Registered Individuals G
Updated daily Monday to Friday
| INDIVIDUAL'S NAME | CATEGORY OF REGISTRATION | NAME OF COMPANY |
|---|---|---|
| GAASENBEEK, MATTHEW | OFFICER & DIRECTOR (TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| GABBAY, GIL | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| GABOR, STEVE PATRICH | NON-ADVISING OFFICER | PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD. |
| GABRI, KEVIN LAWRENCE | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| GABRIEL, ANTHONY PETER | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GABRIEL, LORRAINE GAIL | SALESPERSON | IPC INVESTMENT CORPORATION |
| GABRIELLI, ELODIE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GAGE, ANTHONY REX | NON-ADVISING DIRECTOR | SKY INVESTMENT COUNSEL INC. |
| GAGLIARDI, CLAUDIO ROBERTO | ADVISING OFFICER | T.E. INVESTMENT COUNSEL INC. / CONSEILLERS EN PLACEMENTS T.E. |
| GAGNE, PIERRE-YVES | SALESPERSON (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| GAGNIER, JAMISON RUTHERFORD | ADVISING OFFICER | LOOMIS, SAYLES & COMPANY, L.P. |
| GAGNON, ALEXANDRE | ASSOCIATE ADVISING EMPLOYEE | GESTION DE PLACEMENTS INNOCAP INC./INNOCAP INVESTMENT MANAGEMENT INC. |
| GAGNON, ANDRE | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| GAGNON, CHANTALE | OFFICER (TRADING) | VALEURS MOBILIERES BANQUE LAURENTIENNE INC. / LAURENTIAN BANK SECURITIES INC. |
| GAGNON, GENEVIEVE | OFFICER (NON-TRADING) | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| GAGNON, GUY | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| GAGNON, MARC | OFFICER (NON-TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| GAGNON, MARTIN | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| GAGNON, MARTIN | ADVISING OFFICER | GESTION DE PLACEMENTS INNOCAP INC./INNOCAP INVESTMENT MANAGEMENT INC. |
| GAGNON, NORMAND | ADVISING OFFICER | RBC PHILLIPS, HAGER & NORTH INVESTMENT COUNSEL INC./RBC PHILLIPS, HAGER & NORTH SERVICES-CONSEILS EN PLACEMENTS INC. |
| GAGNON, PATRICK LUKE | OFFICER (NON-TRADING) | GMP SECURITIES L.P./ GMP VALEURS MOBILIÈRES S.E.C. |
| GAGNON, RENE | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| GAGNON, RICHARD | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GAGNON, SOPHIE MARIE | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| GAGNON, SYLVAIN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GAGNÉ, MANON | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| GAGNÉ, NICHOLAS | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| GAINEY, LAURA ANTHONY | OFFICER (NON-TRADING) | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GAIR, ABDERRAZZAK | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| GAIR, ALARIC TIMOTHY | OFFICER (NON-TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| GAIRDNER, ALEXANDER JAMES | OFFICER (TRADING) | MERRILL LYNCH CANADA INC. |
| GAITONDE, KOMAL SATYANAND | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| GAJER, TOMASZ | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GALAMBOS, STEPHEN NICHOLAS | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GALANIS, KONSTANDINOS LEONIDAS | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| GALANIUK, CHRISTIE LEANNE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GALANTE, ANTONIO | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GALANTE, LORENA | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GALARNEAU, TERRENCE MICHAEL | NON-ADVISING OFFICER | RBC PHILLIPS, HAGER & NORTH INVESTMENT COUNSEL INC./RBC PHILLIPS, HAGER & NORTH SERVICES-CONSEILS EN PLACEMENTS INC. |
| GALARNYK, MARK STEVEN | SALESPERSON | IPC INVESTMENT CORPORATION |
| GALBICHKA, KAREN DIANE | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| GALBRAITH, DENIS CLIFFORD | OFFICER (NON-TRADING) (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| GALBRAITH, GEORGE PAUL | NON-ADVISING OFFICER | CONNOR, CLARK & LUNN PRIVATE CAPITAL LTD. |
| GALBRAITH, JOHN DOUGLAS | SALESPERSON | TD WATERHOUSE CANADA INC. |
| GALE, CONNIE JOY | SALESPERSON | MGI SECURITIES INC. / MGI VALEURS MOBILIERES INC. |
| GALEA, DAVID CHARLES | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GALL, CLAYTON CRAWFORD | SALESPERSON | PHILLIPS, HAGER & NORTH INVESTMENT FUNDS LTD. |
| GALLAGHER, DANIEL | SALESPERSON | ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE |
| GALLAGHER, DAVID ANDREW | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| GALLAGHER, JOHN EDWARD | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | MF GLOBAL CANADA CO./MF GLOBAL CANADA CIE |
| GALLAGHER, JOHN FRANCIS | ADVISING OFFICER | LOOMIS, SAYLES & COMPANY, L.P. |
| GALLAGHER, SEAN CHRISTIAN | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GALLANT, GARY JOSEPH | ADVISING OFFICER | UNITED FINANCIAL CORPORATION |
| GALLANT, GARY JOSEPH | ADVISING OFFICER | STONEGATE PRIVATE COUNSEL LP |
| GALLANT, JAMES GEORGE | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| GALLANT, LORI JOYCE | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| GALLANT, SHIRLEY CATHERINE | OFFICER (NON-TRADING) | CANDEAL.CA INC |
| GALLANT, STEVEN KENNETH | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GALLELLI, DOMENICO GIUSEPPE | ADVISING EMPLOYEE | GUARDIAN CAPITAL LP / SOCIÉTÉ EN COMMANDITE GUARDIAN CAPITAL |
| GALLEY, BRIAN RICHARD | NON-ADVISING OFFICER | TD WATERHOUSE PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVEE TD WATERHOUSE INC. |
| GALLI, JEAN-PAUL | SALESPERSON | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| GALLIEN, MARK EDWARD | ADVISING OFFICER | BURGUNDY ASSET MANAGEMENT LTD./GESTION D'ACTIFS BURGUNDY LTÉE |
| GALLOP, MARK WILLIAM | DIRECTOR (NON-TRADING) | MACDOUGALL, MACDOUGALL & MACTIER INC. |
| GALPIN, CHARYL ANNE | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| GALVIN, ROBERT JAMES | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| GAMBILL, BRIAN PAUL | ADVISING EMPLOYEE | MANNING & NAPIER ADVISORS, INC. |
| GAMBINO, FRANK PAUL | ADVISING OFFICER | RBC ASSET MANAGEMENT INC./RBC GESTION D'ACTIFS INC. |
| GAMBY, DENISE JACQUELINE | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GAMMON, BLAIR BENNETT | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| GAN, EDWARD KIAT | BRANCH MANAGER | TD WATERHOUSE CANADA INC. |
| GANADEN, REYNALDO GOROSPE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GANDHI, SUMIT | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| GANGOLLI, RAHUL VINOD | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| GANNON, STEPHEN JAMES | ADVISING EMPLOYEE | MARVIN & PALMER ASSOCIATES, INC. |
| GANNON, STEPHEN TREVOR | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GANSKE, WAYNE EDWARD | SALESPERSON | SCOTIA SECURITIES INC. |
| GAO, TAO | OFFICER (NON-TRADING) (SECURITIES) | QUESTRADE, INC. |
| GAO, XINYU | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| GARANT, GILBERT | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GARCEA, RAFFAELE MARK | OFFICER (NON-TRADING) | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| GARDHAM, DONNA CHRISTINE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GARDINER, CHADWICK RYAN | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| GARDINER, GERARD OWEN | SALESPERSON | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| GARDINER, JEFFREY STEARNS | SALESPERSON | TD WATERHOUSE CANADA INC. |
| GARDINER, JEFFREY STEARNS | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| GARDINER, VANESSA MARIE | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| GARDING, EILEEN JOYCE | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GARDNER, BRENDAN JAMES | SALESPERSON | MGI FINANCIAL INC. |
| GARDNER, CRAIG FREDERICK | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GARDNER, JAMES ROBERT | OFFICER (TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| GARDNER, TREVOR HAROLD | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GAREAU, DUSTIN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GAREAU, KENNETH JOSEPH | SALESPERSON | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| GARIBALDI, JOHN ANTHONY | NON-ADVISING OFFICER | JPMORGAN ASSET MANAGEMENT (CANADA) INC./GESTION D'ACTIF JPMORGAN (CANADA) INC. |
| GARICH, MILAN | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| GARISTO, JOHN | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| GARLAND, BRUCE SIMPSON | OFFICER & DIRECTOR (TRADING) | BLOOMBERG TRADEBOOK CANADA COMPANY |
| GARLAND, CHRISTOPHER JACK | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GARNEAU, ROGER | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GARNER, GEORGE CHARLES | OFFICER (NON-TRADING) | MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE |
| GARNER, GEORGE CHARLES | OFFICER (NON-TRADING) | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| GARNER, JEFFREY ARNOLD | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GARNETT, DARRIN ROBERT | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| GARNETT, JEFFREY BURKE | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| GARRETT, JOAN ESTHER | SALESPERSON | CREDENTIAL SECURITIES INC. |
