MANAGEMENT LTD. / PLACEMENTS LAKETON LTEE |
| SINCENNES, MANIK | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| SINCENNES, MANIK | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| SINCLAIR, ALAN ROBERT | NON-ADVISING OFFICER | UBS INVESTMENT MANAGEMENT CANADA INC. / GESTION DES PLACEMENTS UBS CANADA INC. |
| SINCLAIR, DONALD LAUGHLAN | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SINCLAIR, DOUGLAS EDWIN | OFFICER (TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SINCLAIR, WARREN SCOTT | OFFICER & DIRECTOR (NON-TRADING) | M.R.S. SECURITIES SERVICES INC. / SERVICES VALEURS MOBILIERES M.R.S. INC. |
| SINCLAIR, WARREN SCOTT | OFFICER & DIRECTOR (TRADING) | M.R.S. INC |
| SINCLAIR, WILLIAM PAUL | OFFICER (NON-TRADING) | UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC. |
| SINCLARE, COLIN WADE | ADVISING OFFICER | MCLEAN BUDDEN LIMITED/MCLEAN BUDDEN LIMITEE |
| SINDWANI, SEEMA | SALESPERSON | NORTHERN SECURITIES INC. / VALEURS MOBILIERES NORTHERN INC. |
| SINEL, PAUL BRENDAN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SINGER, KATHERINE DAWN | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| SINGER, STEVEN NEIL | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SINGH, ASHUTOSH KUMAR | SALESPERSON | FUNDEX INVESTMENTS INC. |
| SINGH, DAVID RAJENDRA | OFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SINGH, GURDASS | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| SINGH, HARPREET | NON-ADVISING OFFICER | ELLIOTT & PAGE LIMITED / ELLIOTT & PAGE LIMITEE |
| SINGH, INDERJIT KAUR | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| SINGH, KANWAR DEEP | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| SINGH, KULBIR | SALESPERSON | TD WATERHOUSE CANADA INC. |
| SINGH, NAVENDU KUMAR | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SINGH, NICOLE NATASHA | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SINGH, RAJINDRA | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| SINGH, RAJWINDER | OFFICER (NON-TRADING) | MERRILL LYNCH CANADA INC. |
| SINGH, RUPINDER KAUR | SALESPERSON | TD WATERHOUSE CANADA INC. |
| SINNOCK, SUZANE BERNICE | BRANCH MANAGER | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| SINODIS, PETER | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| SIO, CHRISTINE LENG | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SIRARD, ANDRE | NON-ADVISING OFFICER | FIERA CAPITAL INC. |
| SIRDEVAN, FRANCIS JOSEPH | NON-ADVISING OFFICER | JARISLOWSKY, FRASER LIMITÉE / JARISLOWSKY, FRASER LIMITED |
| SIRIGNANO, ANGELO | NON-ADVISING OFFICER | ELLIOTT & PAGE LIMITED / ELLIOTT & PAGE LIMITEE |
| SIRMAN, JASON MICHAEL | SALESPERSON | ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE |
| SIROIS, HÉLÈNE | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| SIROIS, SANDRA ANN | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| SIRYJENKO, DARCIA MICHELE | SALESPERSON | PI FINANCIAL CORP./CORPORATION FINANCIÈRE PI |
| SISCO, ANTHONY DANIEL | OFFICER (TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SISKA, DANIEL JOHN | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SISSONS, WAYNE EDWARD | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SIT, ANTHONY SHIU | SALESPERSON | TD WATERHOUSE CANADA INC. |
| SIT, ELIZABETH SIN-HUA | NON-ADVISING OFFICER | CANSO INVESTMENT COUNSEL LTD. |
| SIT, MICHAEL HUNG | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SITEK, RUSSELL DAVID | SALESPERSON | TD WATERHOUSE CANADA INC. |
| SITU, XIU YI LISA | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| SIU, NELSON KENFUNG | SALESPERSON | RESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL |
| SIU, VERA HOI | SALESPERSON | BLACKMONT CAPITAL INC. |
| SIVARAJAN, SWAMINATHAN SAM | ASSOCIATE ADVISING OFFICER | UBS INVESTMENT MANAGEMENT CANADA INC. / GESTION DES PLACEMENTS UBS CANADA INC. |
