Registered Individuals M
Updated daily Monday to Friday
| INDIVIDUAL'S NAME | CATEGORY OF REGISTRATION | NAME OF COMPANY |
|---|---|---|
| MA, ANDREW MAN HO | OFFICER (NON-TRADING) | SPROTT ASSET MANAGEMENT INC. |
| MA, BAICHU MARTIN | SALESPERSON | TD WATERHOUSE CANADA INC. |
| MA, JIAN-PING | OFFICER (NON-TRADING) | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| MA, MAN CHUN | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| MA, MARK SUNG-LIN | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MA, SHIRLEY YUK | BRANCH MANAGER | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| MA, STELLA SUK-MAN | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| MA, YIDING | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| MA, ZHUO TANG | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MAAN, RAJ SINGH | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| MAARSMAN, NANCY | SALESPERSON (SECURITIES) | UNION SECURITIES LTD. / VALEURS MOBILIERES UNION LTEE |
| MABEE, BRYAN EDWARD | OFFICER (TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| MAC GILLIVRAY, MELVIN | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| MACARTHUR, BRIAN THOMPSON | OFFICER (NON-TRADING) | UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC. |
| MACARTHUR, DONNA MARIE | SALESPERSON | TD WATERHOUSE CANADA INC. |
| MACARTNEY, BRUCE IAN | NON-ADVISING OFFICER | BMO HARRIS INVESTMENT MANAGEMENT INC./BMO HARRIS GESTION DE PLACEMENTS INC. |
| MACAULAY, DAWN MARIE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MACAUSLAND, SCOTT HAYES | SALESPERSON | GLOBAL SECURITIES CORPORATION / SOCIETE DE VALEURS GLOBAL INC. |
| MACBAIN, MICHAEL WALLACE | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MACBETH, HILLIARD ROBERT | OFFICER (NON-TRADING) | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| MACCALLUM, BONNIE MARIE | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MACCALLUM, CARMEN ELIZABETH | SALESPERSON | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| MACCALLUM, JASON WILLIAM | OFFICER (NON-TRADING) | MACDOUGALL, MACDOUGALL & MACTIER INC. |
| MACCALLUM, RYAN ANDREW | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| MACCHIA, ELORIE JENNIFER | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MACCORMAC, MICHAEL PATRICK | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| MACCOSHAM, RODERICK SPENCER | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| MACCULLOCH, STEPHEN CAMPBELL | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MACCURDY, GILLIAN CHRISTINE | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MACDIARMID, DIANE BARBARA | NON-ADVISING DIRECTOR | SEAMARK ASSET MANAGEMENT LTD. |
| MACDIARMID, HELEN JANE | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| MACDONALD, ALLAN DAMON | ADVISING DIRECTOR & OFFICER | BURGUNDY ASSET MANAGEMENT LTD./GESTION D'ACTIFS BURGUNDY LTÉE |
| MACDONALD, ANDREW BRUCE | ADVISING OFFICER | PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD. |
| MACDONALD, BRUCE DEMIL | NON-ADVISING OFFICER | INTEGRA CAPITAL LIMITED |
| MACDONALD, CHRISTIE ANN | SALESPERSON (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| MACDONALD, COLLEEN | OFFICER (TRADING) | M.R.S. SECURITIES SERVICES INC. / SERVICES VALEURS MOBILIERES M.R.S. INC. |
| MACDONALD, COLLEEN | OFFICER (NON-TRADING) | M.R.S. INC |
| MACDONALD, CRAIG RICHARD | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| MACDONALD, DANIEL BROWN | OFFICER (TRADING) | TD WATERHOUSE CANADA INC. |
| MACDONALD, DANNIELLE HELEN | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| MACDONALD, DAVID MORRIS | OFFICER (NON-TRADING) | BLACKMONT CAPITAL INC. |
| MACDONALD, DONALD BRUCE | OFFICER & DIRECTOR (NON TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MACDONALD, DONALD BRUCE | ADVISING OFFICER | GOODMAN & COMPANY, INVESTMENT COUNSEL LTD./GOODMAN & COMPANY, CONSEIL EN PLACEMENT LTEE |
| MACDONALD, DONALD JAMES | OFFICER (NON-TRADING) | INVESTORS GROUP SECURITIES INC./VALEURS MOBILIERES GROUPE INVESTORS INC. |
| MACDONALD, DONALD JAMES | OFFICER (NON-TRADING) | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| MACDONALD, DONALD JAMES | NON-ADVISING OFFICER (SECURITIES) | I.G. INVESTMENT MANAGEMENT, LTD. / SOCIÉTÉ DE GESTION D'INVESTISSEMENT, I.G. LTÉE |
| MACDONALD, GARY HUGH | OFFICER & DIRECTOR (NON TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MACDONALD, GRAEME RICHARD | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MACDONALD, GREGORY WILLIAM | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| MACDONALD, IAIN DOUGALD | ADVISING EMPLOYEE | CIBC PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVÉE DE PORTEFEUILLE CIBC INC. |
| MACDONALD, IAN ALEXANDER | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MACDONALD, JAMES ALEXANDER | NON-ADVISING OFFICER | ELLIOTT & PAGE LIMITED / ELLIOTT & PAGE LIMITEE |
| MACDONALD, JAMES CLARK | OFFICER & DIRECTOR (TRADING) | LEEDE FINANCIAL MARKETS INC. |
| MACDONALD, JAMES DOUGLAS | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MACDONALD, JAMES FINLAY | ADVISING OFFICER | ADDENDA CAPITAL INC. |
| MACDONALD, JASON SCOTT | SALESPERSON | TD WATERHOUSE CANADA INC. |
| MACDONALD, JEFFREY SCOTT | OFFICER (TRADING) | TD WATERHOUSE CANADA INC. |
| MACDONALD, JEFFREY WALTER | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| MACDONALD, JOCK WYNN | ADVISING EMPLOYEE | STONEGATE PRIVATE COUNSEL LP |
| MACDONALD, JOHN ALLAN | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| MACDONALD, KAREN LEE | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| MACDONALD, KEVIN JOSEPH | SALESPERSON | RESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL |
| MACDONALD, LESLIE ANNE | NON-ADVISING OFFICER | SCEPTRE INVESTMENT COUNSEL LIMITED |
| MACDONALD, MARY MARGARET | SALESPERSON | ODLUM BROWN LIMITED |
| MACDONALD, NORMAN ALLAN | SALESPERSON | EDWARD JONES |
| MACDONALD, PETER RUSSELL | OFFICER (NON-TRADING) | GMP SECURITIES L.P./ GMP VALEURS MOBILIÈRES S.E.C. |
| MACDONALD, RICHARD ALLAN | SALESPERSON | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| MACDONALD, RICHARD PATRICK | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MACDONALD, SCOTT ANDREW | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MACDONALD, SHERRY JEANNETTE | OFFICER (TRADING) | C.S.T. CONSULTANTS INC./CONSULTANTS C.S.T. INC. |
| MACDONALD, SINCLAIR ROSS | PARTNER (TRADING) | GENUITY CAPITAL MARKETS/MARCHES DES CAPITAUX GENUITY |
| MACDONALD, TAMMY LEE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MACDONALD, THERESA LYNN | SALESPERSON | GLOBAL SECURITIES CORPORATION / SOCIETE DE VALEURS GLOBAL INC. |
| MACDONELL, DOUGLAS GORDON | BRANCH MANAGER | DUNDEE PRIVATE INVESTORS INC./SERVICES FINANCIERS DUNDEE INC. |
| MACDOUGALL, BARTLETT HERBERT | OFFICER & DIRECTOR (TRADING) | MACDOUGALL, MACDOUGALL & MACTIER INC. |
| MACDOUGALL, BRIAN THOMAS | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MACDOUGALL, CHRISTOPHER GORDON | PARTNER (NON-TRADING) | GENUITY CAPITAL MARKETS/MARCHES DES CAPITAUX GENUITY |
| MACDOUGALL, DONALD ANTHONY | SALESPERSON | INDEPENDENT PLANNING GROUP INC./GROUPE INDEPENDANT DE PLANIFICATION INC. |
| MACDOUGALL, GEORGE DOUGLAS | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MACDOUGALL, GORDON HOWARD | NON-ADVISING DIRECTOR & OFFICER | CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD./ GESTION DE PLACEMENTS CONNOR, CLARK & LUNN |
| MACDOUGALL, IAIN DUNCAN | SALESPERSON (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| MACDOUGALL, ROSS | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MACDOUGALL, STUART KERR | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| MACDOUGALL, TREVOR STAIRS | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| MACDOUGALL, WARD VINCENT | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| MACEACHERN, GARY KENNETH | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MACEACHERN, KIMBERLEY KATHLEEN | OFFICER (TRADING) | BLACKMONT CAPITAL INC. |
| MACEK, JOSEF ANTHONY | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| MACENKO MERKLEY, SANDRA LEIGH | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MACFARLANE, HUGH MARTIN | NON-ADVISING OFFICER | GUARDIAN CAPITAL LP / SOCIÉTÉ EN COMMANDITE GUARDIAN CAPITAL |
| MACFARLANE, JAMES ALLAN | OFFICER (NON-TRADING) | PI FINANCIAL CORP./CORPORATION FINANCIÈRE PI |
| MACFARLANE, MALCOLM ERVINE | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| MACFARLANE, TARA DAWN | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MACFAYDEN, DONALD DUNCAN | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| MACGILLIVRAY, MARIE JULIE | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| MACGREGOR, CRAWFORD KYLE | OFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES) | BMO NESBITT BURNS INC. |
| MACGREGOR, GRAEME COUTTS | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MACHADO, CARLOS ALBERTO | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MACHARIA, CECILIA WACHU | SALESPERSON | HSBC INVESTMENT FUNDS (CANADA) INC./FONDS D'INVESTISSEMENT HSBC (CANADA) INC. |
| MACHEL, MICHAEL PAUL | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| MACHTINGER, GERALD | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MACIALEK, JOHN TREVOR | BRANCH MANAGER | MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE |
| MACINDOE, KARINE LEIGH | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| MACINNES, IAIN MACDONALD | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MACINNES, STEPHEN HUGH | ADVISING OFFICER | INHANCE INVESTMENT MANAGEMENT INC. |
| MACINNIS, BARBARA (BETH) ELIZABETH | OFFICER (TRADING) | FIRSTENERGY CAPITAL CORP. / CORPORATION FIRSTENERGY CAPITAL |
| MACINNIS, BENNETT DANIEL | OFFICER (NON-TRADING) | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| MACINNIS, JOHN CALVIN | NON-ADVISING DIRECTOR & OFFICER | OCEANROCK CAPITAL PARTNERS INC. |
| MACINNIS, KIMBERLY ANN | SALESPERSON (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| MACINNIS, THOMAS EDWARD | OFFICER (NON-TRADING) | TRISTONE CAPITAL INC. |
| MACINTOSH, ANGELA LISA | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| MACINTOSH, INGRID JACQUELINE | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| MACINTYRE, DREW EVAN | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| MACISAAC, JOHN ALEXANDER | ASSOCIATE ADVISING EMPLOYEE | TETREM CAPITAL MANAGEMENT LTD. / GESTION DE CAPITAUX TETREM |
| MACISAAC, JOSEPH COLIN | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MACISAAC, RODERICK DANIEL | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MACIVER, JAMES EDGAR | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| MACK, CHRISTOPHER GEORGE | OFFICER (TRADING) | GESTION DE CAPITAUX ROTHENBERG INC. / ROTHENBERG CAPITAL MANAGEMENT INC. |
| MACK, DONNA JOLANE | NON-ADVISING OFFICER | MAWER INVESTMENT MANAGEMENT LTD. |
| MACK, GORDON GEORGE | ADVISING EMPLOYEE | HOWSON TATTERSALL INVESTMENT COUNSEL LIMITED / LES CONSEILLERS EN PLACEMENT HOWSON TATTERSALL LIMITÉE |
| MACK, JOSEPH ANDREW | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MACKASEY, MICHAEL PETER | OFFICER (TRADING) | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| MACKAY, BRUCE CLAYTON | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MACKAY, DONALD MALCOLM | ADVISING OFFICER | GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE |
| MACKAY, IAN AUSTIN | DIRECTOR (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MACKAY, IAN GERALD | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| MACKAY, JOSEPH DUANE | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| MACKAY, LORI LYNN | ADVISING DIRECTOR & OFFICER | LEGG MASON CANADA INC. |
| MACKAY, RUSSELL WILLIAM | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MACKAY, TRISTAN SCOTT | SALESPERSON | WELLINGTON WEST CAPITAL MARKETS INC./ MARCHÉS FINANCIERS WELLINGTON WEST INC. |
| MACKELL, EILEEN TERRI | SALESPERSON | TD WATERHOUSE CANADA INC. |
| MACKELLAR, NANCY LOUISE | NON-ADVISING OFFICER | C.A. DELANEY CAPITAL MANAGEMENT LTD. |
| MACKENZIE, ALAN CHARLES | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MACKENZIE, BARBARA SOPHIA | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MACKENZIE, JOHN DUNCAN | SALESPERSON | ODLUM BROWN LIMITED |
| MACKENZIE, JOHN WILLIAM | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| MACKENZIE, MATTHEW CORY | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MACKENZIE, RYAN JON | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| MACKENZIE, SCOTT ALLAN | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MACKENZIE, SEAN ANDREW | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MACKENZIE, SUSAN MARIE | BRANCH MANAGER | IPC INVESTMENT CORPORATION |
| MACKENZIE, URSULA KATHRIN | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| MACKENZIE-ARMES, TRENTON DOUGLAS | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MACKIE, DOUGLAS HUGH | SALESPERSON | INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC. |
| MACKIE, JAMES FREDERICK | OFFICER & DIRECTOR (TRADING) | J.F. MACKIE & COMPANY LTD. |
| MACKIE, JEFFREY DAVID | SALESPERSON | J.F. MACKIE & COMPANY LTD. |
| MACKIE, ROBERT ANDREW | OFFICER (TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MACKILLOP, ANDREW ALEXANDER | OFFICER (NON-TRADING) | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| MACKINNON, DOUGLAS NEIL | SALESPERSON | TD WATERHOUSE CANADA INC. |
| MACKINNON, GARY JOSEPH | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| MACKINNON, IAN RAMSEY | SALESPERSON | DESJARDINS SÉCURITÉ FINANCIÈRE INVESTISSEMENTS INC./DESJARDINS FINANCIAL SECURITY INVESTMENTS INC. |
| MACKINNON, LESLEY ELIZABETH | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MACKINNON, SCOTT STUART | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MACKINNON, THOMAS GEORGE | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MACKLIN, DONALD EDWARD | ADVISING OFFICER | GUARDIAN CAPITAL LP / SOCIÉTÉ EN COMMANDITE GUARDIAN CAPITAL |
| MACLACHLAN, JOHN | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MACLACHLAN, MARTIN LACHLAN | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| MACLACHLAN, ROBERT JAMES | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MACLACHLAN, WILLIAM RHIND | ADVISING DIRECTOR & OFFICER | MAWER INVESTMENT MANAGEMENT LTD. |
| MACLAREN, CHRISTA ANN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MACLAREN, JOHN ANDERSON | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MACLEAN, DONALD CAMPBELL | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MACLEAN, GAIRE GRANT | SALESPERSON | INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC. |
| MACLEAN, GISELLE MARTINE | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MACLEAN, HUGH ALEXANDER | NON-ADVISING OFFICER | RBC PRIVATE COUNSEL INC./RBC SERVICES-CONSEILS PRIVES INC. |
| MACLEAN, JAMES PAUL | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| MACLEAN, RODERICK SCOTT | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| MACLEAN, WILLIAM VIBERT | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| MACLEAN-HOWARD, ALLAN | OFFICER (NON-TRADING) | UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC. |
| MACLELLAN, PAULA LOUISE | SALESPERSON | TD WATERHOUSE CANADA INC. |
| MACLELLAN, ROBERT FRANCIS | ADVISING DIRECTOR & OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| MACLEOD, ALAN ROSS | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MACLEOD, CATHY LOIS | SALESPERSON | BLACKMONT CAPITAL INC. |
| MACLEOD, DAVID KEITH | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MACLEOD, DAVID LEON | OFFICER (NON-TRADING) | MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE |
| MACLEOD, DENISE FAY | SALESPERSON | TD WATERHOUSE CANADA INC. |
| MACLEOD, DUNCAN ALEXANDER | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| MACLEOD, LINDA JANE | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MACLISE, SHELLEY JEAN | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| MACLURE, IAN HAZEN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MACMICKEN, RONALD ARTHUR | OFFICER & DIRECTOR (NON-TRADING) | CORMARK SECURITIES INC. / VALEURS MOBILIERES CORMARK INC. |
| MACMILLAN, ALEXANDER RODERICK | SALESPERSON | TD WATERHOUSE CANADA INC. |
| MACMILLAN, CARA PATRICIA | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| MACMILLAN, GRAHAM CUNNINGHAM | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MACMILLAN, MICHELLE CHRISTINE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MACMILLAN, PAULA MAUREEN | SALESPERSON | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| MACMILLAN, WILLIAM MICHAEL | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| MACNAB, MARITA LOUISE | SALESPERSON | SCOTIA SECURITIES INC. |
| MACNAIR, SIMON GREGORY | ADVISING EMPLOYEE | CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD./ GESTION DE PLACEMENTS CONNOR, CLARK & LUNN |
| MACNAUGHTON, JONATHAN FRASER | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MACNAUGHTON, MARK DARCY | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| MACNEAL, KENNETH JOHN | OFFICER (NON-TRADING) | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| MACNEIL, DONALD ANDREW | ADVISING EMPLOYEE | PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD. |
| MACNEIL, MICHAEL DONALD | NON-ADVISING OFFICER (SECURITIES) | I.G. INVESTMENT MANAGEMENT, LTD. / SOCIÉTÉ DE GESTION D'INVESTISSEMENT, I.G. LTÉE |
| MACNEIL, STEVEN PATRICK | OFFICER (NON-TRADING) | MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE |
| MACNICOL, NICOL | OFFICER (NON-TRADING) | BLACKMONT CAPITAL INC. |
| MACNICOL, WILLIAM SCOTT | OFFICER (TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| MACNULTY, ADAM HUGO | ADVISING OFFICER | BANK OF IRELAND ASSET MANAGEMENT (U.S.) LIMITED |
| MACPHAIL, CALVIN JAMES | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MACPHAIL, JOHN DUGALD | OFFICER & DIRECTOR (NON TRADING) (SECURITIES) | UNION SECURITIES LTD. / VALEURS MOBILIERES UNION LTEE |
| MACPHAIL, PHILLIP LINDSAY | SALESPERSON | LEEDE FINANCIAL MARKETS INC. |
| MACPHERSON, BEVERLEE ANN | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MACPHERSON, CHRISTOPHER LAUCHLIN | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MACPHERSON, JAMES DUNCAN | OFFICER (NON-TRADING) | RICE FINANCIAL GROUP INC. |
| MACPHERSON, JILLIAN TAIT | SALESPERSON | TD WATERHOUSE CANADA INC. |
| MACPHERSON, KENNETH GRANT | OFFICER & DIRECTOR (TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| MACPHERSON, SHANNON LEANNE | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| MACRAE, CHRISTOPHER DONALD | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MACRAE, CHRISTOPHER IAN | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| MACRAE, DAVID SCOTT | SALESPERSON | CREDENTIAL SECURITIES INC. |
| MACRAE, JILL ALLISON | ADVISING DIRECTOR & OFFICER | J. ZECHNER ASSOCIATES INC. |
| MACRAE, MARK EARL | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| MACRAE, ROBERT HARVEY | OFFICER (NON-TRADING) | ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE |
| MACTAGGART, WILLIAM GRANT | OFFICER (NON-TRADING) | BLACKMONT CAPITAL INC. |
| MACTAVISH, MARCIA JENNIFER | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MADAMS, SCOTT ROBERT | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MADAN, ISHWARI | SALESPERSON | TD WATERHOUSE CANADA INC. |
| MADDEN, BRENDAN JOSEPH | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| MADDEN, JOHN FRANCIS | OFFICER & DIRECTOR (NON TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MADDIGAN, TIMOTHY MICHAEL | SALESPERSON | BLACKMONT CAPITAL INC. |
| MADILL, CRAIG JARED | SALESPERSON | ACUMEN CAPITAL FINANCE PARTNERS LIMITED |
| MADISON, ANDREA LYNN | SALESPERSON | LAWTON PARTNERS FINANCIAL PLANNING SERVICES LIMITED |
| MAGARRELL, HENRY KENT | SALESPERSON | MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE |
| MAGARRELL, PAUL GARY | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| MAGARRO, DAVID LAYCO | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| MAGARRO, ELISA LALYCO | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| MAGEE, JOHN PATRICK | ADVISING OFFICER | LEON FRAZER & ASSOCIATES INC. |
| MAGEL-WADDELL, ALICE MARLENE | BRANCH MANAGER | IPC INVESTMENT CORPORATION |
| MAGGISANO, ANDREA GERARDO | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| MAGILL, GEORGE SAMUEL | OFFICER (NON-TRADING) (SECURITIES) | UNION SECURITIES LTD. / VALEURS MOBILIERES UNION LTEE |
| MAGISANO, DOMINIC | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| MAGISANO, LUCIA | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MAGNOLO, JANICE RUTH | DIRECTOR (NON-TRADING) | ODLUM BROWN LIMITED |
| MAGNUSSON, MARCIE DIANE | BRANCH MANAGER | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| MAGRI, TONY ANDREW | ADVISING OFFICER | MCLEAN BUDDEN LIMITED/MCLEAN BUDDEN LIMITEE |
| MAGUIRE, CHRISTOPHER GERARD | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MAGUIRE, JASON ROBERT | OFFICER & DIRECTOR (NON-TRADING) | HERITAGE EDUCATION FUNDS INC./FONDS D'EDUCATION HERITAGE INC. |
| MAGUIRE, JOHN CRAIG | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MAGUIRE, JOHN REGINALD | OFFICER (NON-TRADING) | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| MAGUIRE, TREVOR JAMES | SALESPERSON | IPC INVESTMENT CORPORATION |
| MAGUSS, JOHN ANDREW | OFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MAGWOOD, ROBERT JOHN | OFFICER (NON-TRADING) | THOMAS WEISEL PARTNERS CANADA INC./THOMAS WEISEL PARTENAIRES CANADA INC. |
| MAGYAR, CHARLES ANDREW | SALESPERSON | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| MAH, EDWARD JAMES | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| MAH, EDWIN | NON-ADVISING OFFICER | TD WATERHOUSE PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVEE TD WATERHOUSE INC. |
| MAH, HELENA | SALESPERSON | TD WATERHOUSE CANADA INC. |
| MAH, KELLY DENNIS | SALESPERSON | TD WATERHOUSE CANADA INC. |
| MAH, ROBERT VERNON | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MAHAFFY, DOUGLAS WILLIAM | NON-ADVISING DIRECTOR | MCLEAN BUDDEN LIMITED/MCLEAN BUDDEN LIMITEE |
| MAHAFFY, SCOTT WILLIAM | NON-ADVISING OFFICER | MCLEAN BUDDEN LIMITED/MCLEAN BUDDEN LIMITEE |
| MAHAJAN, MALTI | SALESPERSON | LOEWEN, ONDAATJE, MCCUTCHEON LIMITED / LOEWEN, ONDAATJE, MCCUTCHEON LIMITEE |
| MAHAJAN, SACHIN N/A | PARTNER (NON-TRADING) | GENUITY CAPITAL MARKETS/MARCHES DES CAPITAUX GENUITY |
| MAHARAJ, NAVNEETH CHAND | OFFICER (NON-TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| MAHARAJ, SHOREEN | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| MAHER, GERALD KEITH | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MAHIL, MUNVEER KAUR | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| MAHIL, RAJINDER | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MAHJOUR, MORTEZA | DIRECTOR (NON-TRADING) | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| MAHON, JUDY CAROL | SALESPERSON | DUNDEE PRIVATE INVESTORS INC./SERVICES FINANCIERS DUNDEE INC. |
| MAHON, PAUL ANTHONY | OFFICER & DIRECTOR (NON-TRADING) | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| MAHON, WILLIAM MAITLAND | BRANCH MANAGER | DUNDEE PRIVATE INVESTORS INC./SERVICES FINANCIERS DUNDEE INC. |
| MAHONEY, HEATHER COLLEEN | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| MAHONEY, JOHN ANDREW | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MAHONEY, TIMOTHY JOHN | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| MAHRT, RODERICK LESLIE | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MAHY, JOSEPH MAURICE | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| MAIETTA, CRISTINA LAURA | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | NEWEDGE CANADA INC. |
| MAILEY, KIM | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MAILLET, ANDRE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MAILLÉ, MANON | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MAIN, LINDSAY MEGAN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MAINI, ANUJ | SALESPERSON | SCOTIA SECURITIES INC. |
| MAIR, DOUGLAS FRANK | OFFICER (TRADING) | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| MAIS, ANTHONY TALBOT | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MAISLIN, DAVID HUGHES | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| MAISONVILLE, MARK CHARLES | OFFICER (NON-TRADING) | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| MAITLAND, ANGELA DOLORES | ADVISING OFFICER | FIDUCIARY TRUST COMPANY OF CANADA |
| MAITRA, SUCHARITA | OFFICER (TRADING) | EDWARD JONES |
| MAJENDIE, NICHOLAS LIONEL | OFFICER & DIRECTOR (TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| MAJOO, MAHMOOD | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MAJOR, CHRISTOPHER CHARLES | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| MAK, WILSON | SALESPERSON | TD WATERHOUSE CANADA INC. |
| MAKAREC, ROMAN MICHAEL | SALESPERSON | IPC INVESTMENT CORPORATION |
| MAKSYMYK, STEVEN NICHOLAS | SALESPERSON | WORLDSOURCE FINANCIAL MANAGEMENT INC./GESTION FINANCIERE WORLDSOURCE INC. |
| MAKUS, MARIA DONATILDE | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| MALABAR, JAMES KEITH | SALESPERSON | WORLDSOURCE FINANCIAL MANAGEMENT INC./GESTION FINANCIERE WORLDSOURCE INC. |
| MALAWSKI, RICHARD THEODORE | SALESPERSON | IPC INVESTMENT CORPORATION |
| MALCOLM, DAWN ELAINE | SALESPERSON | MCLEAN BUDDEN FUNDS INC. |
| MALCOLM, LISA MICHELLE | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| MALCOLM, OWEN ST. | SALESPERSON | TD WATERHOUSE CANADA INC. |
| MALCOLM, PAUL GERARD | DIRECTOR (TRADING) | EQUITY ASSOCIATES INC. |
| MALCOLM, WAYNE EDWARD | SALESPERSON | ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE |
| MALE, RICHARD CHARLES | BRANCH MANAGER | CREDENTIAL ASSET MANAGEMENT INC. |
| MALECH, RONALD TIMOTHY | ASSOCIATE ADVISING OFFICER | CARDINAL CAPITAL MANAGEMENT INC. |
| MALENKI, ROBERT EMIL | SALESPERSON | PORTFOLIO STRATEGIES CORPORATION |
| MALES, RYAN GORDON | OFFICER (TRADING) | MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE. |
| MALETTE, CHARLES HENRY | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| MALETTE, SYLVIE | SALESPERSON | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| MALFARA, PASQUALE ROBERT | SALESPERSON | TD WATERHOUSE CANADA INC. |
| MALHIOT, CALVIN DOUGLAS | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MALICK, NAURIN SAMI | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| MALICKI, RICHARD EUGENE | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MALIGEORGOS, JOYCE | OFFICER (NON-TRADING) | MERRILL LYNCH CANADA INC. |
| MALIK, NAVDEEP SINGH | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MALINKA, FRANK DENNIS | SALESPERSON | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| MALJKOVIC, SUZANA | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MALLARD, BRIAN NORVEL | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| MALLENDER, THOMAS CRAIG | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| MALLENDER, THOMAS CRAIG | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| MALLER, SUSYN | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MALLI, ROBINDER SINGH | NON-ADVISING DIRECTOR | INHANCE INVESTMENT MANAGEMENT INC. |
| MALLOY, MICHAEL EDGAR | OFFICER (NON-TRADING) | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| MALO, MONIQUE | NON-ADVISING OFFICER | CIBC GLOBAL ASSET MANAGEMENT INC. / GESTION GLOBALE D'ACTIFS CIBC INC. |
| MALONE, GAIL | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| MALONE, JAMES EDWARD | ADVISING OFFICER | PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD. |
| MALOWNEY, MATHEW VERNON | OFFICER (TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| MALTBY, STEPHEN BRIAN | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MALUGA, ARLENE EVA | SALESPERSON | SCOTIA SECURITIES INC. |
| MAMBRO, ROCKY JOHN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MAMCHUR, PHILIP LESLIE | SALESPERSON | EDWARD JONES |
| MAMDANI, HANIF | ADVISING DIRECTOR & OFFICER | PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD. |
| MAN, EDNA NGAR LAI | NON-ADVISING OFFICER | AGF FUNDS INC. / LES FONDS AGF INC. |
| MANAHAN, PATRICK JOHN | ADVISING OFFICER | LEON FRAZER & ASSOCIATES INC. |
| MANAS, MARIANNE | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| MANCER, EVAN JAMES | ADVISING OFFICER | CARDINAL CAPITAL MANAGEMENT INC. |
| MANCHESTER, ALAN PAUL | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MANCINI, MARK DANIEL | SALESPERSON & OFFICER (NON-TRADING) | LAWTON PARTNERS FINANCIAL PLANNING SERVICES LIMITED |
| MANDER, SANTOKH SINGH | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MANDSETH, LAWRENCE RALPH | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| MANGACHI, KANYIKA | SALESPERSON | TD WATERHOUSE CANADA INC. |
| MANGAHAS, EMMA | OFFICER (NON-TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| MANGANIELLO, GIUSEPPE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MANGAT, SANDEEP SINGH | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MANGAT, SUJEEV SINGH | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| MANGET, KENNETH JAMES | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| MANGIONE, ANTHONY | OFFICER (TRADING) | TD WATERHOUSE CANADA INC. |
| MANJGALADZE, VAKHTANG GEORGE | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MANJURIS, DEAN GEORGE | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| MANN, ABBY LEE | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MANN, DAVID COLIN | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| MANN, JASON CRAIG | OFFICER (TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MANN, PAMELA ADELINE | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| MANN, SHARI LYNNE | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MANNARN, ARTHUR MACCALMAN | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MANNING, GILLIAN LOGAN | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| MANNING, JOHN BARRY | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| MANNING, ROBERT JAMES | ADVISING DIRECTOR & OFFICER | MFS INSTITUTIONAL ADVISORS, INC. |
| MANNINGS, EDWARD HENRY | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MANNINGS, GERALDINE DOROTHY | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MANNION, DANIEL ROBERT | SALESPERSON (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| MANNO, JOSEPHINA | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MANOILOVA, EMILIA DIMITROVA | SALESPERSON | TD WATERHOUSE CANADA INC. |
| MANOOSINGH, GLENN ROLAND | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MANOR, BOAZ | ASSOCIATE ADVISING DIRECTOR & OFFICER | PORTUS ALTERNATIVE ASSET MANAGEMENT INC. |
| MANOS, MIKE | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MANOUCHEHRI, REZA | SALESPERSON | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| MANOUKIAN, ELIZABETH | OFFICER (NON-TRADING) | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| MANRO, SAMIR KUMAR | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MANSBRIDGE, PAMELA LOUISE | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MANSFIELD, JOHN DAVID | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| MANSFIELD, MICHAEL WILLIAM | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| MANSON, BRYAN EDWARD | SALESPERSON | ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE |
| MANSON, JOHN EDWARD | SALESPERSON | ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE |
| MANTAS, NICK | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MANUKIAN, EDWARD | NON-ADVISING OFFICER | FRANKLIN TEMPLETON INVESTMENTS CORP./SOCIETE DE PLACEMENTS FRANKLIN TEMPLETON |
| MANZIE, ALAN ANDREW | OFFICER (NON-TRADING) | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| MAO, JINGSHU | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| MAPLE, JODY ANN | SALESPERSON | CREDENTIAL SECURITIES INC. |
| MAQSOOD, MOHAMMAD AYUB | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| MAR, HOWARD | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| MARAJ, SHAM SOWBHAGWATTI | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MARANDA, BRUCE JEFFREY | OFFICER & DIRECTOR (TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| MARAT, MELODY LYNN | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| MARBACH, JOYCE ELAINE | OFFICER (TRADING) (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| MARCEAU, CHERYL LYNN | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| MARCEAU, ERIC PIERRE | SALESPERSON | SCOTIA SECURITIES INC. |
| MARCEAU, HENRI | SALESPERSON (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| MARCH, CHRISTINA MIRA | OFFICER (TRADING) | RESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL |
| MARCH-BURWELL, BARBARA JOAN | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MARCHAND, DENIS ROBERT | SALESPERSON | INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC. |
| MARCHAND, JEAN PIERRE | OFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MARCHANT, PETER KENNINGHAM | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| MARCHE, JULIETTE ANN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| MARCHETTI, JOHN DOMENIC | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| MARCHETTI, PATRICIA ANN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MARCHILDON, CHRISTINE | OFFICER (NON-TRADING) | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| MARCIL, BERNARD JULES | NON-ADVISING OFFICER | MONTRUSCO BOLTON INVESTMENTS INC./PLACEMENTS MONTRUSCO BOLTON INC. |
| MARCOCCIA, GEORGE | ADVISING OFFICER | RBC ASSET MANAGEMENT INC./RBC GESTION D'ACTIFS INC. |
| MARCOCCIA, LORETTA | OFFICER (NON-TRADING) | MERRILL LYNCH CANADA INC. |
| MARCOGLIESE, MARIO | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| MARCOGLIESE, PAUL ANTHONY | NON-ADVISING OFFICER | MCLEAN BUDDEN LIMITED/MCLEAN BUDDEN LIMITEE |
| MARCON, DENIS GILBERT | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| MARCOTTE, BENOIT | OFFICER (NON-TRADING) | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| MARCOUX, PAUL JOSEPH | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| MARCOVITZ, MICHAEL MATTHEW | SALESPERSON | TD WATERHOUSE CANADA INC. |
| MARCUS, ELAINE | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MAREK, EARL GORDON | OFFICER (TRADING) | RAYMOND JAMES LTD. |
| MARENGER, ANDRE | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| MARESCHAL, LAURENT | DIRECTOR (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MARETZ, LINDA ROSEMARIE | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| MARIANO, MARY JOANN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MARIEN, JAYME LYNN | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| MARIN, MARTINE | OFFICER (NON-TRADING) | SOCIETE GENERALE VALEURS MOBILIERES INC. |
| MARION, RICHARD THOMAS | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MARIT, ALAIN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MARK, CORY | OFFICER (TRADING) | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| MARK, DAVID | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| MARK, KEVIN DALE | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| MARK, ROBERT JOHN | OFFICER (NON-TRADING) | MACDOUGALL, MACDOUGALL & MACTIER INC. |
| MARKMANN, ANNI JANE | SALESPERSON | RICE FINANCIAL GROUP INC. |
| MARKMANN, MARIO JOHN | BRANCH MANAGER | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| MARKOU, GIANNI | OFFICER (TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| MARKOVIC, TANJA | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| MARKS, JENNIFER RUTH | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| MARKS, LESLEY CAROLYN | ADVISING OFFICER | JONES HEWARD INVESTMENT COUNSEL INC./JONES HEWARD CONSEILLER EN VALEURS INC. |
| MARKS, ROBERT DUNCAN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| MARKWART, NEVIN GORDON | ADVISING OFFICER | FIDELITY INVESTMENTS CANADA ULC / INVESTISSEMENTS FIDELITY CANADA |
| MARKWICK, KATHRYN JEAN | OFFICER (TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MARLES, GREGORY GEORGE | SALESPERSON | DUNDEE PRIVATE INVESTORS INC./SERVICES FINANCIERS DUNDEE INC. |
| MARLES, STEPHEN GREGORY | SALESPERSON | DUNDEE PRIVATE INVESTORS INC./SERVICES FINANCIERS DUNDEE INC. |
| MARLOW, BRADLEY ALLEN | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MARMER, HARRY SAMUEL | ADVISING OFFICER | HILLSDALE INVESTMENT MANAGEMENT INC. |
| MAROS, CHRISTOPHER OLIVER | BRANCH MANAGER | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| MARQUES, ANTONIO MANUEL | SALESPERSON | ING DIRECT FUNDS LIMITED |
| MARQUES, CARLOS MANUEL | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| MARQUES, HERNANI MARTINS DA COSTA | ASSOCIATE ADVISING OFFICER (SECURITIES) | I.G. INVESTMENT MANAGEMENT, LTD. / SOCIÉTÉ DE GESTION D'INVESTISSEMENT, I.G. LTÉE |
| MARQUES, JOHN PAUL | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MARQUES, RICHARD ALEXANDER | SALESPERSON | TD WATERHOUSE CANADA INC. |
| MARQUETTE, FRÉDÉRIQ | OFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES) | MF GLOBAL CANADA CO./MF GLOBAL CANADA CIE |
| MARQUEZ, DANIEL PATRICIO | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MARQUEZ, LAURA ELVIRA | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MARQUIS, JANICE MARIE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MARR, DARREN ARNOLD | NON-ADVISING OFFICER | PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD. |
| MARR, DAVID GLENN | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| MARR, ELIZABETH ANN | ADVISING OFFICER | GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE |
| MARR, GLENN | SALESPERSON | DUNDEE PRIVATE INVESTORS INC./SERVICES FINANCIERS DUNDEE INC. |
| MARRAST, JOSEPH | SALESPERSON | PROFESSIONAL INVESTMENT SERVICES (CANADA) INC. |
| MARRESE, CHRISTOPHER CHARLES | OFFICER (TRADING) | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| MARRIOTT, SEAN PAUL | SALESPERSON | CREDIT SUISSE SECURITIES (CANADA), INC./VALEURS MOBILIERES CREDIT SUISSE (CANADA), INC. |
| MARROCCO, ROBERTO | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MARSALA, ANTONINO | OFFICER (TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| MARSH, ANDREW JOHN | OFFICER (TRADING) | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| MARSH, CATHERINE ANN | NON-ADVISING OFFICER | OPEN ACCESS LIMITED |
| MARSH, JANET NOREEN | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MARSHALL, ANDREW KIRLIN | ASSOCIATE ADVISING EMPLOYEE | INVESTISSEMENTS STANDARD LIFE INC. /STANDARD LIFE INVESTMENTS INC. |
| MARSHALL, BERNARD LEONARD | OFFICER (TRADING) | HSBC INVESTMENT FUNDS (CANADA) INC./FONDS D'INVESTISSEMENT HSBC (CANADA) INC. |
| MARSHALL, GARRY JAMES | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| MARSHALL, GEOFFREY THOMAS | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| MARSHALL, GILES DACRE | NON-ADVISING OFFICER | FIDUCIARY TRUST COMPANY OF CANADA |
| MARSHALL, MARY ANN | NON-ADVISING DIRECTOR | ADDENDA CAPITAL INC. |
| MARSHALL, MATTHEW VINCENT | SALESPERSON | ACUMEN CAPITAL FINANCE PARTNERS LIMITED |
| MARSHALL, ROBERT ALLAN | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MARSHALL, SCOTT GRAINGER | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| MARSHALL, STEVEN JAMES | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| MARSHALL, STEVEN LAWRENCE | NON-ADVISING OFFICER | FIERA CAPITAL INC. |
| MARSHALL, STEWART MACKLIN | NON-ADVISING OFFICER | PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD. |
| MARSHALOK, JEFFREY GRANT | BRANCH MANAGER | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| MARSON, CATHERINE JOY | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MARSTON, JUDY DIANA | SALESPERSON | SCOTIA SECURITIES INC. |
| MARTAI, LORI NADINE | SALESPERSON | PORTFOLIO STRATEGIES CORPORATION |
| MARTEL, JOSEPH ANDRÉ | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MARTEL, JOSEPH FRÉDÉRIK | OFFICER (NON-TRADING) | MERRILL LYNCH CANADA INC. |
| MARTEL, LOUIS | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| MARTEL, LOUIS RICHARD | ADVISING OFFICER | GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE |
| MARTEL, ROBERT | OFFICER (NON-TRADING) | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| MARTEL, VÉRONIQUE | OFFICER (TRADING) | DESJARDINS CABINET DE SERVICES FINANCIERS INC./DESJARDINS FINANCIAL SERVICES FIRM INC. |
| MARTENS, GORDON JAMES | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| MARTENS, JULES ROBERT | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| MARTENS, KATHERINE MARIE | SALESPERSON | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| MARTIN, ALEX FRANCIS | SALESPERSON | TD WATERHOUSE CANADA INC. |
| MARTIN, BRADLEY JOHN | OFFICER (TRADING) | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| MARTIN, CAMILLA SUZANNE | ADVISING OFFICER | WELLINGTON MANAGEMENT COMPANY, LLP |
| MARTIN, CECILE ANN | BRANCH MANAGER | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| MARTIN, CHARLES EDGAR | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MARTIN, CHRISTOPHER GEORGE | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| MARTIN, CHRISTOPHER JAMESON | ADVISING OFFICER | PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD. |
| MARTIN, CRAIG RUSSELL | ADVISING EMPLOYEE | GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE |
| MARTIN, DARREN BRUCE | OFFICER (NON-TRADING) | LEEDE FINANCIAL MARKETS INC. |
| MARTIN, DAVID JOHN | ADVISING EMPLOYEE | UNITED FINANCIAL CORPORATION |
| MARTIN, DAVID ROBERT | NON-ADVISING OFFICER | DIMENSIONAL FUND ADVISORS CANADA INC. |
| MARTIN, DESMOND GERARD | ADVISING EMPLOYEE | MAWER INVESTMENT MANAGEMENT LTD. |
| MARTIN, DOMINIQUE | OFFICER (NON-TRADING) | VALEURS MOBILIERES BANQUE LAURENTIENNE INC. / LAURENTIAN BANK SECURITIES INC. |
| MARTIN, ELISABETH | SALESPERSON | HSBC INVESTMENT FUNDS (CANADA) INC./FONDS D'INVESTISSEMENT HSBC (CANADA) INC. |
| MARTIN, FREDERIC SHAW | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MARTIN, GORDON FREDERICK | OFFICER (NON-TRADING) | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| MARTIN, GORDON FREDERICK | OFFICER (NON-TRADING) | DUNDEE PRIVATE INVESTORS INC./SERVICES FINANCIERS DUNDEE INC. |
| MARTIN, JAMES RICHARD | ADVISING DIRECTOR & OFFICER | FOYSTON, GORDON & PAYNE INC. |
| MARTIN, JANINE ELINOR | DIRECTOR (NON-TRADING) | ODLUM BROWN LIMITED |
| MARTIN, JOHN (SANDY) ALEXANDER | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| MARTIN, KENNETH WILLIAM | OFFICER (TRADING) | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| MARTIN, KEVIN EDGAR | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MARTIN, KEVIN JAMES | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| MARTIN, LABRENA | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MARTIN, LARRY ALLEN | OFFICER & DIRECTOR (TRADING) | LEEDE FINANCIAL MARKETS INC. |
| MARTIN, LISA MARIE | BRANCH MANAGER | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| MARTIN, LYNDA JEAN | BRANCH MANAGER | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| MARTIN, MARCEL | OFFICER (NON-TRADING) | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| MARTIN, MARK WILLIAM | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MARTIN, MICHAEL ANDREAS | DIRECTOR (NON-TRADING) | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| MARTIN, MICHAEL ANDREAS | NON-ADVISING DIRECTOR | CIBC GLOBAL ASSET MANAGEMENT INC. / GESTION GLOBALE D'ACTIFS CIBC INC. |
| MARTIN, MICHAEL ANDREAS | NON-ADVISING DIRECTOR | CIBC TRUST CORPORATION / COMPAGNIE TRUST CIBC |
| MARTIN, MICHAEL ANDREAS | NON-ADVISING DIRECTOR | CIBC ASSET MANAGEMENT INC./GESTION D'ACTIFS CIBC INC. |
| MARTIN, MICHAEL ANDREAS | NON-ADVISING DIRECTOR | CIBC PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVÉE DE PORTEFEUILLE CIBC INC. |
| MARTIN, PATRICK | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MARTIN, PAUL MILTON | OFFICER (TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| MARTIN, PIERRE | NON-ADVISING DIRECTOR | ADDENDA CAPITAL INC. |
| MARTIN, SEAN CHRISTOPHER | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| MARTIN, STEPHEN CRAIG | SALESPERSON | WELLINGTON WEST CAPITAL MARKETS INC./ MARCHÉS FINANCIERS WELLINGTON WEST INC. |
| MARTIN, TERRY JOSEPH | SALESPERSON | CREDENTIAL SECURITIES INC. |
| MARTINDALE, JEAN ANNE | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| MARTINEAU, BENOIT | SALESPERSON | SERVICES FINANCIERS PENSON CANADA INC. /PENSON FINANCIAL SERVICES CANADA INC. |
| MARTINEAU, STEPHANE | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| MARTINEZ, JOSE LUIS | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| MARTINEZ, LIZBETH MIDIA | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MARTINEZ, MARY ANN | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MARTINKO, LAWRENCE DAVID | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MARTINO, VINCENZO | OFFICER (TRADING) | WORLDSOURCE FINANCIAL MANAGEMENT INC./GESTION FINANCIERE WORLDSOURCE INC. |
| MARTINS, BERNARD HANS | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| MARTONE, GINO | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| MARTYN, ANDREW EDMUND | NON-ADVISING OFFICER | DAVIS-REA LTD./DAVIS-REA LTEE. |
| MARTYNIUK, CHRISTOPHER JOHN | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MARVIN, DAVID FRED | ADVISING DIRECTOR & OFFICER | MARVIN & PALMER ASSOCIATES, INC. |
| MARVIN, STEPHEN DAVID | ADVISING EMPLOYEE | MARVIN & PALMER ASSOCIATES, INC. |
| MARVIN, TODD DAVID | ADVISING DIRECTOR & OFFICER | MARVIN & PALMER ASSOCIATES, INC. |
| MASCARD, PAUL HERBERT | NON-ADVISING OFFICER | LEON FRAZER & ASSOCIATES INC. |
| MASCARENHAS, MARINA PHILUMENA | SALESPERSON | PHILLIPS, HAGER & NORTH INVESTMENT FUNDS LTD. |
| MASCARENHAS, SUZANNE CARMEN | OFFICER (NON-TRADING) | USC EDUCATION SAVINGS PLANS INC. / USC REGIMES D'EPARGNE-ETUDES INC. |
| MASCIANGELO, JACK ALLEN | SALESPERSON | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| MASCOE, BRYAN JAMES | ADVISING OFFICER | PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD. |
| MASHAL, LINETTE | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| MASLANYK, JOHN LEO | SALESPERSON | RAYMOND JAMES LTD. |
| MASLECHKO, MICHAEL JOHN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MASLECHKO, SHELLY LYNN | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| MASON, BARBARA FRANCES | OFFICER & DIRECTOR (NON-TRADING) | SCOTIA SECURITIES INC. |
| MASON, BARBARA FRANCES | NON-ADVISING DIRECTOR | SCOTIA CASSELS INVESTMENT COUNSEL LIMITED / GESTION DE PLACEMENTS SCOTIA CASSELS LIMITEE |
| MASON, BARBARA FRANCES | OFFICER & DIRECTOR (NON TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MASON, BRENDA ANNE | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MASON, DAVID DENIS | ADVISING OFFICER | LEGG MASON CANADA INC. |
| MASON, EWAN DOUGLAS | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| MASON, JAMES DOAN | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MASON, JEREMY PHILIP | SALESPERSON | ODLUM BROWN LIMITED |
| MASON, RICHARD BLAKE | ADVISING EMPLOYEE | BMO HARRIS INVESTMENT MANAGEMENT INC./BMO HARRIS GESTION DE PLACEMENTS INC. |
| MASON, RICHARD DAVID | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| MASON, ROBERT JOHN | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| MASON, TERRY BRYAN | ADVISING EMPLOYEE | MARVIN & PALMER ASSOCIATES, INC. |
| MASON-WOOD, HEATHER ELIZABETH | ADVISING DIRECTOR & OFFICER | CANSO INVESTMENT COUNSEL LTD. |
| MASSAAD, ELIAS | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MASSARELLI, DOMINIC ANTHONY | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| MASSARO, JOAN | SALESPERSON | TD WATERHOUSE CANADA INC. |
| MASSE, STEPHANE | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| MASSE, STEPHANE | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| MASSEY, KURTIS ROBERT | SALESPERSON | RICE FINANCIAL GROUP INC. |
| MASSICOLLI, CARLO | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| MASSICOTTE, PIERRE | OFFICER (TRADING) | INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC. |
| MASSICOTTE, PIERRE | OFFICER (NON-TRADING) | INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC. |
| MASSICOTTE, RENALD THEODORE | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| MASSIE, ALFRED JAMES | OFFICER (TRADING) | TOLL CROSS SECURITIES INC. |
| MASSNER, WARD TRAVIS | BRANCH MANAGER | SCOTIA SECURITIES INC. |
| MASSON, JEAN LOUIS | ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| MASSON, STEPHEN ALEXANDER | ADVISING OFFICER | UBS INVESTMENT MANAGEMENT CANADA INC. / GESTION DES PLACEMENTS UBS CANADA INC. |
| MASTER, REKHA ISHWAR | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MASTERS, SCOTT EDWARD | OFFICER (NON-TRADING) | ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE |
| MASTERS, SCOTT EDWARD | OFFICER (TRADING) | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| MASTORAKOS, PETER | NON-ADVISING OFFICER | HIGHSTREET ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS HIGHSTREET |
| MASTROLONARDO, JOSEPH | ADVISING OFFICER | MACKENZIE FINANCIAL CORPORATION |
| MASTROMATTEI, JACK ANTHONY | OFFICER (NON-TRADING) | FUNDEX INVESTMENTS INC. |
| MASTROMONACO, MICHEL | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MASTRONARDI, MARILINA | NON-ADVISING OFFICER (SECURITIES) | CONSEILLERS EN GESTION GLOBALE STATE STREET LTÉE. / STATE STREET GLOBAL ADVISORS, LTD. |
| MATARAZZO, PAUL ROBERT | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| MATASSA, ANGELO ANTONIO | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| MATEI, MARINA SAMARDZIJA | NON-ADVISING OFFICER | PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD. |
| MATH, PETER | OFFICER (NON-TRADING) | CHILDREN'S EDUCATION FUNDS INC./FONDS D'ETUDES POUR LES ENFANTS INC. |
| MATHAI, THOMAS THEVERTHUNDIYL | SALESPERSON | TD WATERHOUSE CANADA INC. |
| MATHERS, MARY VERNER | NON-ADVISING OFFICER | MCLEAN BUDDEN LIMITED/MCLEAN BUDDEN LIMITEE |
| MATHESON, DOUGLAS FOSTER | BRANCH MANAGER & OFFICER (TRADING) (SECURITIES) BRANCH MANAGER (COMMODITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MATHESON, JOHN WESLEY | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| MATHESON, JOSEPH RODERICK | OFFICER (TRADING) | BOLDER INVESTMENT PARTNERS, LTD. |
| MATHESON, NEIL CONWAY | NON-ADVISING OFFICER | INVESTISSEMENTS STANDARD LIFE INC. /STANDARD LIFE INVESTMENTS INC. |
| MATHESON, RICHARD NORMAN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MATHIESON, DUNCAN BAXTER | ADVISING OFFICER (SECURITIES) | UBS GLOBAL ASSET MANAGEMENT (CANADA) CO. |
| MATHIEU, GUY | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| MATHIEU, JEAN | NON-ADVISING OFFICER | MONTRUSCO BOLTON INVESTMENTS INC./PLACEMENTS MONTRUSCO BOLTON INC. |
| MATHIEU, VINCENT | SALESPERSON | DESJARDINS CABINET DE SERVICES FINANCIERS INC./DESJARDINS FINANCIAL SERVICES FIRM INC. |
| MATHUR, ASHISH PRASAD | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| MATHURIN, TERRY NELSON | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MATIC, SHANTELLE SUE | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| MATOVICH, JOHN | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MATRAS, MIRA BROOKE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MATTAN, GARY ARCHIE | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| MATTE, DENIS CLAUDE | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| MATTE, EMMANUEL | NON-ADVISING OFFICER (SECURITIES) | UBS GLOBAL ASSET MANAGEMENT (CANADA) CO. |
| MATTE, GERARD EDWARD | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| MATTE, NADINE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MATTEAU, JEAN-LOUIS | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| MATTEAU, ROBERT | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| MATTEAU, ROBERT | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| MATTER, PETER EMIL | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| MATTERN, BERNHARD HORST | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MATTERN, CHRIS WILLIAM | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| MATTES, BRADLEY NORMAN | BRANCH MANAGER | IPC INVESTMENT CORPORATION |
| MATTHES, ROBERT ERIC | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| MATTHEWS, CLINTON EDWARD | NON-ADVISING OFFICER | GROWTH WORKS CAPITAL LTD. |
| MATTHEWS, JOHN PAUL | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MATTHEWS, JOHN WALCOT | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MATTHEWS, KEITH PIERRE | ADVISING DIRECTOR & OFFICER | TULETT, MATTHEWS & ASSOC. INC. |
| MATTHEWS, ROBERT BEVERLEY | ADVISING DIRECTOR & OFFICER | MANITOU INVESTMENT MANAGEMENT LTD. |
| MATTHEWS, STEPHEN RAYMOND | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| MATTHIES, JEREMY PAUL | OFFICER (NON-TRADING) | BLACKMONT CAPITAL INC. |
| MATTICE, HARVELYN CHERYL | BRANCH MANAGER | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| MATTSON, KERRI JUNE | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| MATURO, ANTONIO | ADVISING DIRECTOR & OFFICER | INVESTISSEMENTS STANDARD LIFE INC. /STANDARD LIFE INVESTMENTS INC. |
| MATUS, GEOFFREY | NON-ADVISING DIRECTOR & OFFICER | CIDEL FINANCIAL GROUP INC. |
| MATWICK, DANIEL GILL | OFFICER (NON-TRADING) | BOLDER INVESTMENT PARTNERS, LTD. |
| MATWYCZUK, ANDREA LAURA | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| MATWYKO, LISA MARIE | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| MATYSIAK, JAROSLAW PIOTR | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| MAUBERT, RITA LAURA | BRANCH MANAGER | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| MAUGHAN, DOUGLAS ROBERT | BRANCH MANAGER | SCOTIA SECURITIES INC. |
| MAURICE, JACQUES | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MAURO, FRANCESCO | OFFICER (TRADING) (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| MAVROUDIS, GEORGE | NON-ADVISING OFFICER | GUARDIAN CAPITAL ADVISORS LP |
| MAVROUDIS, GEORGE | NON-ADVISING OFFICER | GUARDIAN CAPITAL LP / SOCIÉTÉ EN COMMANDITE GUARDIAN CAPITAL |
| MAWHINNEY, RAYMOND PAUL | ADVISING OFFICER | RBC ASSET MANAGEMENT INC./RBC GESTION D'ACTIFS INC. |
| MAX, JILL DIANNE | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MAXAN, MARILYN LOUISE | OFFICER (NON-TRADING) | ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE |
| MAXWELL, ADAM KEES | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MAXWELL, ALISTAIR DAVID | OFFICER & DIRECTOR (TRADING) | CLARUS SECURITIES INC / VALEURS MOBILIERES CLARUS INC. |
| MAXWELL, HEATHER MARY | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MAXWELL, PAUL JOSEPH | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MAY, CHARLES ROBERT | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| MAY, STEVEN ROBERTSON | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MAYBANK, MARK GERALD | OFFICER & DIRECTOR (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| MAYBURRY, DEE-ANN MARIE | SALESPERSON | RAYMOND JAMES LTD. |
| MAYER, JASON GEORGE | OFFICER (TRADING) | CLARUS SECURITIES INC / VALEURS MOBILIERES CLARUS INC. |
| MAYER, JENS JOACHIM | OFFICER & DIRECTOR (TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| MAYER-GODIN, BENOIT | ADVISING EMPLOYEE | FIERA CAPITAL INC. |
| MAYERS, DENIS MACNEIL | SALESPERSON | DESJARDINS SÉCURITÉ FINANCIÈRE INVESTISSEMENTS INC./DESJARDINS FINANCIAL SECURITY INVESTMENTS INC. |
| MAYERS, RONALD LEWIS | OFFICER (TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| MAYERT, CURTIS LLOYD | OFFICER (TRADING) | ACUMEN CAPITAL FINANCE PARTNERS LIMITED |
| MAYHEW, BRIAN KEVIN | OFFICER (TRADING) | TD WATERHOUSE CANADA INC. |
| MAYHEW, PAUL JOHN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MAYNARD, CHRISTINE LAURA | SALESPERSON | SCOTIA SECURITIES INC. |
| MAYNARD, JOHN ROBERT | NON-ADVISING OFFICER | WEST FACE CAPITAL INC. |
| MAYNARD, RICHARD VICTOR | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| MAYNARD, SIMONE GABRIELLE | OFFICER (TRADING) | INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC. |
| MAYO, JOHN HARRISON | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| MAYO, STEVEN BRIAN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MAYRAND, SOPHIE | ADVISING EMPLOYEE (SECURITIES) ADVISER (COMMODITIES) | CONSEILLERS EN GESTION GLOBALE STATE STREET LTÉE. / STATE STREET GLOBAL ADVISORS, LTD. |
| MAYZES, GARY PHILIP | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MAZURENKO, JAMES THOMAS | ADVISING OFFICER | RBC PRIVATE COUNSEL INC./RBC SERVICES-CONSEILS PRIVES INC. |
| MAZZA, MIKE | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MAZZARELLO, DARIO | NON-ADVISING OFFICER | JARISLOWSKY, FRASER LIMITÉE / JARISLOWSKY, FRASER LIMITED |
| MBUYI, MUADI NANU | SALESPERSON | FIDELITY RETIREMENT SERVICES COMPANY OF CANADA LIMITED / COMPAGNIE DE SERVICES DE RETRAITE FIDELITY DU CANADA LIMITEE |
| MCADAM, PENELOPE DIANE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MCALISTER, LUKE STEPHEN | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| MCALPINE, CHAD ALEXANDER | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MCALPINE, WAYNE BARRY | OFFICER & DIRECTOR (TRADING) | COMMISSION DIRECT INC. |
| MCARA, MICHAEL ALBERT | BRANCH MANAGER | EDWARD JONES |
| MCARTER, KEITH GLENVILLE | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MCARTHUR, BRIAN BROCK | BRANCH MANAGER | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| MCARTHUR, JOHN ALEXANDER | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MCARTHUR, ROSS JAMES | SALESPERSON | ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE |
| MCARTHUR, THERESA MARIE | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| MCAULAY, MICHAEL DAVID | SALESPERSON | HSBC INVESTMENT FUNDS (CANADA) INC./FONDS D'INVESTISSEMENT HSBC (CANADA) INC. |
| MCAVITY, GEORGE CLIFFORD | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MCAVOY, PHILIP JAMES | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| MCBARRON, THOMAS JOSEPH | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MCBRIDE, JOHN HAROLD | OFFICER (TRADING) | SALMAN PARTNERS INC. |
| MCBRIEN, PATRICK FREDRICK | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| MCBURNEY, DENISE MICHELLE | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| MCBURNEY, EUGENE CALDWELL | OFFICER & DIRECTOR (NON-TRADING) | GMP SECURITIES L.P./ GMP VALEURS MOBILIÈRES S.E.C. |
| MCBURNEY, MARCELA | SALESPERSON | LEITH WHEELER INVESTMENT FUNDS LTD. |
| MCBURNEY, MARCELA | NON-ADVISING OFFICER | LEITH WHEELER INVESTMENT COUNSEL LTD. / CONSEILLERS EN PLACEMENTS LEITH WHEELER LTEE |
| MCBURNEY, PETER SCOTT | OFFICER (NON-TRADING) | MERRILL LYNCH CANADA INC. |
| MCCABE, DARIN MATTHEW | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| MCCABE, JUSTYN RUSSELL | SALESPERSON | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| MCCABE, ROBERT JAMES | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| MCCAHON, THOMAS ROBERT | OFFICER (NON-TRADING) | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| MCCAHON, THOMAS ROBERT | OFFICER (NON-TRADING) | GMP SECURITIES L.P./ GMP VALEURS MOBILIÈRES S.E.C. |
| MCCALLUM, DUNCAN ALEXANDER | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MCCALLUM, JAMES ANDREW | NON-ADVISING OFFICER | RICHARDSON CAPITAL LIMITED |
| MCCALLUM, KARA | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| MCCALLUM, SUZANNE BERYL | NON-ADVISING OFFICER | LDIC INC. |
| MCCAMMON, NEIL MATHESON | OFFICER & DIRECTOR (TRADING) | QTRADE SECURITIES INC. / INVESTISSEUR QTRADE |
| MCCAMMON, NEIL MATHESON | DIRECTOR (NON-TRADING) | QTRADE ASSET MANAGEMENT INC. |
| MCCANN, LAWRENCE RUDY | OFFICER (TRADING) (SECURITIES) | PERIMETER MARKETS INC. |
| MCCANNELL, BRIAN JEFFREY PAUL | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MCCANNELL, LORNE DONALD | SALESPERSON | FUNDEX INVESTMENTS INC. |
| MCCANNELL, LORRAINE JOHANNE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MCCARTHY, DANIEL JOSEPH | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MCCARTHY, JEFFERY EDWARD | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| MCCARTHY, KEVAN DAVID | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| MCCARTHY, NORAH CLARE | NON-ADVISING OFFICER | CIBC PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVÉE DE PORTEFEUILLE CIBC INC. |
| MCCARTHY, PATRICK BYRNES | SALESPERSON | MERRILL LYNCH CANADA INC. |
| MCCARTNEY, DANIEL JAMES | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MCCARTNEY, JOHN FRANCIS | OFFICER (TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MCCARTNEY, KIM DAVID | OFFICER (TRADING) | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| MCCARTNEY, ROBERT SCOTT | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| MCCARTNEY, WAYNE ELMER | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MCCASLIN, DAVID ALEXANDER | ADVISING OFFICER | GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE |
| MCCAUGHEY, GERALD THOMAS | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MCCAW, RICHARD STEELE | SALESPERSON | WORLDSOURCE FINANCIAL MANAGEMENT INC./GESTION FINANCIERE WORLDSOURCE INC. |
| MCCHESNEY, BRIAN DAVID | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MCCLEARY, TRENT KENNETH | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MCCLELLAND, JENNIFER LYNN | ADVISING OFFICER | RBC ASSET MANAGEMENT INC./RBC GESTION D'ACTIFS INC. |
| MCCLELLAND, ROBERT BUNTING | OFFICER (NON-TRADING) | ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE |
| MCCLOSKEY, MICHAEL PATRICK | OFFICER & DIRECTOR (NON-TRADING) | CORMARK SECURITIES INC. / VALEURS MOBILIERES CORMARK INC. |
| MCCLOSKEY, MICHAEL PATRICK | NON-ADVISING DIRECTOR | RIVAL CAPITAL MANAGEMENT INC. |
| MCCLURE, DANIEL DAVID | ADVISING OFFICER (SECURITIES) OFFICER (COMMODITIES) | I.G. INVESTMENT MANAGEMENT, LTD. / SOCIÉTÉ DE GESTION D'INVESTISSEMENT, I.G. LTÉE |
| MCCLYMONT, GUY KELLY | SALESPERSON | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| MCCOACH, STEPHEN PATRICK | NON-ADVISING DIRECTOR & OFFICER | QWEST INVESTMENT FUND MANAGEMENT LTD. |
| MCCOLL, DUNCAN ARCHIBALD | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MCCOLL, JOHN ANDREW | OFFICER (TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MCCOMB, JOHN CHRISTIAN | SALESPERSON | TD WATERHOUSE CANADA INC. |
| MCCOMB, NEAL | ADVISING OFFICER | NBC ALTERNATIVE INVESTMENTS INC./BNC GESTION ALTERNATIVE INC. |
| MCCOMB, WESTON JAMES | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| MCCOMB, WESTON JAMES | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| MCCOMBE, MARK SEUMAS | NON-ADVISING DIRECTOR | HSBC GLOBAL ASSET MANAGEMENT (CANADA) LIMITED. / GESTION GLOBALE D'ACTIFS HSBC (CANADA) LIMITÉE |
| MCCONECHY, GEORGE ARCHIBALD | SALESPERSON | EDWARD JONES |
| MCCONNACHIE, ROBERT JAMES | ADVISING DIRECTOR & OFFICER | DIXON MITCHELL INVESTMENT COUNSEL INC. |
| MCCONNELL, BRADLEY JAMES | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| MCCONNELL, BRIAN ROBERT | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MCCONNELL, CRAIG HOWARD | OFFICER & DIRECTOR (TRADING) | COMMISSION DIRECT INC. |
| MCCONNELL, DOUGLAS JAMES | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| MCCONNELL, LESLY MARY | SALESPERSON | FIDELITY RETIREMENT SERVICES COMPANY OF CANADA LIMITED / COMPAGNIE DE SERVICES DE RETRAITE FIDELITY DU CANADA LIMITEE |
| MCCONNELL, NORA BLAKENEY | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| MCCONNELL, RICHARD NELSON | ASSOCIATE ADVISING EMPLOYEE | CIBC ASSET MANAGEMENT INC./GESTION D'ACTIFS CIBC INC. |
| MCCONNELL, TERESA MAUREEN | SALESPERSON | ARMSTRONG & QUAILE ASSOCIATES INC. |
| MCCONNELL, WENDEL ROSS | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| MCCONNELL, WILLIAM CHESTER | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MCCONVEY, MARGO MARIE | OFFICER (NON-TRADING) | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| MCCONVILLE, SHAWN THOMAS | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MCCOOEYE, MARK DONALD | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| MCCORD, JEFFREY DAVID | ASSOCIATE ADVISING DIRECTOR & OFFICER | VERTEX ONE ASSET MANAGEMENT INC. |
| MCCORD, KENNETH BRIAN | ADVISING DIRECTOR & OFFICER | WEBB ASSET MANAGEMENT CANADA, INC. |
| MCCORMICK, DAVID WALTER | NON-ADVISING OFFICER | SCEPTRE INVESTMENT COUNSEL LIMITED |
| MCCORMICK, SHARON JEAN | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MCCORMICK, STEPHEN RALPH | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| MCCOWAN, MICHAEL CONRAD | SALESPERSON (SECURITIES) | UNION SECURITIES LTD. / VALEURS MOBILIERES UNION LTEE |
| MCCOY, KEVIN JAMES | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MCCRACKEN, ALANNA JANE | SALESPERSON | TD WATERHOUSE CANADA INC. |
| MCCRADY, ROSS WILLIAM | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| MCCREA, GEOFFREY THOMAS | NON-ADVISING OFFICER | FAIRLANE ASSET MANAGEMENT LIMITED |
| MCCREARY, CATHERINE | NON-ADVISING DIRECTOR | INHANCE INVESTMENT MANAGEMENT INC. |
| MCCREARY, RICHARD GRANT | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MCCRIMMON, CAITLYN RHIANNE | SALESPERSON | J.F. MACKIE & COMPANY LTD. |
| MCCRYSTAL, BARBARA JEANNE | OFFICER (NON-TRADING) | PARTNERS IN PLANNING FINANCIAL SERVICES LTD./SERVICES FINANCIERS PARTENAIRES EN PLANIFICATION LTEE |
| MCCUE, WENDY ANNE | NON-ADVISING OFFICER (SECURITIES) | UBS GLOBAL ASSET MANAGEMENT (CANADA) CO. |
| MCCULLA, DAVID ALEXANDER | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| MCCULLOCH, ANN DOLORES | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MCCULLOCH, GARRY ROBERT | ADVISING OFFICER | GOODMAN & COMPANY, INVESTMENT COUNSEL LTD./GOODMAN & COMPANY, CONSEIL EN PLACEMENT LTEE |
| MCCULLOCH, RALPH RIEL | SALESPERSON | LAWTON PARTNERS FINANCIAL PLANNING SERVICES LIMITED |
| MCCULLOUGH, JAMES FREDERICK | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MCCULLUM, DAVID WILLIAM | OFFICER & DIRECTOR (NON-TRADING) | M.R.S. SECURITIES SERVICES INC. / SERVICES VALEURS MOBILIERES M.R.S. INC. |
| MCCULLUM, DAVID WILLIAM | DIRECTOR (NON-TRADING) | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| MCCULLUM, DAVID WILLIAM | OFFICER & DIRECTOR (NON-TRADING) | M.R.S. INC |
| MCCULLUM, DAVID WILLIAM | DIRECTOR (NON-TRADING) | INVESTORS GROUP SECURITIES INC./VALEURS MOBILIERES GROUPE INVESTORS INC. |
| MCCUSKER, PAUL STEPHEN | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| MCCUSKER, STEVEN ALFRED | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MCCUTCHEON, FREDERICK WALLACE | SALESPERSON | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| MCCUTCHEON, JOHN OLIVER | ADVISING DIRECTOR & OFFICER | BARRANTAGH INVESTMENT MANAGEMENT INC. |
| MCDERMID, BYRNA DOREEN | SALESPERSON | SCOTIA SECURITIES INC. |
| MCDERMID, JOHN PATRICK | OFFICER & DIRECTOR (NON-TRADING) | BOLDER INVESTMENT PARTNERS, LTD. |
| MCDERMID, PETER ALAN | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| MCDERMOTT, ALAN THOMAS | OFFICER & DIRECTOR (NON-TRADING) | DUNDEE PRIVATE INVESTORS INC./SERVICES FINANCIERS DUNDEE INC. |
| MCDERMOTT, ALAN THOMAS | OFFICER (TRADING) | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| MCDERMOTT, LESLIE PETER | OFFICER (NON-TRADING) | ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE |
| MCDERMOTT, PATRICK ANTHONY | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MCDILL, ROBERT GERARD | SALESPERSON | RICE FINANCIAL GROUP INC. |
| MCDONAGH, DANIEL PATRICK | ADVISING OFFICER | PYRFORD INTERNATIONAL LIMITED |
| MCDONALD, ARLENE EVALINA | OFFICER (TRADING) | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| MCDONALD, ARLENE VALERIE | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| MCDONALD, CHRISTOPHER WALTER | SALESPERSON | TD WATERHOUSE CANADA INC. |
| MCDONALD, DANIEL JOHN | OFFICER (NON-TRADING) (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| MCDONALD, DOUGLAS JOHN | OFFICER (NON-TRADING) | SALMAN PARTNERS INC. |
| MCDONALD, EVE SNOW | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| MCDONALD, GARY MANUEL | OFFICER (NON-TRADING) | BOLDER INVESTMENT PARTNERS, LTD. |
| MCDONALD, GEORGE ALEXANDER | ADVISING OFFICER | RBC PRIVATE COUNSEL INC./RBC SERVICES-CONSEILS PRIVES INC. |
| MCDONALD, GREGORY PAUL | OFFICER (TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| MCDONALD, HEATHER MAE | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| MCDONALD, HERBERT BRUCE | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| MCDONALD, JAMES GORDON | OFFICER (TRADING) (SECURITIES) | UNION SECURITIES LTD. / VALEURS MOBILIERES UNION LTEE |
| MCDONALD, JEFFREY PATRICK | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| MCDONALD, JENNIFER ANN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MCDONALD, KEITH WALLACE | SALESPERSON | EDWARD JONES |
| MCDONALD, MELISSA DAWN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MCDONALD, MICHAEL ALLAN | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MCDONALD, OLIVE GAIL | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MCDONALD, PETRA LINDY-ANN | SALESPERSON | FIDELITY RETIREMENT SERVICES COMPANY OF CANADA LIMITED / COMPAGNIE DE SERVICES DE RETRAITE FIDELITY DU CANADA LIMITEE |
| MCDONALD, RICHARD EDWARD | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MCDONALD, ROBERT CRAIG | NON-ADVISING OFFICER | RBC PRIVATE COUNSEL INC./RBC SERVICES-CONSEILS PRIVES INC. |
| MCDONALD, ROBERT CRAIG | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MCDONALD, ROBERT DONALD | OFFICER (TRADING) | RAYMOND JAMES LTD. |
| MCDONALD, STEPHEN DOUGLAS | OFFICER & DIRECTOR (NON TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MCDONALD, WILLIAM CAMERON | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| MCDONNELL, WILLIAM CHARLES | NON-ADVISING OFFICER | JONES HEWARD INVESTMENT COUNSEL INC./JONES HEWARD CONSEILLER EN VALEURS INC. |
| MCDONOUGH, SHELDON MARSHALL | OFFICER (NON-TRADING) | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| MCDOUGALL, ALAN STUART | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| MCDOUGALL, ALLAN WESLEY | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| MCDOUGALL, CRAIG NELSON | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| MCDOUGALL, JANIS JOAN | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| MCDOUGALL, PETER JAMES | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MCDOWALL, ROY ALLAN | OFFICER (TRADING) | MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE. |
| MCDOWALL, WENDY JOANNE | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| MCDOWELL, PETER WILLIAM | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MCDOWELL, PHILIP | OFFICER (NON-TRADING) | FIDELITY INVESTMENTS CANADA ULC / INVESTISSEMENTS FIDELITY CANADA |
| MCDOWELL, PHILIP | DIRECTOR (NON-TRADING) | FIDELITY RETIREMENT SERVICES COMPANY OF CANADA LIMITED / COMPAGNIE DE SERVICES DE RETRAITE FIDELITY DU CANADA LIMITEE |
| MCDOWELL, PHILIP | NON-ADVISING OFFICER | FIDELITY INVESTMENTS CANADA ULC / INVESTISSEMENTS FIDELITY CANADA |
| MCEACHERN, JOHN GERALD | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| MCEACHERN, MARK ALLEN | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| MCEACHERN, ROBERTA BERNICE | BRANCH MANAGER | DUNDEE PRIVATE INVESTORS INC./SERVICES FINANCIERS DUNDEE INC. |
| MCELLIGOTT, SCOTT DONALD | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| MCELREA, JAMES HERBERT | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MCENTYRE, PATRICK MICHAEL | OFFICER (TRADING) | ITG CANADA CORP. |
| MCERLEAN, SHAUN GERARD | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MCEVENUE, MICHAEL ST. CLAIR | OFFICER & DIRECTOR (NON-TRADING) | CUMBERLAND PRIVATE WEALTH MANAGEMENT INC./ CUMBERLAND, GESTION DE PATRIMOINE |
| MCEWEN, KAREN THERESA | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MCFADDEN, DEANNE ISABEL | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| MCFADGEN, DAVID JOHN | OFFICER & DIRECTOR (TRADING) | CORMARK SECURITIES INC. / VALEURS MOBILIERES CORMARK INC. |
| MCFARLAND, ROBERT ALFRED | ADVISING OFFICER | JARISLOWSKY, FRASER LIMITÉE / JARISLOWSKY, FRASER LIMITED |
| MCFARLAND, SEAN EDWARD | OFFICER (TRADING) | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| MCFARLANE, ALAN | ADVISING DIRECTOR & OFFICER | WALTER SCOTT & PARTNERS LIMITED |
| MCFARLANE, BRENDON LYALL | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MCFARLANE, DAVID DOUGLAS | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| MCFARLANE, DAVID MARTER | SALESPERSON | RICE FINANCIAL GROUP INC. |
| MCFARLANE, DONALD SMITH | OFFICER & DIRECTOR (TRADING) | MGI SECURITIES INC. / MGI VALEURS MOBILIERES INC. |
| MCFARLANE, JACQUELYNNE EVA | SALESPERSON | ARMSTRONG & QUAILE ASSOCIATES INC. |
| MCFARLANE, JOHN LAURIER | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MCFARLANE, KENT BILKEY | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| MCFARLANE, WILLIAM BRUCE | OFFICER & DIRECTOR (NON-TRADING) | ODLUM BROWN LIMITED |
| MCFAUL, EMILY AUDREY | SALESPERSON | TD WATERHOUSE CANADA INC. |
| MCFAULL, JAMES HERBERT | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| MCFAYDEN, GEORGE DOCHARD | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| MCFAYDEN, SEAN LESLIE | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MCGALE, PHILIPPE | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| MCGALE, PHILIPPE | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| MCGARVEY, SUSAN | SALESPERSON | E*TRADE CANADA SECURITIES CORPORATION / SOCIETE DE VALEURS MOBILIERES E*TRADE CANADA |
| MCGEE, JANET LOUISE | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MCGEORGE, DONALD GRAHAM | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MCGILL, AMANDA LYNN | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| MCGILL, JAMES ELMER | ADVISING OFFICER | HIGHSTREET ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS HIGHSTREET |
| MCGILL, KATHARINE JANE | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| MCGILL, WILLIAM JOHN | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| MCGILLICUDDY, FRANCIS LAWRENCE | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| MCGILLIVRAY, ALEXANDER HUGH | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MCGILLIVRAY, KAREN ANNE | BRANCH MANAGER | CREDENTIAL ASSET MANAGEMENT INC. |
| MCGILLIVRAY, MARCUS EDWARD | OFFICER (TRADING) | COMMISSION DIRECT INC. |
| MCGILVRAY, DAVID WILLIAM | SALESPERSON | STERLING MUTUALS INC. |
| MCGINNIS, BRADLEY LAWRENCE | SALESPERSON | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| MCGINNIS, MARK TIMOTHY | SALESPERSON | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| MCGLADE, ALLAN | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MCGLASHAN, SHELDON WAYNE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MCGONIGAL, KELLY JAMES | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| MCGONIGLE, DENNIS JAMES | NON-ADVISING DIRECTOR | SEI INVESTMENTS CANADA COMPANY / SOCIÉTÉ DE PLACEMENTS SEI CANADA |
| MCGORMAN, BRIAN RICHARD | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MCGORMAN, DAVID GORDON | OFFICER & DIRECTOR (NON-TRADING) | JENNINGS CAPITAL INC. |
| MCGOVERN, JAMES PATRICK | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MCGOVERN, RONALD JOSEPH | SALESPERSON (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| MCGOWAN, MICHAEL JOHN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| MCGRANN, MICHAEL SHEEHAN | DIRECTOR (NON-TRADING) | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| MCGRANN, MICHAEL SHEEHAN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| MCGRATH, ANDREW MORRIS | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| MCGRATH, DARWIN KUIPER | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MCGRATH, ELEANOR | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MCGRATH, MATTHEW JOSEPH | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MCGRATH, NICOLE RENEE | SALESPERSON | SCOTIA SECURITIES INC. |
| MCGRATTEN, SEAN DAVID | OFFICER (NON-TRADING) | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| MCGRATTEN, SEAN DAVID | OFFICER (NON-TRADING) | DUNDEE PRIVATE INVESTORS INC./SERVICES FINANCIERS DUNDEE INC. |
| MCGREGOR, ALEX DOUGLAS | OFFICER & DIRECTOR (NON TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MCGREGOR, DOUGLAS IAN | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| MCGREGOR, DUNCAN MCKENZIE | OFFICER (TRADING) | CLARUS SECURITIES INC / VALEURS MOBILIERES CLARUS INC. |
| MCGREGOR, KIMBERLY MARGARET | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| MCGREGOR, REID | SALESPERSON (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| MCGREGOR, WILLIAM SCOTT | OFFICER (NON-TRADING) | ACUMEN CAPITAL FINANCE PARTNERS LIMITED |
| MCGREW, PHILIP JOHN | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MCGUIGAN, DONNA-JEAN | OFFICER (TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| MCGUINNESS, PATRICK JOHN | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| MCGUIRE, JAMES WILLIAM | OFFICER & DIRECTOR (NON-TRADING) | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| MCGUIRE, JOHN BOLTON | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| MCGUIRE, MARY ROSE | OFFICER (TRADING) | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| MCGURK, EDWARD JOSEPH | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| MCGURRIN, JOEL VINCENT | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| MCHARG, STEPHEN TYLER | OFFICER (NON-TRADING) | CASGRAIN & COMPAGNIE LIMITEE / CASGRAIN & COMPANY LIMITED |
| MCHUGH, MICHAEL | ADVISING OFFICER | GOODMAN & COMPANY, INVESTMENT COUNSEL LTD./GOODMAN & COMPANY, CONSEIL EN PLACEMENT LTEE |
| MCILROY, JAMES EDWARD | SALESPERSON | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| MCILROY, WILLIAM GEORGE | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| MCINDLESS, SCOTT | OFFICER & DIRECTOR (NON-TRADING) | HERITAGE EDUCATION FUNDS INC./FONDS D'EDUCATION HERITAGE INC. |
| MCINERNEY, JOSEPH | NON-ADVISING DIRECTOR | NT GLOBAL ADVISORS, INC./ CONSEILLERS MONDIAUX NT |
| MCINERNEY, WILLIAM MURRAY | SALESPERSON | MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE |
| MCINNES, JEFFREY ALLAN | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MCINNES, MORAG ELIZABETH | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| MCINNES, RODERICK MACINTYRE | SALESPERSON | TD WATERHOUSE CANADA INC. |
| MCINNIS, ADAM KENNETH | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MCINNIS, BRADLEY ROBERT | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| MCINNIS, MURRAY THOMAS | SALESPERSON | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| MCINNIS, RONALD JOSEPH | OFFICER (NON-TRADING) | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| MCINNIS, STEPHEN MICHAEL | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| MCINNIS, WILLIAM JOSEPH | OFFICER (NON-TRADING) | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| MCINTOSH, JAMES GRANT | NON-ADVISING OFFICER | HIGHSTREET ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS HIGHSTREET |
| MCINTOSH, MICHAEL PAUL | SALESPERSON | PHILLIPS, HAGER & NORTH INVESTMENT FUNDS LTD. |
| MCINTOSH, ROBERT ALEXANDER | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |