| INDIVIDUAL'S NAME | CATEGORY OF REGISTRATION | NAME OF COMPANY |
|---|
| D'ADDARIO, TONY | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| D'AGROSA, MICHAEL JOSEPH | OFFICER (TRADING) | FTC INVESTOR SERVICES INC. / SERVICES AUX INVESTISSEURS FTC INC. |
| D'AGROSA, MICHAEL JOSEPH | NON-ADVISING OFFICER | FRANKLIN TEMPLETON INVESTMENTS CORP./SOCIETE DE PLACEMENTS FRANKLIN TEMPLETON |
| D'AGROSA, MICHAEL JOSEPH | NON-ADVISING OFFICER | FIDUCIARY TRUST COMPANY OF CANADA |
| D'ALLEMAGNE, NICOLAS | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| D'AMARIO, NADIA TINA | SALESPERSON | TD WATERHOUSE CANADA INC. |
| D'AMBROSIO, ROMOLO RONNY | OFFICER (NON-TRADING) | MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE. |
| D'AMICO, ANGELO | SALESPERSON | TD WATERHOUSE CANADA INC. |
| D'AMICO, ANGELO DOMENICO | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| D'AMICO, PAUL ROBERT | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| D'AMOURS, TRACY LYNN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| D'ANGELO, FRANK ANTHONY | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| D'ARCY, DEBORAH LEE | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| D'AVERSA, LUIGI | SALESPERSON | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| D'COSTA, DYLAN GREVILLE | ADVISING EMPLOYEE | MULVIHILL CAPITAL MANAGEMENT INC./GESTION DE CAPITAL MULVIHILL INC. |
| D'COSTA, MICHAEL ANTHONY | OFFICER (TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| D'EATH, ROWAN GABRIEL | SALESPERSON (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| D'ELIA, PAUL | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| D'IGNAZIO, CARMELA ANTONIETTA | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| D'MELLO, BRENDAN | SALESPERSON | FIDELITY RETIREMENT SERVICES COMPANY OF CANADA LIMITED / COMPAGNIE DE SERVICES DE RETRAITE FIDELITY DU CANADA LIMITEE |
| D'MELLO, TROY ALAN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| D'OMBRAIN, NICOLE MCLEAN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| D'OTTAVIO, TULLIO | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| D'SILVA, RYAN JOSEPH | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| D'SOUZA, ELIZABETH | SALESPERSON | TD WATERHOUSE CANADA INC. |
| D'SOUZA, FRANCIS GLADWIN | SALESPERSON | ING DIRECT FUNDS LIMITED |
| D'SOUZA, LOUWELLYN JOHN | OFFICER (NON-TRADING) | CORMARK SECURITIES INC. / VALEURS MOBILIERES CORMARK INC. |
| D'SOUZA, MARK PAUL | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| D'SOUZA, NELSON MILAGRES | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| D'SOUZA, ROYDEN STEPHEN | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| D'SOUZA, SEAN KENNETH | OFFICER (NON-TRADING) | UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC. |
| D'SOUZA, VICTOR JOSEPH | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| DA COSTA, DENNIS | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| DA COSTA, KORI DAWN | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| DA SIE, SUSAN MARIA | NON-ADVISING OFFICER | INVESTISSEMENTS STANDARD LIFE INC. /STANDARD LIFE INVESTMENTS INC. |
| DA SILVA FRIESEN, SABRINA | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DA SILVA, JOSE ANGE | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | UNION SECURITIES LTD. / VALEURS MOBILIERES UNION LTEE |
| DA SILVEIRA, KRYSTA CANDACE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DABARNO, SUSAN FAY | OFFICER & DIRECTOR (NON-TRADING) | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| DABBOUS, TAREK | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DABELI, APELI MURIELLE | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| DABU, CAROLINE | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DACOSTA, PAULO MIGUEL | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DACQUAY, CHERISE ADA | BRANCH MANAGER | TD WATERHOUSE CANADA INC. |
| DAFOE, STEPHEN JOSEPH | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DAGG, LARRY PAUL | SALESPERSON | IPC INVESTMENT CORPORATION |
| DAGHFAL, RALPH GEORGES | NON-ADVISING OFFICER | MCLEAN BUDDEN LIMITED/MCLEAN BUDDEN LIMITEE |
| DAHAB, GEORGE | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| DAHANY, RÉGIS AMIROU | SALESPERSON | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| DAHL, JOHN WAYNE | SALESPERSON | TD WATERHOUSE CANADA INC. |
| DAHL, SHERMAN ROGER | OFFICER (TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| DAHLGREN, SUSAN MARIE | NON-ADVISING OFFICER | UBS INVESTMENT MANAGEMENT CANADA INC. / GESTION DES PLACEMENTS UBS CANADA INC. |
| DAHMS, JEREMY ALLAN | SALESPERSON (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| DAI, TAO | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| DAIGNAULT, MARC | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| DAIGNEAULT, RICHARD | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DAILEY, JASON ROGER | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DAKIN, HUGH ARTHUR | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| DAKIN, SAMANTHA SUSAN | SALESPERSON | LAWTON PARTNERS FINANCIAL PLANNING SERVICES LIMITED |
| DAL BELLO, DAVID PETER | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DALAL, HIMADRI NIDHISH | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DALE, CHRISTOPHER LAWRENCE | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| DALE, JAMES DAVID | OFFICER (TRADING) | WELLINGTON WEST CAPITAL MARKETS INC./ MARCHÉS FINANCIERS WELLINGTON WEST INC. |
| DALE, JAMES WILLIAM | OFFICER & DIRECTOR (NON-TRADING) | LEEDE FINANCIAL MARKETS INC. |
| DALE, PHILIP CHARLES | SALESPERSON | NORTHERN SECURITIES INC. / VALEURS MOBILIERES NORTHERN INC. |
| DALE, TREVOR KENNETH | SALESPERSON (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| DALEY, LORNE SAMUEL | OFFICER (NON-TRADING) | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| DALEY, LORNE SAMUEL | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DALFEN, MANUEL | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| DALGLISH, ANDREW HALDENBY | OFFICER & DIRECTOR (NON-TRADING) | M.R.S. SECURITIES SERVICES INC. / SERVICES VALEURS MOBILIERES M.R.S. INC. |
| DALGLISH, ANDREW HALDENBY | NON-ADVISING OFFICER | MACKENZIE FINANCIAL CORPORATION |
| DALGLISH, ANDREW HALDENBY | OFFICER & DIRECTOR (NON-TRADING) | M.R.S. INC |
| DALKIE, ROBERT KENNETH | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| DALLAIRE, GUY | OFFICER (NON-TRADING) | DESJARDINS CABINET DE SERVICES FINANCIERS INC./DESJARDINS FINANCIAL SERVICES FIRM INC. |
| DALLAIRE, MICHAEL AARON | SALESPERSON | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| DALLE, ELIE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DALLIMORE, THOMAS LAWRENCE | OFFICER (NON-TRADING) (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| DALMAN, MARIA CATHARINA | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| DALPE, MARC | OFFICER (TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| DALRYMPLE, CAROLE YVONNE | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| DALTON, ANITA CORINNE | SALESPERSON | TD WATERHOUSE CANADA INC. |
| DALTON, BLAKENEY EDWARD | SALESPERSON | BLACKMONT CAPITAL INC. |
| DALTON, DANIEL BRIAN | SALESPERSON | GLOBAL SECURITIES CORPORATION / SOCIETE DE VALEURS GLOBAL INC. |
| DALTON, KEVIN WILLIAM | OFFICER & DIRECTOR (NON-TRADING) | BLACKMONT CAPITAL INC. |
| DALTON, NATHANIEL | NON-ADVISING DIRECTOR | BEUTEL, GOODMAN & COMPANY LTD. |
| DALTON, NATHANIEL | NON-ADVISING DIRECTOR | FOYSTON, GORDON & PAYNE INC. |
| DALTON, NATHANIEL | NON-ADVISING DIRECTOR | MONTRUSCO BOLTON INVESTMENTS INC./PLACEMENTS MONTRUSCO BOLTON INC. |
| DALY, EVELYN MARIE | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| DALY, SHELAGH LYNNE | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| DALY, TIMOTHY GEORGE | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DALZELL, BARBARA KATHERINE | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| DAMANI, HARSH | OFFICER (NON-TRADING) | INVESCO TRIMARK DEALER INC./COURTAGE INVESCO TRIMARK INC. |
| DAMELIN, MARK | OFFICER & DIRECTOR (NON-TRADING) | JC CLARK LTD. / JC CLARK LTEE |
| DAMIANI, SAMUEL GEORGE | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| DAMIANIDIS, LOUIS JUNIOR | NON-ADVISING OFFICER | TETREM CAPITAL MANAGEMENT LTD. / GESTION DE CAPITAUX TETREM |
| DAMJANOVIC, JELENA | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| DANCY, JAMES MICHAEL | ADVISING OFFICER | AIC INVESTMENT SERVICES INC./SERVICES D'INVESTISSEMENT AIC INC. |
| DANDAR, DANIEL MILAN | DIRECTOR (NON-TRADING) | ODLUM BROWN LIMITED |
| DANDRIDGE, TERRY DOUGLAS | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| DANELLS, CHRISTOPHER MICHAEL | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| DANESI, PAUL ANTHONY | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DANG, MY ANH | SALESPERSON | FIDELITY RETIREMENT SERVICES COMPANY OF CANADA LIMITED / COMPAGNIE DE SERVICES DE RETRAITE FIDELITY DU CANADA LIMITEE |
| DANIELS, DORON MOSES | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DANIELS, DUDLEY VAUGHN | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DANIELS, GLENN JEFFREY | NON-ADVISING OFFICER | AEGON CAPITAL MANAGEMENT INC./AEGON GESTION DE FONDS INC. |
| DANIELS, MICHAEL JOHN | SALESPERSON | RESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL |
| DANIELSON, LISA KIMBERLY | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| DANISI, GIUSEPPE | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DANSEREAU, DARREN ALBERT | ADVISING OFFICER | QV INVESTORS INC. / INVESTISSEURS QV |
| DANSEREAU, RENE RICHARD | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | UNION SECURITIES LTD. / VALEURS MOBILIERES UNION LTEE |
| DANYLUK, BRADLEY JAMES | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DANZIG, DANIEL DAVID | SALESPERSON | RESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL |
| DAO, HUYNH-MAI | NON-ADVISING OFFICER | MACKENZIE FINANCIAL CORPORATION |
| DAOUST, MICHEL RAYMOND | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| DARCY, SARAH PAULETTE | SALESPERSON | JENNINGS CAPITAL INC. |
| DARKE, JAMES MCFARLANE | NON-ADVISING OFFICER | PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD. |
| DARLEY, STEPHEN ROSS | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| DARLING, CAROLYN (K.A. SASHA) ALEXANDRA | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DARLING, GEOFFREY HOMER | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DARNELL, JOEL LAWRENCE | SALESPERSON | FIDELITY RETIREMENT SERVICES COMPANY OF CANADA LIMITED / COMPAGNIE DE SERVICES DE RETRAITE FIDELITY DU CANADA LIMITEE |
| DARY, ELLIOTT STUART | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| DASCHKO, ALEXANDER | OFFICER & DIRECTOR (NON-TRADING) | CMC MARKETS CANADA INC./ MARCHÉS CMC CANADA |
| DASILVA LABAO, CARLOS ALBERTO | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| DASILVA, ELINA CONCEICAO | OFFICER (NON-TRADING) | PFSL INVESTMENTS CANADA LTD. |
| DASS, JACKIE-LYNNE | SALESPERSON | SCOTIA SECURITIES INC. |
| DASS, KRISHANAND | SALESPERSON | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| DASSAN, RAJAN | NON-ADVISING OFFICER | GENUS CAPITAL MANAGEMENT INC. |
| DATOO, KARIM | NON-ADVISING OFFICER | PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD. |
| DATTA, SOMA | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DATU, JUAN CARLOS ROJO | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DAUGHNEY, CHARLOTTE | OFFICER (TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| DAULBY, JENNIFFER LEE | SALESPERSON | DUNDEE PRIVATE INVESTORS INC./SERVICES FINANCIERS DUNDEE INC. |
| DAVENPORT, BRIAN WILLIAM | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DAVEY, MICHEL CHRISTIAN | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| DAVIAU, DANIEL JOSEPH | PARTNER (NON-TRADING) | GENUITY CAPITAL MARKETS/MARCHES DES CAPITAUX GENUITY |
| DAVID, ANN | OFFICER (TRADING) | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DAVID, CHERYL ELAINE | SALESPERSON | BLACKMONT CAPITAL INC. |
| DAVID, JUNE DONET | OFFICER (TRADING) | RETIRE FIRST LTD. |
| DAVIDSON, AMANDA JANE | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DAVIDSON, ANDREW IAN | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DAVIDSON, BRENT ALEXANDER | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DAVIDSON, CHARLES GEOFFREY | OFFICER (TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| DAVIDSON, DAVID DANIEL | OFFICER (NON-TRADING) | PARADIGM CAPITAL INC. / PARADIGME CAPITAL INC. |
| DAVIDSON, EMIL PAUL | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| DAVIDSON, GORDON BRADLEY | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DAVIDSON, IAN DAVID | OFFICER (NON-TRADING) | ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE |
| DAVIDSON, JAMES WALKER | DIRECTOR (NON-TRADING) | FIRSTENERGY CAPITAL CORP. / CORPORATION FIRSTENERGY CAPITAL |
| DAVIDSON, JOHN WILBERT | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DAVIDSON, KEN DOUGLAS | ASSOCIATE ADVISING OFFICER | CIBC PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVÉE DE PORTEFEUILLE CIBC INC. |
| DAVIDSON, LIONELL KEITH | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| DAVIDSON, LYNLEY-JOY LOUISE | SALESPERSON | PARTNERS IN PLANNING FINANCIAL SERVICES LTD./SERVICES FINANCIERS PARTENAIRES EN PLANIFICATION LTEE |
| DAVIDSON, RHYS HUNTLEY | SALESPERSON (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| DAVIDSON, ROBERT WILLIAM | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DAVIDSON, ROBIN BARCLAY | SALESPERSON | ODLUM BROWN LIMITED |
| DAVIE, BEVERLEY ELAINE | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| DAVIES, BRIAN THOMAS | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| DAVIES, CHRISTOPHER WENTWORTH | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DAVIES, DAVID CHARLES | ADVISING OFFICER | MCLEAN BUDDEN LIMITED/MCLEAN BUDDEN LIMITEE |
| DAVIES, GARY MICHAEL | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| DAVIES, GLYN WOODFORD | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DAVIES, GREGORY LEONARD | OFFICER (NON-TRADING) | ITG CANADA CORP. |
| DAVIES, JOHN TRUSTRAM | OFFICER (NON-TRADING) | INTEGRAL WEALTH SECURITIES LIMITED |
| DAVIES, MARIE CONNIE | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DAVIES, RODNEY EDWIN | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| DAVIES, TUDOR MARTIN | ADVISING DIRECTOR & OFFICER | BRICKBURN ASSET MANAGEMENT INC. |
| DAVIS, BRIAN ADAM | OFFICER & DIRECTOR (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| DAVIS, BRIAN ADAM | OFFICER & DIRECTOR (NON TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| DAVIS, BRIAN ANDREW | SALESPERSON | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| DAVIS, DONALD LEWIS | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DAVIS, DOUGLAS ALFRED | ADVISING DIRECTOR & OFFICER | DAVIS-REA LTD./DAVIS-REA LTEE. |
| DAVIS, ELIZABETH | OFFICER (NON-TRADING) | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| DAVIS, ELIZABETH SHELLEY | NON-ADVISING OFFICER | LEGG MASON CANADA INC. |
| DAVIS, GEORGE | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DAVIS, HARRY JOHN | SALESPERSON | RAYMOND JAMES LTD. |
| DAVIS, JEFFREY DONALD | DIRECTOR (NON-TRADING) | ODLUM BROWN LIMITED |
| DAVIS, MARK LAURENCE | OFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DAVIS, MARY ELEANOR | SALESPERSON | TD WATERHOUSE CANADA INC. |
| DAVIS, PATRICK CHARLES | NON-ADVISING OFFICER | DAVIS-REA LTD./DAVIS-REA LTEE. |
| DAVIS, PERCY HOWARD | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DAVIS, SCOTT ALEXANDER | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| DAVISON, ELAINE YORK | OFFICER (TRADING) | STEADYHAND INVESTMENT FUNDS INC. |
| DAVISON, SUSAN CAROL | SALESPERSON | CREDENTIAL SECURITIES INC. |
| DAVY, STEPHEN BRIAN | OFFICER (NON-TRADING) | CREDIT SUISSE SECURITIES (CANADA), INC./VALEURS MOBILIERES CREDIT SUISSE (CANADA), INC. |
| DAVY, SUSAN JOY | SALESPERSON | CREDENTIAL SECURITIES INC. |
| DAW-CAMPBELL, CAROLINE SUSAN | OFFICER (NON-TRADING) | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| DAWSON, BRIAN JAMES | DIRECTOR (NON-TRADING) | MCLEAN BUDDEN FUNDS INC. |
| DAWSON, BRIAN JAMES | ADVISING OFFICER | MCLEAN BUDDEN LIMITED/MCLEAN BUDDEN LIMITEE |
| DAWSON, HAROLD GORDON | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| DAWSON, JOSEPH PERRY | SALESPERSON | EDWARD JONES |
| DAWSON, KENNETH GORDON | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| DAWSON, KIRK WILLIAM | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| DAWSON, LAURA JEAN | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| DAWSON, ROBERT JAMES | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DAWSON, STEPHEN ANDREW | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DAXNER, ALAN JOSEPH | NON-ADVISING OFFICER | MCLEAN BUDDEN LIMITED/MCLEAN BUDDEN LIMITEE |
| DAY, ALLAN RALPH | OFFICER (TRADING) | MGI SECURITIES INC. / MGI VALEURS MOBILIERES INC. |
| DAY, JOHN DUNCAN | OFFICER (TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| DAY, STEPHENSON JAMES | SALESPERSON | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| DAY, WARREN RICHARD | SALESPERSON | SCOTIA SECURITIES INC. |
| DAYIAN, JOSEPH | OFFICER (TRADING) | BLACKMONT CAPITAL INC. |
| DE CARLE, MICHAEL WILLIAM | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DE CASTRO, SUSAN | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| DE CHAMPLAIN, JEAN-PIERRE | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| DE CHAMPLAIN, JEAN-PIERRE | OFFICER (TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| DE CRESCENTIIS, ANTONIO THOMAS | OFFICER (TRADING) (SECURITIES) OFFICER/PARTNER (COMMODITIES) | BMO NESBITT BURNS INC. |
| DE FRANCO, VALENTINO | ASSOCIATE ADVISING EMPLOYEE | FOYSTON, GORDON & PAYNE INC. |
| DE GIORGIO, GIUSEPPE | ADVISING OFFICER | T.E. INVESTMENT COUNSEL INC. / CONSEILLERS EN PLACEMENTS T.E. |
| DE GRAEVE, SHELLEY LYNN | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| DE GRANDPRÉ, LILIANNE | DIRECTOR (NON-TRADING) | USC EDUCATION SAVINGS PLANS INC. / USC REGIMES D'EPARGNE-ETUDES INC. |
| DE KONINCK, SOPHIE | NON-ADVISING OFFICER | INVESTISSEMENTS STANDARD LIFE INC. /STANDARD LIFE INVESTMENTS INC. |
| DE LA DURANTAYE, LUC | ADVISING OFFICER | CIBC GLOBAL ASSET MANAGEMENT INC. / GESTION GLOBALE D'ACTIFS CIBC INC. |
| DE LA MARE, MURRAY RALPH | SALESPERSON | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| DE LAS ALAS, MARY JEMELYN | BRANCH MANAGER | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| DE LEEUW, BEVERLY LOUISE | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| DE LEEUW, MARCEL RICHARD | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| DE LEON, ROSEMARIE | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| DE LIMA, CHRISTINE ANN | OFFICER (TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DE LONG, MICHAEL ROBERT | SALESPERSON | LEEDE FINANCIAL MARKETS INC. |
| DE LOS REYES, MICHELLE | SALESPERSON | DESJARDINS SÉCURITÉ FINANCIÈRE INVESTISSEMENTS INC./DESJARDINS FINANCIAL SECURITY INVESTMENTS INC. |
| DE LUCA, KRYSTIN JANE | SALESPERSON (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| DE LUCA, SUSAN DIANE | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DE LUCA, WLADIMIRO | SALESPERSON | TD WATERHOUSE CANADA INC. |
| DE LUNA, ROMEO PANUELOS | BRANCH MANAGER | PFSL INVESTMENTS CANADA LTD. |
| DE MERCADO, LIONEL ALLAN | OFFICER (TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| DE MICHELE, LUIGI GINO | SALESPERSON | BLACKMONT CAPITAL INC. |
| DE MOSCOVAKI, GILBERT | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DE MUELENAERE, JACQUES GUSTAVE | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| DE PAULA, JEAN CHARLES | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DE PLACE FILIPPINI, ANNE-METTE | ADVISING OFFICER | BURGUNDY ASSET MANAGEMENT LTD./GESTION D'ACTIFS BURGUNDY LTÉE |
| DE POMPA, GIOVANNI MARCO | OFFICER (NON-TRADING) | E*TRADE CANADA SECURITIES CORPORATION / SOCIETE DE VALEURS MOBILIERES E*TRADE CANADA |
| DE RIDDER, CAROLYN ELIZABETH | SALESPERSON | RICE FINANCIAL GROUP INC. |
| DE ROCQUIGNY, MICHEL | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| DE ROSE, CARLO | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| DE RUBERTIS, JOHN | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| DE RUBERTIS, JOHN | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| DE SANCTIS, DAVID LAWRENCE | OFFICER (TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| DE SANTIS, MICHAEL BRUCE | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| DE SANTO, ANTONIO | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DE SILVA, KUMUDU REKHA | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| DE SIMONE, SANDRA LYNN | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DE SOUSA, KEVIN PHILLIP | ADVISING OFFICER | PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD. |
| DE TREMAUDAN, DEBORAH LEA | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DE VERTEUIL, IAN GERARD | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DE VILLERS, LINE | SALESPERSON | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| DE WEERDT, MURRAY HADWEN | SALESPERSON | INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC. |
| DE'ATH, JAMIE ARTHUR | SALESPERSON | TD WATERHOUSE CANADA INC. |
| DEACON, DAVID ROSS | OFFICER (TRADING) | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| DEACON, PETER KENNETH | SALESPERSON | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| DEAN, CARLY ELIZABETH | OFFICER (TRADING) | MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE. |
| DEAN, ELMA ANNETTE | SALESPERSON | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| DEAN, THOMAS ANDREW | ADVISING DIRECTOR & OFFICER | CYPRESS CAPITAL MANAGEMENT LTD. |
| DEANS, ALLAN CRAIG | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DEANS, WAYNE EDWARD | ADVISING DIRECTOR & OFFICER | DEANS KNIGHT CAPITAL MANAGEMENT LTD. / GESTION DE CAPITAL DEANS KNIGHT LTÉE |
| DEASLEY, CRAIG WILLIAM | SALESPERSON | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| DEBACKER, TERESA MARIE | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DEBANNE, PAUL LAWRENCE | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| DEBARTOLO, FRANCA | NON-ADVISING OFFICER | BURGUNDY ASSET MANAGEMENT LTD./GESTION D'ACTIFS BURGUNDY LTÉE |
| DEBLOIS, MARC FRANCIS | NON-ADVISING OFFICER | TD WATERHOUSE PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVEE TD WATERHOUSE INC. |
| DEBOER, GERRY HENRY | NON-ADVISING OFFICER | T.E. INVESTMENT COUNSEL INC. / CONSEILLERS EN PLACEMENTS T.E. |
| DEBONO, MARIE JOSEPHINE | SALESPERSON | ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE |
| DEBOST, MATTHIEU PIERRE | OFFICER (NON-TRADING) | UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC. |
| DEBUS, JOSEPH HERMAN | OFFICER (NON-TRADING) | BLACKMONT CAPITAL INC. |
| DEBUS, KURT ALLAN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DECARIE, ROBERT ERNEST | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DECARY, ALEXANDRE | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DECELLES, ARTHUR MARK | ADVISING OFFICER | PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD. |
| DECOFF, KARA MARIE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DECONCINI, ROBERT PETER | NON-ADVISING PARTNER/DIRECTOR/OFFICER | LAZARD ASSET MANAGEMENT (CANADA), INC. / GESTION D'ACTIFS LAZARD (CANADA) |
| DECORBY, MARTIN KYLE | SALESPERSON | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| DECOSTE, CHARLES | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DECROOS, JOANNE MARIE | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| DECTER, MICHAEL BARRY | ADVISING DIRECTOR & OFFICER | LDIC INC. |
| DEDA, KAREN ANNE | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| DEEKS, JOHN EDWARD | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DEEP, ANURAG | NON-ADVISING DIRECTOR & OFFICER | UBS INVESTMENT MANAGEMENT CANADA INC. / GESTION DES PLACEMENTS UBS CANADA INC. |
| DEFER, JAMES PETER | OFFICER & DIRECTOR (NON-TRADING) | PI FINANCIAL CORP./CORPORATION FINANCIÈRE PI |
| DEFFETT, ADAM WILLIAM | SALESPERSON | PARADIGM CAPITAL INC. / PARADIGME CAPITAL INC. |
| DEFREITAS, MICHELLE ANNE | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DEGAGNE, JOCELYN RAE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DEGEER, D'ARCY MACGRIGOR | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| DEGELMAN, GARY MICHAEL | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| DEGELMAN, TODD CURTIS | OFFICER (TRADING) (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| DEGENHARDT, WARD WILLIAM | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DEGRAND, DION DEREK | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| DEGRASSE, DAVID ROY | ADVISING OFFICER | AMI PARTNERS INC. |
| DEHOD, KEVIN JOHN | OFFICER & DIRECTOR (TRADING) | MCLEAN & PARTNERS WEALTH MANAGEMENT LTD. |
| DEITCHER, JONATHAN HERSCH | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DEJUAN, MICHAEL LAWRENCE | ADVISING OFFICER | NT GLOBAL ADVISORS, INC./ CONSEILLERS MONDIAUX NT |
| DEKKER, ERIK MENNO | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| DEKLEER, ROLF EVERT | NON-ADVISING OFFICER | GROWTH WORKS CAPITAL LTD. |
| DEL BUONO, ANTONIO | SALESPERSON | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| DEL CAMPO, ROSA MARIA | NON-ADVISING OFFICER | BMO HARRIS INVESTMENT MANAGEMENT INC./BMO HARRIS GESTION DE PLACEMENTS INC. |
| DEL DEBBIO, DENYS ROBERTO | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| DEL GRANDE, DAVID ANTHONY | SALESPERSON (SECURITIES) | QUESTRADE, INC. |
| DEL GRECO, KATHRYN LYNN | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| DEL MASTRO, PAT WILLIAM | OFFICER (TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DEL SORBO, NICOLAS ANTONIO | OFFICER (NON-TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| DELA FUENTE, MYLA | SALESPERSON | TD WATERHOUSE CANADA INC. |
| DELACOMBAZ, RAPHAEL | ADVISING OFFICER | UBS INVESTMENT MANAGEMENT CANADA INC. / GESTION DES PLACEMENTS UBS CANADA INC. |
| DELAIRE, TREVOR SCOTT | SALESPERSON | TD WATERHOUSE CANADA INC. |
| DELANEY, CATHERINE ANN | ADVISING OFFICER | C.A. DELANEY CAPITAL MANAGEMENT LTD. |
| DELANEY, IAN WILLIAM | NON-ADVISING DIRECTOR & OFFICER | C.A. DELANEY CAPITAL MANAGEMENT LTD. |
| DELANEY, JULIE FRANCES | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DELANEY, SUSAN MARGARET | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| DELANY, JOHN FREDERICK | SALESPERSON | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| DELAURIER, CRYSTAL LUCIE | BRANCH MANAGER | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| DELCOURT, GREGG VINCENT | OFFICER (NON-TRADING) | CORMARK SECURITIES INC. / VALEURS MOBILIERES CORMARK INC. |
| DELCOURT, JAMES DARREN | SALESPERSON | RESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL |
| DELEURME, MELINDA MAY | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DELFINO, PAUL ANTHONY | OFFICER (TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DELGATY, SCOTT NELSON | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DELINE, BRENDA ANN | SALESPERSON | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| DELISLE, CATHY MACHEKO | SALESPERSON | WELLINGTON WEST FINANCIAL SERVICES INC. |
| DELISLE, DONALD BRUCE | OFFICER (NON-TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| DELISLE, JOSEPH ZOTIQUE | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DELISLE, MARIE-FRANCE | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DELISLE, VINCENT | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DELL'ANNO, RENATO | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DELL, JOHN ADAM | SALESPERSON | MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE. |
| DELL, LORNE FRANKLIN | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| DELLA SERRA, JOSIE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DELMAGE, DANIEL DALE | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| DELONGCHAMP, KAREN JANE | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DELORME, JEROME JOSEPH | SALESPERSON | WORLDSOURCE FINANCIAL MANAGEMENT INC./GESTION FINANCIERE WORLDSOURCE INC. |
| DELUSONG, FRANCIS OLIVER | SALESPERSON | E*TRADE CANADA SECURITIES CORPORATION / SOCIETE DE VALEURS MOBILIERES E*TRADE CANADA |
| DELVEAUX, BLAIR PAUL | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DELVEAUX, CRAIG ROGER | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DEMAITER, PAUL GERARD | SALESPERSON | TD WATERHOUSE CANADA INC. |
| DEMARCHI, MARGARIDA MARIA | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| DEMARIN, ANTHONY MICHAEL | ADVISING DIRECTOR & OFFICER | BCV ASSET MANAGEMENT INC. |
| DEMARIN, LORI LYNN | NON-ADVISING OFFICER | BCV ASSET MANAGEMENT INC. |
| DEMCHUK, BOBBI MARIE | NON-ADVISING OFFICER | MACKENZIE FINANCIAL CORPORATION |
| DEMELO, PAUL RICARDO | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| DEMERS, ELIZABETH LEA | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| DEMERS, PIERRE | OFFICER (NON-TRADING) | INDUSTRIELLE ALLIANCE VALEURS MOBILIÈRES INC. / INDUSTRIAL ALLIANCE SECURITIES INC. |
| DEMESTIHAS, STEVEN | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DEMETER, MICHAEL DON | SALESPERSON | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| DEMETERIO, BERNARD | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| DEMIANIW, DOREEN HEATHER | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| DEMINCHUK, DARREN WILLIAM | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DEMPSEY, ADAM LORNE | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DEMPSEY, DOREEN | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DEMPSTER, DONOVAN WESLEY | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DENBROK, JODI LEE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DENCS, ANDREW WILLIAM | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DENEKA, MAUREEN ELLEN | SALESPERSON | INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC. |
| DENG, XIAOXUAN | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| DENHAM, MATTHEW RYAN | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DENHAMER, PETER FRANS | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DENIS, BRADLEY GARTH | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DENIS, PATRICE | ADVISING EMPLOYEE (SECURITIES) | CONSEILLERS EN GESTION GLOBALE STATE STREET LTÉE. / STATE STREET GLOBAL ADVISORS, LTD. |
| DENNEY, RICHARD MELVIN | SALESPERSON | IPC INVESTMENT CORPORATION |
| DENNEY-EDWARDS, SHANNON THERESA | SALESPERSON | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| DENNIE, LEONARD OTTO | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| DENNIS, CAROLYN SUSAN | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| DENNIS, JAMES WILLIAM | OFFICER (TRADING) | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| DENNIS, MARK ALLEN | OFFICER (NON-TRADING) | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| DENNIS, PETER FRANCIS | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DENNIS, SHARI ROSE | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| DENNIS, WILLIAM NEIL | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DENNY, MICHAEL JOHN | OFFICER (NON-TRADING) | RESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL |
| DENNY, PEDRO DAVID | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| DENOON, DAVID GEORGE | SALESPERSON | PETERS & CO. LIMITED |
| DENSMORE, CATHERINE MARY | OFFICER (TRADING) | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| DEO, ANTONELLA | OFFICER (NON-TRADING) | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| DEO, ANTONELLA | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DEO, MANJIT KAUR | SALESPERSON | BLACKMONT CAPITAL INC. |
| DEONARAINE, JACQUELINE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DEORAM, DEOCHAND | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DEPATIE, SERGE | ADVISING OFFICER | NATCAN INVESTMENT MANAGEMENT INC. / GESTION DE PORTEFEUILLE NATCAN INC. |
| DEPIN, YANN | ADVISING EMPLOYEE (SECURITIES) | CONSEILLERS EN GESTION GLOBALE STATE STREET LTÉE. / STATE STREET GLOBAL ADVISORS, LTD. |
| DEPREZ, DONALD PATRICK | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| DEPREZ, DOUGLAS HARRY | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| DEPREZ, RYAN DOUGLAS | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| DERBITSKY, ROYLE TODD | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| DERCO, MILES JESSE | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DERETA, JOANNE LYNN | ASSOCIATE ADVISING EMPLOYEE | STONEGATE PRIVATE COUNSEL LP |
| DERHAK, JACQUELINE MICHELLE | SALESPERSON | TD WATERHOUSE CANADA INC. |
| DERHAK, ROSEMARIE | SALESPERSON | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| DERHAK, ROYAL EDWIN | BRANCH MANAGER | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| DERKSEN, JONNATHAN PHILIP | SALESPERSON | SCOTIA SECURITIES INC. |
| DERKSEN, LUCINDA MICHELLE | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| DERLIS, DIANE ROSE | SALESPERSON | SECUTOR CAPITAL MANAGEMENT CORPORATION |
| DERMIT, DENIS PETER | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| DERMOTT, DEREK IRVIN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DEROME, RICHARD | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| DEROME, RICHARD | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| DEROSA, DARREN ERLING | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| DEROSA, DINO | OFFICER (TRADING) | W.H. STUART MUTUALS LTD. |
| DEROSA-VERGATA, MARIA | SALESPERSON | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| DERWIN, DAVID MICHAEL | OFFICER (TRADING) (SECURITIES) | JORY CAPITAL INC. |
| DERY, NICOLAS | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DERZEKOS, CHRISTOS GEORGE | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DES ROCHES, VIOLAINE JULIE | NON-ADVISING OFFICER | FIERA CAPITAL INC. |
| DES ROSIERS, ARMAND | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DESA, FERN | OFFICER (TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DESAI, ANIL | SALESPERSON | FIDELITY RETIREMENT SERVICES COMPANY OF CANADA LIMITED / COMPAGNIE DE SERVICES DE RETRAITE FIDELITY DU CANADA LIMITEE |
| DESAI, SAMIRKUMAR BHARATKUMAR | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DESAULNIERS, GILLES | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DESAUTELS, JANICE ELIZABETH | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| DESAUTELS, NORMAND | OFFICER & DIRECTOR (NON-TRADING) | DESJARDINS CABINET DE SERVICES FINANCIERS INC./DESJARDINS FINANCIAL SERVICES FIRM INC. |
| DESCHAMPS, DARIN EDWARD | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| DESCHÊNES, DAVID ANTOINE | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| DESENDER, AMANDA LEIGH | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| DESGAGNE, MARTIN | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| DESJARDINS, DANIEL BERTRAND | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DESJARDINS, FREDERIC BERTHIER | SALESPERSON | CREDENTIAL SECURITIES INC. |
| DESJARDINS, JEAN-FRANÇOIS | OFFICER (TRADING) | GENUITY CAPITAL MARKETS/MARCHES DES CAPITAUX GENUITY |
| DESJARDINS, JEAN-GUY | ADVISING DIRECTOR & OFFICER | FIERA CAPITAL INC. |
| DESJARDINS, LOUIS-DANIEL | NON-ADVISING OFFICER | GE ASSET MANAGEMENT CANADA COMPANY |
| DESJARDINS, YVES | ADVISING EMPLOYEE (SECURITIES) ADVISER (COMMODITIES) | CONSEILLERS EN GESTION GLOBALE STATE STREET LTÉE. / STATE STREET GLOBAL ADVISORS, LTD. |
| DESLANDES, SHANNON LAUREL | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| DESLAURIERS, DAVID EDWARD | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| DESLAURIERS, JENNIFER | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| DESLAURIERS, MANON | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DESLAURIERS, PAUL JAMES | OFFICER & DIRECTOR (NON-TRADING) | LOEWEN, ONDAATJE, MCCUTCHEON LIMITED / LOEWEN, ONDAATJE, MCCUTCHEON LIMITEE |
| DESMARAIS, BRUNO | OFFICER (TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| DESMARAIS, JEAN | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| DESMARAIS, REJEAN | OFFICER & DIRECTOR (TRADING) | BNP PARIBAS (CANADA) VALEURS MOBILIÈRES INC./BNP PARIBAS (CANADA) SECURITIES INC. |
| DESMARAIS, ROBERT | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| DESMARAIS, ROBERT | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| DESMEULES, CHARLES | NON-ADVISING OFFICER | FIERA CAPITAL INC. |
| DESORMEAUX, GINETTE | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DESORMEAUX, RAYMOND | OFFICER & DIRECTOR (TRADING) | SERVICES FINANCIERS PENSON CANADA INC. /PENSON FINANCIAL SERVICES CANADA INC. |
| DESPREZ, GRAHAM MACTIER | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DESROCHERS, CLAUDE | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DESROCHERS, DAVID EDWARD | BRANCH MANAGER | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| DESROCHERS, GUY | ADVISING OFFICER | CIBC GLOBAL ASSET MANAGEMENT INC. / GESTION GLOBALE D'ACTIFS CIBC INC. |
| DESROCHERS, RICHARD DOUE | BRANCH MANAGER | TEN STAR FINANCIAL INC. |
| DESROCHERS, ROBERT OMER | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| DESROCHERS, SUSAN NICOLE | NON-ADVISING OFFICER (SECURITIES) | RUSSELL INVESTMENTS CANADA LIMITED / INVESTISSEMENTS RUSSELL CANADA LIMITÉE |
| DESROCHERS, SUSANNE DELIMA | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DESROCHERS, VIOLET MAY | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DESROSIERS, ERIC | OFFICER (NON-TRADING) | GMP SECURITIES L.P./ GMP VALEURS MOBILIÈRES S.E.C. |
| DESROSIERS, FRANÇOIS | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DESROSIERS, MICHELLE LISA | BRANCH MANAGER | SCOTIA SECURITIES INC. |
| DESROSIERS, ROBERT | SALESPERSON | INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC. |
| DESY, PIERRE | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DETROZ, THIERRY | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| DETROZ, THIERRY | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| DEVEAULT, PIERRE | SALESPERSON | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| DEVENNEY, MICHAEL FREDERIC | OFFICER (NON-TRADING) (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| DEVER, GLENN ALAN | ADVISING EMPLOYEE | TURNER INVESTMENT PARTNERS, INC. |
| DEVIA, IAN | SALESPERSON | E*TRADE CANADA SECURITIES CORPORATION / SOCIETE DE VALEURS MOBILIERES E*TRADE CANADA |
| DEVINE, KEVIN ROBERT | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| DEVINE, NOREEN PATRICIA | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DEVITA, JOHN LEO | ADVISING OFFICER | ALTRINSIC GLOBAL ADVISORS, LLC |
| DEVJI-JAMANI, ARIF NURDINALI | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DEVLIN, ANGELA STELLA | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DEVLIN, DANIEL HARRY | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DEVLIN, KIRK STANLEY | SALESPERSON (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| DEVOS, LEANNE ELIZABETH | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| DEWAR, DEBORAH ANN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DEWOLFE, CHRISTOPHER CHARLES | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DEXTER, SCOTT PATRICK | OFFICER & DIRECTOR (TRADING) | SPROTT ASSET MANAGEMENT INC. |
| DEYELL, MATTHEW JOHN | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| DEYHOLOS, THERESA MARIE | SALESPERSON | SCOTIA SECURITIES INC. |
| DHALIWAL, RAJINDER KUMAR | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | BMO NESBITT BURNS INC. |
| DHALLA, AZIM SHERALI | OFFICER (NON-TRADING) (SECURITIES) | UNION SECURITIES LTD. / VALEURS MOBILIERES UNION LTEE |
| DHALLA, ROMEL SINGH | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| DHAMRAIT, JEEVAN | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| DHARMAI, ARTHUR ANDREW | SALESPERSON | TD WATERHOUSE CANADA INC. |
| DHILLON, HARPREET | SALESPERSON | FIDELITY RETIREMENT SERVICES COMPANY OF CANADA LIMITED / COMPAGNIE DE SERVICES DE RETRAITE FIDELITY DU CANADA LIMITEE |
| DHILLON, INDERJIT KAUR | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DHILLON, MANPRIT SINGH | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DHILLON, PRABHDEEP MONTU | OFFICER (TRADING) | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| DI BATTISTA, BRUNO | NON-ADVISING OFFICER | FIERA CAPITAL INC. |
| DI CENZO, EILEEN ROSE | OFFICER (TRADING) | HUB CAPITAL INC. / CAPITAL HUB INC. |
| DI FEDERICO, CARMINE | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DI FLORIO, TERRI-ANNE | OFFICER & DIRECTOR (NON-TRADING) | HUB CAPITAL INC. / CAPITAL HUB INC. |
| DI FONZO, MARIO | BRANCH MANAGER | IPC INVESTMENT CORPORATION |
| DI FRANCO, DANIEL | OFFICER (TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DI GIROLAMO, MARCO MATTHIAS | ASSOCIATE ADVISING OFFICER | UBS INVESTMENT MANAGEMENT CANADA INC. / GESTION DES PLACEMENTS UBS CANADA INC. |
| DI MONTE, GINO | ADVISING OFFICER | JONES HEWARD INVESTMENT COUNSEL INC./JONES HEWARD CONSEILLER EN VALEURS INC. |
| DI MONTE, GINO | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DI PRATA, CAMILLO | OFFICER & DIRECTOR (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| DI PRATA, CAMILLO | OFFICER & DIRECTOR (NON TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| DI QUINZIO, KAREN JUDY | BRANCH MANAGER | TD WATERHOUSE CANADA INC. |
| DI RISIO, LETICIA FATIMA | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| DI SANTO, GIACOMINO | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DI STEFANO, DONATO | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DI TOMASSO, MICHEL | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DI TOMASSO, PASCAL NICHOLAS | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DI VITO, FIORENTINA ANNA | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DIAMANT, CHRIS ALEXANDER | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DIAMOND, DARYL DEAN | BRANCH MANAGER | IPC INVESTMENT CORPORATION |
| DIAMOND, JOHN GORDON | SALESPERSON | HERITAGE EDUCATION FUNDS INC./FONDS D'EDUCATION HERITAGE INC. |
| DIAMOND, KAREN MAUREEN | SALESPERSON | IPC INVESTMENT CORPORATION |
| DIAMOND, RUBY | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| DIAS, AGNELO | OFFICER (NON-TRADING) | GMP SECURITIES L.P./ GMP VALEURS MOBILIÈRES S.E.C. |
| DIAS, MARK FERNANDES | SALESPERSON | TD WATERHOUSE CANADA INC. |
| DIAZ, MARINA | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DIBBEN, ROGER JONATHAN | SALESPERSON | E*TRADE CANADA SECURITIES CORPORATION / SOCIETE DE VALEURS MOBILIERES E*TRADE CANADA |
| DIBBLEE, JENNIFER ELIZABETH | OFFICER (NON-TRADING) | INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC. |
| DIBBLEE, JENNIFER ELIZABETH | OFFICER (NON-TRADING) | FUNDEX INVESTMENTS INC. |
| DIBBLEE, JENNIFER ELIZABETH | NON-ADVISING OFFICER | PLACEMENTS IA CLARINGTON INC. / IA CLARINGTON INVESTMENTS INC. |
| DICHOW, MANAS MICHAEL | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DICIO, MICHAEL | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DICK, RONALD RICHARD | OFFICER (NON-TRADING) | DUNDEE PRIVATE INVESTORS INC./SERVICES FINANCIERS DUNDEE INC. |
| DICKERSON, MARK OVERTON | OFFICER (NON-TRADING) | MERRILL LYNCH CANADA INC. |
| DICKERSON, THOMAS ERNEST | OFFICER & DIRECTOR (NON-TRADING) | GENERAL MOTORS ACCEPTANCE CORPORATION OF CANADA LIMITED |
| DICKIE, ROBERT KEITH | SALESPERSON | IPC INVESTMENT CORPORATION |
| DICKINSON, MARK PHILLIP | SALESPERSON | PARADIGM CAPITAL INC. / PARADIGME CAPITAL INC. |
| DICKINSON, RICHARD CHARLES | OFFICER (TRADING) | RAYMOND JAMES LTD. |
| DICKOFF, CARRIE MARIE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DICKSON, ALAN MARQUIS | SALESPERSON | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| DICKSON, CURTIS BLAINE | SALESPERSON | RICE FINANCIAL GROUP INC. |
| DICKSON, GORDON BRUCE | OFFICER (TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| DICKSON, WILLIAM DAVID | OFFICER (TRADING) | MAISON PLACEMENTS CANADA INC. |
| DIDYK, LYLE VINCENT | SALESPERSON | TD WATERHOUSE CANADA INC. |
| DIETRICH, DAPHNE MAE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DIETRICH, PAMELA IRIS | OFFICER (NON-TRADING) | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| DIFFER, REBECCA LYNN | BRANCH MANAGER | CREDENTIAL ASSET MANAGEMENT INC. |
| DIGIOVANNI, FABIAN FRANK | OFFICER (TRADING) | RESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL |
| DIGNAN, SANDRA LOUISE | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| DIL, MICHAEL AVRUM | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| DILAY, JERROLD PAUL | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| DILAY, MICHAEL JAMES | OFFICER (TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DILISI, ANTHONY | SALESPERSON | TD WATERHOUSE CANADA INC. |
| DILLON SMITH, CRYSTAL JANE | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| DILLON, JOSEPH CHARLES | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DILLON, LARRY WILLIAM | NON-ADVISING DIRECTOR | FI CAPITAL LTD. |
| DILTS, GEOFFREY ALLAN | BRANCH MANAGER | CREDENTIAL ASSET MANAGEMENT INC. |
| DILTZ, JORDAN DAVID | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| DILTZ, STEPHEN ANDREW | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DIMARTINO, LILIANA | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DIMASSIMO, JOE | NON-ADVISING OFFICER | ADDENDA CAPITAL INC. |
| DIME, LAURENCE AARON | OFFICER (TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| DIMEN, BRENT ALEXANDER | OFFICER (NON-TRADING) | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| DIMEN, WILBUR | NON-ADVISING OFFICER | MACKENZIE FINANCIAL CORPORATION |
| DIMITRIOU, VASSILIOS | SALESPERSON (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| DIN, JULIAN JOHN | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DINES, ALLAN MURRAY | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DINGWALL, LAIMA ANN | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| DINGWALL, ROBERT DAVID | OFFICER (TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| DINNICK, WILFRID SERVINGTON | DIRECTOR (TRADING) | MACDOUGALL, MACDOUGALL & MACTIER INC. |
| DINNING, HILLARY JANE | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DINNING, ROBERT SHERMAN | SALESPERSON | PETERS & CO. LIMITED |
| DINNING, WEBB FOREST | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| DION, DANIEL JOSEPH | BRANCH MANAGER | CREDENTIAL ASSET MANAGEMENT INC. |
| DION, FRÉDÉRIC | ADVISING OFFICER | NATCAN INVESTMENT MANAGEMENT INC. / GESTION DE PORTEFEUILLE NATCAN INC. |
| DION, PETER DAVID | ADVISING OFFICER | GOLDMAN SACHS ASSET MANAGEMENT, L.P. / GESTION D'ACTIFS GOLDMAN SACHS LP |
| DIONNE, BERNARD | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DIONNE, JOCELYNE CELINE | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DIONNE, NICHOLAS MARTIN | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| DIONNE, NICHOLAS MARTIN | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| DIONNE, ROBERT LEIGH | ADVISING DIRECTOR & OFFICER | SCHEER, ROWLETT & ASSOCIATES INVESTMENT MANAGEMENT LTD./ GESTION DE PLACEMENTS SCHEER, ROWLETT & ASSOCIÉS LTÉE |
| DIOTTE, ISABELLE MARIE-CLAUDE | SALESPERSON | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| DIPASQUALE, PAUL PETER | OFFICER & DIRECTOR (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| DIPLAROS, ALEXANDRA SISMANIS | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| DIRKS, TIMOTHY WILLIAM | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| DISBROW, ROBERT JAMES | OFFICER & DIRECTOR (TRADING) | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| DISHY, DAN | OFFICER (NON-TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| DISTASI, HEATHER MARGARET | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DITCHBURN, JOHN ARIE | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| DITKOFSKY, JACK | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DIVITTORIO, MARIA GABRIELA | OFFICER (NON-TRADING) | BLACKMONT CAPITAL INC. |
| DIWA, HAZEL | OFFICER (NON-TRADING) | THOMAS WEISEL PARTNERS CANADA INC./THOMAS WEISEL PARTENAIRES CANADA INC. |
| DIXON, DAVID TRUEMAN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DIXON, ROBERT DOUGLAS | OFFICER (NON-TRADING) | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| DIXON, SIMONE ANNE MARIE | SALESPERSON | SCOTIA SECURITIES INC. |
| DIXON, WILLIAM LEE | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| DJOMGOUÉ NOULOWE, STÉPHANIE | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| DJURDJEVIC, SASA | SALESPERSON | MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE. |
| DJURFELDT, ROBERT MARCUS | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DJURIC, DANIJEL | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| DLUHOSH, ROBERT JOHN | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DO, QUAY TRONG | SALESPERSON | TD WATERHOUSE CANADA INC. |
| DOAN, KATHY | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DOBERSTEIN, KYLE ARTHUR | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| DOBLANKO, GARY STEPHEN | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| DOBSON, DALE IAN | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| DOBSON, DARREN JAMES | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| DOBSON, JEFFREY PAUL | ADVISING EMPLOYEE | MULVIHILL CAPITAL MANAGEMENT INC./GESTION DE CAPITAL MULVIHILL INC. |
| DOBSON, NINA LAUREL | SALESPERSON | PARTNERS IN PLANNING FINANCIAL SERVICES LTD./SERVICES FINANCIERS PARTENAIRES EN PLANIFICATION LTEE |
| DODD, FREDERICK GEORGE | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DODD, GLEN WILLIAM | SALESPERSON | TEN STAR FINANCIAL INC. |
| DODD, JAMES FAGAN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DODD, LORRIE LYNN | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DODDS MCMULLIN, KATHRYN ELIZABETH | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DODDS, LYNDA IRENE | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DODEK, NOAH RYAN | OFFICER (NON-TRADING) | LEEDE FINANCIAL MARKETS INC. |
| DODIG, DAPHNE HELEN | NON-ADVISING OFFICER | LAKETON INVESTMENT MANAGEMENT LTD. / PLACEMENTS LAKETON LTEE |
| DODIG, VICTOR GEORGE | DIRECTOR (NON-TRADING) | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| DODIG, VICTOR GEORGE | NON-ADVISING DIRECTOR & OFFICER | CIBC GLOBAL ASSET MANAGEMENT INC. / GESTION GLOBALE D'ACTIFS CIBC INC. |
| DODIG, VICTOR GEORGE | NON-ADVISING DIRECTOR & OFFICER | CIBC PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVÉE DE PORTEFEUILLE CIBC INC. |
| DODIG, VICTOR GEORGE | NON-ADVISING DIRECTOR & OFFICER | CIBC TRUST CORPORATION / COMPAGNIE TRUST CIBC |
| DODIG, VICTOR GEORGE | NON-ADVISING DIRECTOR & OFFICER | CIBC ASSET MANAGEMENT INC./GESTION D'ACTIFS CIBC INC. |
| DOE, ROGER GRAHAM | NON-ADVISING DIRECTOR | LEON FRAZER & ASSOCIATES INC. |
| DOERKSEN, DEBRA ANN | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| DOERKSEN, LAVERN KENNETH | SALESPERSON | WELLINGTON WEST FINANCIAL SERVICES INC. |
| DOHERTY, DARCY JOHN | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DOHERTY, JENNIFER LYNN | OFFICER (TRADING) | JC CLARK LTD. / JC CLARK LTEE |
| DOHRMAN, RALPH MARTIN | SALESPERSON | RAYMOND JAMES LTD. |
| DOIG, PETER HARTT | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DOIGE, TODD JEFFERY | OFFICER (TRADING) | JONES, GABLE & COMPANY LIMITED / JONES GABLE & COMPAGNIE LTEE |
| DOLAN, RYAN MCKENZIE | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DOLIWA, JACINDA ANNE-MARIE | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| DOLSON, DELPHINE ROBERTA | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DOMANUS, JERRY | NON-ADVISING OFFICER | INVESTISSEMENTS STANDARD LIFE INC. /STANDARD LIFE INVESTMENTS INC. |
| DOMENCO, STEPHANIE DEANNE | SALESPERSON | IPC INVESTMENT CORPORATION |
| DOMES, DAVID THOMAS | BRANCH MANAGER | CREDENTIAL ASSET MANAGEMENT INC. |
| DOMINGO, BENJAMIN EUGENE | SALESPERSON | TD WATERHOUSE CANADA INC. |
| DOMOTORFFY, KATINKA ILDIKO | ADVISING OFFICER | GOLDMAN SACHS ASSET MANAGEMENT, L.P. / GESTION D'ACTIFS GOLDMAN SACHS LP |
| DOMSTAD, DARRELL STEPHEN | SALESPERSON | ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE |
| DONAHUE, GRAHAM PETER | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DONALD, STEVEN JAMES | OFFICER & DIRECTOR (NON-TRADING) | ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE |
| DONALD, STEVEN JAMES | OFFICER & DIRECTOR (NON-TRADING) | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| DONALD, STEVEN JAMES | NON-ADVISING DIRECTOR & OFFICER | UNITED FINANCIAL CORPORATION |
| DONALDSON, SARA MELOHN | NON-ADVISING OFFICER | AXA ROSENBERG INVESTMENT MANAGEMENT LLC / GESTION D'INVESTISSEMENTS AXA ROSENBERG |
| DONG, HENRY HAI | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| DONG, NANCY | SALESPERSON | TD WATERHOUSE CANADA INC. |
| DONG, SHELDON SCHICK | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| DONG, XIAO YAN | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| DONNELLY, DANIEL RICHARD | DIRECTOR (NON-TRADING) | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| DONNELLY, DANIEL RICHARD | NON-ADVISING DIRECTOR | CIBC GLOBAL ASSET MANAGEMENT INC. / GESTION GLOBALE D'ACTIFS CIBC INC. |
| DONNELLY, DANIEL RICHARD | NON-ADVISING DIRECTOR | CIBC PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVÉE DE PORTEFEUILLE CIBC INC. |
| DONNELLY, DANIEL RICHARD | NON-ADVISING DIRECTOR | CIBC TRUST CORPORATION / COMPAGNIE TRUST CIBC |
| DONNELLY, DANIEL RICHARD | NON-ADVISING DIRECTOR | CIBC ASSET MANAGEMENT INC./GESTION D'ACTIFS CIBC INC. |
| DONNELLY, JOHN PRINCETON | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| DONNELLY, MICHAEL JOSEPH | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DONNELLY, MICHAEL PATRICK | SALESPERSON (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| DONNELLY, PAUL JOHN | OFFICER & DIRECTOR (NON-TRADING) | MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE. |
| DONOHOE, BRENDAN | NON-ADVISING PARTNER/DIRECTOR/OFFICER | BANK OF IRELAND ASSET MANAGEMENT (U.S.) LIMITED |
| DONOHOE, MARGARET ANNE | BRANCH MANAGER | CREDENTIAL ASSET MANAGEMENT INC. |
| DONOHUE, MARGARET MARY | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DONOHUE, MARK QUINCY | OFFICER (TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| DONOHUE, RICHARD PETER | OFFICER (TRADING) | CLARUS SECURITIES INC / VALEURS MOBILIERES CLARUS INC. |
| DONSTON, THOMAS COLIN | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DOOEY, SOMSAMAY SANDI | SALESPERSON | RICE FINANCIAL GROUP INC. |
| DOORE, DALEAH THERESE | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DOOTJES, ELIZABETH PATRICIA | BRANCH MANAGER | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| DORAN, SIMON PAUL | SALESPERSON (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| DORAZIO, CATHERINE LINDSAY | NON-ADVISING OFFICER | CONNOR, CLARK & LUNN PRIVATE CAPITAL LTD. |
| DORFMAN, MICHAEL | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DORFMAN, MICHAEL RYAN | OFFICER (NON-TRADING) | THOMAS WEISEL PARTNERS CANADA INC./THOMAS WEISEL PARTENAIRES CANADA INC. |
| DORIA, FRANCESCO | SALESPERSON | TD WATERHOUSE CANADA INC. |
| DORION, JOSEPH KENNETH | SALESPERSON | TD WATERHOUSE CANADA INC. |
| DORITTY, DAVID OWEN | OFFICER (TRADING) | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| DORIZON, NICOLAS | SALESPERSON (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| DORLAND, ALAN MALONE | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DORLAND, CLIFTON PAUL | OFFICER (TRADING) | MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE. |
| DORLAND, DANIEL JAMES | SALESPERSON | FIRSTENERGY CAPITAL CORP. / CORPORATION FIRSTENERGY CAPITAL |
| DOROSCHUK, DAWN MARIE | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| DOROSHUK, DWAYNE CURTIS | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DORRANCE, ROBERT EDWARD | OFFICER & DIRECTOR (TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| DORRELL, ROBERT JAMES | OFFICER & DIRECTOR (NON-TRADING) | ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE |
| DORRELL, ROBERT JAMES | OFFICER & DIRECTOR (NON-TRADING) | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| DORT, DAVID VERNON | OFFICER (NON-TRADING) | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| DOSHI, NIMESH | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| DOSTANIC, STEVAN | SALESPERSON | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| DOSTMOHAMED, ARIF | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| DOTCHISON, JOHN-PAUL | OFFICER (NON-TRADING) | M.R.S. SECURITIES SERVICES INC. / SERVICES VALEURS MOBILIERES M.R.S. INC. |
| DOTCHISON, JOHN-PAUL | OFFICER (NON-TRADING) | M.R.S. INC |
| DOTIWALLA, CARL BURGESS | SALESPERSON | TD WATERHOUSE CANADA INC. |
| DOTSON, CHRISTOPHER W | NON-ADVISING OFFICER | PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD. |
| DOUBANOVITCH, MIKHAIL | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DOUCET, MICHEL | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| DOUCET, VERNON DENIS | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DOUCETTE, MERLIN DAVID | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DOUCETTE, STEPHEN RICHARD | DIRECTOR (NON-TRADING) | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| DOUGAN, CHERYL ADELLE | SALESPERSON (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| DOUGHERTY, KEVIN PATRICK | NON-ADVISING DIRECTOR | MCLEAN BUDDEN LIMITED/MCLEAN BUDDEN LIMITEE |
| DOUGHERTY, MARY MAUREEN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DOUGLAS, ALEXANDER ROBIN | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| DOUGLAS, BRYCE CHARLES | PARTNER (NON-TRADING) | GENUITY CAPITAL MARKETS/MARCHES DES CAPITAUX GENUITY |
| DOUGLAS, CHRISTOPHER CHARLES | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| DOUGLAS, DONALD JAMES | OFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DOUGLAS, IAN RICHARD | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| DOUGLAS, JORDY PAUL | BRANCH MANAGER | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| DOUGLAS, MEDARDA | OFFICER (NON-TRADING) | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| DOUGLAS, MEDARDA | NON-ADVISING OFFICER | CIBC PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVÉE DE PORTEFEUILLE CIBC INC. |
| DOUGLAS, MEDARDA | NON-ADVISING OFFICER | CIBC ASSET MANAGEMENT INC./GESTION D'ACTIFS CIBC INC. |
| DOUGLAS, MEDARDA | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DOUGLAS, MEDARDA | NON-ADVISING OFFICER | CIBC TRUST CORPORATION / COMPAGNIE TRUST CIBC |
| DOUGLAS, MEDARDA | NON-ADVISING OFFICER | CIBC GLOBAL ASSET MANAGEMENT INC. / GESTION GLOBALE D'ACTIFS CIBC INC. |
| DOUGLAS, PHILLIP ANDREW | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| DOUGLAS, RANDALL LORNE | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | BMO NESBITT BURNS INC. |
| DOULL, PERRY MARTIN | SALESPERSON | EDWARD JONES |
| DOUVALETAS, EUSTRATIOS | SALESPERSON | TD WATERHOUSE CANADA INC. |
| DOUVILLE, LISE | OFFICER & DIRECTOR (NON-TRADING) | INDUSTRIELLE ALLIANCE VALEURS MOBILIÈRES INC. / INDUSTRIAL ALLIANCE SECURITIES INC. |
| DOVERSPIKE, LEANNE HILDA | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| DOVEY, BRADLEY ROBERT | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DOVOLOS, TASOS | NON-ADVISING OFFICER | FRANKLIN TEMPLETON INVESTMENTS CORP./SOCIETE DE PLACEMENTS FRANKLIN TEMPLETON |
| DOWDALL, GREGORY JOHN | OFFICER (TRADING) | PHILLIPS, HAGER & NORTH INVESTMENT FUNDS LTD. |
| DOWDALL, GREGORY JOHN | NON-ADVISING OFFICER | PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD. |
| DOWDELL, ALBERT LEROY | SALESPERSON | PORTFOLIO STRATEGIES CORPORATION |
| DOWLING, BARRY HAROLD | SALESPERSON | FUNDEX INVESTMENTS INC. |
| DOWLING, DANIEL MICHAEL | OFFICER (TRADING) | UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC. |
| DOWN, KAREN ENID | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| DOWNEY, JASON PAUL | OFFICER (NON-TRADING) | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| DOWNEY, NEIL WILLIAM | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DOWNEY, RYAN JAMES | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DOWNS, CYNTHIA HELEN | SALESPERSON | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| DOWNS, MICHAEL PATRICK | NON-ADVISING OFFICER | CONNOR, CLARK & LUNN PRIVATE CAPITAL LTD. |
| DOWNS, PATRICK | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| DOXSEE, KAREN RUTH | SALESPERSON | UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC. |
| DOYLE, ANDREW WILLIAM | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DOYLE, BENJAMIN TREVOR | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| DOYLE, CLIFTON JAMES | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DOYLE, EDWARD ADAM | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DOYLE, ESTELLE PAULINE | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DOYLE, GERARD JOSEPH | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DOYLE, GREGORY JOHN | NON-ADVISING OFFICER | MCLEAN BUDDEN LIMITED/MCLEAN BUDDEN LIMITEE |
| DOYLE, JAMES ALLEN | ADVISING EMPLOYEE | CAUSEWAY CAPITAL MANAGEMENT LLC |
| DOYLE, JAY FRANCIS | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| DOYLE, MARK ANTHONY | ADVISING OFFICER | JPMORGAN ASSET MANAGEMENT (CANADA) INC./GESTION D'ACTIF JPMORGAN (CANADA) INC. |
| DOYLE, SUSAN MARIE | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DOYLE, TREVOR BRUCE | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| DOYON, KARINE | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| DRABBLE, KENNETH | OFFICER (NON-TRADING) | ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE |
| DRAGOMIR, RODICA | SALESPERSON | SCOTIA SECURITIES INC. |
| DRAHO, SUSAN KATHLEEN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DRAKE, CHRISTINA MARIA | OFFICER & DIRECTOR (NON-TRADING) | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| DRAKE, CHRISTINA MARIA | OFFICER & DIRECTOR (NON-TRADING) | GMP SECURITIES L.P./ GMP VALEURS MOBILIÈRES S.E.C. |
| DRAKE, NEIL THOMAS | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| DRAVERS, PETER JOHN | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DREGER, ALLAN RICHARD | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DREGER, CAROLLE | SALESPERSON | SCOTIA SECURITIES INC. |
| DREGER, COREY JANINE | SALESPERSON | SCOTIA SECURITIES INC. |
| DREGO, ALDRIN SAVIO | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| DRIEDGER, DONNA MARIE | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| DRIEDGER, JOHN | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| DRIEDGER, PATRICK DARAN | SALESPERSON | STERLING MUTUALS INC. |
| DRIEDGER, TIMOTHY JAMES | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| DRISCOLL, ADAM DAVID | SALESPERSON | TD WATERHOUSE CANADA INC. |
| DRISCOLL, ANN MARLENE | OFFICER (NON-TRADING) | UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC. |
| DROHAN, MICHAEL JOSEPH | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DROLET, CORY WILLIAM | SALESPERSON | TD WATERHOUSE CANADA INC. |
| DROUGHAN, LAURA ELLEN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DROUIN, CLAIRE | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DROUIN, PATRICK EUGENE | OFFICER (NON-TRADING) | UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC. |
| DROUIN, PAUL ROBERT | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| DROZDZ, JOANNA CATHERINE | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| DRUMMOND, BRIAN ALLISON | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| DRUMMOND, JEFFREY SISE | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DRYBROUGH, KEITH DAVID | SALESPERSON (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| DRYDEN, JOHN ROBERT | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DRYDEN, PAUL | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DU SAULT, JEAN-LUC | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| DU SAULT, JEAN-LUC | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| DUAQUI, BRIAN GRAFIL | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| DUBCZAK, ROMAN STEPAN | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DUBE, CRAIG ROBERT | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DUBE, LINDA EILEEN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DUBICKI, CARL ALEXANDER | SALESPERSON | EDWARD JONES |
| DUBINSKI, ALANA | NON-ADVISING OFFICER | STONEGATE PRIVATE COUNSEL LP |
| DUBOIS, JEAN-GUY | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| DUBOIS, PATRICIA IRENE | SALESPERSON | C.S.T. CONSULTANTS INC./CONSULTANTS C.S.T. INC. |
| DUBREUIL, ERIC | OFFICER (TRADING) | UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC. |
| DUBREUIL, NICOLE MARIE | SALESPERSON | TD WATERHOUSE CANADA INC. |
| DUBROFSKY, LEWIS | OFFICER (TRADING) | FIDELITY RETIREMENT SERVICES COMPANY OF CANADA LIMITED / COMPAGNIE DE SERVICES DE RETRAITE FIDELITY DU CANADA LIMITEE |
| DUBROFSKY, LEWIS | OFFICER (NON-TRADING) | FIDELITY INVESTMENTS CANADA ULC / INVESTISSEMENTS FIDELITY CANADA |
| DUBROFSKY, LEWIS | NON-ADVISING OFFICER | FIDELITY INVESTMENTS CANADA ULC / INVESTISSEMENTS FIDELITY CANADA |
| DUBROVSKY, STEVEN | ADVISING OFFICER | CIBC GLOBAL ASSET MANAGEMENT INC. / GESTION GLOBALE D'ACTIFS CIBC INC. |
| DUBUC, ANDRE | DIRECTOR (NON-TRADING) | FUNDEX INVESTMENTS INC. |
| DUBUC, ANDRE | NON-ADVISING DIRECTOR | PLACEMENTS IA CLARINGTON INC. / IA CLARINGTON INVESTMENTS INC. |
| DUCAS, JON-MATTHEW PETER | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| DUCEAC, CLAUDIA | SALESPERSON | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| DUCHAINE, SYLVAIN | SALESPERSON (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| DUCHARME, RICHARD DARREN | ADVISING DIRECTOR & OFFICER | BAKER GILMORE & ASSOCIÉS INC. / BAKER GILMORE & ASSOCIATES INC. |
| DUCHESNAY, GENEVIEVE | SALESPERSON | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| DUCHESNAY, LORRAINE | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| DUCHESNAY, LORRAINE | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| DUCHESNE, BENOIT PAUL | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DUCHESNE, LOUISE MARIE-JOSEE | OFFICER & DIRECTOR (TRADING) | LIGHTYEAR CAPITAL INC. |
| DUCHESNE, MICHEL | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| DUCKWORTH, CHERYL LOUISE | ADVISING OFFICER | WELLINGTON MANAGEMENT COMPANY, LLP |
| DUCUT, MARY ANN | BRANCH MANAGER | WFG SECURITIES OF CANADA INC. |
| DUDAR, CHELSEA PATRICIA | SALESPERSON | SCOTIA SECURITIES INC. |
| DUDAR, KRISTINE LORI | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DUDGEON, HEATHER ANDREA | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| DUDLEY, ADAM KYLE | SALESPERSON | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| DUDLEY, STEPHEN ANTHONY | SALESPERSON | E*TRADE CANADA SECURITIES CORPORATION / SOCIETE DE VALEURS MOBILIERES E*TRADE CANADA |
| DUDRA, JONATHAN CRAIG | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DUDTSCHAK, KIRK DAVID | OFFICER (NON-TRADING) | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DUECK, BARRY CORNELIUS | NON-ADVISING DIRECTOR | ELYSIUM WEALTH MANAGEMENT INC. |
| DUECK, JONATHAN BERNIE | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| DUECK, LEANDER DON | OFFICER (NON-TRADING) | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| DUECK, VERN DELMAR | SALESPERSON | FUNDEX INVESTMENTS INC. |
| DUECK, WESLEY STEVEN | BRANCH MANAGER | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| DUFAJ, KIMBERLY ANNE | SALESPERSON | WELLINGTON WEST FINANCIAL SERVICES INC. |
| DUFF, GRAHAM FREDERICK | SALESPERSON | E*TRADE CANADA SECURITIES CORPORATION / SOCIETE DE VALEURS MOBILIERES E*TRADE CANADA |
| DUFF, MICHAEL RICHARD | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DUFF, NATHALIE SYLVIE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DUFFIELD, ANTHONY RUTHERFORD | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DUFFIELD, DONNA LYNN | BRANCH MANAGER | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| DUFFIN, CINDY LOU | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| DUFFY, ALAN OWEN | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DUFFY, LESLEY ANNE | OFFICER (NON-TRADING) | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| DUFOUR, PATTI JEAN | BRANCH MANAGER | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| DUFRESNE, GUY | OFFICER (TRADING) (SECURITIES) FUTURES CONTRACTS PORTFOLIO MANAGER (COMMODITIES) | MF GLOBAL CANADA CO./MF GLOBAL CANADA CIE |
| DUFRESNE, HEATHER ROSE | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| DUFRESNE, MARTIN | ADVISING EMPLOYEE | FIERA CAPITAL INC. |
| DUGAS, CAROLINE | SALESPERSON | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| DUGGAN, CHRISTINE ANN | SALESPERSON | BLACKMONT CAPITAL INC. |
| DUGGAN, CHRISTOPHER ANDREW | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| DUGGAN, DANIEL CHARLES | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| DUGUAY, JEAN-PIERRE | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| DUGUAY, JEAN-PIERRE | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| DUGUAY, RANDI LYNN | SALESPERSON | MGI SECURITIES INC. / MGI VALEURS MOBILIERES INC. |
| DUGUAY-ARBESFELD, JONATHAN | OFFICER (NON-TRADING) | CASGRAIN & COMPAGNIE LIMITEE / CASGRAIN & COMPANY LIMITED |
| DUGUID, CARLETON DEAN | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| DUHAIME, SERGE | OFFICER (TRADING) | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| DUIGNAN, PEADAR GABRIEL | OFFICER (NON-TRADING) | SERVICES FINANCIERS PENSON CANADA INC. /PENSON FINANCIAL SERVICES CANADA INC. |
| DUINKER, MICHIEL CARVETH | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DUKE, DEAN SHANNON | OFFICER (TRADING) | BLACKMONT CAPITAL INC. |
| DUKE, EDWARD ALLAN | SALESPERSON | PORTFOLIO STRATEGIES CORPORATION |
| DUKE, JOHN THOMAS | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | BMO NESBITT BURNS INC. |
| DUKLAS, EDWARD HENRYK | OFFICER (TRADING) | GENERAL MOTORS ACCEPTANCE CORPORATION OF CANADA LIMITED |
| DULBERG, DAVID MITCHELL | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DULUDE, FREDERIC | SALESPERSON | INDUSTRIELLE ALLIANCE VALEURS MOBILIÈRES INC. / INDUSTRIAL ALLIANCE SECURITIES INC. |
| DULUDE, STEPHANE | OFFICER & DIRECTOR (NON-TRADING) | DESJARDINS SÉCURITÉ FINANCIÈRE INVESTISSEMENTS INC./DESJARDINS FINANCIAL SECURITY INVESTMENTS INC. |
| DUMA, THERESA ANNE | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| DUMAIS, MARC ROY | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DUMANSKI, STEVE | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| DUMAS, JOSEE | NON-ADVISING OFFICER | RBC PRIVATE COUNSEL INC./RBC SERVICES-CONSEILS PRIVES INC. |
| DUMENKO, MYKOLA | SALESPERSON | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| DUMONT, JEAN-FRANCOIS | OFFICER (TRADING) | VALEURS MOBILIERES BANQUE LAURENTIENNE INC. / LAURENTIAN BANK SECURITIES INC. |
| DUMOULIN, PAUL LEONARD | SALESPERSON | FUNDEX INVESTMENTS INC. |
| DUNBERRY, MAX | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DUNCAN, CYNTHIA JANETTE | SALESPERSON | RICE FINANCIAL GROUP INC. |
| DUNCAN, DAVID JAMES | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| DUNCAN, GAYLEN R | OFFICER (NON-TRADING) | MERRILL LYNCH CANADA INC. |
| DUNCAN, JAMES ANDREW | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| DUNCAN, ROBERT GORDON | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| DUNCANSON, COLIN RICHARD | SALESPERSON | CREDENTIAL SECURITIES INC. |
| DUNDASS, ANDREW JOHN | OFFICER (NON-TRADING) | UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC. |
| DUNGEY, SHANE TREVOR | SALESPERSON | TRISTONE CAPITAL INC. |
| DUNGO, DANILO | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| DUNHAM, PETER BRUCE | SALESPERSON | TRISTONE CAPITAL INC. |
| DUNKLEY, BRADLEY ROY | OFFICER (TRADING) | GLUSKIN SHEFF + ASSOCIATES INC. |
| DUNKLEY, BRADLEY ROY | ADVISING OFFICER | GLUSKIN SHEFF + ASSOCIATES INC. |
| DUNLAP, CHARLES JOHN | OFFICER & DIRECTOR (NON-TRADING) | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| DUNLOP, ANDREW CHARLES | OFFICER (TRADING) | RESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL |
| DUNLOP, JAMES PAUL | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DUNLOP, RAYMOND BRENT | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DUNN, BRIAN WESLEY | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DUNN, JOHN ROBERT | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| DUNN, LOIS AUDREY | SALESPERSON (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| DUNN, MARGARET ELAINE | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| DUNN, STEPHEN BRUCE | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DUNN, THOMAS WILLIAM | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DUNN, TRACI-ANNE MELISSA | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| DUNNET, TRACEY JEAN | SALESPERSON | FUNDEX INVESTMENTS INC. |
| DUNNETT, ALAN SCOTT | BRANCH MANAGER & OFFICER (TRADING) (SECURITIES) BRANCH MANAGER & OFFICER (COMMODITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DUNNINK, NICHOLAS ANTHONY | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| DUNSDON, JENNIFER ANNE | ADVISING OFFICER | BURGUNDY ASSET MANAGEMENT LTD./GESTION D'ACTIFS BURGUNDY LTÉE |
| DUNTON, DAVID CHARLES | ADVISING OFFICER | RITTENHOUSE ASSET MANAGEMENT, INC. |
| DUONG, AN | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| DUONG, CHI-HUNG | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DUONG, VICTOR THANG | OFFICER (NON-TRADING) | BRANDES INVESTMENT PARTNERS & CO. |
| DUPLEY, DEBORAH LYNN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DUPONT, ERIC | NON-ADVISING OFFICER | NATCAN INVESTMENT MANAGEMENT INC. / GESTION DE PORTEFEUILLE NATCAN INC. |
| DUPONT, JACQUES ANDRÉ | ADVISING EMPLOYEE | PLACEMENTS IA CLARINGTON INC. / IA CLARINGTON INVESTMENTS INC. |
| DUPONT, KEVIN MICHAEL | SALESPERSON | INVESCO TRIMARK DEALER INC./COURTAGE INVESCO TRIMARK INC. |
| DUPONT, LISE | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| DUPONT, MAURICE | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| DUPREE, ADAM REUBEN | SALESPERSON | FIDELITY RETIREMENT SERVICES COMPANY OF CANADA LIMITED / COMPAGNIE DE SERVICES DE RETRAITE FIDELITY DU CANADA LIMITEE |
| DUPUIS, GAÉTAN | ADVISING EMPLOYEE | FIERA CAPITAL INC. |
| DUPUIS, MARC ANTHONY | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DUPUIS, MARK ANTHONY | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| DUPUIS, PATRICK | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| DUPUIS, PATRICK | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| DUPUIS, RICHARD REAL | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DUPUIS, ROBERT VICTOR | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| DUPUIS, RONALD LEO | OFFICER (NON-TRADING) | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| DUPUIS, STEPHANE | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| DUPUIS, STEPHANE | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| DUPUIS, STEPHANE | OFFICER (NON-TRADING) | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| DUQUETTE, DAVID EDWARD | OFFICER (TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| DUQUETTE, PASCAL | ADVISING DIRECTOR & OFFICER | NATCAN INVESTMENT MANAGEMENT INC. / GESTION DE PORTEFEUILLE NATCAN INC. |
| DURAND, GILLES JOSEPH | BRANCH MANAGER | CREDENTIAL ASSET MANAGEMENT INC. |
| DURAND, MARCEL GEORGES | SALESPERSON | PROFESSIONAL INVESTMENT SERVICES (CANADA) INC. |
| DURAND, PIERRE RAYMOND | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| DURANOVICH, DAVID ANTHONY | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| DURANTE, IDA GIUSEPPINA | SALESPERSON | ACUMEN CAPITAL FINANCE PARTNERS LIMITED |
| DURFY, SHIREEN | OFFICER (NON-TRADING) | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| DURKIN, SEAN PATRICK | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| DURLAND, JAMES MICHAEL | OFFICER & DIRECTOR (NON TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| DURNFORD, ANDREW WILLIAM | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| DURNIN, DONNA JEAN | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| DURNIN, JAMES STEVEN | SALESPERSON | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| DUROCHER, BENOIT DENIS | ADVISING OFFICER | ADDENDA CAPITAL INC. |
| DURRANS, RICHARD JOHN | ADVISING OFFICER | PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD. |
| DURWARD, CHRISTOPHER STEWART | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DUSSAULT, RICHARD | OFFICER (NON-TRADING) | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| DUTCHAK, GREGORY ROBERT | ADVISING OFFICER | CONNOR, CLARK & LUNN PRIVATE CAPITAL LTD. |
| DUTCHAK, JASON MICHAEL | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| DUTHOIT, RUSSELL ROBERT | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| DUTKA, MICHAEL EMIL | SALESPERSON | TD WATERHOUSE CANADA INC. |
| DUTTO, LORENZO | OFFICER (TRADING) | PI FINANCIAL CORP./CORPORATION FINANCIÈRE PI |
| DUTTON, CHRISTOPHER GRAHAM | OFFICER (TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| DWERNICHUK, MARY | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DWORSKI, SHECHAR | ASSOCIATE ADVISING EMPLOYEE | MACKENZIE FINANCIAL CORPORATION |
| DWYER, BARBARA-ANN | SALESPERSON | SCOTIA SECURITIES INC. |
| DWYER, GREGORY JOHN | NON-ADVISING OFFICER | ADDENDA CAPITAL INC. |
| DYCK, BEVERLY GRACE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DYCK, BEVERLY JEAN | SALESPERSON | LAWTON PARTNERS FINANCIAL PLANNING SERVICES LIMITED |
| DYCK, DEBORAH KATHERINE | SALESPERSON | TD WATERHOUSE CANADA INC. |
| DYCK, GARY DALE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| DYCK, GERALD ELDON | SALESPERSON | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| DYCK, LEWIS WAYNE | OFFICER (NON-TRADING) | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| DYCK, LISA DAWN | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| DYCK, MARIA JOHANNA | DIRECTOR (NON-TRADING) | ODLUM BROWN LIMITED |
| DYCK, RICHARD PETER | BRANCH MANAGER | CREDENTIAL ASSET MANAGEMENT INC. |
| DYCK, SANDRA MARIE | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| DYCK, SHELDON DALE | OFFICER & DIRECTOR (NON-TRADING) | ATB SECURITIES INC. |
| DYCK, TERRY NORMAN | SALESPERSON (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| DYCK, THOMAS PAUL | SALESPERSON | WORLDSOURCE FINANCIAL |