| SIWAK, LORI JENNIFER | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SIXSMITH, CAROLINE | OFFICER (TRADING) | WORLDSOURCE SECURITIES INC./ VALEURS MOBILIERES WORLDSOURCE INC. |
| SIZE-SHALLA, ALLISON JANE | SALESPERSON (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| SJOBERG, TERENCE FREDRICK | SALESPERSON | HUB CAPITAL INC. / CAPITAL HUB INC. |
| SKAF, JOSEPH | SALESPERSON | SERVICES FINANCIERS PENSON CANADA INC. /PENSON FINANCIAL SERVICES CANADA INC. |
| SKAIN, JOHN MICHAEL | OFFICER (TRADING) | SERVICES FINANCIERS PENSON CANADA INC. /PENSON FINANCIAL SERVICES CANADA INC. |
| SKATCH, PATRICIA JEAN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SKELTON, JOHN | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| SKENE, GARY ANDREW | OFFICER (NON-TRADING) | GENUITY CAPITAL MARKETS/MARCHES DES CAPITAUX GENUITY |
| SKENE, VALORIE MARGARET | SALESPERSON | LAWTON PARTNERS FINANCIAL PLANNING SERVICES LIMITED |
| SKEOCH, MARION JEANETTE | OFFICER (NON-TRADING) | DESJARDINS SÉCURITÉ FINANCIÈRE INVESTISSEMENTS INC./DESJARDINS FINANCIAL SECURITY INVESTMENTS INC. |
| SKEOCH, NORMAN KEITH | NON-ADVISING DIRECTOR & OFFICER | INVESTISSEMENTS STANDARD LIFE INC. /STANDARD LIFE INVESTMENTS INC. |
| SKIBA, ANNA MONIKA | NON-ADVISING OFFICER | MCLEAN BUDDEN LIMITED/MCLEAN BUDDEN LIMITEE |
| SKIBO, RYAN ELLIOTT | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SKIDMORE, JOHN MICHAEL | OFFICER (NON-TRADING) | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| SKIPP, MATTHEW LEE | OFFICER (TRADING) | BLACKMONT CAPITAL INC. |
| SKJAERLUND, MELISSA RAE | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| SKLAD, CHRISTOPHER JOHN | SALESPERSON (SECURITIES) | QUESTRADE, INC. |
| SKLAR, PETER | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SKOCHINSKI, DONALD DAVID | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SKOGSTAD, SHELLEY ANDREA-MARIE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SKOLNICK, PHILIP ROSS | PARTNER (NON-TRADING) | GENUITY CAPITAL MARKETS/MARCHES DES CAPITAUX GENUITY |
| SKRUPA, BRADLEY WILLIAM | BRANCH MANAGER | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| SKRYPNEK, MICHAEL JAMES | OFFICER (TRADING) | RESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL |
| SKURKA, DAVID JOHN | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SLADE, JAY | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SLAN, PETER LOUIS | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SLATER, EDITH ROSELLA | BRANCH MANAGER | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| SLATER, MARK DAVID | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SLATER, WILLIAM RODNEY | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| SLATOR, KIMBERLEY JEANNETTE | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| SLATTERY, JOHN MACKINNON | ADVISING DIRECTOR & OFFICER | LAKETON INVESTMENT MANAGEMENT LTD. / PLACEMENTS LAKETON LTEE |
| SLAVENS, ERIC WILLIAM | OFFICER & DIRECTOR (NON-TRADING) | CANADA-ISRAEL SECURITIES, LIMITED/CANADA-ISRAEL VALEURS MOBILIERS LIMITEE |
| SLEETH, JASON RALPH | SALESPERSON | MERRILL LYNCH CANADA INC. |
| SLEMKO, ROSE MARIE | SALESPERSON | TD WATERHOUSE CANADA INC. |
| SLIWIANY, BARBARA JANE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SLOAN, LARRY ROBYN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SLOBODIAN, KARA LEANNE | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| SLOBOJAN, DONALD NICHOLAS | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| SLOTA, JOHN MICHAEL | SALESPERSON | PARTNERS IN PLANNING FINANCIAL SERVICES LTD./SERVICES FINANCIERS PARTENAIRES EN PLANIFICATION LTEE |
| SLOTA, RANDALL ANDREW | SALESPERSON | PARTNERS IN PLANNING FINANCIAL SERVICES LTD./SERVICES FINANCIERS PARTENAIRES EN PLANIFICATION LTEE |