| GARROD, DOUGLAS RALPH | OFFICER & DIRECTOR (NON-TRADING) | GLOBAL SECURITIES CORPORATION / SOCIETE DE VALEURS GLOBAL INC. |
| GARSHON, KEVIN RICHARD | SALESPERSON | M.R.S. SECURITIES SERVICES INC. / SERVICES VALEURS MOBILIERES M.R.S. INC. |
| GARSTON, KIMBERLEY ALLYSON | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| GARTHUS, DALE GORDON | OFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GARTLAND, DOUGLAS JAMES | OFFICER (TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| GARVEY, RANDELL WILLIAM | DIRECTOR (NON-TRADING) | CANADIAN WESTERN FINANCIAL LTD. |
| GASCOIGNE, WESLEY JAMES | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| GASKELL, KENNETH MICHAEL | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GASKIN, CRAIG SAMUEL | ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| GASKIN, MARK GORDON | ADVISING DIRECTOR & OFFICER | MANITOU INVESTMENT MANAGEMENT LTD. |
| GASPAR, JOSE FERREIRA | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| GATCLIFFE, GLENN PATRICK | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| GATENBY, ALLAN KENT | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| GATZ, SEAN ANTHONY | NON-ADVISING OFFICER | JPMORGAN ASSET MANAGEMENT (CANADA) INC./GESTION D'ACTIF JPMORGAN (CANADA) INC. |
| GAUCHER, LARRY JOSEPH | SALESPERSON | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| GAUDET, ALISON MARY | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GAUDET, GRANT LOUIS | SALESPERSON | RAYMOND JAMES LTD. |
| GAUDET, MELANIE LOUISE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GAUDET, STEVEN ROGER | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GAUDREAU, MARC-ANDRE | ADVISING OFFICER | NATCAN INVESTMENT MANAGEMENT INC. / GESTION DE PORTEFEUILLE NATCAN INC. |
| GAUDREAULT, RIKO | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| GAUDRY, JEAN BERNARD | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| GAULL, STEPHEN DOUGLAS | SALESPERSON | BLACKMONT CAPITAL INC. |
| GAUR, ASMITA | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| GAUTHIER, ALLAN WALTER | SALESPERSON (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| GAUTHIER, BERNARD JOSEPH | ADVISING OFFICER | JARISLOWSKY, FRASER LIMITÉE / JARISLOWSKY, FRASER LIMITED |
| GAUTHIER, CAROLINE JEANNE | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GAUTHIER, DARRYL RICHARD | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GAUTHIER, DAVID AENEAS | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GAUTHIER, DENIS | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| GAUTHIER, DENIS | DIRECTOR (NON-TRADING) | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| GAUTHIER, DENIS | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| GAUTHIER, ERIC | SALESPERSON | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| GAUTHIER, JAMIE MICHAEL | SALESPERSON | EDWARD JONES |
| GAUTHIER, JEAN | ADVISING EMPLOYEE (SECURITIES) ADVISER (COMMODITIES) | CONSEILLERS EN GESTION GLOBALE STATE STREET LTÉE. / STATE STREET GLOBAL ADVISORS, LTD. |
| GAUTHIER, JEAN FRANÇOIS | OFFICER (TRADING) | VALEURS MOBILIERES BANQUE LAURENTIENNE INC. / LAURENTIAN BANK SECURITIES INC. |
| GAUTHIER, LORRAINE ALBERTINE | SALESPERSON | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| GAUTHIER, LOUISE | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| GAUTHIER, MARCEL MICHEL | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| GAUTHIER, MICHEL | DIRECTOR (NON-TRADING) | INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC. |
| GAUTHIER, MICHEL | NON-ADVISING DIRECTOR | PLACEMENTS IA CLARINGTON INC. / IA CLARINGTON INVESTMENTS INC. |
| GAUTHIER, MICHEL HERCULE | DIRECTOR (NON-TRADING) | PROMUTUEL CAPITAL CABINET DE SERVICES FINANCIERS INC./PROMUTUEL CAPITAL FINANCIAL SERVICES FIRM INC. |
| GAUTHIER, RAYNARD | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| GAUTHIER, VILMAIN | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GAUTHIER, YVES | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| GAUVIN, JOHN MICHAEL | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| GAVAN, KAREN LYNN | NON-ADVISING DIRECTOR | MACKENZIE FINANCIAL CORPORATION |
| GAVAN, KAREN LYNN | NON-ADVISING DIRECTOR | HOWSON TATTERSALL INVESTMENT COUNSEL LIMITED |
| GAVELIN, KIRBY CRAIG | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GAVIN, ROBERT STEWART | SALESPERSON | FUNDEX INVESTMENTS INC. |
| GAWNE, PAUL ALLAN | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| GAY, PATRICK | DIRECTOR (NON-TRADING) | LOEWEN, ONDAATJE, MCCUTCHEON LIMITED / LOEWEN, ONDAATJE, MCCUTCHEON LIMITEE |
| GAY, ROBERTA NICOLE | OFFICER (TRADING) | WORLDSOURCE SECURITIES INC./ VALEURS MOBILIERES WORLDSOURCE INC. |
| GAYFER, BYRON LESLEY | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| GAYFORD, THOMAS FRANKLIN | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| GAYMAN, ELIZABETH ANNE | NON-ADVISING OFFICER | TD WATERHOUSE PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVEE TD WATERHOUSE INC. |
| GAYNOR, SUZANNE MICHELE | ADVISING OFFICER | RBC ASSET MANAGEMENT INC./RBC GESTION D'ACTIFS INC. |
| GAZETOS, SPYROS | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| GAZIT, YONA ISRAEL | OFFICER (TRADING) | CANADA-ISRAEL SECURITIES, LIMITED/CANADA-ISRAEL VALEURS MOBILIERS LIMITEE |
| GAZZARD, WILLIAM RYRIE | DIRECTOR (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| GAZZARD, WILLIAM RYRIE | DIRECTOR (NON-TRADING) | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| GAZZARD, WILLIAM RYRIE | NON-ADVISING DIRECTOR | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| GAZZARD, WILLIAM RYRIE | DIRECTOR (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| GAZZOLI, PRIMO MARIO | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| GEARY, PAUL MICHAEL | OFFICER (TRADING) | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| GEBHARDT, DARRELL JOHN | OFFICER (TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| GEDDES, ANDREW ROBERT | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| GEDDES, BRUCE WILLIAM | ADVISING OFFICER | PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD. |
| GEDDES, WILLIAM MICHAEL | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| GEDGE, JAY LYNDON | ASSOCIATE ADVISING EMPLOYEE | VANTAGE CAPITAL LP |
| GEE, GORDON | ADVISING OFFICER | PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD. |
| GEE, GORDON WESLEY | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GEE, LOREN TREVOR | ADVISING OFFICER | GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE |
| GEE, WILLIAM | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GEEHAN, SEAN MICHAEL | ADVISING EMPLOYEE | HSBC GLOBAL ASSET MANAGEMENT (CANADA) LIMITED. / GESTION GLOBALE D'ACTIFS HSBC (CANADA) LIMITÉE |
| GEERLIGS, NANCY CLARE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GEERLIGS, STEVEN PAUL | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GEGOLICK, RONALD WILLIAM | SALESPERSON | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| GEIB, CYNTHIA LORI | OFFICER (TRADING) | INVESTORS GROUP SECURITIES INC./VALEURS MOBILIERES GROUPE INVESTORS INC. |
| GEIST, STEPHEN JULIUS | DIRECTOR (NON-TRADING) | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| GEIST, STEPHEN JULIUS | NON-ADVISING DIRECTOR & OFFICER | CIBC ASSET MANAGEMENT INC./GESTION D'ACTIFS CIBC INC. |
| GEIST, STEPHEN JULIUS | NON-ADVISING OFFICER | CIBC PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVÉE DE PORTEFEUILLE CIBC INC. |
| GEIST, STEPHEN JULIUS | NON-ADVISING DIRECTOR & OFFICER | CIBC TRUST CORPORATION / COMPAGNIE TRUST CIBC |
| GELBLAT, MICHAEL JAY | ADVISING DIRECTOR & OFFICER | ONEX CREDIT PARTNERS, LLC |
| GELEAN, DARLENE MARIE | SALESPERSON | SCOTIA SECURITIES INC. |
| GELINAS, JEAN-PIERRE | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| GELINAS, JEAN-PIERRE | OFFICER (TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| GELINAS, SIMON JACQUES | NON-ADVISING OFFICER | RICHARDSON CAPITAL LIMITED |
| GELLER, SHELDON FLOYD | ADVISING DIRECTOR & OFFICER | GWP WEALTH MANAGEMENT INC |
| GELLMAN, JAMES ALLAN | OFFICER (TRADING) | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| GELMO, GIACOMO | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| GELOWITZ, GLEN ALLAN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GEMME, MARIO | OFFICER (TRADING) | PROMUTUEL CAPITAL CABINET DE SERVICES FINANCIERS INC./PROMUTUEL CAPITAL FINANCIAL SERVICES FIRM INC. |
| GEMMILL, JOHN STEWART | SALESPERSON | IPC INVESTMENT CORPORATION |
| GENDRON, DANIEL R. | SALESPERSON (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| GENDRON, JEROME | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| GENDRON, LOUIS | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| GENEREUX, KIM DARRELL | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| GENOUD, BRUCE KEVIN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GENSHEIMER, MARK RICHARD | ADVISING OFFICER | C.S. MCKEE, L.P. |
| GENTILE, ROSIE | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| GENTILE, VITO CRISTIAN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GENTILI, TERESA TINA | ADVISING EMPLOYEE | MD PRIVATE INVESTMENT MANAGEMENT INC./GESTION PRIVEE DE PORTEFUILLE MD INC. |
| GENTLEMAN, ROSS WALTER | NON-ADVISING DIRECTOR | INHANCE INVESTMENT MANAGEMENT INC. |
| GENUA, ANTHONY | ADVISING OFFICER | AGF FUNDS INC. / LES FONDS AGF INC. |
| GEOFFRION, YVES | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| GEORGE, KEFIN CLIFFORD | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| GEORGE, MARK STEPHEN | OFFICER (TRADING) | USC EDUCATION SAVINGS PLANS INC. / USC REGIMES D'EPARGNE-ETUDES INC. |
| GEORGE, RAVIWAN | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| GEORGE, THOMAS JAMES | SALESPERSON | TOLL CROSS SECURITIES INC. |
| GEORGE, THOMAS SUJIT | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| GEORGY FOTY, NADIA | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| GERBER, MARTIN LUIS | ADVISING DIRECTOR & OFFICER | CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD./ GESTION DE PLACEMENTS CONNOR, CLARK & LUNN |
| GERBRANDT, CHARLENE LINDA | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GERGULICH, CORY TREVOR | SALESPERSON | SCOTIA SECURITIES INC. |
| GERHARD, THERESE | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| GERLITZ, SCOTT DANIEL | SALESPERSON | EDWARD JONES |
| GERMAIN, JEAN-NICOLAS | OFFICER (NON-TRADING) | MERRILL LYNCH CANADA INC. |
| GERMAIN, JOHN DAVID | OFFICER (NON-TRADING) | MULVIHILL CAPITAL MANAGEMENT INC./GESTION DE CAPITAL MULVIHILL INC. |
| GERMAIN, JOHN DAVID | ADVISING OFFICER | MULVIHILL CAPITAL MANAGEMENT INC./GESTION DE CAPITAL MULVIHILL INC. |
| GERMAN, JEFFREY BRUCE | OFFICER (NON-TRADING) | BLACKMONT CAPITAL INC. |
| GERO, SHIRLEY | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GERRITS, BRIAN WILLIAM | SALESPERSON | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| GERRY, FREDA ELIZABETH | SALESPERSON | LAWTON PARTNERS FINANCIAL PLANNING SERVICES LIMITED |
| GERRY, STEPHEN DAVID | OFFICER (NON-TRADING) | UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC. |
| GERSTER, PAUL BRAD | NON-ADVISING OFFICER | MACKENZIE FINANCIAL CORPORATION |
| GERTENSTEIN, BRIAN PAUL | BRANCH MANAGER, OFFICER & DIRECTOR (TRADING) | DOHENY SECURITIES LIMITED |
| GERVAIS, BENOIT | ADVISING OFFICER | MACKENZIE FINANCIAL CORPORATION |
| GERVAIS, FRANCOIS | OFFICER (NON-TRADING) | SERVICES FINANCIERS PENSON CANADA INC. /PENSON FINANCIAL SERVICES CANADA INC. |
| GERVAIS, MICHAEL | OFFICER (NON-TRADING) | NBCN INC. |
| GERVAIS-GRENIER, SIMON JOSEPH | OFFICER (TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| GERWING, JEFFREY MICHAEL | BRANCH MANAGER | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| GESMUNDO, PATRICIA | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| GESSNER, KIMBERLEY HOPE | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GESUALDI, MICHAEL GAETANO | SALESPERSON | TD WATERHOUSE CANADA INC. |
| GHANDOUR, IVAN | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| GHARIB, GEORGE | SALESPERSON | TD WATERHOUSE CANADA INC. |
| GHOBRIAL, NAGY TAWFIK | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GHOSE, DVAIPAYAN N/A | PARTNER (NON-TRADING) | GENUITY CAPITAL MARKETS/MARCHES DES CAPITAUX GENUITY |
| GHUTTORA, SUKHWINDER KAUR | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| GIACOMELLI, PETER | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| GIACOMODONATO, DAVID | OFFICER & DIRECTOR (NON-TRADING) | JENNINGS CAPITAL INC. |
| GIALLO, ANGELO | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| GIALLO, MARCELLO | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| GIAMBRONE, MARY ANNE | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| GIANCRISTOFARO, PAOLO | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| GIANNINI, MARIO LUCIO | ADVISING DIRECTOR & OFFICER | HAMILTON LANE ADVISORS, L.L.C. |
| GIANNOULAKIS, PANAGIOTA | OFFICER (TRADING) | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| GIAQUINTO, DANIEL CARMELO | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GIARDINO, ROSANNA | SALESPERSON | IPC INVESTMENT CORPORATION |
| GIASSON, LISA MAY | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| GIASSON, RICHARD JAMES | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| GIBBARD, JONATHON EDWARD | SALESPERSON | CLARUS SECURITIES INC / VALEURS MOBILIERES CLARUS INC. |
| GIBBERT, BRADLEY | ASSOCIATE ADVISING DIRECTOR & OFFICER | CIDEL FINANCIAL GROUP INC. |
| GIBBINGS, GLEN RONALD | BRANCH MANAGER | DESJARDINS SÉCURITÉ FINANCIÈRE INVESTISSEMENTS INC./DESJARDINS FINANCIAL SECURITY INVESTMENTS INC. |
| GIBBINGS, LINDA JEAN | SALESPERSON | TD WATERHOUSE CANADA INC. |
| GIBBONS, GORDON | ADVISING OFFICER | LEITH WHEELER INVESTMENT COUNSEL LTD. / CONSEILLERS EN PLACEMENTS LEITH WHEELER LTEE |
| GIBBS, DAVID DOUGLAS | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| GIBBS, DAYNA MARIE | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| GIBBS, STEPHEN THOMAS | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| GIBNER, SCOTT ROBERT | OFFICER & DIRECTOR (NON-TRADING) | QTRADE SECURITIES INC. / INVESTISSEUR QTRADE |
| GIBNER, SCOTT ROBERT | OFFICER & DIRECTOR (NON-TRADING) | QTRADE ASSET MANAGEMENT INC. |
| GIBNER, SCOTT ROBERT | NON-ADVISING DIRECTOR & OFFICER | OCEANROCK CAPITAL PARTNERS INC. |
| GIBSON, BENJAMIN VICTOR | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| GIBSON, COLIN JOHN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| GIBSON, COLLEEN ANNE | OFFICER (NON-TRADING) | INDEPENDENT PLANNING GROUP INC./GROUPE INDEPENDANT DE PLANIFICATION INC. |
| GIBSON, CURTIS DEAN | SALESPERSON | DOHENY SECURITIES LIMITED |
| GIBSON, GORDON JAMES | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| GIBSON, GORDON JAMES | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| GIBSON, IAN HENRY | OFFICER (TRADING) | HSBC INVESTMENT FUNDS (CANADA) INC./FONDS D'INVESTISSEMENT HSBC (CANADA) INC. |
| GIBSON, JOHN FREDERICK | OFFICER & DIRECTOR (NON-TRADING) | INTEGRAL WEALTH SECURITIES LIMITED |
| GIBSON, MATTHEW BRADLEY | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GIBSON, MICHAEL JAMES | ADVISING DIRECTOR & OFFICER | BEUTEL, GOODMAN & COMPANY LTD. |
| GIBSON, PAUL EDWARD | ADVISING OFFICER (SECURITIES) | UBS GLOBAL ASSET MANAGEMENT (CANADA) INC. / UBS GESTION GLOBALE D'ACTIFS |
| GIBSON, ROBERT BLAIR | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| GIBSON, ROBERT HENRY | NON-ADVISING DIRECTOR & OFFICER | AMI PARTNERS INC. |
| GIBSON, ROBERT IAN | OFFICER (NON-TRADING) | OCTAGON CAPITAL CORPORATION |
| GIBSON, ROBERT WILLIAM | ADVISING OFFICER | AMI PARTNERS INC. |
| GIBSON, STANLEY WILLIAM | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GIBSON, TERENCE ROY | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| GIBSON, TODD ANTHONY | SALESPERSON | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| GIERCZAK, MARTIN HENRYK | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GIESBRECHT, ANDREW | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| GIESBRECHT, DIANE KATHERINE | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| GIESBRECHT, EDWARD MARTIN | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| GIESBRECHT, HANNAH PHYLLIS | OFFICER (TRADING) | MGI SECURITIES INC. / MGI VALEURS MOBILIERES INC. |
| GIESBRECHT, JANET LEAH | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| GIESBRECHT, KAMILA ANNA | ADVISING EMPLOYEE | PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD. |
| GIESBRECHT, KARL OTTO | OFFICER (TRADING) | RAYMOND JAMES LTD. |
| GIESBRECHT, PAMELA DAWN | SALESPERSON | SCOTIA SECURITIES INC. |
| GIESBRECHT, ROXANNE AVA | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GIFFEN, JAMES FRANKLIN | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| GIFFORD, JUSTIN DOUGLAS | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| GIGLIO, GARY THOMAS | ADVISING OFFICER | GOLDMAN, SACHS & CO. |
| GIGLIOTTI, IDA | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| GIGNAC, ROBERT EDWARD | ADVISING EMPLOYEE | HSBC GLOBAL ASSET MANAGEMENT (CANADA) LIMITED. / GESTION GLOBALE D'ACTIFS HSBC (CANADA) LIMITÉE |
| GIL, CAMILO | SALESPERSON (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| GILBERT, ALAIN | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GILBERT, ALISON ROBERTA | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| GILBERT, HUMPHREY HOLTON | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| GILBERT, MARK JAMES | NON-ADVISING OFFICER | MERCER GLOBAL INVESTMENTS CANADA LIMITED |
