Registered Individuals L
Updated daily Monday to Friday
| INDIVIDUAL'S NAME | CATEGORY OF REGISTRATION | NAME OF COMPANY |
|---|---|---|
| L'ABBE, JEAN-MARC | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| LA CIVITA, CAMILLO | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| LA COURSIERE, CAROLYNE RUTH | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| LA, VIEN NHI | SALESPERSON | TD WATERHOUSE CANADA INC. |
| LABBE, MARTIN | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| LABBE, STEPHANE | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| LABBE, STEPHANE | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| LABBETT, ROBERT CRAIG | NON-ADVISING DIRECTOR & OFFICER | AMI PARTNERS INC. |
| LABELLE, BRUCE HERMAN | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LABELLE, PETER RAYMOND | SALESPERSON | TD WATERHOUSE CANADA INC. |
| LABELLE, ROBERT ALFRED | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| LABELLE, SYLVIE | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| LABERGE, ANDRE GILBERT | SALESPERSON | DOHENY SECURITIES LIMITED |
| LABONTÉ, DANIEL | OFFICER (NON-TRADING) | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| LABOSSIERE, JEAN-PIERRE ROGER | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| LABOSSIERE, KAREN GAIL | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LABOURSODIÈRE, PIERRE | OFFICER (NON-TRADING) | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| LABRECQUE, MARTIN HUMBERT | OFFICER (TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| LABROSSE, SIMON | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| LAC, CHI THANH | SALESPERSON | ING DIRECT FUNDS LIMITED |
| LACAILLE, MARC-ANDRE | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| LACAS, FOKION PETER | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LACEY, ROBIN PHILIP | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| LACEY, WILLIAM JONATHAN | OFFICER (NON-TRADING) | FIRSTENERGY CAPITAL CORP. / CORPORATION FIRSTENERGY CAPITAL |
| LACHANCE, ANDRE | DIRECTOR (NON-TRADING) | CASGRAIN & COMPAGNIE LIMITEE / CASGRAIN & COMPANY LIMITED |
| LACHANCE, ARTHUR ALBERT | SALESPERSON | INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC. |
| LACHANCE, MATHIEU JOSEPH | SALESPERSON (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| LACHANCE, NANCY | OFFICER (NON-TRADING) | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| LACIAK, STEPHEN CARL | OFFICER (NON-TRADING) | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| LACOMBE, ERIC | ADVISING OFFICER | MONTRUSCO BOLTON INVESTMENTS INC./PLACEMENTS MONTRUSCO BOLTON INC. |
| LACOMBE, NICOLE | NON-ADVISING OFFICER | NATCAN INVESTMENT MANAGEMENT INC. / GESTION DE PORTEFEUILLE NATCAN INC. |
| LACOURSE, DEBORAH LYNN | OFFICER (NON-TRADING) | MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE |
| LACOURSE, DEBORAH LYNN | OFFICER (NON-TRADING) | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| LACROIX, ALEXANDRE | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | NEWEDGE CANADA INC. |
| LACROIX, JEAN-FRANCOIS | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LACROIX, MARTIN | SALESPERSON (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| LADACACOS, BEATRIKI | SALESPERSON | SCOTIA SECURITIES INC. |
| LADDISH, CHARLES MICHAEL | OFFICER & DIRECTOR (NON-TRADING) | LEEDE FINANCIAL MARKETS INC. |
| LADEIRA, JOSE AGOSTINHO | OFFICER (NON-TRADING) | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| LADEIRA, JOSE AGOSTINHO | OFFICER (NON-TRADING) | GMP SECURITIES L.P./ GMP VALEURS MOBILIÈRES S.E.C. |
| LADESMA, MERIAM | SALESPERSON | CHILDREN'S EDUCATION FUNDS INC./FONDS D'ETUDES POUR LES ENFANTS INC. |
| LADYMAN, WILLIAM ASHLEY | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| LAFANTAISIE, DAVID HENRI | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LAFERRIERE, FRANCIS HENRY | OFFICER & DIRECTOR (NON-TRADING) | MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE |
| LAFERRIERE, FRANCIS HENRY | OFFICER & DIRECTOR (NON-TRADING) | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| LAFERRIÈRE, BERTRAND | DIRECTOR (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| LAFLAMME, CAROLINE | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| LAFLAMME, ERIC | DIRECTOR (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| LAFLAMME, ERIC | NON-ADVISING DIRECTOR | NATCAN INVESTMENT MANAGEMENT INC. / GESTION DE PORTEFEUILLE NATCAN INC. |
| LAFLAMME, ERIC | DIRECTOR (NON-TRADING) | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| LAFLAMME, MICHEL ANDRE | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| LAFLAMME, MICHEL ANDRE | OFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| LAFLEUR, BRIAN GORDON | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| LAFLEUR, DANIEL HECTOR | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| LAFORTUNE, ERIC GILLES | OFFICER (NON-TRADING) | MERRILL LYNCH CANADA INC. |
| LAFORTUNE, PIERRE ALFRED | SALESPERSON (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| LAFRAMBOISE, ROLAND JOSEPH | SALESPERSON | IPC INVESTMENT CORPORATION |
| LAFRANCE, MIREILLE RITA | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LAFRANCE, NICOLAS RÉJEAN | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| LAGARDE, FRANCOIS | ADVISING OFFICER | MONTRUSCO BOLTON INVESTMENTS INC./PLACEMENTS MONTRUSCO BOLTON INC. |
| LAHEY, DERRICK EVERETT | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LAI, BENG YAN | OFFICER (NON-TRADING) | JENNINGS CAPITAL INC. |
| LAI, KEVIN KAI FAI | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| LAI, MARCUS YIU | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LAI, ON YI | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| LAI, PIK LYNN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LAI, PING KIN | SALESPERSON | TD WATERHOUSE CANADA INC. |
| LAI, SHIH CHIA | SALESPERSON | TD WATERHOUSE CANADA INC. |
| LAI, YANLY SUET | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| LAIDLAW, ROBERT WILLIAM | OFFICER & DIRECTOR (TRADING) | ACUMEN CAPITAL FINANCE PARTNERS LIMITED |
| LAILEY, DAVID CHARLES | SALESPERSON (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| LAINE, VANESSA EDITH | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| LAINESSE, JONATHAN | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LAING, DONNA LOUISE | OFFICER (NON-TRADING) | BLACKMONT CAPITAL INC. |
| LAING, EVELYN MARIE | BRANCH MANAGER | CREDENTIAL ASSET MANAGEMENT INC. |
| LAING, JOHN WARREN | ADVISING DIRECTOR & OFFICER | OPEN ACCESS LIMITED |
| LAING, MICHELLE DAWN | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LAING, PETER MURRAY | SALESPERSON | TD WATERHOUSE CANADA INC. |
| LAJARRIGE, OLIVIER | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LAKE, DARCY MALCOLM | OFFICER (TRADING) | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| LAKE, DARCY MALCOLM | NON-ADVISING OFFICER | BMO HARRIS INVESTMENT MANAGEMENT INC./BMO HARRIS GESTION DE PLACEMENTS INC. |
| LAKER, CONSTANCE LYNN | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| LAKER, JAMES RAEL | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| LAKEVOLD, BRIAN DARYL | OFFICER (TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| LAKHANI, MADHU | OFFICER (NON-TRADING) | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| LAKHANI, MARIUM | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LAKIN, TERENCE | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| LAKONISHOK, JOSEF | ADVISING OFFICER | LSV ASSET MANAGEMENT |
| LAKOSELJAC, BRANIMIR | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | QUESTRADE, INC. |
| LAL, SAMEER | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| LALACH, DAVID WALTER | SALESPERSON (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| LALANDE, FRANÇOIS | ADVISING DIRECTOR & OFFICER | INDUSTRIELLE ALLIANCE GESTION DE PLACEMENTS INC. / INDUSTRIAL ALLIANCE, INVESTMENT MANAGEMENT INC. |
| LALANI, ASHEEF | OFFICER (NON-TRADING) | UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC. |
| LALANI, YASMIN | OFFICER (NON-TRADING) | CREDENTIAL SECURITIES INC. |
| LALANI, YASMIN | OFFICER (NON-TRADING) | CREDENTIAL ASSET MANAGEMENT INC. |
| LALIBERTE, JANICE ANNE | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| LALIBERTE, KAREN LEE | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LALLY, AMANDEEP | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| LALONDE, BENOIT | OFFICER (TRADING) | VALEURS MOBILIERES BANQUE LAURENTIENNE INC. / LAURENTIAN BANK SECURITIES INC. |
| LALONDE, DANIEL MARTIN | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| LALONDE, DANIEL MARTIN | OFFICER (TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| LALONDE, JACQUES ARMAND | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| LALONDE, MARK | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| LALONDE, RHONDA LYNN | SALESPERSON | RAYMOND JAMES LTD. |
| LALONDE, RONALD ANTHONY | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LAM, ALFRED KAR | ADVISING OFFICER | UNITED FINANCIAL CORPORATION |
| LAM, ALFRED KAR | NON-ADVISING OFFICER | STONEGATE PRIVATE COUNSEL LP |
| LAM, ALISON DEA | SALESPERSON | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| LAM, ALLAN | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| LAM, CHRISTOPHER | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LAM, CINDY SIN-MING | OFFICER (NON-TRADING) | UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC. |
| LAM, HON-YIN | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| LAM, KA MAN | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| LAM, KAI KAKAY | ADVISING EMPLOYEE | GLUSKIN SHEFF + ASSOCIATES INC. |
| LAM, KAR-WEI | ADVISING EMPLOYEE | FIERA CAPITAL INC. |
| LAM, KIN KENNETH | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LAM, MICHAEL KING | OFFICER (TRADING) | BLACKMONT CAPITAL INC. |
| LAM, NICHOLAS PING-KUEN | OFFICER (NON-TRADING) | CREDIT SUISSE SECURITIES (CANADA), INC./VALEURS MOBILIERES CREDIT SUISSE (CANADA), INC. |
| LAM, NIKKI AIMINH | SALESPERSON | SCOTIA SECURITIES INC. |
| LAM, ROBERTA MAYNA | SALESPERSON | PHILLIPS, HAGER & NORTH INVESTMENT FUNDS LTD. |
| LAM, SHU CHUN | SALESPERSON | TD WATERHOUSE CANADA INC. |
| LAM, TAK CHING | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LAM, TIFFANY AI | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| LAM, WAI CHU | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| LAMACRAFT, SCOTT EMMETT | OFFICER & DIRECTOR (TRADING) | CORMARK SECURITIES INC. / VALEURS MOBILIERES CORMARK INC. |
| LAMACRAFT, SCOTT EMMETT | NON-ADVISING DIRECTOR | RIVAL CAPITAL MANAGEMENT INC. |
| LAMAN, MICHAEL BENJAMIN | NON-ADVISING OFFICER | ELLIOTT & PAGE LIMITED / ELLIOTT & PAGE LIMITEE |
| LAMANNA, ANTONIO | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| LAMARRE, CHRISTIAN | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| LAMARRE, CHRISTIAN | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| LAMASH, BRADLEY ANDREW | OFFICER (TRADING) | RETIRE FIRST LTD. |
| LAMB, ALAN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LAMB, SCOTT CAMERON | NON-ADVISING OFFICER | AIC INVESTMENT SERVICES INC./SERVICES D'INVESTISSEMENT AIC INC. |
| LAMB, TANIS COLLEEN | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| LAMB, TARA | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LAMBERT, DOUGLAS NELSON | OFFICER (TRADING) | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| LAMBERT, JAMES DALE | SALESPERSON | EDWARD JONES |
| LAMBERT, MARIE-FRANCE | OFFICER (NON-TRADING) | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| LAMBERT, NORMA JEAN | SALESPERSON | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| LAMBERT, WAYNE COLLIN | BRANCH MANAGER | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| LAMBORN, MICHAEL ARTHUR | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LAMIRANDE, CORINNE THERESA | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| LAMM, CATHY JEAN | BRANCH MANAGER | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| LAMONICA, ARLENE HOLLY | BRANCH MANAGER | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| LAMONT, SCOTT MATHEW | ADVISING DIRECTOR & OFFICER | PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD. |
| LAMONT, SHERRI LYNN | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LAMONTAGNE, FRANCOIS | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| LAMONTAGNE, FRANCOIS | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| LAMONTAGNE, NATHALIE | OFFICER (NON-TRADING) | PROMUTUEL CAPITAL CABINET DE SERVICES FINANCIERS INC./PROMUTUEL CAPITAL FINANCIAL SERVICES FIRM INC. |
| LAMONTAGNE, SIMON JOSEPH | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LAMOTHE, DIANE | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| LAMOTHE, YVES RAYMOND | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LAMOUREUX, YVES | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| LAMPARD, JAMES DOUGLAS | ADVISING OFFICER | LINCLUDEN MANAGEMENT LIMITED |
| LAMPTEY, NII-APA ODARTEY | SALESPERSON | UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC. |
| LAMY, JOANNE LAJAMBE | SALESPERSON | SCOTIA SECURITIES INC. |
| LAMY, PIERRE | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| LANCASTER, BRIAN JEREMY | ADVISING OFFICER | CIBC GLOBAL ASSET MANAGEMENT INC. / GESTION GLOBALE D'ACTIFS CIBC INC. |
| LAND, STERLING ROBERT | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LANDEGA, OLGA HELEN | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LANDON, JAMIE FRANCIS | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| LANDRA, KARL HARRY | OFFICER (NON-TRADING) (SECURITIES) | UNION SECURITIES LTD. / VALEURS MOBILIERES UNION LTEE |
| LANDRY, DOUGLAS CHARLES | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| LANDRY, GREGOIRE NORMAND | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| LANDRY, GREGOIRE NORMAND | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| LANDRY, KEVIN JOHN | OFFICER (TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| LANE, ALEXANDER JOSE | NON-ADVISING OFFICER | GOODMAN & COMPANY, INVESTMENT COUNSEL LTD./GOODMAN & COMPANY, CONSEIL EN PLACEMENT LTEE |
| LANE, BONITA GAY | BRANCH MANAGER | SCOTIA SECURITIES INC. |
| LANE, BRYCE WILLIAM | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| LANE, MARLENE ELEANOR | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LANG, DAVID EDWARD | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LANG, DEBRA PHYLLIS | OFFICER (TRADING) | RETIRE FIRST LTD. |
| LANG, JOHN WINSTON | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| LANG, MARTIN DAVID | OFFICER & DIRECTOR (NON TRADING) (SECURITIES) | UNION SECURITIES LTD. / VALEURS MOBILIERES UNION LTEE |
| LANG, MURRAY JOHN | BRANCH MANAGER | PFSL INVESTMENTS CANADA LTD. |
| LANG, ROBERTA LOUISE | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LANG, STEPHEN KEITH | OFFICER (NON-TRADING) | ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE |
| LANG, STEVEN CHRISTOPHER | SALESPERSON | TD WATERHOUSE CANADA INC. |
| LANGDON, CRAIG RICHARD | ADVISING PARTNER | DEANS KNIGHT CAPITAL MANAGEMENT LTD. / GESTION DE CAPITAL DEANS KNIGHT LTÉE |
| LANGE, BRENDA LEE | BRANCH MANAGER | SCOTIA SECURITIES INC. |
| LANGE, JULIE ANN | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| LANGE, LYNN SUZANNE | SALESPERSON | RAYMOND JAMES LTD. |
| LANGELAAR, OLAV | OFFICER (NON-TRADING) | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| LANGER, ALEXANDER | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| LANGER, RICARDO | OFFICER (TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| LANGEVIN, CHRISTIAN BENOIT | ADVISING OFFICER | GE ASSET MANAGEMENT CANADA COMPANY |
| LANGEVIN, GILLES | DIRECTOR (NON-TRADING) | PROMUTUEL CAPITAL CABINET DE SERVICES FINANCIERS INC./PROMUTUEL CAPITAL FINANCIAL SERVICES FIRM INC. |
| LANGFORD, NANCY RUTH | SALESPERSON | TD WATERHOUSE CANADA INC. |
| LANGHAM, PETER LAWRENCE | OFFICER (TRADING) | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| LANGILL, BRIAN JAMES | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LANGILL, DONALD EDWARD | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LANGILLE, MELVILLE VAUGHAN | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LANGIN, KRISTINA ADRIANA | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| LANGLEY, PAUL AARON | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LANGLOIS, DAVID | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| LANGLOIS, MARIE LOUISE | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| LANGLOIS, MARIE LOUISE | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| LANGLOIS, MARTIN | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| LANGLOIS, PATRICK | OFFICER (TRADING) | VALEURS MOBILIERES BANQUE LAURENTIENNE INC. / LAURENTIAN BANK SECURITIES INC. |
| LANGLOIS, RAYMOND | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LANGLOIS, STEPHANE VINCENT | OFFICER & DIRECTOR (TRADING) | LBC FINANCIAL SERVICES INC./BLC SERVICES FINANCIERS INC. |
| LANGLOIS, STYVES | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| LANGLOIS, YVAN | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| LANGMUIR, SONYA | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| LANGPAP, CRAIG MAURICE | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| LANGRELL, DARRYL JAMES | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| LANGRELL, MARNI MORTON | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| LANGRELL, MICHAEL GORDON | BRANCH MANAGER | PFSL INVESTMENTS CANADA LTD. |
| LANGRILL, VALERIE ANNE | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| LANGSTAFF, JAMES BRUCE | OFFICER (TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| LANK, BEN MACGREGOR | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LANNI, GIOVANNI | OFFICER (NON-TRADING) | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| LANOUE, JOSIANE | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| LANSKY, JONATHAN STUART | OFFICER (NON-TRADING) | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| LAPCHINSKI, ANDREKA HELEN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| LAPIERRE, BONNIE LOUISE | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| LAPIERRE, FRANCOIS | SALESPERSON | DESJARDINS CABINET DE SERVICES FINANCIERS INC./DESJARDINS FINANCIAL SERVICES FIRM INC. |
| LAPIERRE, GUY ANTOINE | SALESPERSON | GLOBAL SECURITIES CORPORATION / SOCIETE DE VALEURS GLOBAL INC. |
| LAPIERRE, SERGE | ADVISING OFFICER | INVESTISSEMENTS STANDARD LIFE INC. /STANDARD LIFE INVESTMENTS INC. |
| LAPIERRE, STEPHANIE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LAPIN, JEREMY DOUGLAS | OFFICER (TRADING) | VALEURS MOBILIERES BANQUE LAURENTIENNE INC. / LAURENTIAN BANK SECURITIES INC. |
| LAPINS, BARBARA JOANNE | NON-ADVISING OFFICER | RBC PRIVATE COUNSEL INC./RBC SERVICES-CONSEILS PRIVES INC. |
| LAPLANTE, ELIZABETH CELINE | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| LAPLANTE, FRANCOIS-OLIVIER | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| LAPLANTE, GENEVIEVE | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| LAPLANTE, GENEVIEVE | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| LAPLANTE, KEITH | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LAPLANTE, ROBERT ANDRE | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| LAPOINTE, DEREK RYAN | OFFICER (NON-TRADING) | CREDIT SUISSE SECURITIES (CANADA), INC./VALEURS MOBILIERES CREDIT SUISSE (CANADA), INC. |
| LAPOINTE, FÉLIX JOSEPH | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| LAPOINTE, JANET MARIE | OFFICER (TRADING) | MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE |
| LAPOINTE, JANET MARIE | OFFICER (NON-TRADING) | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| LAPOINTE, MARTIN CHRISTOPHER | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| LAPOINTE, PATRICE | SALESPERSON | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| LAPOINTE, PIERRE | NON-ADVISING DIRECTOR & OFFICER | JARISLOWSKY, FRASER LIMITÉE / JARISLOWSKY, FRASER LIMITED |
| LAPOINTE, RICHARD DAVID | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LAPOINTE, STÉPHANE | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| LAPORTE, JEAN | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LAPRADE, BENOIT | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| LARCHER, MYRIAM | ADVISING OFFICER | ADDENDA CAPITAL INC. |
| LARCOMBE, DOUGLAS CHARLES | BRANCH MANAGER | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| LARENTE, CHARLES JR. | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| LARIN, SCOTT DAVID | OFFICER (NON-TRADING) | WELLINGTON WEST CAPITAL MARKETS INC./ MARCHÉS FINANCIERS WELLINGTON WEST INC. |
| LARIVIERE, DANIELLE | NON-ADVISING OFFICER | JARISLOWSKY, FRASER LIMITÉE / JARISLOWSKY, FRASER LIMITED |
| LARIVIERE, DUANE LEIGH | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LARIVIERE, MARK ROBERT | SALESPERSON | TD WATERHOUSE CANADA INC. |
| LARIVIÈRE, DENIS JEAN | DIRECTOR (NON-TRADING) | PROMUTUEL CAPITAL CABINET DE SERVICES FINANCIERS INC./PROMUTUEL CAPITAL FINANCIAL SERVICES FIRM INC. |
| LARK, EVA-JANE | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| LARKAN, BRENT LIONEL | OFFICER (TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| LARKE, HEATHER DAWN | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| LARKE, STEPHEN PHILLIP | SALESPERSON | PETERS & CO. LIMITED |
| LARKIN, EDWARD TORRANCE | OFFICER (NON-TRADING) | UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC. |
| LARKIN, PAUL JOSEPH | OFFICER (TRADING) | MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE. |
| LARMOND, DWIGHT ALLISTER | SALESPERSON | ING DIRECT FUNDS LIMITED |
| LAROCHE, PIERRE | ADVISING OFFICER | GESTION DE PLACEMENTS INNOCAP INC./INNOCAP INVESTMENT MANAGEMENT INC. |
| LAROCHELLE, LIONEL | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| LAROCHELLE, LIONEL | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| LAROCHELLE, MARCEL | ADVISING DIRECTOR & OFFICER (SECURITIES) | UBS GLOBAL ASSET MANAGEMENT (CANADA) CO. |
| LAROCQUE, DAVID MARC | SALESPERSON | FIRSTENERGY CAPITAL CORP. / CORPORATION FIRSTENERGY CAPITAL |
| LAROCQUE, JOSEPH PATRICK | NON-ADVISING DIRECTOR | LEGG MASON CANADA INC. |
| LAROIYA, NIDHI | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LAROSE, DENIS ALBERT | ADVISING OFFICER | MERCER GLOBAL INVESTMENTS CANADA LIMITED |
| LAROSE, MATTHEW TYLER | OFFICER (TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| LAROSE, ROBERT MAURICE | OFFICER & DIRECTOR (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| LARRATT-SMITH, WILMA JOCELYN | SALESPERSON | MACDOUGALL, MACDOUGALL & MACTIER INC. |
| LARSEN, DERRICK DANIEL | SALESPERSON | CREDENTIAL SECURITIES INC. |
| LARSEN, RONALD WAYNE | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| LARSON, ARLEIGH HERMAN | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| LARSON, BRANDON JOSEPH | SALESPERSON (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| LARSON, CHAD RAYMOND | SALESPERSON | ACUMEN CAPITAL FINANCE PARTNERS LIMITED |
| LARSON, COLIN DUANE | OFFICER (NON-TRADING) | BLACKMONT CAPITAL INC. |
| LARSON, KARL JORGEN | SALESPERSON | PROFESSIONAL INVESTMENT SERVICES (CANADA) INC. |
| LASALA, DAVID JON | SALESPERSON | TD WATERHOUSE CANADA INC. |
| LASCELLES, ERIC ALFRED | SALESPERSON (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| LASLOP, STUART HOWARD | OFFICER (TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| LASNIER, CHARLES FREDERIC | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LASSON, HELGA ELIZABETH | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LAST, SIMON COURTENAY | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| LATELL, TRACY ELINOR | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| LATIMER, HOWARD BRUCE | OFFICER (NON-TRADING) | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| LATIMER, HUGH ELDRED | SALESPERSON | IPC INVESTMENT CORPORATION |
| LATIMER, STEVEN ANDREW | OFFICER & DIRECTOR (NON-TRADING) | SALMAN PARTNERS INC. |
| LATIMER, WILLIAM ANDREW | SALESPERSON | IPC INVESTMENT CORPORATION |
| LATREILLE, MARCEL GEORGES | ADVISING EMPLOYEE | MD PRIVATE INVESTMENT MANAGEMENT INC./GESTION PRIVEE DE PORTEFUILLE MD INC. |
| LATREMOILLE, GREGORY RICH | ADVISING DIRECTOR & OFFICER | BEUTEL, GOODMAN & COMPANY LTD. |
| LATREMOILLE, SUSAN JANE | OFFICER (TRADING) | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| LATTA, WAYNE HENRY | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| LATVANEN, KENNETH DAVID | SALESPERSON | ITG CANADA CORP. |
| LAU, AARON TSZ | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| LAU, CHENG LI | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| LAU, CONNIE FUNG LIN | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| LAU, HELENA WAI | NON-ADVISING OFFICER | SCOTIA CASSELS INVESTMENT COUNSEL LIMITED / GESTION DE PLACEMENTS SCOTIA CASSELS LIMITEE |
| LAU, HOI-SAN GLORIA | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| LAU, IRENE MARIA | NON-ADVISING OFFICER | BEUTEL, GOODMAN & COMPANY LTD. |
| LAU, JEFFREY CHI-SHING | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| LAU, YUEN-FAN | SALESPERSON | TD WATERHOUSE CANADA INC. |
| LAUGHREN, ARLEIGH PATRICE | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LAUINGER, SHAUNA MARIE | SALESPERSON (SECURITIES) | UNION SECURITIES LTD. / VALEURS MOBILIERES UNION LTEE |
| LAURENCELLE, RICHARD GERARD | SALESPERSON | MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE |
| LAURENDEAU, GUDRUN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LAURIE, CHRISTOPHER MACLEOD | ADVISING OFFICER | FIERA CAPITAL INC. |
| LAURIE, JAMES MACDONALD | NON-ADVISING OFFICER | TD WATERHOUSE PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVEE TD WATERHOUSE INC. |
| LAURIE, THOMAS CHARLES | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LAURIN, RAYMOND | NON-ADVISING DIRECTOR | FIERA CAPITAL INC. |
| LAUZE, BENOIT CLAUDE | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LAUZON, BRIAN ANDREW | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| LAUZON, ERIC | OFFICER (NON-TRADING) | ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE |
| LAUZON, ERIC | OFFICER (NON-TRADING) | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| LAVALLEE, FRANCOIS | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| LAVALLEE, FRANCOIS | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| LAVALLEE, JOHN | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| LAVALLEE, LANCE RAYMOND | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| LAVALLEE, WANDA JOAN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LAVERDIÈRE, MAUDE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LAVERDURE, JACQUES JOSEPH | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LAVERY, BRIAN DOUGLAS | NON-ADVISING OFFICER | BMO HARRIS INVESTMENT MANAGEMENT INC./BMO HARRIS GESTION DE PLACEMENTS INC. |
| LAVIGNE, MARTIN | OFFICER & DIRECTOR (NON-TRADING) | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| LAVIGNE, MAURICE JOHN | ASSOCIATE ADVISING EMPLOYEE | CIBC PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVÉE DE PORTEFEUILLE CIBC INC. |
| LAVIGNE, PHILIPPE | NON-ADVISING OFFICER | CIBC GLOBAL ASSET MANAGEMENT INC. / GESTION GLOBALE D'ACTIFS CIBC INC. |
| LAVIS, CHARLES EDWARD | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| LAVOIE, JEAN PIERRE | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| LAVOIE, LOUIS X. | OFFICER (NON-TRADING) | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| LAVOIE, MARK CURTIS | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| LAVOIE, RICHARD | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LAVOIE-L'ALLIER, MATHIEU | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| LAW, DARRELL GORDON | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LAW, DONNA | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| LAW, JENNIFER CHIN | ADVISING OFFICER | CIBC GLOBAL ASSET MANAGEMENT INC. / GESTION GLOBALE D'ACTIFS CIBC INC. |
| LAW, KEVIN | SALESPERSON | ITG CANADA CORP. |
| LAW, LAWRENCE SAI-WAH | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| LAW, MARK SAI-CHEONG | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LAW, MARK SANG | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| LAWEE, DANNY | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| LAWRASON, SUSAN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LAWRENCE, COLLEEN LINDA | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| LAWRENCE, DAVID CRAWFORD | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LAWRENCE, DAVID GREGORY | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| LAWRENCE, IAN RONALD | OFFICER (NON-TRADING) | INVESTORS GROUP SECURITIES INC./VALEURS MOBILIERES GROUPE INVESTORS INC. |
| LAWRENCE, KEVIN MATTHEW | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| LAWRENCE, LANCE BURTON | SALESPERSON | TD WATERHOUSE CANADA INC. |
| LAWRENCE, RICHARD | ADVISING EMPLOYEE | BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC |
| LAWRENCE, WADE | OFFICER & DIRECTOR (TRADING) | WELLINGTON WEST FINANCIAL SERVICES INC. |
| LAWRENCE, WADE | NON-ADVISING DIRECTOR | WELLINGTON WEST TOTAL WEALTH MANAGEMENT INC. |
| LAWSON, CHERYL LYNN | OFFICER (TRADING) | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| LAWSON, DAVID ANDREW | OFFICER & DIRECTOR (NON-TRADING) | JENNINGS CAPITAL INC. |
| LAWSON, GAYLORD HUTCHINSON | SALESPERSON | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| LAWSON, JAMES RUSSELL | SALESPERSON | RICE FINANCIAL GROUP INC. |
| LAWSON, LESLIE GALE | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| LAWSON-COLSA, DONNA MICHELLE | OFFICER (TRADING) | ACUMEN CAPITAL FINANCE PARTNERS LIMITED |
| LAWTON, JAMES EDWIN | NON-ADVISING DIRECTOR & OFFICER | CARDINAL CAPITAL MANAGEMENT INC. |
| LAWTON, JAMES EDWIN | OFFICER & DIRECTOR (TRADING) | LAWTON PARTNERS FINANCIAL PLANNING SERVICES LIMITED |
| LAWTON, SEAN EDWIN | SALESPERSON | LAWTON PARTNERS FINANCIAL PLANNING SERVICES LIMITED |
| LAXDAL, BLAIR WILLIAM | SALESPERSON | DESJARDINS SÉCURITÉ FINANCIÈRE INVESTISSEMENTS INC./DESJARDINS FINANCIAL SECURITY INVESTMENTS INC. |
| LAXTON, GEOFFREY AVRAM | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| LAY, JUDITH LORRAINE | SALESPERSON | INVESTORS GROUP SECURITIES INC./VALEURS MOBILIERES GROUPE INVESTORS INC. |
| LAY, MICHAEL JOHN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LAYDEN, MICHAEL JOHN | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| LAYDEN, RICHARD THOMAS | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LAZARK, THERESA LYNN | BRANCH MANAGER | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| LAZO, NATALIE MICHELLE | SALESPERSON | BLACKMONT CAPITAL INC. |
| LAZZER, ENIO MARCO | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LE BLANC, JOSEPH LEO | ADVISING OFFICER | FRANKLIN TEMPLETON INVESTMENTS CORP./SOCIETE DE PLACEMENTS FRANKLIN TEMPLETON |
| LE BOURHIS, ISABELLE JEANNE | OFFICER & DIRECTOR (NON-TRADING) | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| LE FEUVRE, ANDREW STUART | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| LE JEUNE, CHRISTINE | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| LE JEUNE, CHRISTINE | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| LE LIEVRE, SHELDON DENNIS | OFFICER (TRADING) | ACUMEN CAPITAL FINANCE PARTNERS LIMITED |
| LE WARNE, ANDREA KATHLEEN | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LE, DAO HOANG | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LE, MICHAEL VY | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| LE, TAM THANH | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| LE, TRAM THI | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| LEACH, NICHOLAS GRIFFITH | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| LEACH, TODD KEVIN | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| LEACOCK, WAYNE FITZROY | SALESPERSON | FIDELITY RETIREMENT SERVICES COMPANY OF CANADA LIMITED / COMPAGNIE DE SERVICES DE RETRAITE FIDELITY DU CANADA LIMITEE |
| LEADER, GLEN PHILIP | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| LEAHY, MICHAEL WILLIAM | OFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| LEAKE, ZAILA SAMIA | BRANCH MANAGER | CREDENTIAL ASSET MANAGEMENT INC. |
| LEARMONTH, RICHARD CHISHOLM | SALESPERSON (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| LEARY, NANCY JANE | OFFICER (NON-TRADING) | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| LEASK, ANTHONY ALEXANDER | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| LEAVENS, KATHLEEN AGNES | NON-ADVISING OFFICER | CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD./ GESTION DE PLACEMENTS CONNOR, CLARK & LUNN |
| LEAVESLEY, DIRK JAMES | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LEAVITT, MICHAEL RALPH | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | MF GLOBAL CANADA CO./MF GLOBAL CANADA CIE |
| LEBERT, ALICE MAY | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| LEBLANC, CHARLES | NON-ADVISING OFFICER | NATCAN INVESTMENT MANAGEMENT INC. / GESTION DE PORTEFEUILLE NATCAN INC. |
| LEBLANC, GREGORY PAUL | OFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LEBLANC, JEAN-YVES | DIRECTOR (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| LEBLANC, JOSEPH GERARD | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LEBLANC, KEVIN ALLEN | ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| LEBLANC, LINDSAY MICHELLE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LEBLANC, LOUIS | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| LEBLANC, LOUIS | OFFICER (TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| LEBLANC, MARC | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| LEBLANC, MARIE-HELENE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LEBLANC, MICHEL EDOUARD | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| LEBLANC, WILFRID PIERRE | SALESPERSON | TD WATERHOUSE CANADA INC. |
| LEBLOND, MAUDE | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| LEBOFF, BRUCE JEFFREY | OFFICER (NON-TRADING) | GLUSKIN SHEFF + ASSOCIATES INC. |
| LEBOFF, BRUCE JEFFREY | ADVISING OFFICER | GLUSKIN SHEFF + ASSOCIATES INC. |
| LEBRUN, ANGELA LYNN | SALESPERSON | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| LEBRUN, ANNETTE GERALDINE | OFFICER (NON-TRADING) | CREDIT SUISSE SECURITIES (CANADA), INC./VALEURS MOBILIERES CREDIT SUISSE (CANADA), INC. |
| LECAVALIER, MARC | NON-ADVISING OFFICER | NATCAN INVESTMENT MANAGEMENT INC. / GESTION DE PORTEFEUILLE NATCAN INC. |
| LECKIE, ROY MCGREGOR | ADVISING DIRECTOR | WALTER SCOTT & PARTNERS LIMITED |
| LECKY, LINROY | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LECKY, PATRICK CUNNINGHAM | OFFICER & DIRECTOR (TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| LECLAIR, NICOLE ALINE | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| LECLAIR, RANDY STEVEN | NON-ADVISING OFFICER | AIC INVESTMENT SERVICES INC./SERVICES D'INVESTISSEMENT AIC INC. |
| LECLAIR, SUZANNE | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| LECLAIRE, SERGE | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LECLERC, BENOIT | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| LECLERC, DAVID NICOLAS | SALESPERSON | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| LECLERC, GARY | OFFICER (NON-TRADING) | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| LECLERC, GEORGE JOSEPH | BRANCH MANAGER | IPC INVESTMENT CORPORATION |
| LECLERC, JEAN-FRANÇOIS PIERRE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LECLERC, JOEL ROBERT | SALESPERSON | IPC INVESTMENT CORPORATION |
| LECLERC, NICOLAS | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| LEDINGHAM, JESSE BLAIR | ADVISING EMPLOYEE | GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE |
| LEDOUX, ROCH | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| LEDUC, GERARD RENE | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LEDUC, SHANNON ALAINA | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| LEE CHANG, DEBORAH HEUNG-LIN | NON-ADVISING OFFICER | BMO HARRIS INVESTMENT MANAGEMENT INC./BMO HARRIS GESTION DE PLACEMENTS INC. |
| LEE, ALBERT PAK-SHING | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| LEE, ANDREW HAYDEN | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| LEE, ANDREW YUAN | OFFICER (TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| LEE, ARGENT TAT | SALESPERSON | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| LEE, BENJAMIN ANDREW | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| LEE, BRUCE WAI | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| LEE, CHARLES CHUL | OFFICER (TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| LEE, CINDY BIK-YU | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LEE, DARREN STUART | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| LEE, DAVID | NON-ADVISING OFFICER (SECURITIES) | RUSSELL INVESTMENTS CANADA LIMITED / INVESTISSEMENTS RUSSELL CANADA LIMITÉE |
| LEE, DERRICK HING | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| LEE, DUANE ELLIOT | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| LEE, ELLEN | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| LEE, GABRIEL KA | OFFICER (TRADING) | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| LEE, GEE ON | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| LEE, GEOK ENG | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| LEE, GEORGE JOSEPH | DIRECTOR (NON-TRADING) | ODLUM BROWN LIMITED |
| LEE, HELEN YUEN | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| LEE, HENRI ID LOON | SALESPERSON | INVESCO TRIMARK DEALER INC./COURTAGE INVESCO TRIMARK INC. |
| LEE, JAE WON | OFFICER (NON-TRADING) | BLACKMONT CAPITAL INC. |
| LEE, JANET BEATRICE | SALESPERSON | TD WATERHOUSE CANADA INC. |
| LEE, JEANNIE MARIA | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| LEE, JENNIFER SUK | NON-ADVISING OFFICER | OPEN ACCESS LIMITED |
| LEE, JOANNE LYNN | OFFICER (TRADING) | TD WATERHOUSE CANADA INC. |
| LEE, JOHN HAE-CHANG | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| LEE, JOSEPH | ADVISING DIRECTOR & OFFICER | CAMPBELL & LEE INVESTMENT MANAGEMENT INC. |
| LEE, KIM FUNG | OFFICER (NON-TRADING) | HERITAGE EDUCATION FUNDS INC./FONDS D'EDUCATION HERITAGE INC. |
| LEE, KRISTJAN ESKIL | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| LEE, KWONG FAI | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LEE, LARRY MACLEAN | SALESPERSON | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| LEE, LILY HUI-XIN | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| LEE, LOWSANA LAI NG | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| LEE, MAN CHING TERESA | ADVISING EMPLOYEE | SIONNA INVESTMENT MANAGERS INC./GESTIONNAIRES DE PLACEMENTS SIONNA INC. |
| LEE, MIRIAM EUN-JOO | NON-ADVISING OFFICER | PLACEMENTS IA CLARINGTON INC. / IA CLARINGTON INVESTMENTS INC. |
| LEE, NGA YEE | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| LEE, PETER HOWARD | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LEE, RAYMOND WAI | SALESPERSON | CREDENTIAL SECURITIES INC. |
| LEE, ROBERT NORMAN | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LEE, ROGER CHIEW | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| LEE, SANDRA CHOO | SALESPERSON | PHILLIPS, HAGER & NORTH INVESTMENT FUNDS LTD. |
| LEE, SARAH HAEKYUNG | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| LEE, SIONG FEE | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| LEE, STANLEY MYRON | OFFICER (TRADING) | PI FINANCIAL CORP./CORPORATION FINANCIÈRE PI |
| LEE, SUK WAH | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| LEE, TAMMY MUN | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LEE, TERESA FUNG-LAI | NON-ADVISING OFFICER | CIBC TRUST CORPORATION / COMPAGNIE TRUST CIBC |
| LEE, THOMAS CARLETON | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LEE, THOMAS CHI-YUN | NON-ADVISING OFFICER | RBC ASSET MANAGEMENT INC./RBC GESTION D'ACTIFS INC. |
| LEE, TIMOTHY | ADVISING OFFICER | GROWTH WORKS CAPITAL LTD. |
| LEE, TODD MICHAEL | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LEE, TONY | SALESPERSON (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| LEE, WAN-CHUN | SALESPERSON | TD WATERHOUSE CANADA INC. |
| LEE, WING KI CHRISTINE | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| LEE, WINSTON WENG | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| LEE, YING HUA | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| LEE, YOU NA | SALESPERSON | FIDELITY RETIREMENT SERVICES COMPANY OF CANADA LIMITED / COMPAGNIE DE SERVICES DE RETRAITE FIDELITY DU CANADA LIMITEE |
| LEE, YUAN HSI | SALESPERSON | TD WATERHOUSE CANADA INC. |
| LEE-CHIN, MICHAEL ANTHONY | ADVISING DIRECTOR & OFFICER | AIC INVESTMENT SERVICES INC./SERVICES D'INVESTISSEMENT AIC INC. |
| LEECO, KENNETH DAVID | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| LEEDER, BERTRAM ARTHUR | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LEEDER, JOANNE WOODWARD | SALESPERSON | PHILLIPS, HAGER & NORTH INVESTMENT FUNDS LTD. |
| LEEFE, JULIE ANN | SALESPERSON (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| LEEMANS, JASON ROBERT | OFFICER (NON-TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| LEEMING, ROBERT CHARLES | ASSOCIATE ADVISING EMPLOYEE (SECURITIES) | RUSSELL INVESTMENTS CANADA LIMITED / INVESTISSEMENTS RUSSELL CANADA LIMITÉE |
| LEFAIVRE, BERNARD | SALESPERSON | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| LEFEAUX, PETER BARENT | SALESPERSON | INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC. |
| LEFEBVRE LAFRENIERE, INUK | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| LEFEBVRE, LOUIS-PHILIPPE | SALESPERSON | DESJARDINS CABINET DE SERVICES FINANCIERS INC./DESJARDINS FINANCIAL SERVICES FIRM INC. |
| LEFEBVRE, YVES | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| LEFORTE, JACQUELINE LOUISE | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| LEFRANCOIS, GLENN ROBERT | OFFICER (NON-TRADING) | MACDOUGALL, MACDOUGALL & MACTIER INC. |
| LEFRESNE, LINDON GARTH | ADVISING OFFICER | RBC PRIVATE COUNSEL INC./RBC SERVICES-CONSEILS PRIVES INC. |
| LEGANCHUK, DARRELL | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| LEGARE, TODD HAMILTON | SALESPERSON | TD WATERHOUSE CANADA INC. |
| LEGATO, PATRICIA ANNE | SALESPERSON | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| LEGAULT, GARY FERNAND | OFFICER (TRADING) | IPC INVESTMENT CORPORATION |
| LEGER, KEMMY | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| LEGER, SANDRA | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LEGG, DAVID EVANS | SALESPERSON | DUNDEE PRIVATE INVESTORS INC./SERVICES FINANCIERS DUNDEE INC. |
| LEGGATT, CRAIG | OFFICER (NON-TRADING) | BLACKMONT CAPITAL INC. |
| LEGGE, BRANDON RONALD | SALESPERSON | FIDELITY RETIREMENT SERVICES COMPANY OF CANADA LIMITED / COMPAGNIE DE SERVICES DE RETRAITE FIDELITY DU CANADA LIMITEE |
| LEGGE, BRUCE ALLAN | SALESPERSON (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| LEGGE, REGINALD STANLEY | OFFICER (NON-TRADING) | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| LEGGE, ROSEMARY ANNE | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| LEGGETT, MARK HOWARD | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| LEGRIS, ALAIN | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| LEGRIS, ALAIN | OFFICER (NON-TRADING) | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| LEGRIS, ALAIN | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| LEGRIS, ALAIN | OFFICER & DIRECTOR (NON-TRADING) | NBCN INC. |
| LEGROS, ÉRICK | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| LEGZDINS, EDGAR NORMUND | OFFICER & DIRECTOR (NON-TRADING) | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| LEHINGRAT, PAUL ROBERT | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| LEHMANN, JACLYN RAELENE | SALESPERSON | SCOTIA SECURITIES INC. |
| LEHNER, KENNETH KARL | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| LEHR, CRAIG ANDREW | SALESPERSON | INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC. |
| LEI, EUGENE | OFFICER (NON-TRADING) | MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE. |
| LEIBEL, JEFFREY MARTIN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LEIER, SUSAN GAIL | BRANCH MANAGER | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| LEIER, TIMOTHY JAMES | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| LEILANIE, GONZALES | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| LEININGEN, HERMANN FRIEDRICH | NON-ADVISING OFFICER | RBC ASSET MANAGEMENT INC./RBC GESTION D'ACTIFS INC. |
| LEINWAND, JOSEPH | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LEITER, MURRAY JACK | ADVISING OFFICER | FOYSTON, GORDON & PAYNE INC. |
| LEITH, DAVID GORDON | OFFICER & DIRECTOR (NON TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LEITH, IAN QUIN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| LEITH, MURRAY JAMES | OFFICER & DIRECTOR (NON-TRADING) | ODLUM BROWN LIMITED |
| LEM, MICHAEL ERIC | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| LEMAIRE, MICHEL JULES | SALESPERSON | FUNDEX INVESTMENTS INC. |
| LEMAY, ALAN GEOFFREY | NON-ADVISING OFFICER (SECURITIES) | UBS GLOBAL ASSET MANAGEMENT (CANADA) CO. |
| LEMAY, JEAN-FRANCOIS | NON-ADVISING OFFICER | SCEPTRE INVESTMENT COUNSEL LIMITED |
| LEMAY, NATHALIE MADELEINE | SALESPERSON | SCOTIA SECURITIES INC. |
| LEMIEUX, GILLES | OFFICER & DIRECTOR (NON-TRADING) | DESJARDINS SÉCURITÉ FINANCIÈRE INVESTISSEMENTS INC./DESJARDINS FINANCIAL SECURITY INVESTMENTS INC. |
| LEMIEUX, JEAN-PHILIPPE | ADVISING OFFICER | INVESTISSEMENTS STANDARD LIFE INC. /STANDARD LIFE INVESTMENTS INC. |
| LEMIEUX, JENNIFER ANNE | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LEMIEUX, RAYMOND FRANCIS | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LEMIEUX, VALERIE | OFFICER (TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| LEMIRE, DIANE | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| LEMIRE, DIANE | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| LEMKE, TERRI MARIE | OFFICER (TRADING) (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| LEMKY, KATHERINE MONICA | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| LEMOINE, NICHOLAS ROWE | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LEMON, ROBERT GORDON | OFFICER (NON-TRADING) | NBCN INC. |
| LENEEUW, DEREK | OFFICER (NON-TRADING) | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| LENEHAN, SEAN PATRICK | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| LENFESTY, HAROLD STEWART | NON-ADVISING DIRECTOR | I3 ADVISORS INC. INFORMATION, INNOVATION AND INDEPENDENCE |
| LENGHARDT, DANIEL | SALESPERSON | FIDELITY RETIREMENT SERVICES COMPANY OF CANADA LIMITED / COMPAGNIE DE SERVICES DE RETRAITE FIDELITY DU CANADA LIMITEE |
| LENNIE, ROSS WILLIAM | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LENNOX, BLAINE ALEXANDER | ADVISING OFFICER | JARISLOWSKY, FRASER LIMITÉE / JARISLOWSKY, FRASER LIMITED |
| LENOBEL, JAMES EDWARD | SALESPERSON | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| LEOCHKO, THERESA BARBARA | SALESPERSON | SCOTIA SECURITIES INC. |
| LEON, KEVIN WADEEH | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LEON, ROBERT SIMON | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LEONARDI, CLAUDIO | SALESPERSON (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| LEONG, BRUCE DAN | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| LEONG, CHUNG-YUET | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| LEONG, DIANA CHUI | SALESPERSON | TD WATERHOUSE CANADA INC. |
| LEONG, SANDRA | SALESPERSON | LBC FINANCIAL SERVICES INC./BLC SERVICES FINANCIERS INC. |
| LEPIK, REIN | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LEPINE, JACQUES | NON-ADVISING OFFICER | AGF FUNDS INC. / LES FONDS AGF INC. |
| LEPISCHAK, SHELLEY MARIE | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| LEPOIDEVIN, DAVID JAMES | OFFICER (TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| LEROHL, MARK MILBURN | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| LEROUX, BERNARD HENRI | OFFICER (TRADING) | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| LEROUX, CHRISTOPHER DANIEL | SALESPERSON | WORLDSOURCE FINANCIAL MANAGEMENT INC./GESTION FINANCIERE WORLDSOURCE INC. |
| LEROUX, MARCEL | NON-ADVISING OFFICER | SPRUCEGROVE INVESTMENT MANAGEMENT LTD. / GESTION DE PLACEMENTS SPRUCEGROVE |
| LEROUX, PHILIPPE | SALESPERSON | TD WATERHOUSE CANADA INC. |
| LEROUX, RICHARD | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| LEROUX, RICHARD | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| LESAGE, MARTIN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LESANKO, SCOTT ALLAN | SALESPERSON | TD WATERHOUSE CANADA INC. |
| LESLIE, NARDIA ETSU | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| LESOURD, ROBERT WILLIAMSON | OFFICER & DIRECTOR (TRADING) | J.F. MACKIE & COMPANY LTD. |
| LESSARD, DALIE EVE | SALESPERSON | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| LESSARD, NORMAND | NON-ADVISING DIRECTOR & OFFICER | MONTRUSCO BOLTON INVESTMENTS INC./PLACEMENTS MONTRUSCO BOLTON INC. |
| LESSARD, RAYMOND PAUL | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| LESSARD, SAMANTHA LEE | SALESPERSON (SECURITIES) | JITNEYTRADE INC. |
| LESSARD, STEPHANIE | NON-ADVISING OFFICER | CIBC GLOBAL ASSET MANAGEMENT INC. / GESTION GLOBALE D'ACTIFS CIBC INC. |
| LESSLIE, JANE ALLISON | ADVISING OFFICER | RBC ASSET MANAGEMENT INC./RBC GESTION D'ACTIFS INC. |
| LESTER, STEVE ROBERT | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LESZINSKE, WILLIAM OTTO | ADVISING DIRECTOR & OFFICER | HARRIS INVESTMENT MANAGEMENT, INC. |
| LETHAM, DAX GRAHAM | ASSOCIATE ADVISING OFFICER | J. ZECHNER ASSOCIATES INC. |
| LETHBRIDGE, SYDNIE RUTH | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| LETKEMAN, PETER | SALESPERSON | MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE |
| LETKO, PETER | ADVISING DIRECTOR & OFFICER | LETKO, BROSSEAU & ASSOCIATES INC. |
| LETOURNEAU, MANON | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| LETOURNEAU, MANON | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| LETT, TRISTRAM STEPHEN | NON-ADVISING OFFICER | INTEGRA CAPITAL LIMITED |
| LETTENBERGER, THOMAS PETER | ADVISING EMPLOYEE | HARRIS INVESTMENT MANAGEMENT, INC. |
| LETTON, DONALD ALFRED | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LEUNG, AUDREY JUN | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| LEUNG, CALVIN WING-KI | ADVISING EMPLOYEE | HSBC GLOBAL ASSET MANAGEMENT (CANADA) LIMITED. / GESTION GLOBALE D'ACTIFS HSBC (CANADA) LIMITÉE |
| LEUNG, CECILLIA YU | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| LEUNG, CHAK LAM ANDY | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| LEUNG, CHERYL | SALESPERSON | SPROTT ASSET MANAGEMENT INC. |
| LEUNG, CHIU LUN (ALAN) | SALESPERSON | E*TRADE CANADA SECURITIES CORPORATION / SOCIETE DE VALEURS MOBILIERES E*TRADE CANADA |
| LEUNG, DANNY | SALESPERSON | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| LEUNG, EDDIE KOON-WING | SALESPERSON | PARTNERS IN PLANNING FINANCIAL SERVICES LTD./SERVICES FINANCIERS PARTENAIRES EN PLANIFICATION LTEE |
| LEUNG, EDWARD | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| LEUNG, EDWARD SIU | SALESPERSON | TD WATERHOUSE CANADA INC. |
| LEUNG, FELIX HONG | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| LEUNG, GABRIEL | OFFICER (NON-TRADING) | PARADIGM CAPITAL INC. / PARADIGME CAPITAL INC. |
| LEUNG, IVAN HOI WAH | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| LEUNG, JAMES CLEMENT | ADVISING OFFICER | MACKENZIE FINANCIAL CORPORATION |
| LEUNG, JEFFREY | SALESPERSON | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| LEUNG, JIMMY | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| LEUNG, JOSEPH SIU-HEE | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| LEUNG, KELVIN TING-KWOK | OFFICER (TRADING) | WFG SECURITIES OF CANADA INC. |
| LEUNG, KIN CHUN | SALESPERSON | TD WATERHOUSE CANADA INC. |
| LEUNG, ROLAND CHOR | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LEUNG, VINCENT | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| LEUNG, WANG PONG | ADVISING DIRECTOR & OFFICER | I.G. INVESTMENT MANAGEMENT (HONG KONG) LIMITED |
| LEUNG, WING YAN | SALESPERSON | INVESTORS GROUP SECURITIES INC./VALEURS MOBILIERES GROUPE INVESTORS INC. |
| LEUNG-SZETO, SAU HONG | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| LEUTNER, MILES ALFRED | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LEV, SHOSHANA | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| LEVACK, ROBERT JAMES | ADVISING OFFICER | SEXTANT CAPITAL MANAGEMENT INC. |
| LEVANDOSKI, KRISTIE ELIZABETH | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LEVEILLE, ANDRE BRUNO | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| LEVEILLE, ERIC | ADVISING OFFICER | BARCLAYS GLOBAL INVESTORS CANADA LIMITED / INVESTISSEURS GLOBAUX BARCLAYS CANADA LIMITEE |
| LEVER, DIRK MACLEAN | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LEVERINGTON, LORILEE GAIL | SALESPERSON (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| LEVERSAGE, JILL DIANE | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| LEVESQUE, AURELE | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LEVESQUE, DAVID | SALESPERSON | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| LEVESQUE, MAURICE ALBERT | NON-ADVISING DIRECTOR & OFFICER | QWEST INVESTMENT FUND MANAGEMENT LTD. |
| LEVESQUE, RICHARD | ADVISING OFFICER | NATCAN INVESTMENT MANAGEMENT INC. / GESTION DE PORTEFEUILLE NATCAN INC. |
| LEVESQUE, SUSAN ELIZABETH | OFFICER (TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| LEVEY, JAMES RODERICK | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LEVI, DAVID RON | ADVISING DIRECTOR & OFFICER | GROWTH WORKS CAPITAL LTD. |
| LEVI, LYON | SALESPERSON | RICE FINANCIAL GROUP INC. |
| LEVINE, HERBERT GEORGE | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LEVINE, MICHAEL IRA | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| LEVINS, LINDA MARIE | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| LEVINSKY, BLAIR IRVING | OFFICER (TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| LEVIONNOIS, BRITTANY ANNE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LEVIS, ROBERT DAVID | OFFICER & DIRECTOR (NON-TRADING) | MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE |
| LEVIS, ROBERT DAVID | OFFICER (NON-TRADING) | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| LEVITAN, ELAN | OFFICER (TRADING) | CANADA-ISRAEL SECURITIES, LIMITED/CANADA-ISRAEL VALEURS MOBILIERS LIMITEE |
| LEVY, ADAM SEAN | SALESPERSON | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| LEVY, ARI JOSHUA | ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| LEVY, MICHAEL ROUSSEAU | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| LEVY, VICTOR | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LEW, CHEUK YAN | SALESPERSON | TD WATERHOUSE CANADA INC. |
| LEW, JOSHUA SIN-WAH | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| LEW, MARY ANN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| LEWIS, BLAKENEY MOSTYN | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LEWIS, CAMERON ROBERT | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LEWIS, CATHERINE ANNE | SALESPERSON | IPC INVESTMENT CORPORATION |
| LEWIS, CHRISTOPHER JOHN | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LEWIS, CYNTHIA HARRISON | NON-ADVISING OFFICER (SECURITIES) | UBS GLOBAL ASSET MANAGEMENT (CANADA) CO. |
| LEWIS, DAVID ALLEN | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| LEWIS, DEBORAH JOAN | ADVISING OFFICER | CIBC GLOBAL ASSET MANAGEMENT INC. / GESTION GLOBALE D'ACTIFS CIBC INC. |
| LEWIS, DEBORAH LYNN | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LEWIS, DIANE HELEN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LEWIS, JANIE LEE | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LEWIS, JAY KENNETH | OFFICER (TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| LEWIS, JULIAN PETER | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| LEWIS, LAWRENCE ROBERT | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| LEWIS, MARC-ANDRE | ADVISING OFFICER | NATCAN INVESTMENT MANAGEMENT INC. / GESTION DE PORTEFEUILLE NATCAN INC. |
| LEWIS, MELVILLE GEORGE | ADVISING DIRECTOR & OFFICER | RBC ASSET MANAGEMENT INC./RBC GESTION D'ACTIFS INC. |
| LEWIS, MELVILLE GEORGE | DIRECTOR (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LEWIS, NAHANNAI LEE | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| LEWIS, RICHARD BALFE | NON-ADVISING DIRECTOR & OFFICER | DAVIS-REA LTD./DAVIS-REA LTEE. |
| LEWIS, RICHARD JOHN | ASSOCIATE ADVISING OFFICER | GWL INVESTMENT MANAGEMENT LTD. |
| LEWIS, SCOTT JONES | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LEWIS, TERRY WAYNE | SALESPERSON | RICE FINANCIAL GROUP INC. |
| LEWIS, THEODORE MICHAEL | SALESPERSON | SCOTIA SECURITIES INC. |
| LEWIS, WALTRA JEAN | SALESPERSON | SCOTIA SECURITIES INC. |
| LEXOVSKY, JAMES THOMAS | OFFICER (NON-TRADING) | BLACKMONT CAPITAL INC. |
| LEY, GORDON MITCHELL | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LEY, JOHN ROBERT | OFFICER (TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| LI NGAN SUN, TIAM CHONG | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| LI, AIMEE | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| LI, CLEMENCE TAK-MING | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LI, EUNICE KWAI | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| LI, FANNY LAI-FUN | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LI, GARFIELD | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LI, HAO | SALESPERSON | TD WATERHOUSE CANADA INC. |
| LI, KEVIN ANTHONY | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LI, LAWRENCE | NON-ADVISING OFFICER | SIONNA INVESTMENT MANAGERS INC./GESTIONNAIRES DE PLACEMENTS SIONNA INC. |
| LI, LAWRENCE | BRANCH MANAGER | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| LI, MINSEON | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LI, SIYAN | OFFICER (NON-TRADING) | MERRILL LYNCH CANADA INC. |
| LI, WAI HUNG | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| LI, ZHEN ALFRED | ASSOCIATE ADVISING EMPLOYEE | GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE |
| LIANG, CHI WEN | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| LIANG, QI WEN | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| LIANG, SHIH-MING | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| LIANG, SUIBIN | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| LIANG, WEI | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LIAO, ALLAN SHENG | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| LIAO, YUAN FUNG | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| LIBBEY, RENEE CRYSTAL | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LIBERMAN, SHELDON | ADVISING OFFICER | CASTLEMOORE INC. |
| LIBIN, ERIC ROSS | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| LICHONG, JEANNINE NIETLAN | ADVISING OFFICER | GLUSKIN SHEFF + ASSOCIATES INC. |
| LIDDER, AMANJEET KAUR | OFFICER (NON-TRADING) | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| LIDDER, MIN | OFFICER (NON-TRADING) | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| LIDDIARD, KERRY LEE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LIEBMANN, WILLIAM JAMES | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| LIEM, PATRICIA | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| LIEU, ALICE | SALESPERSON | FIDELITY RETIREMENT SERVICES COMPANY OF CANADA LIMITED / COMPAGNIE DE SERVICES DE RETRAITE FIDELITY DU CANADA LIMITEE |
| LIGERTWOOD, IAN GRANT | NON-ADVISING OFFICER | MCLEAN BUDDEN LIMITED/MCLEAN BUDDEN LIMITEE |
| LIGHTLE, GERRARD DAVID | SALESPERSON | PORTFOLIO STRATEGIES CORPORATION |
| LIGON, FRANCIS ALFRED | SALESPERSON | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| LIJOI, VINCENT | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| LILLIE, ANDREA CARMEN | OFFICER (NON-TRADING) | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| LIM, ALLAN TEONG-TEE | NON-ADVISING OFFICER | UBS INVESTMENT MANAGEMENT CANADA INC. / GESTION DES PLACEMENTS UBS CANADA INC. |
| LIM, ANGELA | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| LIM, BAILEY | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| LIM, JENNIFER WIN | SALESPERSON | TD WATERHOUSE CANADA INC. |
| LIM, PEARL | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| LIM, ROLAND TUAN | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| LIMBERT, RAYMOND JOSEPH | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| LIMOGES, DANIEL | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| LIMOGES, ISABELLE | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| LIMUACO, POCHOLO CABALLES | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| LIN, JI-YEON | SALESPERSON | FIDELITY RETIREMENT SERVICES COMPANY OF CANADA LIMITED / COMPAGNIE DE SERVICES DE RETRAITE FIDELITY DU CANADA LIMITEE |
| LIN, JONATHAN WAI | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| LIN, KA-YEE | OFFICER (NON-TRADING) | MERRILL LYNCH CANADA INC. |
| LIN, MARK I-KAI | NON-ADVISING OFFICER | CIBC GLOBAL ASSET MANAGEMENT INC. / GESTION GLOBALE D'ACTIFS CIBC INC. |
| LIN, MICHAEL KENTAI | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| LIN, ROBSON | SALESPERSON | TD WATERHOUSE CANADA INC. |
| LIN, SENDY SU-YU | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| LIN, SU | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| LIN, YAU CHEUNG | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| LIN-REEVE, ANGELA TIEN-CHI | ADVISING EMPLOYEE (SECURITIES) | RUSSELL INVESTMENTS CANADA LIMITED / INVESTISSEMENTS RUSSELL CANADA LIMITÉE |
| LINARDIC, DANIEL ANTHONY | OFFICER (TRADING) | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| LINDEN, MATTHEW PHILIP | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| LINDENBLATT, RALPH FRANK | ADVISING OFFICER | FRANKLIN TEMPLETON INVESTMENTS CORP./SOCIETE DE PLACEMENTS FRANKLIN TEMPLETON |
| LINDHORST, ELAINE KAY | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| LINDLEY, PETER ROBERT | ADVISING DIRECTOR & OFFICER (SECURITIES) OFFICER (COMMODITIES) | CONSEILLERS EN GESTION GLOBALE STATE STREET LTÉE. / STATE STREET GLOBAL ADVISORS, LTD. |
| LINDNER III, CHARLES HARRISON | PARTNER (NON-TRADING) | GENUITY CAPITAL MARKETS/MARCHES DES CAPITAUX GENUITY |
| LINDOVER, JAMES LAURENCE | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LINDOW, SCOTT ROBERT | OFFICER (NON-TRADING) | UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC. |
| LINDSAY, BRUCE HERBERT | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| LINDSAY, DARYL IAN | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LINDSAY, ELIZABETH MARY | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| LINDSAY, JENNIFER LEE | SALESPERSON | TD WATERHOUSE CANADA INC. |
| LINDSAY, JOHN RUSSELL | DIRECTOR (NON-TRADING) | RICE FINANCIAL GROUP INC. |
| LINDSAY, JOHN RUSSELL | NON-ADVISING DIRECTOR | LEON FRAZER & ASSOCIATES INC. |
| LINDSAY, MARC ROBERT | ASSOCIATE ADVISING EMPLOYEE | BMO HARRIS INVESTMENT MANAGEMENT INC./BMO HARRIS GESTION DE PLACEMENTS INC. |
| LINES, JEFFREY MATTHEW | SALESPERSON (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| LINGARD, STEPHEN RUSSEL | ADVISING OFFICER | FIDUCIARY TRUST COMPANY OF CANADA |
| LINGEMAN, DONNA-MARIE | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LINNER, SCOTT TYLER | ADVISING EMPLOYEE | GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE |
| LINS, LAUREL ELIZABETH | SALESPERSON | SCOTIA SECURITIES INC. |
| LINTICK, SHIRLEY DONNA | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| LINTON, CLARK ALEXANDER | SALESPERSON | RAYMOND JAMES LTD. |
| LINTON, ELIZABETH CLAIRE | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| LINTOTT, PAMELA ASHLEY | SALESPERSON | SCOTIA SECURITIES INC. |
| LIPKA, YARIV | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| LIPP, THOMAS ALOISIUS | SALESPERSON | PORTFOLIO STRATEGIES CORPORATION |
| LIPPA, FRANK | NON-ADVISING OFFICER | RBC ASSET MANAGEMENT INC./RBC GESTION D'ACTIFS INC. |
| LIPPA, FRANK | NON-ADVISING DIRECTOR | RBC PRIVATE COUNSEL INC./RBC SERVICES-CONSEILS PRIVES INC. |
| LIPTAK, JULIUS ALEX | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| LIRETTE, LUC | SALESPERSON | LBC FINANCIAL SERVICES INC./BLC SERVICES FINANCIERS INC. |
| LISCHKA, DONALD KEITH | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LISENBEE, GARY WAYNE | ADVISING PARTNER/DIRECTOR/OFFICER | METROPOLITAN WEST CAPITAL MANAGEMENT, LLC |
| LISEVICH, TIMOTHY FREDERICK | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| LISI, CARMELLE THERESA | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LISKA, THOMAS GEORGE | SALESPERSON | RAYMOND JAMES LTD. |
| LITKOWICH, KENNETH VICTOR | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| LITROP, JOSEPH | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LITT, SATNAM SINGH | OFFICER (TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| LITTLE, ARTHUR THOMAS | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| LITTLE, BRIAN CHRISTOPHER | SALESPERSON | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| LITTLE, CHARLYNN HEATHER | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LITTLE, PEARSON JOHN | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| LITTLE, PETER HUGH | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LITTLE, ROBERT PHILIP | OFFICER & DIRECTOR (TRADING) | COMMISSION DIRECT INC. |
| LITTLE, SHARON KATE | SALESPERSON | TD WATERHOUSE CANADA INC. |
| LITTLEJOHN, CATHERINE ELIZABETH | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LITWIN, BORIS EVHAN | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| LIU, DI | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| LIU, ELLEN YING | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| LIU, HELEN | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| LIU, LUHUA | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| LIU, NA | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| LIU, PHILIP KIN | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| LIU, XIAOXI | SALESPERSON | SCOTIA SECURITIES INC. |
| LIU, YU-CHANG JASON | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| LIU, YULING JULIA | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| LIVINGSTON, ALFRED SCOTT | SALESPERSON | INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC. |
| LIVINGSTON, CHARLES STUART | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| LIVINGSTON, JEREMY VINCENT | OFFICER (TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| LIVINGSTON, JOANNE NICOLE | OFFICER (NON-TRADING) | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| LIVINGSTON, ROBERT VANSTONE | ADVISING OFFICER | MCLEAN BUDDEN LIMITED/MCLEAN BUDDEN LIMITEE |
| LIVINGSTON, STEVEN ROBERT | SALESPERSON | NORTHERN SECURITIES INC. / VALEURS MOBILIERES NORTHERN INC. |
| LIVINGSTONE, DARLENE GAIL | SALESPERSON | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| LIWISKI, KENNETH WESLEY | SALESPERSON | RICE FINANCIAL GROUP INC. |
| LLEWELLYN, DAVID ANTHONY | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LLEWELLYN, ROGER MATTHEW | SALESPERSON | TD WATERHOUSE CANADA INC. |
| LLOYD, DANIEL | SALESPERSON | MACDOUGALL, MACDOUGALL & MACTIER INC. |
| LLOYD, DAVID THOMAS | NON-ADVISING DIRECTOR & OFFICER | NEWPORT INVESTMENT COUNSEL INC. |
| LLOYD, RONALD STUART | OFFICER & DIRECTOR (NON-TRADING) | CREDIT SUISSE SECURITIES (CANADA), INC./VALEURS MOBILIERES CREDIT SUISSE (CANADA), INC. |
| LLOYD, STEPHEN JEFFREY | OFFICER (TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| LO GIUDICE, CONCETTINA | SALESPERSON | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| LO, CALVIN | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| LO, CHUN YUE | SALESPERSON | TD WATERHOUSE CANADA INC. |
| LO, JEFFREY KA YEUNG | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| LO, KEVIN CHI | OFFICER (NON-TRADING) | FIRSTENERGY CAPITAL CORP. / CORPORATION FIRSTENERGY CAPITAL |
| LO, MING KIT | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| LO, PATRICIA | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| LO, PATRICK BING | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| LO, STEPHEN SHING | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LOADER, RALPH EDWARD WRIGHT | ADVISING DIRECTOR & OFFICER (SECURITIES) | BROCKHOUSE COOPER GESTION D'ACTIFS INC. / BROCKHOUSE COOPER ASSET MANAGEMENT INC. |
| LOBO, LAWRENCE | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| LOBO, SUJATHA CAROLINE | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| LOBSINGER, MARK WILLIAM | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| LOCAS, YVES JOSEPH | OFFICER (NON-TRADING) | MERRILL LYNCH CANADA INC. |
| LOCHEAD, PETER SMITH | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LOCHHEAD, DOUGLAS GEORGE | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| LOCHHEAD, RICHARD MURRAY | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| LOCK, CAMERON KEITH | ADVISING EMPLOYEE | MD PRIVATE INVESTMENT MANAGEMENT INC./GESTION PRIVEE DE PORTEFUILLE MD INC. |
| LOCK, MAN-KIN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LOCKE, JAMES DOUGLAS | OFFICER (NON-TRADING) (SECURITIES) | UNION SECURITIES LTD. / VALEURS MOBILIERES UNION LTEE |
| LOCKE, SHIRLEY ALFREDA | OFFICER (NON-TRADING) (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| LOCKE, STEVEN GREGORY | ADVISING EMPLOYEE | HOWSON TATTERSALL INVESTMENT COUNSEL LIMITED / LES CONSEILLERS EN PLACEMENT HOWSON TATTERSALL LIMITÉE |
| LOCKHART, BARBARA SUZANNE | OFFICER (NON-TRADING) | MCLEAN BUDDEN FUNDS INC. |
| LOCKHART, BARBARA SUZANNE | NON-ADVISING OFFICER | MCLEAN BUDDEN LIMITED/MCLEAN BUDDEN LIMITEE |
| LOCKHART, JACQUELINE NICOLE | SALESPERSON | RICE FINANCIAL GROUP INC. |
| LOCKIE, ANNE | DIRECTOR (NON-TRADING) | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| LOCKIE, ANNE | OFFICER & DIRECTOR (NON-TRADING) | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LOCKIE, ANNE | NON-ADVISING DIRECTOR | RBC ASSET MANAGEMENT INC./RBC GESTION D'ACTIFS INC. |
| LOCKWOOD, KEVIN CHARLES | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LODEWYKS, TROY WILLIAM | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LODUCA, ONOFRIO | OFFICER & DIRECTOR (NON-TRADING) | HERITAGE EDUCATION FUNDS INC./FONDS D'EDUCATION HERITAGE INC. |
| LOEPRICH, JOHN HENRY | NON-ADVISING OFFICER | HILLSDALE INVESTMENT MANAGEMENT INC. |
| LOEVNER, DAVID RICHARD | ADVISING DIRECTOR & OFFICER | HARDING LOEVNER LLC |
| LOEWEN, DEBRA GAY | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| LOEWEN, MICHAEL ANDREW | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| LOEWEN, ROXANNE HELEN | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| LOEWEN, TIMOTHY PAUL | SALESPERSON | PROFESSIONAL INVESTMENT SERVICES (CANADA) INC. |
| LOFGREN, PADGET DUANE | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LOFRANCO, DONALD LEWIS | NON-ADVISING DIRECTOR | FIDUCIARY TRUST COMPANY OF CANADA |
| LOFTSGARD, TIMOTHY TYLER | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LOFTUS, DAVID ALAN | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| LOGAN, DENNIS PATRICK | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| LOGAN, GORDON BRADLEY | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| LOGIE, MARION JOYCE | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LOGIE, WILLIAM JOSEPH | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| LOHMER, MAUREEN JOAN | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| LOHNES, DALE RAYBURN | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LOISEAU, JOSEPH ROLAND | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LOISELLE, CHARLES | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| LOKE, SIMONE SIK-MUN | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| LOMBARD, JOHN NATHAN | OFFICER (NON-TRADING) (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| LOMBARDI, ANTONIO | OFFICER (TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| LOMBARDI, CYNTHIA | SALESPERSON (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| LOMBARDI, ENZO ALBINO | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LOMBARDI, MICHAEL CELESTE | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| LOMBARDO, CARLO AMEDEO | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | INTERACTIVE COURTAGE CANADA INC. / INTERACTIVE BROKERS CANADA INC. |
| LOMBARDO, GIANCARLO | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| LOMOVA, JULIANA | SALESPERSON (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| LOMOW, DAVID MICHAEL | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| LONDON, STEVEN MARK | NON-ADVISING OFFICER | CARDINAL CAPITAL MANAGEMENT INC. |
| LONG, CHARLES ALLEN | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LONG, CHARLES ANDREW | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LONG, PETER SAMUEL | OFFICER & DIRECTOR (NON-TRADING) | BURGEONVEST SECURITIES LIMITED |
| LONGAUER, MARTINA | SALESPERSON | SPROTT ASSET MANAGEMENT INC. |
| LONGMIRE, ALEXANDER MICHAEL | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| LONGVAL, STEPHANE | OFFICER (NON-TRADING) | MERRILL LYNCH CANADA INC. |
| LONSDALE, BRIAN GEOFFREY | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LOO, ELAINE | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| LOO, YUAN YUAN | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| LOOSE, TRACEY LYNNE | BRANCH MANAGER | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| LOPES, VICTOR MANUEL | SALESPERSON | TD WATERHOUSE CANADA INC. |
| LOPEZ DAVIS, CRISTINA TERESA | OFFICER (NON-TRADING) | TRISTONE CAPITAL INC. |
| LOPEZ, RENE | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| LOPEZ, SARA TERESA | SALESPERSON (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| LORANGE, YVES | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| LORD, ROBERT EDWARD | NON-ADVISING DIRECTOR | MACKENZIE FINANCIAL CORPORATION |
| LORD, ROBERT EDWARD | NON-ADVISING DIRECTOR | OPEN ACCESS LIMITED |
| LORDE, CHRISTOPHER ANTHONY | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LOREE, DONALD GRANT | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LORETH, RYAN FRANK | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| LORIA, GIOVANNI | OFFICER (TRADING) | DUNDEE PRIVATE INVESTORS INC./SERVICES FINANCIERS DUNDEE INC. |
| LORIA, TONY PAT | OFFICER (NON-TRADING) | GENUITY CAPITAL MARKETS/MARCHES DES CAPITAUX GENUITY |
| LORIDON, JEAN-MARIE | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| LORIMER, COLIN WILSON | NON-ADVISING DIRECTOR | LEON FRAZER & ASSOCIATES INC. |
| LORIMER, JAMES EDWARD | OFFICER (NON-TRADING) | CLARUS SECURITIES INC / VALEURS MOBILIERES CLARUS INC. |
| LORIMER, ROBERT ROY | NON-ADVISING OFFICER | SCEPTRE INVESTMENT COUNSEL LIMITED |
| LOSIER, DENIS | NON-ADVISING DIRECTOR | MONTRUSCO BOLTON INVESTMENTS INC./PLACEMENTS MONTRUSCO BOLTON INC. |
| LOTHIAN, LORI ANN | OFFICER & DIRECTOR (NON-TRADING) | STEADYHAND INVESTMENT FUNDS INC. |
| LOTT, WILLIAM HAROLD | SALESPERSON | EDWARD JONES |
| LOU, FANG | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LOU, JENNY KA-YU | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| LOUBIER, ROBERTA LYN | OFFICER (TRADING) | BRANDES INVESTMENT PARTNERS & CO. |
| LOUER, DANIEL JEAN-CLAUDE | BRANCH MANAGER | SCOTIA SECURITIES INC. |
| LOUGH, MICHAEL JOHN | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| LOUGHLIN, EDWARD DOYLE | NON-ADVISING DIRECTOR & OFFICER | SEI INVESTMENTS CANADA COMPANY / SOCIÉTÉ DE PLACEMENTS SEI CANADA |
| LOUIE, HOWARD DANIEL | SALESPERSON | RAYMOND JAMES LTD. |
| LOUIE, JASON EDWARD | OFFICER (NON-TRADING) | FIDELITY RETIREMENT SERVICES COMPANY OF CANADA LIMITED / COMPAGNIE DE SERVICES DE RETRAITE FIDELITY DU CANADA LIMITEE |
| LOUIE, TERRIE ELIZABETH | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| LOUIS-JEAN, EWOLL | SALESPERSON | FIDELITY RETIREMENT SERVICES COMPANY OF CANADA LIMITED / COMPAGNIE DE SERVICES DE RETRAITE FIDELITY DU CANADA LIMITEE |
| LOUKINE, ANTON | ADVISING EMPLOYEE | HARROW PARTNERS LTD. / HARROW & ASSOCIÉS |
| LOUNDS, HAROLD JAMES | NON-ADVISING OFFICER | INVESTISSEMENTS STANDARD LIFE INC. /STANDARD LIFE INVESTMENTS INC. |
| LOVE, GORDON | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| LOVE, JASON KENDALL | SALESPERSON | RESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL |
| LOVE, MACKIE DEE | BRANCH MANAGER & OFFICER (TRADING) | TD WATERHOUSE CANADA INC. |
| LOVE, RONALD ERNEST | BRANCH MANAGER | RICE FINANCIAL GROUP INC. |
| LOVECE, DANIEL | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| LOVERIDGE, VICTORIA CAROL | SALESPERSON | MCLEAN BUDDEN FUNDS INC. |
| LOVERIDGE, VICTORIA CAROL | NON-ADVISING OFFICER | MCLEAN BUDDEN LIMITED/MCLEAN BUDDEN LIMITEE |
| LOVETT-REID, PATRICIA ANNE | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| LOVSIN, DAVID WAYNE | SALESPERSON | FIRSTENERGY CAPITAL CORP. / CORPORATION FIRSTENERGY CAPITAL |
| LOVSIN, ROBERT EDWARD | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| LOW, PRISCILLA ANN | OFFICER (NON-TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| LOW, TSUI TING | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| LOWE, CHRISTOPHER JAMES | NON-ADVISING OFFICER | AIC INVESTMENT SERVICES INC./SERVICES D'INVESTISSEMENT AIC INC. |
| LOWE, MING HAG | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LOWE, PHILIP RICHARD | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| LOWER, DAVID EDWARD | SALESPERSON | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| LOWRY, ELIZABETH ANNE | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| LOWRY, RODNEY CARSON | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| LOYER, |