| SLOWSKI, ROBERT PETER | SALESPERSON | TD WATERHOUSE CANADA INC. |
| SLUSARCHUK, PAUL GILBERT | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| SLUTCHUK, GEORGE | SALESPERSON | FUNDEX INVESTMENTS INC. |
| SMAKMAN, JEROEN CHRISTIAAN | OFFICER (NON-TRADING) | ING DIRECT FUNDS LIMITED |
| SMALE, KAREN GEORGINA | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| SMALES, JAY GORDON | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| SMALL, BARRY BERNARD | OFFICER (NON-TRADING) | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| SMALL, DEBBIE LYN | SALESPERSON | RICE FINANCIAL GROUP INC. |
| SMALL, LAWRENCE RICHARD | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SMALL, VANN JAMES | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SMALL, WILLIAM MCKINLEY | OFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SMALLEY, THOMAS BRENT | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| SMALLHORN, ROBERT BRIAN | OFFICER (NON-TRADING) | MERRILL LYNCH CANADA INC. |
| SMALLWOOD, LAYTON RAY | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SMART, DONA MAY | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| SMART, JOAN CHRISTINE | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SMART, KAREN FRANCES | OFFICER (NON-TRADING) | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SMEDLEY, MICHAEL ALLAN | ADVISING DIRECTOR & OFFICER | MORGAN MEIGHEN & ASSOCIATES LIMITED |
| SMEE, KAREN LYNN | OFFICER (NON-TRADING) | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| SMELT, STEVEN HAROLD | SALESPERSON | FUNDEX INVESTMENTS INC. |
| SMERCHINSKI, RICHARD MICHAEL | OFFICER (TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| SMIGELSKY, LOUISE DALE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SMIT, JUDITH ANN | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| SMIT, MAVINE CHIPPERFIELD | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SMIT, WILLEM JAN | SALESPERSON | IPC INVESTMENT CORPORATION |
| SMITH, ALLISON JANE | BRANCH MANAGER | WFG SECURITIES OF CANADA INC. |
| SMITH, AMANDA LYN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SMITH, ANDREW SAINTLY | ADVISING DIRECTOR & OFFICER | NT GLOBAL ADVISORS, INC./ CONSEILLERS MONDIAUX NT |
| SMITH, ANDREW THOMAS | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SMITH, ANNE ELIZABETH | BRANCH MANAGER | RICE FINANCIAL GROUP INC. |
| SMITH, BRENT STANLEY | ADVISING OFFICER | FIDUCIARY TRUST COMPANY OF CANADA |
| SMITH, BRIAN ASHTON | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SMITH, BRIAN HALE | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SMITH, BRIAN MICHAEL | ADVISING OFFICER | HOWSON TATTERSALL PRIVATE ASSET MANAGEMENT INC. / GESTION PRIVEE DES ACTIFS HOWSON TATTERSALL INC. |
| SMITH, CAROL | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| SMITH, CAROLYNN DEBBIE | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SMITH, CHRISTOPHER ADAM | OFFICER (TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| SMITH, CLINTON HOWARD | SALESPERSON | RICE FINANCIAL GROUP INC. |
| SMITH, COLIN DOUGLAS | NON-ADVISING OFFICER | MORGAN MEIGHEN & ASSOCIATES LIMITED |
| SMITH, DANIEL ALEXANDER | OFFICER (TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| SMITH, DANIEL EDWARD | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SMITH, DANIEL GRADY | NON-ADVISING OFFICER | JPMORGAN ASSET MANAGEMENT (CANADA) INC./GESTION D'ACTIF JPMORGAN (CANADA) INC. |
| SMITH, DAVID KENNETH | SALESPERSON | NORTHERN SECURITIES INC. / VALEURS MOBILIERES NORTHERN INC. |
| SMITH, DEAN DOUGLAS | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| SMITH, DENIM RICHARD | OFFICER (NON-TRADING) | BLACKMONT CAPITAL INC. |
| SMITH, DENNIS LEROY | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SMITH, DEREK EDWARD | SALESPERSON | MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE |
| SMITH, DONALD CHRISTOPHER | ADVISING DIRECTOR & OFFICER | GRYPHON INVESTMENT COUNSEL INC. / CONSEILLERS EN PLACEMENTS GRYPHON INC. |
| SMITH, FREDERICK GERALD | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SMITH, GAYLE LOUISE | BRANCH MANAGER | CREDENTIAL ASSET MANAGEMENT INC. |
| SMITH, GUY ROGER | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| SMITH, JAMES BRADLEY | OFFICER (NON-TRADING) | BLACKMONT CAPITAL INC. |
| SMITH, JAMES MICHAEL | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| SMITH, JANICE ELIZABETH | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SMITH, JAY ALAN | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SMITH, JEFFREY THOMAS | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| SMITH, JOHN CHRISTOPHER | OFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SMITH, JOHN NELSON | ADVISING DIRECTOR & OFFICER | GWL INVESTMENT MANAGEMENT LTD. |
| SMITH, JULIAN CAMERON | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| SMITH, JULIE JEAN | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| SMITH, KEITH GRAHAM | NON-ADVISING OFFICER | GE ASSET MANAGEMENT CANADA COMPANY |
| SMITH, KENNETH WAYNE | BRANCH MANAGER | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| SMITH, KEVIN JOHN | OFFICER (NON-TRADING) | MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE. |
| SMITH, KYLE ANDREW | OFFICER (TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| SMITH, LAWRENCE BRUCE | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SMITH, LOIS JANE | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SMITH, LORI JEAN | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| SMITH, LORNE DEAN | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SMITH, LORNE SHAYNE | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| SMITH, LYNN CHRISTINE | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| SMITH, MADELYN BOSKO | NON-ADVISING DIRECTOR | MARVIN & PALMER ASSOCIATES, INC. |
| SMITH, MARIA LUISA | SALESPERSON | ACUMEN CAPITAL FINANCE PARTNERS LIMITED |
| SMITH, MARK ANDREW | OFFICER (TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| SMITH, MATTHEW ANTHONY | SALESPERSON | SCOTIA SECURITIES INC. |
| SMITH, MAUREEN ELIZABETH | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| SMITH, MICHAEL ADAM | ADVISING OFFICER | REED, CONNER & BIRDWELL, LLC |
| SMITH, MICHAEL ROTHWELL | OFFICER (NON-TRADING) | MGI SECURITIES INC. / MGI VALEURS MOBILIERES INC. |
| SMITH, MICHELLE | SALESPERSON | SCOTIA SECURITIES INC. |
| SMITH, MICHELLE FRANCOISE | SALESPERSON | INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC. |
| SMITH, MURRAY KEITH | SALESPERSON | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| SMITH, PARKER FARNSWORTH | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| SMITH, PERRY ROSS | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SMITH, PHILIP ERIC | NON-ADVISING OFFICER | RBC PRIVATE COUNSEL INC./RBC SERVICES-CONSEILS PRIVES INC. |
| SMITH, PHILIP LYNWOOD | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SMITH, PHILIP STEPHEN | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| SMITH, PRENTICE KELLOGG | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | QUESTRADE, INC. |
| SMITH, PRESTON HENRY | SALESPERSON | BLACKMONT CAPITAL INC. |
| SMITH, RAYMOND BLAIR | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| SMITH, REGINALD MACEACHERN | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SMITH, RICHARD STEVEN | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SMITH, ROBERT JEFFREY | OFFICER (TRADING) | BLACKMONT CAPITAL INC. |
| SMITH, ROBERT THOMAS | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SMITH, SABRINA | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| SMITH, SCOTT JAMES | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SMITH, SHAWN JAMES | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| SMITH, STEPHEN GEORGE | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SMITH, STEPHEN HOWARD | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SMITH, STEVEN PATRICK | ADVISING OFFICER | BEUTEL, GOODMAN & COMPANY LTD. |
| SMITH, STUART HENRY | OFFICER & DIRECTOR (NON-TRADING) | USC EDUCATION SAVINGS PLANS INC. / USC REGIMES D'EPARGNE-ETUDES INC. |
| SMITH, SUMMER ELIZABETH | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SMITH, TIMOTHY RON | OFFICER (NON-TRADING) | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| SMITH, WILLIAM EVANS | OFFICER (NON-TRADING) | LEEDE FINANCIAL MARKETS INC. |
| SMITH, WILLIAM RICHARD | SALESPERSON | PROFESSIONAL INVESTMENT SERVICES (CANADA) INC. |
| SMITH, WILSON BURNHAM | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SMITH-ROY, SHANNON PATRICIA | SALESPERSON | INVESTORS GROUP SECURITIES INC./VALEURS MOBILIERES GROUPE INVESTORS INC. |
| SMITH-WINDSOR, MARK HOGAN | SALESPERSON (SECURITIES) | UNION SECURITIES LTD. / VALEURS MOBILIERES UNION LTEE |
| SMOCKUM, GARY GORDON | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| SMOLENSKY, ALINE | DIRECTOR (NON-TRADING) | GLOBAL SECURITIES CORPORATION / SOCIETE DE VALEURS GLOBAL INC. |
| SMOLENSKY, ARTHUR MURRAY | OFFICER & DIRECTOR (TRADING) | GLOBAL SECURITIES CORPORATION / SOCIETE DE VALEURS GLOBAL INC. |
| SMOLEY, EVAN BRENT | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| SMOLINSKI, JOHN ROBERT | ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| SMOLSKY, MARILYN ANN | OFFICER (NON-TRADING) | M.R.S. SECURITIES SERVICES INC. / SERVICES VALEURS MOBILIERES M.R.S. INC. |
| SMOLSKY, MARILYN ANN | OFFICER (NON-TRADING) | M.R.S. INC |
| SMUK, LAURIE MAY | OFFICER (NON-TRADING) | NBCN INC. |
| SMUSZKIEWICZ, RENATA | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SMYRL, JAMES ELLWOOD | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SMYTH, JEFFREY ALAN | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SNEDDON, ROBERT PATRICK | ADVISING DIRECTOR & OFFICER | CASTLEMOORE INC. |
| SNELGROVE, DARREN | OFFICER (TRADING) (SECURITIES) | MF GLOBAL CANADA CO./MF GLOBAL CANADA CIE |
| SNELL, COLIN RIENKE | OFFICER (NON-TRADING) | UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC. |
| SNELL, TERENCE RICHARD | SALESPERSON & DIRECTOR (NON-TRADING) | LAWTON PARTNERS FINANCIAL PLANNING SERVICES LIMITED |
| SNELSON, BRYAN DAVID | OFFICER (TRADING) | RAYMOND JAMES LTD. |
| SNIDER, JEROLD BRUCE | SALESPERSON | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| SNIDER, WILLIAM TERENCE | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| SNOWBALL, ALISON EVELYN | SALESPERSON (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| SNOWDEN, RICHARD NEIL | OFFICER (NON-TRADING) | M.R.S. INC |
| SNYDER, ERIN LINDSEY | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| SNYDER, FREDERICK CHARLES | SALESPERSON | DUNDEE PRIVATE INVESTORS INC./SERVICES FINANCIERS DUNDEE INC. |
| SNYDER, JENNIFER DAWN | OFFICER (TRADING) | MGI SECURITIES INC. / MGI VALEURS MOBILIERES INC. |
| SNYDER, JOSEPH PAUL | SALESPERSON | ING DIRECT FUNDS LIMITED |
| SNYDER, LLOYD ALAN | SALESPERSON | INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC. |
| SO, ANTHONY SON | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| SO, ASHTON CHEE | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| SO, IRENE MO-KIT | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SO, JENNIFER YEE | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| SO, KATHLEEN MAN-WAI | SALESPERSON | PHILLIPS, HAGER & NORTH INVESTMENT FUNDS LTD. |
| SO, NORMAN CHUN-CHIEH | ADVISING OFFICER | PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD. |
| SOARES, ALBAN SABINO | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| SOARES, HELEN | SALE |