| GILBERT, MITCHELL JORDAN | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| GILBERT, OLIVER GAIUS | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GILBERT, PHILIP BRITTON | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GILBERT, ROBIN BARTON | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| GILBERT, SEAN CORY | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GILBERTO, ROSARIA | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GILBRAITH, THOMAS | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| GILCHRIST, CRAIG IAN | OFFICER (TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| GILCHRIST, MICHAEL HOWARD | NON-ADVISING DIRECTOR & OFFICER | CORNERSTONE INVESTMENT COUNSEL LTD. |
| GILCHRIST, MICHAEL JOHN | SALESPERSON | HUB CAPITAL INC. / CAPITAL HUB INC. |
| GILDAY, KEITH GREGORY | SALESPERSON | WELLINGTON WEST CAPITAL MARKETS INC./ MARCHÉS FINANCIERS WELLINGTON WEST INC. |
| GILES, TREVOR SCOTT | ADVISING OFFICER | WESTCAP MGT. LTD. |
| GILFILLAN, JACK GARNET | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| GILL, AMRITA KAUR | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| GILL, GURPAUL SINGH | SALESPERSON | GENUITY CAPITAL MARKETS/MARCHES DES CAPITAUX GENUITY |
| GILL, HARDEEP | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| GILL, HARJINDER SINGH | SALESPERSON | TD WATERHOUSE CANADA INC. |
| GILL, JAGDEEP KAUR | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| GILL, JOHN BALDEV | NON-ADVISING DIRECTOR | PLACEMENTS IA CLARINGTON INC. / IA CLARINGTON INVESTMENTS INC. |
| GILL, NAVDEEP | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| GILL, RANBIR | OFFICER (NON-TRADING) | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| GILL, RANBIR | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GILL, STANLEY JAMES | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GILLESPIE, IAN HERON | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| GILLESPIE, KIMBERLEY ANN | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| GILLESPIE, MARTIN | OFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GILLETT, LISA MANON | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GILLIES, BRUCE KENNETH | NON-ADVISING OFFICER | RBC PHILLIPS, HAGER & NORTH INVESTMENT COUNSEL INC./RBC PHILLIPS, HAGER & NORTH SERVICES-CONSEILS EN PLACEMENTS INC. |
| GILLIES, JANET CHEW | NON-ADVISING OFFICER | UNITED FINANCIAL CORPORATION |
| GILLIES, JANET CHEW | NON-ADVISING OFFICER | CI INVESTMENTS INC |
| GILLILAND, ANNA CLARE | SALESPERSON | PETERS & CO. LIMITED |
| GILLIS, BRENT JOEL | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| GILLIS, GREGORY CHARLES | SALESPERSON | LAWTON PARTNERS FINANCIAL PLANNING SERVICES LIMITED |
| GILLIS, JANICE ARLENE | BRANCH MANAGER | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| GILLIS, KENNETH | OFFICER (NON-TRADING) | MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE. |
| GILLIS, MICHAEL ROY | NON-ADVISING OFFICER | GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE |
| GILLIS, VANESSA RAE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GILLMORE, JUDITH ANNE | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| GILMAN, DAVID JAMES | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| GILMAN, WARREN PHILIP | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GILMORE, MICHELLE JOY | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GILMOUR, BRETT MICHAEL | SALESPERSON | CREDENTIAL SECURITIES INC. |
| GILNER, JOHN RAYMOND | NON-ADVISING OFFICER | T. ROWE PRICE (CANADA), INC. |
| GINGRICH, GRANT ALBERT | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| GINOCCHIO, ACHILLE | OFFICER (NON-TRADING) | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| GINTER, TANNIS MARIE | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| GIORDANO, JOHN | NON-ADVISING OFFICER | CIBC ASSET MANAGEMENT INC./GESTION D'ACTIFS CIBC INC. |
| GIORDANO, MELCHIORRE | ASSOCIATE ADVISING EMPLOYEE | STONE ASSET MANAGEMENT LIMITED |
| GIORGETTI, STEFAN JEROME | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| GIRARD, CONNIE JANE | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| GIRARD, EDITH LOUISE | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| GIRARD, ERIC LOUIS | ADVISING DIRECTOR & OFFICER | NBC ALTERNATIVE INVESTMENTS INC./BNC GESTION ALTERNATIVE INC. |
| GIRARD, FREDERIC | OFFICER (TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| GIRARD, MARC | OFFICER (TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| GIRARDIN, GISELE JEANNINE | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GIRDHARLAL, ILESH | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| GIRLING, NANCY-LEE | SALESPERSON | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| GIRMAN, LLOYD LOUIS | NON-ADVISING DIRECTOR | LDIC INC. |
| GIROUARD, DENIS | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| GIROUARD, DENIS | DIRECTOR (NON-TRADING) | CANDEAL.CA INC |
| GIROUARD, PIERRE-ALEXIS | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| GIROUX, ANTONIN GUILLAUME | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| GIROUX, ERIC PIERRE | OFFICER (NON-TRADING) | MERRILL LYNCH CANADA INC. |
| GIROUX, JEAN-FRANÇOIS PATRICE | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GIROUX, PIERRE | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GITZEL, ANGELA DAWN | SALESPERSON | SCOTIA SECURITIES INC. |
| GIVENS, MICHAEL ALEXANDER | SALESPERSON | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| GIVES, BRADLEY SCOTT | ADVISING OFFICER | SEI INVESTMENTS CANADA COMPANY / SOCIÉTÉ DE PLACEMENTS SEI CANADA |
| GLACKEN, CYNTHIA ELLEN | BRANCH MANAGER | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| GLADWISH, COLIN SCOTT | OFFICER (NON-TRADING) | IPC INVESTMENT CORPORATION |
| GLADWISH, TERRY KIM | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GLAICAR, JEFFREY ALLAN | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| GLANS, JON LAURIE | NON-ADVISING OFFICER | PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD. |
| GLASS, ARNOLD | SALESPERSON | DOHENY SECURITIES LIMITED |
| GLASS, DOUGLAS MICHAEL | NON-ADVISING OFFICER | FRANKLIN TEMPLETON INVESTMENTS CORP./SOCIETE DE PLACEMENTS FRANKLIN TEMPLETON |
| GLASS, JACK BRADLEY | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| GLASSCO, ANDREW HERMAN | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| GLASSCO, RICHARD SCOTT | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| GLASSFORD, PETER BALFOUR | SALESPERSON | PI FINANCIAL CORP./CORPORATION FINANCIÈRE PI |
| GLAVIN, CHRISTOPHER EVERETT | SALESPERSON | PARADIGM CAPITAL INC. / PARADIGME CAPITAL INC. |
| GLAW, SUZANNE ELIZABETH | OFFICER (TRADING) | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| GLAW, SUZANNE ELIZABETH | OFFICER (NON-TRADING) | DUNDEE PRIVATE INVESTORS INC./SERVICES FINANCIERS DUNDEE INC. |
| GLEESON THOMPSON, KELLY LYNN | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GLEESON, CHRISTOPHER JAMES | ADVISING OFFICER | MD PRIVATE INVESTMENT MANAGEMENT INC./GESTION PRIVEE DE PORTEFUILLE MD INC. |
| GLEICHER, HOWARD ROY | ADVISING PARTNER/DIRECTOR/OFFICER | METROPOLITAN WEST CAPITAL MANAGEMENT, LLC |
| GLEIG, THOMAS RICHARD | SALESPERSON | HERITAGE EDUCATION FUNDS INC./FONDS D'EDUCATION HERITAGE INC. |
| GLEN, NICHOLAS GUY | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| GLENN, DAVID GORDEN | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| GLENN, YVETTE CECILE | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| GLOBUSH, DONALD ANDREW | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GLOCKNER, COLLEEN ANNE | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| GLORIA, ARTURO CALANGI | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| GLOUDON, PATRICIA | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| GLOVER, DANIEL THOMAS | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| GLOVER, IAN JAMES | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| GLOWA, LORI LYNN | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| GLUHIC, JASMIN | SALESPERSON | TD WATERHOUSE CANADA INC. |
| GLUSKIN, IRA | OFFICER & DIRECTOR (TRADING) | GLUSKIN SHEFF + ASSOCIATES INC. |
| GLUSKIN, IRA | ADVISING DIRECTOR & OFFICER | GLUSKIN SHEFF + ASSOCIATES INC. |
| GNANAPANDITHEN, DHAYALAN | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| GNANASEKAR, AMUDHAN | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| GNANDT, DORIS HILDEGARD | OFFICER & DIRECTOR (NON-TRADING) | ODLUM BROWN LIMITED |
| GOAD, GEOFFREY LAWRENCE | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| GOAD, JOHN LAWRENCE | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| GOAD, LAURIE ANN | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| GOBEILLE, DANIEL JAMES | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| GOBERT, WILFRED ARTHUR | NON-ADVISING DIRECTOR | GLUSKIN SHEFF + ASSOCIATES INC. |
| GOBERT, WILFRED ARTHUR | DIRECTOR (NON-TRADING) | GLUSKIN SHEFF + ASSOCIATES INC. |
| GOBIN, DOLORES GAIL | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| GODARD, GARY PRESTON | OFFICER (NON-TRADING) (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| GODBOUT, ANDRE MARC | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| GODBOUT, JOHN PAUL | OFFICER (NON-TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| GODBOUT, PIERRE | OFFICER (TRADING) | VALEURS MOBILIERES BANQUE LAURENTIENNE INC. / LAURENTIAN BANK SECURITIES INC. |
| GODDARD, DAVID CHARLES | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GODDARD, MERRITT HENRY | OFFICER (TRADING) | ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE |
| GODDARD, MICHELE MARIE | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| GODDARD, SCOTT FRASER | SALESPERSON | PARTNERS IN PLANNING FINANCIAL SERVICES LTD./SERVICES FINANCIERS PARTENAIRES EN PLANIFICATION LTEE |
| GODENIR, STACEY WADE | SALESPERSON | DUNDEE PRIVATE INVESTORS INC./SERVICES FINANCIERS DUNDEE INC. |
| GODFREY, RYAN JAMES | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| GODFREY, TIMOTHY ALCORN | OFFICER (NON-TRADING) | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| GODIN, CHRISTIAN | ADVISING OFFICER | MONTRUSCO BOLTON INVESTMENTS INC./PLACEMENTS MONTRUSCO BOLTON INC. |
| GODSON, WILLIAM BRUCE | SALESPERSON | RAYMOND JAMES LTD. |
| GOEDVOLK, VANDRA MONIQUE | OFFICER (NON-TRADING) | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| GOEPEL, RUSTON ERNEST | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| GOERNERT, GREGORY RUSSELL | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| GOERS, SANDRA MARY | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GOERTSEN, GERALD LLOYD | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| GOERTZ, PETER LEWIS | SALESPERSON | DUNDEE PRIVATE INVESTORS INC./SERVICES FINANCIERS DUNDEE INC. |
| GOERTZEN, EDDY | SALESPERSON | DUNDEE PRIVATE INVESTORS INC./SERVICES FINANCIERS DUNDEE INC. |
| GOETTLER, JARRETT JAMES | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| GOETZ, EVELYN GWEN | BRANCH MANAGER | SCOTIA SECURITIES INC. |
| GOFF, ROBERT ALLISTER | OFFICER (NON-TRADING) | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| GOGUEN, DAVID JACQUES | OFFICER (NON-TRADING) | PI FINANCIAL CORP./CORPORATION FINANCIÈRE PI |
| GOGUEN, MAURICE JOHN | BRANCH MANAGER | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| GOGUEN, NORMAND DAVID | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GOLD, JENNIFER RUTH | SALESPERSON | PHILLIPS, HAGER & NORTH INVESTMENT FUNDS LTD. |
| GOLD, MURRAY JOEL | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GOLDAPPLE, ERIC | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GOLDBERG, BARRY IRWIN | PARTNER (NON-TRADING) | GENUITY CAPITAL MARKETS/MARCHES DES CAPITAUX GENUITY |
| GOLDBERG, DARREN EARL | OFFICER (TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| GOLDBERG, EUGENE LAZARD | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GOLDBERG, MALCOLM MICHAEL | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| GOLDBERG, STEVEN | OFFICER (NON-TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| GOLDBERGER, ROBERT JOHN | OFFICER (TRADING) | BLACKMONT CAPITAL INC. |
| GOLDBLOOM, AMY RACHEL | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GOLDEN, GARY PHILIP | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| GOLDESGEIM, MICHAEL | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| GOLDFRIED, MARC ANDREW | ADVISING OFFICER | AEGON CAPITAL MANAGEMENT INC./AEGON GESTION DE FONDS INC. |
| GOLDHAR, BRADLEY JASON | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| GOLDIE, RAYMOND JAMES | OFFICER (NON-TRADING) | SALMAN PARTNERS INC. |
| GOLDIN, HARVEY | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| GOLDMAN, PESACH MAYER | OFFICER & DIRECTOR (TRADING) | RESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL |
| GOLDMAN, RACHEL LOUISE | OFFICER (NON-TRADING) | GMP SECURITIES L.P./ GMP VALEURS MOBILIÈRES S.E.C. |
| GOLDRING, BLAKE CHARLES | ADVISING DIRECTOR & OFFICER | AGF FUNDS INC. / LES FONDS AGF INC. |
| GOLDRING, BLAKE CHARLES | NON-ADVISING DIRECTOR | HIGHSTREET ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS HIGHSTREET |
| GOLDRING, JUDITH GAIL | NON-ADVISING DIRECTOR & OFFICER | AGF FUNDS INC. / LES FONDS AGF INC. |
| GOLDSMITH, JOHN HENRY | ADVISING EMPLOYEE | MONTRUSCO BOLTON INVESTMENTS INC./PLACEMENTS MONTRUSCO BOLTON INC. |
| GOLDSTEIN, BRIAN ROBERT | ADVISING OFFICER | SKY INVESTMENT COUNSEL INC. |
| GOLDSTEIN, LLOYD | ADVISING OFFICER | MAGNA VISTA INVESTMENT MANAGEMENT LIMITED/GESTION DES INVESTISSEMENTS MAGNA VISTA LIMITÉE |
| GOLDSTRAND, ERIC WELDON | NON-ADVISING OFFICER | BURGUNDY ASSET MANAGEMENT LTD./GESTION D'ACTIFS BURGUNDY LTÉE |
| GOLDSWORTHY, LENA SORNA | SALESPERSON | CREDENTIAL SECURITIES INC. |
| GOLDTHORPE, GORDON GEORGE | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| GOMBOCZ, PETER JOSEPH | OFFICER (TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| GOMES, ANA MARIA | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GOMES, EMANUEL DAVID | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GONCALVES, CARI-LYNN | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| GONEAU, LUCIE | SALESPERSON | DESJARDINS CABINET DE SERVICES FINANCIERS INC./DESJARDINS FINANCIAL SERVICES FIRM INC. |
| GONG, NORMIE | OFFICER (TRADING) | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| GONSALVES, HUGH HILARY | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GONSALVES, MARIA DOLORES | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| GONZALEZ CEA, CLAUDIA ELENA | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GOODALL, CHARLES ALFRED | OFFICER (NON-TRADING) | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| GOODCHILD, FAYE ANN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GOODFELLOW, JEFFREY DALE | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| GOODISH, ROBERT MICHAEL | OFFICER & DIRECTOR (NON-TRADING) | EQUITY ASSOCIATES INC. |
| GOODMAN, DAVID JASON | ADVISING DIRECTOR & OFFICER | GOODMAN & COMPANY, INVESTMENT COUNSEL LTD./GOODMAN & COMPANY, CONSEIL EN PLACEMENT LTEE |
| GOODMAN, DAVID NATHAN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GOODMAN, DOUGLAS IAN | OFFICER (NON-TRADING) | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| GOODMAN, FERN DARLENE | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| GOODMAN, WHITNEY-DAWN IOLINE | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| GOODNOUGH, CAMERON BOYD | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| GOODRIDGE, LOUISANN LORNA | SALESPERSON | INVESTORS GROUP SECURITIES INC./VALEURS MOBILIERES GROUPE INVESTORS INC. |
| GOODWIN, ROBERT NORMAN | DIRECTOR (NON-TRADING) | JONES, GABLE & COMPANY LIMITED / JONES GABLE & COMPAGNIE LTEE |
| GOODWIN, SHARON DORIS | BRANCH MANAGER | MGI FINANCIAL INC. |
| GOOLCHARAN, SHAUN AMITABH | SALESPERSON | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| GOONADA, RANDY | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GOONETILLEKE, PRASANNA SRINATH | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| GORAN, JACQUELINE ANNE | SALESPERSON | MGI FINANCIAL INC. |
| GORDIENKO, STEPAN | ASSOCIATE ADVISING EMPLOYEE | HARROW PARTNERS LTD. / HARROW & ASSOCIÉS |
| GORDIYENKO, IRYNA | OFFICER (NON-TRADING) | SPROTT PRIVATE WEALTH LP |
| GORDON, CRAWFORD | OFFICER (TRADING) | MGI SECURITIES INC. / MGI VALEURS MOBILIERES INC. |
| GORDON, DANIEL ASHER | OFFICER & DIRECTOR (TRADING) (SECURITIES) FUTURES CONTRACTS PORTFOLIO MANAGER (COMMODITIES) | FRIEDBERG MERCANTILE GROUP LTD. / GROUPE FRIEDBERG MERCANTILE |
| GORDON, DUNCAN MCLEOD | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| GORDON, HERBERT BRUCE | NON-ADVISING DIRECTOR | ELLIOTT & PAGE LIMITED / ELLIOTT & PAGE LIMITEE |
| GORDON, JAMES LINDSAY | NON-ADVISING DIRECTOR & OFFICER | HSBC GLOBAL ASSET MANAGEMENT (CANADA) LIMITED. / GESTION GLOBALE D'ACTIFS HSBC (CANADA) LIMITÉE |
| GORDON, KATHERINE EMILY | SALESPERSON | SPROTT PRIVATE WEALTH LP |
| GORDON, KENNETH EARLE | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GORDON, KEVIN IRA | SALESPERSON | CLARUS SECURITIES INC / VALEURS MOBILIERES CLARUS INC. |
| GORDON, PAUL DONALD | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| GORDON, SHAUNA ARLENE | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| GORDON, TREVOR JOHN | SALESPERSON | MCLEAN BUDDEN FUNDS INC. |
| GORDON, VICTORIA ANNE | SALESPERSON | TD WATERHOUSE CANADA INC. |
| GORDON, YASMIN | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| GORHAM, CRAIG ALLEN | OFFICER (NON-TRADING) | OCTAGON CAPITAL CORPORATION |
| GORI, ANNAMARIA CECILIA | SALESPERSON | TD WATERHOUSE CANADA INC. |
| GORIUS, DIANNA KIM | OFFICER (NON-TRADING) | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| GORMAN, ROBERT JAMES | ADVISING OFFICER | TD WATERHOUSE PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVEE TD WATERHOUSE INC. |
| GORMELY, DAVID GERALD | SALESPERSON | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| GORRIE, CHARLES ELWOOD | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GORY, KATHERINE ANNE | OFFICER (TRADING) | OPTIONSXPRESS CANADA CORP./CORPORATION OPTIONSXPRESS CANADA |
| GOSAIN, RENATE MARIA | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GOSBEE, GEORGE FREDERICK | OFFICER & DIRECTOR (TRADING) | TRISTONE CAPITAL INC. |
| GOSHAWK, NICOLE DANIELLE | SALESPERSON | HUB CAPITAL INC. / CAPITAL HUB INC. |
| GOSLING, GLEN PHILIP | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| GOSS, DONALD ALEXANDER | SALESPERSON | RESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL |
| GOSSELIN, GABRIEL MICHEL | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| GOSSELIN, MICHEL | OFFICER (NON-TRADING) | PROMUTUEL CAPITAL CABINET DE SERVICES FINANCIERS INC./PROMUTUEL CAPITAL FINANCIAL SERVICES FIRM INC. |
| GOSSON, SHAWNA LEE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GOST, ANTOINE | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | MF GLOBAL CANADA CO./MF GLOBAL CANADA CIE |
| GOTHARD MCKINNON, KELLI JOAN | SALESPERSON | IPC INVESTMENT CORPORATION |
| GOTO, KENJI | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| GOTTESMAN, ABRAHAM | ADVISING OFFICER | MACKENZIE FINANCIAL CORPORATION |
| GOTTFRED, KENNETH JOHN | SALESPERSON | RAYMOND JAMES LTD. |
| GOTTFRIED, BRYAN DUANE | BRANCH MANAGER | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| GOTTS, MELANIE JOY | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| GOUGEON, DANIEL JASON | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| GOUGEON, ELIZABETH | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| GOUGEON, THOMAS PETER | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| GOUGH, TREVOR OWEN | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GOULAMHOUSSEN, NICHAD | SALESPERSON | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| GOULD, RUTH ANN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GOULET, SUZANNE MICHELLE | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| GOULET, SYLVAIN GERVAIS | OFFICER (TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| GOURLAY, BARBARA-ANN LOUISE | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| GOURON, ÉRIC | SALESPERSON | LBC FINANCIAL SERVICES INC./BLC SERVICES FINANCIERS INC. |
| GOVAN, CHRISTOPHER ALLAN | NON-ADVISING DIRECTOR | ONEX CREDIT PARTNERS, LLC |
| GOVERDE, JOEY BRIAN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| GOW, WILLIAM ROBERT | SALESPERSON | IPC INVESTMENT CORPORATION |
| GOWAN, JANICE LOUISE | OFFICER (NON-TRADING) | MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE |
| GOWAN, JANICE LOUISE | OFFICER (TRADING) | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| GOWENLOCK, LENNA LEIGH | SALESPERSON | EDWARD JONES |
| GOWLAND, DOUGLAS STEWART | OFFICER (TRADING) | ACUMEN CAPITAL FINANCE PARTNERS LIMITED |
| GOWLAND, GLEN BRUCE | OFFICER & DIRECTOR (NON-TRADING) | SCOTIA SECURITIES INC. |
| GRABOWSKI, GLENN RANDALL | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GRABSKI, CATHERINE MARIE | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| GRADIDGE, DAVID WAYNE | SALESPERSON | MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE |
| GRADINI, SHANE LOUIS | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| GRADLEY, DAVID PAUL | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GRADY, NICOLAS JEROME | SALESPERSON | ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE |
| GRAGASIN, ALMERIDO | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| GRAHAM, ARTHUR EDGAR | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| GRAHAM, BRETT DOUGLAS | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| GRAHAM, BRUCE EDWARD | ADVISING OFFICER | HIGHSTREET ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS HIGHSTREET |
| GRAHAM, CARISSA CHANTEL | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| GRAHAM, CHRISTOPHER THOMAS | OFFICER (NON-TRADING) | GMP SECURITIES L.P./ GMP VALEURS MOBILIÈRES S.E.C. |
| GRAHAM, DAVID ALEXANDER | ADVISING OFFICER | CIBC GLOBAL ASSET MANAGEMENT INC. / GESTION GLOBALE D'ACTIFS CIBC INC. |
| GRAHAM, DAVID ANDREW | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| GRAHAM, GAVIN BADGLEY | ADVISING EMPLOYEE | JONES HEWARD INVESTMENT COUNSEL INC./JONES HEWARD CONSEILLER EN VALEURS INC. |
| GRAHAM, HAROLD LAUREN | OFFICER (NON-TRADING) | CALDWELL SECURITIES LTD. |
| GRAHAM, HEATHER ANNE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GRAHAM, JUDITH ANN | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| GRAHAM, MARIE GISELE | BRANCH MANAGER | CREDENTIAL ASSET MANAGEMENT INC. |
| GRAHAM, MARNIE KOREN | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| GRAHAM, NORMAN KENNETH | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| GRAHAM, RICHARD SLOANE | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GRAHAM, RYAN JESSE | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| GRAHAM, TANNIS JEAN | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| GRAHAM, TODD LORNE | ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| GRAMLICH, DAVID EDWARD | SALESPERSON | WORLDSOURCE FINANCIAL MANAGEMENT INC./GESTION FINANCIERE WORLDSOURCE INC. |
| GRAMMER, MARK STEPHEN | ADVISING OFFICER | MACKENZIE FINANCIAL CORPORATION |
| GRAND, CARMELA | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GRAND, DAVID JAMES | OFFICER (TRADING) | OCTAGON CAPITAL CORPORATION |
| GRANDMONT, RENÉ JOHN | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| GRANGE-PRADERAS, NANCY-LYNNE | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GRANNARY, DAVID JOHN | SALESPERSON | ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE |
| GRANSON, ERWIN | OFFICER (NON-TRADING) | CANADIAN WESTERN FINANCIAL LTD. |
| GRANT, CRAIG SIDNEY | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GRANT, DAN BRADLEY | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GRANT, DAVID MILLARD | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GRANT, GEORGE WALTON | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GRANT, GRAEME STEWART | SALESPERSON | TD WATERHOUSE CANADA INC. |
| GRANT, GREGORY DEWILDE | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| GRANT, KAREN PATRICIA | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GRANT, LEE | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GRANT, MAXINE ANN | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GRANT, RENEÉ NATALIE | SALESPERSON | FIDELITY RETIREMENT SERVICES COMPANY OF CANADA LIMITED / COMPAGNIE DE SERVICES DE RETRAITE FIDELITY DU CANADA LIMITEE |
| GRANT, THOMAS CAMPBELL | OFFICER (TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| GRANTHAM, EARL WILLIAM | SALESPERSON | STERLING MUTUALS INC. |
| GRANTHAM, SHERI LYNN | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GRASON, THELMA FRANCES | SALESPERSON | TD WATERHOUSE CANADA INC. |
| GRATIAS, PAUL ORVALD | NON-ADVISING DIRECTOR & OFFICER | BMO HARRIS INVESTMENT MANAGEMENT INC./BMO HARRIS GESTION DE PLACEMENTS INC. |
| GRATTON, IRENE | OFFICER (NON-TRADING) | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| GRAVEL, ANNE-MARIE | SALESPERSON | BRANDES INVESTMENT PARTNERS & CO. |
| GRAVEL, GILBERT | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| GRAVEL, JEAN-FRANCOIS JOSEPH | SALESPERSON | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| GRAVEL, MONIQUE ELIZABETH | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GRAVELINE, CHAD EDWARD | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| GRAVENOR, MICHAEL LLEWELYN | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| GRAVES, BARRY LEONARD | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GRAVES, BRIAN DESMOND | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| GRAVES, COLIN DOUGLAS | BRANCH MANAGER | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| GRAY, BARRY JOHN | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GRAY, IAN ROBERT | OFFICER (TRADING) | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| GRAY, MARK MCTAGGART | NON-ADVISING OFFICER | RICHARDSON CAPITAL LIMITED |
| GRAY, NEIL | SALESPERSON | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| GRAY, PATRICIA ANN | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GRAY, PAUL CHARLES | OFFICER (TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| GRAY, RANDALL JAMES | SALESPERSON | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| GRAY, ROBERT NEAL | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| GRAY, RODGER ANTHONY | OFFICER & DIRECTOR (TRADING) | TOLL CROSS SECURITIES INC. |
| GRAY, SHELDON NEIL | SALESPERSON | PARTNERS IN PLANNING FINANCIAL SERVICES LTD./SERVICES FINANCIERS PARTENAIRES EN PLANIFICATION LTEE |
| GRAY, SHELDON ROY | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| GRAY, WILLIAM ALEXANDER | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GRAYDON, RONALD AUSTIN | SALESPERSON | WORLDSOURCE SECURITIES INC./ VALEURS MOBILIERES WORLDSOURCE INC. |
| GREATREX, ANDREW NICHOLAS | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| GREAVES, BRENT JAMES | SALESPERSON | QTRADE SECURITIES INC. / INVESTISSEUR QTRADE |
| GREAVES, KENNETH PHILIP | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GREAVES, LENNOX PATRICK | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| GREAVETT, KENNETH ROBERT | SALESPERSON | WORLDSOURCE FINANCIAL MANAGEMENT INC./GESTION FINANCIERE WORLDSOURCE INC. |
| GRECH, JASON COLIN | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| GRECO, FRANK ROBERT | NON-ADVISING OFFICER | GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE |
| GREEN, CAMERON RAYMOND | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| GREEN, CATHERINE ELIZABETH | SALESPERSON | LEEDE FINANCIAL MARKETS INC. |
| GREEN, DAVID WILLIAM | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| GREEN, DEREK JEFFREY | NON-ADVISING OFFICER | CI INVESTMENTS INC |
| GREEN, DUANE WILLIAM | NON-ADVISING OFFICER | FRANKLIN TEMPLETON INVESTMENTS CORP./SOCIETE DE PLACEMENTS FRANKLIN TEMPLETON |
| GREEN, EVELEENA MARIE | BRANCH MANAGER | PARTNERS IN PLANNING FINANCIAL SERVICES LTD./SERVICES FINANCIERS PARTENAIRES EN PLANIFICATION LTEE |
| GREEN, GRAEME RYAN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GREEN, JAMIE CURTIS | SALESPERSON | COMMISSION DIRECT INC. |
| GREEN, JEFF COLEMAN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GREEN, JOHN EDMOND | SALESPERSON (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| GREEN, JOHN EDWARD | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| GREEN, MATTHEW ALEXANDER | SALESPERSON | PARADIGM CAPITAL INC. / PARADIGME CAPITAL INC. |
| GREEN, MORRIS JAMES | NON-ADVISING PARTNER | CRANSTON, GASKIN, O'REILLY & VERNON |
| GREEN, ORIANA BRITTA | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GREEN, STEVEN JEFFREY | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| GREENBERG, HOWARD MICHAEL | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GREENBERG, JEFFREY DARIN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GREENBERG, THOMAS TUDOR | OFFICER (NON-TRADING) | CREDIT SUISSE SECURITIES (CANADA), INC./VALEURS MOBILIERES CREDIT SUISSE (CANADA), INC. |
| GREENFELD, JOSHUA ISAAC | SALESPERSON | DOHENY SECURITIES LIMITED |
| GREENHALGH, ROBERT HENRY | OFFICER (TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| GREENHOUSE, ALDEN ROBERT | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GREENLAW, DAVID ROSS | SALESPERSON | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| GREENLEES, JASON WAYNE | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GREENMAN, HEATHER LYNN | ADVISING EMPLOYEE | GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE |
| GREENSHIELDS, GREGORY BRUCE | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| GREENSHIELDS, JAMES DOUGLAS | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| GREENSPOON, MITCHELL | OFFICER (NON-TRADING) | MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE. |
| GREENWOOD, DONALD ARTHUR | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| GREENWOOD, GEORGE ALAN | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| GREENWOOD, JOHN STEPHEN | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| GREENWOOD, PETER DONALD | OFFICER (NON-TRADING) | PARADIGM CAPITAL INC. / PARADIGME CAPITAL INC. |
| GREER, JONATHAN NEWTON | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| GREER, MICHAEL STEPHEN | OFFICER (NON-TRADING) | FUNDEX INVESTMENTS INC. |
| GREER, MICHAEL STEPHEN | DIRECTOR (NON-TRADING) | INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC. |
| GREGG, BLAINE RICHARD | OFFICER (TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| GREGG, DONNA MARIE | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| GREGG, ROBERT JOHN | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GREGOIRE, DAVID DONALD | ADVISING DIRECTOR & OFFICER | LEGG MASON CANADA INC. |
| GREGOIRE, JEAN JOSEPH | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| GREGOIRE, JEAN JOSEPH | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| GREGOIRE, KATHLEEN ANNE | NON-ADVISING OFFICER | CIBC GLOBAL ASSET MANAGEMENT INC. / GESTION GLOBALE D'ACTIFS CIBC INC. |
| GREGORA, GRANT EDWARD | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GREGORIS, DAVID JAMES | ADVISING OFFICER | BEUTEL, GOODMAN & COMPANY LTD. |
| GREGORIS, ENNIO ERNEST | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| GREGORY, GORDON WADE | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GREGORY, JOHN ROLAND | OFFICER (NON-TRADING) | RESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL |
| GREGORY, MICHAEL JOHN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| GREGORY, NEIL DAVID | SALESPERSON (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| GREGSON, DOREEN JOYCE | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| GREIFENBERGER, DAVID ALLAN | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| GREISS, SAMI KAMAL | DIRECTOR (NON-TRADING) | WORLDSOURCE SECURITIES INC./ VALEURS MOBILIERES WORLDSOURCE INC. |
| GREISS, SAMI KAMAL | NON-ADVISING DIRECTOR | GUARDIAN CAPITAL ADVISORS LP |
| GREISS, SAMI KAMAL | NON-ADVISING OFFICER | VANTAGE CAPITAL LP |
| GREISS, SAMI KAMAL | DIRECTOR (NON-TRADING) | WORLDSOURCE FINANCIAL MANAGEMENT INC./GESTION FINANCIERE WORLDSOURCE INC. |
| GREISS, SAMI KAMAL | NON-ADVISING DIRECTOR | GUARDIAN CAPITAL LP / SOCIÉTÉ EN COMMANDITE GUARDIAN CAPITAL |
| GRENIER, BRYAN CHRISTOPHER | ADVISING EMPLOYEE | STONEGATE PRIVATE COUNSEL LP |
| GRENIER, DANIEL | DIRECTOR (NON-TRADING) | BNP PARIBAS (CANADA) VALEURS MOBILIÈRES INC./BNP PARIBAS (CANADA) SECURITIES INC. |
| GRENIER, DARLENE JOAN | BRANCH MANAGER | HSBC INVESTMENT FUNDS (CANADA) INC./FONDS D'INVESTISSEMENT HSBC (CANADA) INC. |
| GRENIER, IVAN PIERRE | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| GRESCHUK, SHELLEY MARIE | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| GRESTONI, DOMENIC LIONELLO | NON-ADVISING DIRECTOR | I.G. INTERNATIONAL MANAGEMENT LIMITED |
| GRESTONI, DOMENIC LIONELLO | ADVISING OFFICER (SECURITIES) OFFICER (COMMODITIES) | I.G. INVESTMENT MANAGEMENT, LTD. / SOCIÉTÉ DE GESTION D'INVESTISSEMENT, I.G. LTÉE |
| GREWAL, DAMANDEEP SINGH | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| GREWAL, NICOLA SUSAN | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| GREY, DERICKA KIA | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GRIBBON, JOHN BRUCE | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| GRIBBONS, THOMAS JOSEPH | OFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GRICE, GREGORY CLARKE | OFFICER (NON-TRADING) | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GRIECO, VITO | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| GRIERSON, DARREN DANIEL | SALESPERSON | DESJARDINS SÉCURITÉ FINANCIÈRE INVESTISSEMENTS INC./DESJARDINS FINANCIAL SECURITY INVESTMENTS INC. |
| GRIEVE, ANDREW JOHN | OFFICER (TRADING) | TD WATERHOUSE CANADA INC. |
| GRIEVE, JASON ROBERT | OFFICER (TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| GRIEVE, LESLIE GLEN | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GRIFFIN, AMANDA-JANE | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| GRIFFIN, BERT WILLIAM | SALESPERSON | MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE |
| GRIFFIN, IAN GORDON | OFFICER & DIRECTOR (TRADING) | RESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL |
| GRIFFIN, JULIE | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| GRIFFIN, KELLY FRANCES | OFFICER (NON-TRADING) | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| GRIFFIN, NANCY LYNNE | SALESPERSON | BLACKMONT CAPITAL INC. |
| GRIFFIN, TIMOTHY KIRKFIELD | NON-ADVISING DIRECTOR & OFFICER | CONNOR, CLARK & LUNN PRIVATE CAPITAL LTD. |
| GRIFFIN, TIMOTHY PAUL | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GRIFFITH, CLINTON EDWARD | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GRIFFITH, EDWARD RUSSELL | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| GRIFFITH, JOHN ROBERT | OFFICER (NON-TRADING) | JONES, GABLE & COMPANY LIMITED / JONES GABLE & COMPAGNIE LTEE |
| GRIFFITH, SHANNON LEE | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GRIFFITH, SYDNEY GEORGE | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GRIFFITHS - THIESSEN, MICHAEL DEREK | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| GRIFFITHS, STEPHANIE BELL | ADVISING OFFICER | MACKENZIE FINANCIAL CORPORATION |
| GRIFT, PAMELA LIANE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GRIGORIADIS, PANAYOTIS | SALESPERSON | KINGSDALE CAPITAL MARKETS INC. / MARCHES KINGSDALE CAPITAL INC. |
| GRIMARD, ANDRÉE | NON-ADVISING OFFICER | ADDENDA CAPITAL INC. |
| GRIMBLE, SUZANNE | OFFICER & DIRECTOR (NON-TRADING) | STONE & CO. CORPORATE FUNDS LIMITED |
| GRIMBLE, SUZANNE | NON-ADVISING OFFICER | STONE ASSET MANAGEMENT LIMITED |
| GRIMES, PAUL ROBERT | DIRECTOR (NON-TRADING) | INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC. |
| GRIMES, PAUL ROBERT | DIRECTOR (NON-TRADING) | FUNDEX INVESTMENTS INC. |
| GRIMMETT, ANDREW PETER | SALESPERSON | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| GRIMSLEY, STEVEN EDWARD | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GRINTON, JOHN CURREY | OFFICER (NON-TRADING) (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| GRINTON, PAUL DAVID | OFFICER (TRADING) (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| GROBER, LESLIE AARON | ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| GROBERMAN, ALEXANDER DAVID | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| GROLEAU, JEAN-RENE | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GROM, CARLA LYNN | SALESPERSON | INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC. |
| GROMADZKI, ARTHUR, JAN | ADVISING EMPLOYEE | CAPITAL GUARDIAN TRUST COMPANY |
| GROMNISKY, WENDY MAXINE | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GRONDIN, MICHAEL | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GRONDIN, SOPHIE | OFFICER (NON-TRADING) (SECURITIES) | JITNEYTRADE INC. |
| GROOME, KEITH | SALESPERSON | IPC INVESTMENT CORPORATION |
| GROOME, RUSSELL FRASER | SALESPERSON (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| GROS, ROBERT ERNEST | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GROSH, FAZULA | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| GROSKY, ALLAN WADE | OFFICER (TRADING) | TRISTONE CAPITAL INC. |
| GROSNEY, DARCY JOANNA | SALESPERSON | SCOTIA SECURITIES INC. |
| GROSNEY, LYLE MICHAEL | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| GROSS, BRADLEY KENT | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| GROSS, LINDA BARBARA | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| GROSSE, NORMA LOUISE | SALESPERSON | STERLING MUTUALS INC. |
| GROSSI, TONY | SALESPERSON | BRANDES INVESTMENT PARTNERS & CO. |
| GROSSKOPF, PETER FRITZ | OFFICER & DIRECTOR (TRADING) | CORMARK SECURITIES INC. / VALEURS MOBILIERES CORMARK INC. |
| GROSSMAN, JEFFREY | OFFICER & DIRECTOR (NON-TRADING) | STATE STREET GLOBAL MARKETS CANADA INC. / MARCHÉS MONDIAUX STATE STREET CANADA INC. |
| GROUETTE, TIMOTHY CLAUDE | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| GROULX, GENEVIEVE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GROVE, JOHN ALEXANDER | OFFICER (NON-TRADING) | BLACKMONT CAPITAL INC. |
| GRUNDMANN, NORTRUD JULIANNE | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| GRUNDY, JAMES TODD | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GRUNFELDER, FLORENCE ISABELLE | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| GRYZ, JOHN ANTHONY | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| GRYZ, ZBIGNIEW JAN | SALESPERSON | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| GRZYBOWSKI, DWAYNE NICKOLAS | OFFICER (NON-TRADING) | INVESTORS GROUP SECURITIES INC./VALEURS MOBILIERES GROUPE INVESTORS INC. |
| GUAGLIANO, JOSEPH ALFRED | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| GUALBANCE, JASON SEBASTIAN | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| GUARINO, CHRISTOPHER MICHAEL | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| GUAY, CHARLES | DIRECTOR (NON-TRADING) | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| GUAY, CHARLES | OFFICER & DIRECTOR (NON-TRADING) | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| GUAY, MARTINE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GUAY, RICHARD | ADVISING OFFICER | MONTRUSCO BOLTON INVESTMENTS INC./PLACEMENTS MONTRUSCO BOLTON INC. |
| GUENETTE, PAUL GERARD | OFFICER (NON-TRADING) | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| GUENETTE, ROLAND PAUL | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GUENTHER, FEDERICA JOSIE | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GUENTHER, JANINE CHRISTINA | NON-ADVISING OFFICER | TD WATERHOUSE PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVEE TD WATERHOUSE INC. |
| GUERIN, FRANCOIS | OFFICER (NON-TRADING) | PFSL INVESTMENTS CANADA LTD. |
| GUEVREMONT, REJEAN | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| GUICHON, GREGORY MICHAEL | ADVISING DIRECTOR & OFFICER | BAROMETER CAPITAL MANAGEMENT INC. |
| GUIDO, ANGELO LUCIANO | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GUIDOTE, PETER JOHN | OFFICER (NON-TRADING) | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| GUILBAULT, GÉRARD | NON-ADVISING DIRECTOR | FIERA CAPITAL INC. |
| GUILBAULT, SEBASTIEN | ADVISING EMPLOYEE (SECURITIES) ADVISER (COMMODITIES) | CONSEILLERS EN GESTION GLOBALE STATE STREET LTÉE. / STATE STREET GLOBAL ADVISORS, LTD. |
| GUILFOYLE, DAVID NEIL | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| GUILLOT, STÉPHANE | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| GUILLOU, BONNIE GAYLE | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| GUINAN, JOHN VINCENT | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GUINDON, MARIE-JOSÉE | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| GUINTO, HERMINIA ILAGAN | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| GUINTO-LAZARO, MARIFEL FRANCISCO | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| GUIRAGOSSIAN, ARA TOMAS | SALESPERSON | CREDIT SUISSE SECURITIES (CANADA), INC./VALEURS MOBILIERES CREDIT SUISSE (CANADA), INC. |
| GUISE, JEFFREY DARREN | ADVISING OFFICER | CONNOR, CLARK & LUNN PRIVATE CAPITAL LTD. |
| GULA, ROMAN PAWLO | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| GULIAN MOIROUX, JANE | NON-ADVISING OFFICER | BMO HARRIS INVESTMENT MANAGEMENT INC./BMO HARRIS GESTION DE PLACEMENTS INC. |
| GULLASON, ROBIN CLAYTON | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GULLETT, LARRY BRUCE | SALESPERSON | MGI FINANCIAL INC. |
| GUMA, LINDELWA MARGUERITE | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| GUNARATNAM, ANURATHA | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| GUNDERSON, BRIAN CHARLES | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GUNDERSON, KELSEY CHARLES | OFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES) | BMO NESBITT BURNS INC. |
| GUNDHU, AMRITPAL KAUR PAL | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| GUNJA, DAMIR | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| GUNN, ALAN GILSON | ADVISING OFFICER (SECURITIES) OFFICER (COMMODITIES) | QUANTUM GLOBAL FINANCIAL CORP. |
| GUNTHER, JOHN DIETRICH | OFFICER & DIRECTOR (NON-TRADING) | JONES, GABLE & COMPANY LIMITED / JONES GABLE & COMPAGNIE LTEE |
| GUNYON, CHRISTINE ANDREA | OFFICER (NON-TRADING) | BRANDES INVESTMENT PARTNERS & CO. |
| GUPTA, ANJU | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| GUPTA, MADHVI | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GUPTA, RAJNEESH | SALESPERSON | TD WATERHOUSE CANADA INC. |
| GUPTA, VINEET | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| GUPTE, RITU NIKHIL | OFFICER (TRADING) | SALMAN PARTNERS INC. |
| GURALNIK, CYNTIA | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| GURARSLAN, ARMAN | DIRECTOR (NON-TRADING) (SECURITIES) | JITNEYTRADE INC. |
| GURNEY, ALAN MURRY | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| GURR, ALIA SUE | SALESPERSON | SCOTIA SECURITIES INC. |
| GUSHTA, AMBER RAE | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| GUSSIE, LANCE BYRON | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| GUSTAFSON, JANICE HEATHER | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| GUSTAFSON, JOHN KURT | OFFICER (NON-TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| GUSTSINA, NIINA | SALESPERSON (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| GUTHRIE, ALBERT CHRISTOPHER | ADVISING DIRECTOR & OFFICER | HILLSDALE INVESTMENT MANAGEMENT INC. |
| GUTIERREZ, NELSON GUILLERMO | SALESPERSON | SCOTIA SECURITIES INC. |
| GUTMAN, STEVEN | NON-ADVISING OFFICER | ONEX CREDIT PARTNERS, LLC |
| GUTOSKI, MARSHALL | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| GUTSCHER, BRIAN ROY | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| GUTTMAN, DALE EDWARD | SALESPERSON | RAYMOND JAMES LTD. |
| GUTTORMSON, JOHN EDWARD | OFFICER (NON-TRADING) | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| GUTTORMSON, MARIAN MAE | BRANCH MANAGER | PFSL INVESTMENTS CANADA LTD. |
| GUY, DONALD GEOFFREY | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GUY, FRANCOIS | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GUY, GEORGE INGHAM | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| GUZMAN, DOUGLAS ANTONY | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| GWYER, SANDRA JOAN | BRANCH MANAGER (SECURITIES) | BMO NESBITT BURNS INC. |
| GWYNNE-TIMOTHY, DAVID MICHAEL | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |