Close
background    
 

Registered Individuals D

Updated daily Monday to Friday

INDIVIDUAL'S NAME CATEGORY OF REGISTRATIONNAME OF COMPANY
D'ADDARIO, TONY OFFICER (TRADING) (SECURITIES)BMO NESBITT BURNS INC.
D'AGROSA, MICHAEL JOSEPHOFFICER (TRADING)FTC INVESTOR SERVICES INC. / SERVICES AUX INVESTISSEURS FTC INC.
D'AGROSA, MICHAEL JOSEPHNON-ADVISING OFFICERFRANKLIN TEMPLETON INVESTMENTS CORP./SOCIETE DE PLACEMENTS FRANKLIN TEMPLETON
D'AGROSA, MICHAEL JOSEPHNON-ADVISING OFFICERFIDUCIARY TRUST COMPANY OF CANADA
D'ALLEMAGNE, NICOLAS SALESPERSON (SECURITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
D'AMARIO, NADIA TINASALESPERSONTD WATERHOUSE CANADA INC.
D'AMBROSIO, ROMOLO RONNYOFFICER (NON-TRADING)MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE.
D'AMICO, ANGELO SALESPERSONTD WATERHOUSE CANADA INC.
D'AMICO, ANGELO DOMENICOSALESPERSON (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
D'AMICO, PAUL ROBERTOFFICER (NON-TRADING) (SECURITIES)TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
D'AMOURS, TRACY LYNNSALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
D'ANGELO, FRANK ANTHONYSALESPERSON (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
D'ARCY, DEBORAH LEEOFFICER (NON-TRADING) (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
D'AVERSA, LUIGI SALESPERSONMD MANAGEMENT LIMITED/GESTION MD LIMITÉE
D'COSTA, DYLAN GREVILLEADVISING EMPLOYEEMULVIHILL CAPITAL MANAGEMENT INC./GESTION DE CAPITAL MULVIHILL INC.
D'COSTA, MICHAEL ANTHONYOFFICER (TRADING)NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
D'EATH, ROWAN GABRIELSALESPERSON (SECURITIES)WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST
D'ELIA, PAUL OFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
D'IGNAZIO, CARMELA ANTONIETTASALESPERSON (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
D'MELLO, BRENDAN SALESPERSONFIDELITY RETIREMENT SERVICES COMPANY OF CANADA LIMITED / COMPAGNIE DE SERVICES DE RETRAITE FIDELITY DU CANADA LIMITEE
D'MELLO, TROY ALANSALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
D'OMBRAIN, NICOLE MCLEANOFFICER (NON-TRADING) (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
D'OTTAVIO, TULLIO SALESPERSONCREDENTIAL ASSET MANAGEMENT INC.
D'SILVA, RYAN JOSEPHOFFICER (NON-TRADING) (SECURITIES)TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
D'SOUZA, ELIZABETH SALESPERSONTD WATERHOUSE CANADA INC.
D'SOUZA, FRANCIS GLADWINSALESPERSONING DIRECT FUNDS LIMITED
D'SOUZA, LOUWELLYN JOHNOFFICER (NON-TRADING)CORMARK SECURITIES INC. / VALEURS MOBILIERES CORMARK INC.
D'SOUZA, MARK PAULOFFICER (NON-TRADING) (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
D'SOUZA, NELSON MILAGRESSALESPERSONCIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC.
D'SOUZA, ROYDEN STEPHENOFFICER (NON-TRADING) (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
D'SOUZA, SEAN KENNETHOFFICER (NON-TRADING)UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC.
D'SOUZA, VICTOR JOSEPHSALESPERSONCIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC.
DA COSTA, DENNIS SALESPERSONBMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
DA COSTA, KORI DAWNSALESPERSONCIBC SECURITIES INC./PLACEMENTS CIBC INC.
DA SIE, SUSAN MARIANON-ADVISING OFFICERINVESTISSEMENTS STANDARD LIFE INC. /STANDARD LIFE INVESTMENTS INC.
DA SILVA FRIESEN, SABRINA SALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DA SILVA, JOSE ANGESALESPERSON (SECURITIES) SALESPERSON (COMMODITIES)UNION SECURITIES LTD. / VALEURS MOBILIERES UNION LTEE
DA SILVEIRA, KRYSTA CANDACESALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DABARNO, SUSAN FAYOFFICER & DIRECTOR (NON-TRADING)RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE
DABBOUS, TAREK SALESPERSON (SECURITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DABELI, APELI MURIELLESALESPERSONBMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
DABU, CAROLINE OFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DACOSTA, PAULO MIGUELOFFICER (NON-TRADING) (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DACQUAY, CHERISE ADABRANCH MANAGERTD WATERHOUSE CANADA INC.
DAFOE, STEPHEN JOSEPHOFFICER (NON-TRADING) (SECURITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DAGG, LARRY PAULSALESPERSONIPC INVESTMENT CORPORATION
DAGHFAL, RALPH GEORGESNON-ADVISING OFFICERMCLEAN BUDDEN LIMITED/MCLEAN BUDDEN LIMITEE
DAHAB, GEORGE SALESPERSONBMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
DAHANY, RÉGIS AMIROUSALESPERSONCOURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC.
DAHL, JOHN WAYNESALESPERSONTD WATERHOUSE CANADA INC.
DAHL, SHERMAN ROGEROFFICER (TRADING) (SECURITIES)NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE
DAHLGREN, SUSAN MARIENON-ADVISING OFFICERUBS INVESTMENT MANAGEMENT CANADA INC. / GESTION DES PLACEMENTS UBS CANADA INC.
DAHMS, JEREMY ALLANSALESPERSON (SECURITIES)WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST
DAI, TAO SALESPERSONHSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC.
DAIGNAULT, MARC SALESPERSONNATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
DAIGNEAULT, RICHARD OFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DAILEY, JASON ROGEROFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DAKIN, HUGH ARTHURSALESPERSONMANULIFE SECURITIES INVESTMENT SERVICES INC.
DAKIN, SAMANTHA SUSANSALESPERSONLAWTON PARTNERS FINANCIAL PLANNING SERVICES LIMITED
DAL BELLO, DAVID PETEROFFICER (NON-TRADING) (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DALAL, HIMADRI NIDHISHSALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DALE, CHRISTOPHER LAWRENCEOFFICER (NON-TRADING)NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
DALE, JAMES DAVIDOFFICER (TRADING)WELLINGTON WEST CAPITAL MARKETS INC./ MARCHÉS FINANCIERS WELLINGTON WEST INC.
DALE, JAMES WILLIAMOFFICER & DIRECTOR (NON-TRADING)LEEDE FINANCIAL MARKETS INC.
DALE, PHILIP CHARLESSALESPERSONNORTHERN SECURITIES INC. / VALEURS MOBILIERES NORTHERN INC.
DALE, TREVOR KENNETHSALESPERSON (SECURITIES)TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
DALEY, LORNE SAMUELOFFICER (NON-TRADING)CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC.
DALEY, LORNE SAMUELOFFICER (NON-TRADING) (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DALFEN, MANUEL OFFICER (NON-TRADING)NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
DALGLISH, ANDREW HALDENBYOFFICER & DIRECTOR (NON-TRADING)M.R.S. SECURITIES SERVICES INC. / SERVICES VALEURS MOBILIERES M.R.S. INC.
DALGLISH, ANDREW HALDENBYNON-ADVISING OFFICERMACKENZIE FINANCIAL CORPORATION
DALGLISH, ANDREW HALDENBYOFFICER & DIRECTOR (NON-TRADING)M.R.S. INC
DALKIE, ROBERT KENNETHSALESPERSONINVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
DALLAIRE, GUY OFFICER (NON-TRADING)DESJARDINS CABINET DE SERVICES FINANCIERS INC./DESJARDINS FINANCIAL SERVICES FIRM INC.
DALLAIRE, MICHAEL AARONSALESPERSONMD MANAGEMENT LIMITED/GESTION MD LIMITÉE
DALLE, ELIE SALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DALLIMORE, THOMAS LAWRENCEOFFICER (NON-TRADING) (SECURITIES)WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST
DALMAN, MARIA CATHARINASALESPERSONTD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC.
DALPE, MARC OFFICER (TRADING) (SECURITIES)DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC.
DALRYMPLE, CAROLE YVONNESALESPERSONCREDENTIAL ASSET MANAGEMENT INC.
DALTON, ANITA CORINNESALESPERSONTD WATERHOUSE CANADA INC.
DALTON, BLAKENEY EDWARDSALESPERSONBLACKMONT CAPITAL INC.
DALTON, DANIEL BRIANSALESPERSONGLOBAL SECURITIES CORPORATION / SOCIETE DE VALEURS GLOBAL INC.
DALTON, KEVIN WILLIAMOFFICER & DIRECTOR (NON-TRADING)BLACKMONT CAPITAL INC.
DALTON, NATHANIEL NON-ADVISING DIRECTORBEUTEL, GOODMAN & COMPANY LTD.
DALTON, NATHANIEL NON-ADVISING DIRECTORFOYSTON, GORDON & PAYNE INC.
DALTON, NATHANIEL NON-ADVISING DIRECTORMONTRUSCO BOLTON INVESTMENTS INC./PLACEMENTS MONTRUSCO BOLTON INC.
DALY, EVELYN MARIESALESPERSONBMO INVESTORLINE INC./BMO LIGNE D'ACTION INC.
DALY, SHELAGH LYNNESALESPERSONQUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE.
DALY, TIMOTHY GEORGESALESPERSON (SECURITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DALZELL, BARBARA KATHERINESALESPERSONCREDENTIAL ASSET MANAGEMENT INC.
DAMANI, HARSH OFFICER (NON-TRADING)INVESCO TRIMARK DEALER INC./COURTAGE INVESCO TRIMARK INC.
DAMELIN, MARK OFFICER & DIRECTOR (NON-TRADING)JC CLARK LTD. / JC CLARK LTEE
DAMIANI, SAMUEL GEORGEOFFICER (NON-TRADING) (SECURITIES)TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
DAMIANIDIS, LOUIS JUNIORNON-ADVISING OFFICERTETREM CAPITAL MANAGEMENT LTD. / GESTION DE CAPITAUX TETREM
DAMJANOVIC, JELENA SALESPERSONCIBC SECURITIES INC./PLACEMENTS CIBC INC.
DANCY, JAMES MICHAELADVISING OFFICERAIC INVESTMENT SERVICES INC./SERVICES D'INVESTISSEMENT AIC INC.
DANDAR, DANIEL MILANDIRECTOR (NON-TRADING)ODLUM BROWN LIMITED
DANDRIDGE, TERRY DOUGLASOFFICER (NON-TRADING)TD WATERHOUSE CANADA INC.
DANELLS, CHRISTOPHER MICHAELSALESPERSONCIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC.
DANESI, PAUL ANTHONYOFFICER (NON-TRADING) (SECURITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DANG, MY ANH SALESPERSONFIDELITY RETIREMENT SERVICES COMPANY OF CANADA LIMITED / COMPAGNIE DE SERVICES DE RETRAITE FIDELITY DU CANADA LIMITEE
DANIELS, DORON MOSESOFFICER (NON-TRADING) (SECURITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DANIELS, DUDLEY VAUGHNOFFICER (TRADING) (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DANIELS, GLENN JEFFREYNON-ADVISING OFFICERAEGON CAPITAL MANAGEMENT INC./AEGON GESTION DE FONDS INC.
DANIELS, MICHAEL JOHNSALESPERSONRESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL
DANIELSON, LISA KIMBERLYSALESPERSONTD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC.
DANISI, GIUSEPPE SALESPERSON (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DANSEREAU, DARREN ALBERTADVISING OFFICERQV INVESTORS INC. / INVESTISSEURS QV
DANSEREAU, RENE RICHARDSALESPERSON (SECURITIES) SALESPERSON (COMMODITIES)UNION SECURITIES LTD. / VALEURS MOBILIERES UNION LTEE
DANYLUK, BRADLEY JAMESOFFICER (NON-TRADING) (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DANZIG, DANIEL DAVIDSALESPERSONRESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL
DAO, HUYNH-MAI NON-ADVISING OFFICERMACKENZIE FINANCIAL CORPORATION
DAOUST, MICHEL RAYMONDSALESPERSONQUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE.
DARCY, SARAH PAULETTESALESPERSONJENNINGS CAPITAL INC.
DARKE, JAMES MCFARLANENON-ADVISING OFFICERPHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD.
DARLEY, STEPHEN ROSSOFFICER (NON-TRADING)RAYMOND JAMES LTD.
DARLING, CAROLYN (K.A. SASHA) ALEXANDRASALESPERSON (SECURITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DARLING, GEOFFREY HOMERSALESPERSON (SECURITIES) SALESPERSON (COMMODITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DARNELL, JOEL LAWRENCESALESPERSONFIDELITY RETIREMENT SERVICES COMPANY OF CANADA LIMITED / COMPAGNIE DE SERVICES DE RETRAITE FIDELITY DU CANADA LIMITEE
DARY, ELLIOTT STUARTSALESPERSONCIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC.
DASCHKO, ALEXANDER OFFICER & DIRECTOR (NON-TRADING)CMC MARKETS CANADA INC./ MARCHÉS CMC CANADA
DASILVA LABAO, CARLOS ALBERTOSALESPERSONINVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
DASILVA, ELINA CONCEICAOOFFICER (NON-TRADING)PFSL INVESTMENTS CANADA LTD.
DASS, JACKIE-LYNNE SALESPERSONSCOTIA SECURITIES INC.
DASS, KRISHANAND SALESPERSONDUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE
DASSAN, RAJAN NON-ADVISING OFFICERGENUS CAPITAL MANAGEMENT INC.
DATOO, KARIM NON-ADVISING OFFICERPHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD.
DATTA, SOMA SALESPERSON (SECURITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DATU, JUAN CARLOS ROJO SALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DAUGHNEY, CHARLOTTE OFFICER (TRADING) (SECURITIES)TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
DAULBY, JENNIFFER LEESALESPERSONDUNDEE PRIVATE INVESTORS INC./SERVICES FINANCIERS DUNDEE INC.
DAVENPORT, BRIAN WILLIAMOFFICER (NON-TRADING) (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DAVEY, MICHEL CHRISTIANSALESPERSONCIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC.
DAVIAU, DANIEL JOSEPHPARTNER (NON-TRADING)GENUITY CAPITAL MARKETS/MARCHES DES CAPITAUX GENUITY
DAVID, ANN OFFICER (TRADING)ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DAVID, CHERYL ELAINESALESPERSONBLACKMONT CAPITAL INC.
DAVID, JUNE DONETOFFICER (TRADING)RETIRE FIRST LTD.
DAVIDSON, AMANDA JANEOFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DAVIDSON, ANDREW IANOFFICER (TRADING) (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DAVIDSON, BRENT ALEXANDERSALESPERSON (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DAVIDSON, CHARLES GEOFFREYOFFICER (TRADING) (SECURITIES)DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC.
DAVIDSON, DAVID DANIELOFFICER (NON-TRADING)PARADIGM CAPITAL INC. / PARADIGME CAPITAL INC.
DAVIDSON, EMIL PAULSALESPERSONCREDENTIAL ASSET MANAGEMENT INC.
DAVIDSON, GORDON BRADLEYSALESPERSON (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DAVIDSON, IAN DAVIDOFFICER (NON-TRADING)ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE
DAVIDSON, JAMES WALKERDIRECTOR (NON-TRADING)FIRSTENERGY CAPITAL CORP. / CORPORATION FIRSTENERGY CAPITAL
DAVIDSON, JOHN WILBERTOFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DAVIDSON, KEN DOUGLASASSOCIATE ADVISING OFFICERCIBC PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVÉE DE PORTEFEUILLE CIBC INC.
DAVIDSON, LIONELL KEITHSALESPERSONCIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC.
DAVIDSON, LYNLEY-JOY LOUISESALESPERSONPARTNERS IN PLANNING FINANCIAL SERVICES LTD./SERVICES FINANCIERS PARTENAIRES EN PLANIFICATION LTEE
DAVIDSON, RHYS HUNTLEYSALESPERSON (SECURITIES)DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC.
DAVIDSON, ROBERT WILLIAMOFFICER (NON-TRADING) (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DAVIDSON, ROBIN BARCLAYSALESPERSONODLUM BROWN LIMITED
DAVIE, BEVERLEY ELAINESALESPERSONBMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
DAVIES, BRIAN THOMASSALESPERSONINVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
DAVIES, CHRISTOPHER WENTWORTHOFFICER (TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DAVIES, DAVID CHARLESADVISING OFFICERMCLEAN BUDDEN LIMITED/MCLEAN BUDDEN LIMITEE
DAVIES, GARY MICHAELOFFICER (NON-TRADING)TD WATERHOUSE CANADA INC.
DAVIES, GLYN WOODFORDSALESPERSON (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DAVIES, GREGORY LEONARDOFFICER (NON-TRADING)ITG CANADA CORP.
DAVIES, JOHN TRUSTRAMOFFICER (NON-TRADING)INTEGRAL WEALTH SECURITIES LIMITED
DAVIES, MARIE CONNIEOFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DAVIES, RODNEY EDWINOFFICER (NON-TRADING) (SECURITIES)TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
DAVIES, TUDOR MARTINADVISING DIRECTOR & OFFICERBRICKBURN ASSET MANAGEMENT INC.
DAVIS, BRIAN ADAMOFFICER & DIRECTOR (NON-TRADING)NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
DAVIS, BRIAN ADAMOFFICER & DIRECTOR (NON TRADING) (SECURITIES)NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE
DAVIS, BRIAN ANDREWSALESPERSONASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE
DAVIS, DONALD LEWISOFFICER (NON-TRADING) (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DAVIS, DOUGLAS ALFREDADVISING DIRECTOR & OFFICERDAVIS-REA LTD./DAVIS-REA LTEE.
DAVIS, ELIZABETH OFFICER (NON-TRADING)BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
DAVIS, ELIZABETH SHELLEYNON-ADVISING OFFICERLEGG MASON CANADA INC.
DAVIS, GEORGE OFFICER (NON-TRADING) (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DAVIS, HARRY JOHNSALESPERSONRAYMOND JAMES LTD.
DAVIS, JEFFREY DONALDDIRECTOR (NON-TRADING)ODLUM BROWN LIMITED
DAVIS, MARK LAURENCEOFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DAVIS, MARY ELEANORSALESPERSONTD WATERHOUSE CANADA INC.
DAVIS, PATRICK CHARLESNON-ADVISING OFFICERDAVIS-REA LTD./DAVIS-REA LTEE.
DAVIS, PERCY HOWARDOFFICER (NON-TRADING) (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DAVIS, SCOTT ALEXANDEROFFICER (NON-TRADING) (SECURITIES)TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
DAVISON, ELAINE YORKOFFICER (TRADING)STEADYHAND INVESTMENT FUNDS INC.
DAVISON, SUSAN CAROLSALESPERSONCREDENTIAL SECURITIES INC.
DAVY, STEPHEN BRIANOFFICER (NON-TRADING)CREDIT SUISSE SECURITIES (CANADA), INC./VALEURS MOBILIERES CREDIT SUISSE (CANADA), INC.
DAVY, SUSAN JOYSALESPERSONCREDENTIAL SECURITIES INC.
DAW-CAMPBELL, CAROLINE SUSANOFFICER (NON-TRADING)TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC.
DAWSON, BRIAN JAMESDIRECTOR (NON-TRADING)MCLEAN BUDDEN FUNDS INC.
DAWSON, BRIAN JAMESADVISING OFFICERMCLEAN BUDDEN LIMITED/MCLEAN BUDDEN LIMITEE
DAWSON, HAROLD GORDONSALESPERSONMANULIFE SECURITIES INVESTMENT SERVICES INC.
DAWSON, JOSEPH PERRYSALESPERSONEDWARD JONES
DAWSON, KENNETH GORDONSALESPERSONMANULIFE SECURITIES INVESTMENT SERVICES INC.
DAWSON, KIRK WILLIAMSALESPERSONCIBC SECURITIES INC./PLACEMENTS CIBC INC.
DAWSON, LAURA JEANSALESPERSON (SECURITIES)BMO NESBITT BURNS INC.
DAWSON, ROBERT JAMESOFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DAWSON, STEPHEN ANDREWOFFICER (NON-TRADING) (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DAXNER, ALAN JOSEPHNON-ADVISING OFFICERMCLEAN BUDDEN LIMITED/MCLEAN BUDDEN LIMITEE
DAY, ALLAN RALPHOFFICER (TRADING)MGI SECURITIES INC. / MGI VALEURS MOBILIERES INC.
DAY, JOHN DUNCANOFFICER (TRADING)HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC.
DAY, STEPHENSON JAMESSALESPERSONSUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC.
DAY, WARREN RICHARDSALESPERSONSCOTIA SECURITIES INC.
DAYIAN, JOSEPH OFFICER (TRADING)BLACKMONT CAPITAL INC.
DE CARLE, MICHAEL WILLIAMOFFICER (NON-TRADING) (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DE CASTRO, SUSAN SALESPERSONWFG SECURITIES OF CANADA INC.
DE CHAMPLAIN, JEAN-PIERRE OFFICER (NON-TRADING)NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
DE CHAMPLAIN, JEAN-PIERRE OFFICER (TRADING) (SECURITIES)NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE
DE CRESCENTIIS, ANTONIO THOMASOFFICER (TRADING) (SECURITIES) OFFICER/PARTNER (COMMODITIES)BMO NESBITT BURNS INC.
DE FRANCO, VALENTINO ASSOCIATE ADVISING EMPLOYEEFOYSTON, GORDON & PAYNE INC.
DE GIORGIO, GIUSEPPE ADVISING OFFICERT.E. INVESTMENT COUNSEL INC. / CONSEILLERS EN PLACEMENTS T.E.
DE GRAEVE, SHELLEY LYNNSALESPERSONCIBC SECURITIES INC./PLACEMENTS CIBC INC.
DE GRANDPRÉ, LILIANNE DIRECTOR (NON-TRADING)USC EDUCATION SAVINGS PLANS INC. / USC REGIMES D'EPARGNE-ETUDES INC.
DE KONINCK, SOPHIE NON-ADVISING OFFICERINVESTISSEMENTS STANDARD LIFE INC. /STANDARD LIFE INVESTMENTS INC.
DE LA DURANTAYE, LUC ADVISING OFFICERCIBC GLOBAL ASSET MANAGEMENT INC. / GESTION GLOBALE D'ACTIFS CIBC INC.
DE LA MARE, MURRAY RALPHSALESPERSONSUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC.
DE LAS ALAS, MARY JEMELYNBRANCH MANAGERTD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC.
DE LEEUW, BEVERLY LOUISESALESPERSON (SECURITIES)BMO NESBITT BURNS INC.
DE LEEUW, MARCEL RICHARDSALESPERSON (SECURITIES)BMO NESBITT BURNS INC.
DE LEON, ROSEMARIE SALESPERSONTD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC.
DE LIMA, CHRISTINE ANNOFFICER (TRADING) (SECURITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DE LONG, MICHAEL ROBERTSALESPERSONLEEDE FINANCIAL MARKETS INC.
DE LOS REYES, MICHELLE SALESPERSONDESJARDINS SÉCURITÉ FINANCIÈRE INVESTISSEMENTS INC./DESJARDINS FINANCIAL SECURITY INVESTMENTS INC.
DE LUCA, KRYSTIN JANESALESPERSON (SECURITIES)WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST
DE LUCA, SUSAN DIANEBRANCH MANAGERROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DE LUCA, WLADIMIRO SALESPERSONTD WATERHOUSE CANADA INC.
DE LUNA, ROMEO PANUELOSBRANCH MANAGERPFSL INVESTMENTS CANADA LTD.
DE MERCADO, LIONEL ALLANOFFICER (TRADING) (SECURITIES)TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
DE MICHELE, LUIGI GINOSALESPERSONBLACKMONT CAPITAL INC.
DE MOSCOVAKI, GILBERT SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DE MUELENAERE, JACQUES GUSTAVESALESPERSONINVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
DE PAULA, JEAN CHARLESOFFICER (NON-TRADING) (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DE PLACE FILIPPINI, ANNE-METTE ADVISING OFFICERBURGUNDY ASSET MANAGEMENT LTD./GESTION D'ACTIFS BURGUNDY LTÉE
DE POMPA, GIOVANNI MARCOOFFICER (NON-TRADING)E*TRADE CANADA SECURITIES CORPORATION / SOCIETE DE VALEURS MOBILIERES E*TRADE CANADA
DE RIDDER, CAROLYN ELIZABETHSALESPERSONRICE FINANCIAL GROUP INC.
DE ROCQUIGNY, MICHEL SALESPERSONQUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE.
DE ROSE, CARLO OFFICER (NON-TRADING)TD WATERHOUSE CANADA INC.
DE RUBERTIS, JOHN OFFICER (NON-TRADING)NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
DE RUBERTIS, JOHN OFFICER (NON-TRADING) (SECURITIES)NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE
DE SANCTIS, DAVID LAWRENCEOFFICER (TRADING)HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC.
DE SANTIS, MICHAEL BRUCEOFFICER (NON-TRADING) (SECURITIES)TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
DE SANTO, ANTONIO SALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DE SILVA, KUMUDU REKHASALESPERSONRBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC.
DE SIMONE, SANDRA LYNNSALESPERSON (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DE SOUSA, KEVIN PHILLIPADVISING OFFICERPHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD.
DE TREMAUDAN, DEBORAH LEASALESPERSON (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DE VERTEUIL, IAN GERARDOFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DE VILLERS, LINE SALESPERSONCOURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC.
DE WEERDT, MURRAY HADWENSALESPERSONINVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC.
DE'ATH, JAMIE ARTHURSALESPERSONTD WATERHOUSE CANADA INC.
DEACON, DAVID ROSSOFFICER (TRADING)DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE
DEACON, PETER KENNETHSALESPERSONDUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE
DEAN, CARLY ELIZABETHOFFICER (TRADING)MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE.
DEAN, ELMA ANNETTESALESPERSONSUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC.
DEAN, THOMAS ANDREWADVISING DIRECTOR & OFFICERCYPRESS CAPITAL MANAGEMENT LTD.
DEANS, ALLAN CRAIGSALESPERSON (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DEANS, WAYNE EDWARDADVISING DIRECTOR & OFFICERDEANS KNIGHT CAPITAL MANAGEMENT LTD. / GESTION DE CAPITAL DEANS KNIGHT LTÉE
DEASLEY, CRAIG WILLIAMSALESPERSONDUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE
DEBACKER, TERESA MARIEBRANCH MANAGERROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DEBANNE, PAUL LAWRENCEOFFICER (NON-TRADING)TD WATERHOUSE CANADA INC.
DEBARTOLO, FRANCA NON-ADVISING OFFICERBURGUNDY ASSET MANAGEMENT LTD./GESTION D'ACTIFS BURGUNDY LTÉE
DEBLOIS, MARC FRANCISNON-ADVISING OFFICERTD WATERHOUSE PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVEE TD WATERHOUSE INC.
DEBOER, GERRY HENRYNON-ADVISING OFFICERT.E. INVESTMENT COUNSEL INC. / CONSEILLERS EN PLACEMENTS T.E.
DEBONO, MARIE JOSEPHINESALESPERSONASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE
DEBOST, MATTHIEU PIERREOFFICER (NON-TRADING)UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC.
DEBUS, JOSEPH HERMANOFFICER (NON-TRADING)BLACKMONT CAPITAL INC.
DEBUS, KURT ALLANOFFICER (NON-TRADING) (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DECARIE, ROBERT ERNESTSALESPERSON (SECURITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DECARY, ALEXANDRE OFFICER (NON-TRADING) (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DECELLES, ARTHUR MARKADVISING OFFICERPHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD.
DECOFF, KARA MARIESALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DECONCINI, ROBERT PETERNON-ADVISING PARTNER/DIRECTOR/OFFICERLAZARD ASSET MANAGEMENT (CANADA), INC. / GESTION D'ACTIFS LAZARD (CANADA)
DECORBY, MARTIN KYLESALESPERSONSUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC.
DECOSTE, CHARLES OFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DECROOS, JOANNE MARIESALESPERSONQUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE.
DECTER, MICHAEL BARRYADVISING DIRECTOR & OFFICERLDIC INC.
DEDA, KAREN ANNESALESPERSONCIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC.
DEEKS, JOHN EDWARDOFFICER (NON-TRADING) (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DEEP, ANURAG NON-ADVISING DIRECTOR & OFFICERUBS INVESTMENT MANAGEMENT CANADA INC. / GESTION DES PLACEMENTS UBS CANADA INC.
DEFER, JAMES PETEROFFICER & DIRECTOR (NON-TRADING)PI FINANCIAL CORP./CORPORATION FINANCIÈRE PI
DEFFETT, ADAM WILLIAMSALESPERSONPARADIGM CAPITAL INC. / PARADIGME CAPITAL INC.
DEFREITAS, MICHELLE ANNEOFFICER (NON-TRADING) (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DEGAGNE, JOCELYN RAESALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DEGEER, D'ARCY MACGRIGOROFFICER (NON-TRADING)RAYMOND JAMES LTD.
DEGELMAN, GARY MICHAELSALESPERSONCIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC.
DEGELMAN, TODD CURTISOFFICER (TRADING) (SECURITIES)WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST
DEGENHARDT, WARD WILLIAMSALESPERSON (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DEGRAND, DION DEREKOFFICER (NON-TRADING)NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
DEGRASSE, DAVID ROYADVISING OFFICERAMI PARTNERS INC.
DEHOD, KEVIN JOHNOFFICER & DIRECTOR (TRADING)MCLEAN & PARTNERS WEALTH MANAGEMENT LTD.
DEITCHER, JONATHAN HERSCHOFFICER (NON-TRADING) (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DEJUAN, MICHAEL LAWRENCEADVISING OFFICERNT GLOBAL ADVISORS, INC./ CONSEILLERS MONDIAUX NT
DEKKER, ERIK MENNOOFFICER (NON-TRADING)CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL
DEKLEER, ROLF EVERTNON-ADVISING OFFICERGROWTH WORKS CAPITAL LTD.
DEL BUONO, ANTONIO SALESPERSONASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE
DEL CAMPO, ROSA MARIANON-ADVISING OFFICERBMO HARRIS INVESTMENT MANAGEMENT INC./BMO HARRIS GESTION DE PLACEMENTS INC.
DEL DEBBIO, DENYS ROBERTOSALESPERSONCANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL
DEL GRANDE, DAVID ANTHONYSALESPERSON (SECURITIES)QUESTRADE, INC.
DEL GRECO, KATHRYN LYNNOFFICER (NON-TRADING)TD WATERHOUSE CANADA INC.
DEL MASTRO, PAT WILLIAMOFFICER (TRADING) (SECURITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DEL SORBO, NICOLAS ANTONIOOFFICER (NON-TRADING)HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC.
DELA FUENTE, MYLA SALESPERSONTD WATERHOUSE CANADA INC.
DELACOMBAZ, RAPHAEL ADVISING OFFICERUBS INVESTMENT MANAGEMENT CANADA INC. / GESTION DES PLACEMENTS UBS CANADA INC.
DELAIRE, TREVOR SCOTTSALESPERSONTD WATERHOUSE CANADA INC.
DELANEY, CATHERINE ANNADVISING OFFICERC.A. DELANEY CAPITAL MANAGEMENT LTD.
DELANEY, IAN WILLIAMNON-ADVISING DIRECTOR & OFFICERC.A. DELANEY CAPITAL MANAGEMENT LTD.
DELANEY, JULIE FRANCESOFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DELANEY, SUSAN MARGARETSALESPERSONBMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
DELANY, JOHN FREDERICKSALESPERSONSUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC.
DELAURIER, CRYSTAL LUCIEBRANCH MANAGERTD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC.
DELCOURT, GREGG VINCENTOFFICER (NON-TRADING)CORMARK SECURITIES INC. / VALEURS MOBILIERES CORMARK INC.
DELCOURT, JAMES DARRENSALESPERSONRESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL
DELEURME, MELINDA MAYSALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DELFINO, PAUL ANTHONYOFFICER (TRADING) (SECURITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DELGATY, SCOTT NELSONOFFICER (NON-TRADING) (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DELINE, BRENDA ANNSALESPERSONNATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
DELISLE, CATHY MACHEKOSALESPERSONWELLINGTON WEST FINANCIAL SERVICES INC.
DELISLE, DONALD BRUCEOFFICER (NON-TRADING)HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC.
DELISLE, JOSEPH ZOTIQUESALESPERSON (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DELISLE, MARIE-FRANCE OFFICER (NON-TRADING) (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DELISLE, VINCENT OFFICER (NON-TRADING) (SECURITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DELL'ANNO, RENATO OFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DELL, JOHN ADAMSALESPERSONMACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE.
DELL, LORNE FRANKLINSALESPERSONMANULIFE SECURITIES INVESTMENT SERVICES INC.
DELLA SERRA, JOSIE SALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DELMAGE, DANIEL DALESALESPERSONWFG SECURITIES OF CANADA INC.
DELONGCHAMP, KAREN JANESALESPERSON (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DELORME, JEROME JOSEPHSALESPERSONWORLDSOURCE FINANCIAL MANAGEMENT INC./GESTION FINANCIERE WORLDSOURCE INC.
DELUSONG, FRANCIS OLIVERSALESPERSONE*TRADE CANADA SECURITIES CORPORATION / SOCIETE DE VALEURS MOBILIERES E*TRADE CANADA
DELVEAUX, BLAIR PAULBRANCH MANAGERROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DELVEAUX, CRAIG ROGERSALESPERSON (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DEMAITER, PAUL GERARDSALESPERSONTD WATERHOUSE CANADA INC.
DEMARCHI, MARGARIDA MARIASALESPERSONPFSL INVESTMENTS CANADA LTD.
DEMARIN, ANTHONY MICHAELADVISING DIRECTOR & OFFICERBCV ASSET MANAGEMENT INC.
DEMARIN, LORI LYNNNON-ADVISING OFFICERBCV ASSET MANAGEMENT INC.
DEMCHUK, BOBBI MARIENON-ADVISING OFFICERMACKENZIE FINANCIAL CORPORATION
DEMELO, PAUL RICARDOOFFICER (NON-TRADING)NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
DEMERS, ELIZABETH LEASALESPERSONTD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC.
DEMERS, PIERRE OFFICER (NON-TRADING)INDUSTRIELLE ALLIANCE VALEURS MOBILIÈRES INC. / INDUSTRIAL ALLIANCE SECURITIES INC.
DEMESTIHAS, STEVEN OFFICER (NON-TRADING) (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DEMETER, MICHAEL DONSALESPERSONDUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE
DEMETERIO, BERNARD SALESPERSONWFG SECURITIES OF CANADA INC.
DEMIANIW, DOREEN HEATHERSALESPERSONTD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC.
DEMINCHUK, DARREN WILLIAMOFFICER (TRADING) (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DEMPSEY, ADAM LORNESALESPERSON (SECURITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DEMPSEY, DOREEN SALESPERSON (SECURITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DEMPSTER, DONOVAN WESLEYOFFICER (NON-TRADING) (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DENBROK, JODI LEESALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DENCS, ANDREW WILLIAMOFFICER (TRADING) (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DENEKA, MAUREEN ELLENSALESPERSONINVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC.
DENG, XIAOXUAN SALESPERSONCIBC SECURITIES INC./PLACEMENTS CIBC INC.
DENHAM, MATTHEW RYANSALESPERSON (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DENHAMER, PETER FRANSOFFICER (TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DENIS, BRADLEY GARTHOFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DENIS, PATRICE ADVISING EMPLOYEE (SECURITIES)CONSEILLERS EN GESTION GLOBALE STATE STREET LTÉE. / STATE STREET GLOBAL ADVISORS, LTD.
DENNEY, RICHARD MELVINSALESPERSONIPC INVESTMENT CORPORATION
DENNEY-EDWARDS, SHANNON THERESASALESPERSONSUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC.
DENNIE, LEONARD OTTOSALESPERSONPFSL INVESTMENTS CANADA LTD.
DENNIS, CAROLYN SUSANOFFICER (NON-TRADING)NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
DENNIS, JAMES WILLIAMOFFICER (TRADING)GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C.
DENNIS, MARK ALLENOFFICER (NON-TRADING)RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE
DENNIS, PETER FRANCISOFFICER (NON-TRADING) (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DENNIS, SHARI ROSESALESPERSONTD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC.
DENNIS, WILLIAM NEILOFFICER (NON-TRADING) (SECURITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DENNY, MICHAEL JOHNOFFICER (NON-TRADING)RESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL
DENNY, PEDRO DAVIDSALESPERSONBMO INVESTORLINE INC./BMO LIGNE D'ACTION INC.
DENOON, DAVID GEORGESALESPERSONPETERS & CO. LIMITED
DENSMORE, CATHERINE MARYOFFICER (TRADING)TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC.
DEO, ANTONELLA OFFICER (NON-TRADING)RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC.
DEO, ANTONELLA OFFICER (NON-TRADING) (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DEO, MANJIT KAURSALESPERSONBLACKMONT CAPITAL INC.
DEONARAINE, JACQUELINE SALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DEORAM, DEOCHAND SALESPERSON (SECURITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DEPATIE, SERGE ADVISING OFFICERNATCAN INVESTMENT MANAGEMENT INC. / GESTION DE PORTEFEUILLE NATCAN INC.
DEPIN, YANN ADVISING EMPLOYEE (SECURITIES)CONSEILLERS EN GESTION GLOBALE STATE STREET LTÉE. / STATE STREET GLOBAL ADVISORS, LTD.
DEPREZ, DONALD PATRICKSALESPERSONINVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
DEPREZ, DOUGLAS HARRYSALESPERSONINVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
DEPREZ, RYAN DOUGLASSALESPERSONINVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
DERBITSKY, ROYLE TODDSALESPERSONINVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
DERCO, MILES JESSESALESPERSON (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DERETA, JOANNE LYNNASSOCIATE ADVISING EMPLOYEESTONEGATE PRIVATE COUNSEL LP
DERHAK, JACQUELINE MICHELLESALESPERSONTD WATERHOUSE CANADA INC.
DERHAK, ROSEMARIE SALESPERSONSUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC.
DERHAK, ROYAL EDWINBRANCH MANAGERSUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC.
DERKSEN, JONNATHAN PHILIPSALESPERSONSCOTIA SECURITIES INC.
DERKSEN, LUCINDA MICHELLESALESPERSONCIBC SECURITIES INC./PLACEMENTS CIBC INC.
DERLIS, DIANE ROSESALESPERSONSECUTOR CAPITAL MANAGEMENT CORPORATION
DERMIT, DENIS PETERNON-ADVISING OFFICERTD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC.
DERMOTT, DEREK IRVINOFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DEROME, RICHARD OFFICER (NON-TRADING)NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
DEROME, RICHARD OFFICER (NON-TRADING) (SECURITIES)NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE
DEROSA, DARREN ERLINGSALESPERSONNATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
DEROSA, DINO OFFICER (TRADING)W.H. STUART MUTUALS LTD.
DEROSA-VERGATA, MARIA SALESPERSONASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE
DERWIN, DAVID MICHAELOFFICER (TRADING) (SECURITIES)JORY CAPITAL INC.
DERY, NICOLAS SALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DERZEKOS, CHRISTOS GEORGEOFFICER (NON-TRADING) (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DES ROCHES, VIOLAINE JULIENON-ADVISING OFFICERFIERA CAPITAL INC.
DES ROSIERS, ARMAND OFFICER (NON-TRADING) (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DESA, FERN OFFICER (TRADING) (SECURITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DESAI, ANIL SALESPERSONFIDELITY RETIREMENT SERVICES COMPANY OF CANADA LIMITED / COMPAGNIE DE SERVICES DE RETRAITE FIDELITY DU CANADA LIMITEE
DESAI, SAMIRKUMAR BHARATKUMARSALESPERSON (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DESAULNIERS, GILLES OFFICER (NON-TRADING) (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DESAUTELS, JANICE ELIZABETHSALESPERSONWFG SECURITIES OF CANADA INC.
DESAUTELS, NORMAND OFFICER & DIRECTOR (NON-TRADING)DESJARDINS CABINET DE SERVICES FINANCIERS INC./DESJARDINS FINANCIAL SERVICES FIRM INC.
DESCHAMPS, DARIN EDWARDOFFICER (NON-TRADING)NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
DESCHÊNES, DAVID ANTOINESALESPERSONNATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
DESENDER, AMANDA LEIGHSALESPERSONCIBC SECURITIES INC./PLACEMENTS CIBC INC.
DESGAGNE, MARTIN OFFICER (NON-TRADING)NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
DESJARDINS, DANIEL BERTRANDOFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DESJARDINS, FREDERIC BERTHIERSALESPERSONCREDENTIAL SECURITIES INC.
DESJARDINS, JEAN-FRANÇOIS OFFICER (TRADING)GENUITY CAPITAL MARKETS/MARCHES DES CAPITAUX GENUITY
DESJARDINS, JEAN-GUY ADVISING DIRECTOR & OFFICERFIERA CAPITAL INC.
DESJARDINS, LOUIS-DANIEL NON-ADVISING OFFICERGE ASSET MANAGEMENT CANADA COMPANY
DESJARDINS, YVES ADVISING EMPLOYEE (SECURITIES) ADVISER (COMMODITIES)CONSEILLERS EN GESTION GLOBALE STATE STREET LTÉE. / STATE STREET GLOBAL ADVISORS, LTD.
DESLANDES, SHANNON LAURELSALESPERSONTD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC.
DESLAURIERS, DAVID EDWARDOFFICER (NON-TRADING) (SECURITIES)TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
DESLAURIERS, JENNIFER SALESPERSON (SECURITIES)BMO NESBITT BURNS INC.
DESLAURIERS, MANON SALESPERSON (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DESLAURIERS, PAUL JAMESOFFICER & DIRECTOR (NON-TRADING)LOEWEN, ONDAATJE, MCCUTCHEON LIMITED / LOEWEN, ONDAATJE, MCCUTCHEON LIMITEE
DESMARAIS, BRUNO OFFICER (TRADING) (SECURITIES)DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC.
DESMARAIS, JEAN OFFICER (NON-TRADING) (SECURITIES)DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC.
DESMARAIS, REJEAN OFFICER & DIRECTOR (TRADING)BNP PARIBAS (CANADA) VALEURS MOBILIÈRES INC./BNP PARIBAS (CANADA) SECURITIES INC.
DESMARAIS, ROBERT OFFICER (NON-TRADING)NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
DESMARAIS, ROBERT OFFICER (NON-TRADING) (SECURITIES)NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE
DESMEULES, CHARLES NON-ADVISING OFFICERFIERA CAPITAL INC.
DESORMEAUX, GINETTE OFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DESORMEAUX, RAYMOND OFFICER & DIRECTOR (TRADING)SERVICES FINANCIERS PENSON CANADA INC. /PENSON FINANCIAL SERVICES CANADA INC.
DESPREZ, GRAHAM MACTIERSALESPERSON (SECURITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DESROCHERS, CLAUDE OFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DESROCHERS, DAVID EDWARDBRANCH MANAGERINVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
DESROCHERS, GUY ADVISING OFFICERCIBC GLOBAL ASSET MANAGEMENT INC. / GESTION GLOBALE D'ACTIFS CIBC INC.
DESROCHERS, RICHARD DOUEBRANCH MANAGERTEN STAR FINANCIAL INC.
DESROCHERS, ROBERT OMERSALESPERSONINVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
DESROCHERS, SUSAN NICOLENON-ADVISING OFFICER (SECURITIES)RUSSELL INVESTMENTS CANADA LIMITED / INVESTISSEMENTS RUSSELL CANADA LIMITÉE
DESROCHERS, SUSANNE DELIMASALESPERSON (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DESROCHERS, VIOLET MAYSALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DESROSIERS, ERIC OFFICER (NON-TRADING)GMP SECURITIES L.P./ GMP VALEURS MOBILIÈRES S.E.C.
DESROSIERS, FRANÇOIS SALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DESROSIERS, MICHELLE LISABRANCH MANAGERSCOTIA SECURITIES INC.
DESROSIERS, ROBERT SALESPERSONINVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC.
DESY, PIERRE OFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DETROZ, THIERRY OFFICER (NON-TRADING)NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
DETROZ, THIERRY OFFICER (NON-TRADING) (SECURITIES)NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE
DEVEAULT, PIERRE SALESPERSONCOURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC.
DEVENNEY, MICHAEL FREDERICOFFICER (NON-TRADING) (SECURITIES)WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST
DEVER, GLENN ALANADVISING EMPLOYEETURNER INVESTMENT PARTNERS, INC.
DEVIA, IAN SALESPERSONE*TRADE CANADA SECURITIES CORPORATION / SOCIETE DE VALEURS MOBILIERES E*TRADE CANADA
DEVINE, KEVIN ROBERTSALESPERSON (SECURITIES)BMO NESBITT BURNS INC.
DEVINE, NOREEN PATRICIAOFFICER (NON-TRADING) (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DEVITA, JOHN LEOADVISING OFFICERALTRINSIC GLOBAL ADVISORS, LLC
DEVJI-JAMANI, ARIF NURDINALISALESPERSON (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DEVLIN, ANGELA STELLAOFFICER (NON-TRADING) (SECURITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DEVLIN, DANIEL HARRYOFFICER (NON-TRADING) (SECURITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DEVLIN, KIRK STANLEYSALESPERSON (SECURITIES)WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST
DEVOS, LEANNE ELIZABETHSALESPERSONQUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE.
DEWAR, DEBORAH ANNSALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DEWOLFE, CHRISTOPHER CHARLESOFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DEXTER, SCOTT PATRICKOFFICER & DIRECTOR (TRADING)SPROTT ASSET MANAGEMENT INC.
DEYELL, MATTHEW JOHNNON-ADVISING OFFICERTD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC.
DEYHOLOS, THERESA MARIESALESPERSONSCOTIA SECURITIES INC.
DHALIWAL, RAJINDER KUMARSALESPERSON (SECURITIES) SALESPERSON (COMMODITIES)BMO NESBITT BURNS INC.
DHALLA, AZIM SHERALIOFFICER (NON-TRADING) (SECURITIES)UNION SECURITIES LTD. / VALEURS MOBILIERES UNION LTEE
DHALLA, ROMEL SINGHSALESPERSON (SECURITIES)BMO NESBITT BURNS INC.
DHAMRAIT, JEEVAN OFFICER (NON-TRADING)RAYMOND JAMES LTD.
DHARMAI, ARTHUR ANDREWSALESPERSONTD WATERHOUSE CANADA INC.
DHILLON, HARPREET SALESPERSONFIDELITY RETIREMENT SERVICES COMPANY OF CANADA LIMITED / COMPAGNIE DE SERVICES DE RETRAITE FIDELITY DU CANADA LIMITEE
DHILLON, INDERJIT KAURSALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DHILLON, MANPRIT SINGHOFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DHILLON, PRABHDEEP MONTUOFFICER (TRADING)DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE
DI BATTISTA, BRUNO NON-ADVISING OFFICERFIERA CAPITAL INC.
DI CENZO, EILEEN ROSEOFFICER (TRADING)HUB CAPITAL INC. / CAPITAL HUB INC.
DI FEDERICO, CARMINE OFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DI FLORIO, TERRI-ANNE OFFICER & DIRECTOR (NON-TRADING)HUB CAPITAL INC. / CAPITAL HUB INC.
DI FONZO, MARIO BRANCH MANAGERIPC INVESTMENT CORPORATION
DI FRANCO, DANIEL OFFICER (TRADING) (SECURITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DI GIROLAMO, MARCO MATTHIASASSOCIATE ADVISING OFFICERUBS INVESTMENT MANAGEMENT CANADA INC. / GESTION DES PLACEMENTS UBS CANADA INC.
DI MONTE, GINO ADVISING OFFICERJONES HEWARD INVESTMENT COUNSEL INC./JONES HEWARD CONSEILLER EN VALEURS INC.
DI MONTE, GINO OFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DI PRATA, CAMILLO OFFICER & DIRECTOR (NON-TRADING)NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
DI PRATA, CAMILLO OFFICER & DIRECTOR (NON TRADING) (SECURITIES)NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE
DI QUINZIO, KAREN JUDYBRANCH MANAGERTD WATERHOUSE CANADA INC.
DI RISIO, LETICIA FATIMASALESPERSONCIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC.
DI SANTO, GIACOMINO SALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DI STEFANO, DONATO SALESPERSON (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DI TOMASSO, MICHEL OFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DI TOMASSO, PASCAL NICHOLASOFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DI VITO, FIORENTINA ANNAOFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DIAMANT, CHRIS ALEXANDERSALESPERSON (SECURITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DIAMOND, DARYL DEANBRANCH MANAGERIPC INVESTMENT CORPORATION
DIAMOND, JOHN GORDONSALESPERSONHERITAGE EDUCATION FUNDS INC./FONDS D'EDUCATION HERITAGE INC.
DIAMOND, KAREN MAUREENSALESPERSONIPC INVESTMENT CORPORATION
DIAMOND, RUBY OFFICER (NON-TRADING) (SECURITIES)NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE
DIAS, AGNELO OFFICER (NON-TRADING)GMP SECURITIES L.P./ GMP VALEURS MOBILIÈRES S.E.C.
DIAS, MARK FERNANDESSALESPERSONTD WATERHOUSE CANADA INC.
DIAZ, MARINA BRANCH MANAGERROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DIBBEN, ROGER JONATHANSALESPERSONE*TRADE CANADA SECURITIES CORPORATION / SOCIETE DE VALEURS MOBILIERES E*TRADE CANADA
DIBBLEE, JENNIFER ELIZABETHOFFICER (NON-TRADING)INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC.
DIBBLEE, JENNIFER ELIZABETHOFFICER (NON-TRADING)FUNDEX INVESTMENTS INC.
DIBBLEE, JENNIFER ELIZABETHNON-ADVISING OFFICERPLACEMENTS IA CLARINGTON INC. / IA CLARINGTON INVESTMENTS INC.
DICHOW, MANAS MICHAELOFFICER (NON-TRADING) (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DICIO, MICHAEL SALESPERSON (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DICK, RONALD RICHARDOFFICER (NON-TRADING)DUNDEE PRIVATE INVESTORS INC./SERVICES FINANCIERS DUNDEE INC.
DICKERSON, MARK OVERTONOFFICER (NON-TRADING)MERRILL LYNCH CANADA INC.
DICKERSON, THOMAS ERNESTOFFICER & DIRECTOR (NON-TRADING)GENERAL MOTORS ACCEPTANCE CORPORATION OF CANADA LIMITED
DICKIE, ROBERT KEITHSALESPERSONIPC INVESTMENT CORPORATION
DICKINSON, MARK PHILLIPSALESPERSONPARADIGM CAPITAL INC. / PARADIGME CAPITAL INC.
DICKINSON, RICHARD CHARLESOFFICER (TRADING)RAYMOND JAMES LTD.
DICKOFF, CARRIE MARIESALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DICKSON, ALAN MARQUISSALESPERSONASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE
DICKSON, CURTIS BLAINESALESPERSONRICE FINANCIAL GROUP INC.
DICKSON, GORDON BRUCEOFFICER (TRADING)CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL
DICKSON, WILLIAM DAVIDOFFICER (TRADING)MAISON PLACEMENTS CANADA INC.
DIDYK, LYLE VINCENTSALESPERSONTD WATERHOUSE CANADA INC.
DIETRICH, DAPHNE MAESALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DIETRICH, PAMELA IRISOFFICER (NON-TRADING)MANULIFE SECURITIES INVESTMENT SERVICES INC.
DIFFER, REBECCA LYNNBRANCH MANAGERCREDENTIAL ASSET MANAGEMENT INC.
DIGIOVANNI, FABIAN FRANKOFFICER (TRADING)RESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL
DIGNAN, SANDRA LOUISEOFFICER (NON-TRADING)RAYMOND JAMES LTD.
DIL, MICHAEL AVRUMSALESPERSON (SECURITIES)BMO NESBITT BURNS INC.
DILAY, JERROLD PAULSALESPERSONCIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC.
DILAY, MICHAEL JAMESOFFICER (TRADING) (SECURITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DILISI, ANTHONY SALESPERSONTD WATERHOUSE CANADA INC.
DILLON SMITH, CRYSTAL JANESALESPERSONCIBC SECURITIES INC./PLACEMENTS CIBC INC.
DILLON, JOSEPH CHARLESOFFICER (NON-TRADING) (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DILLON, LARRY WILLIAMNON-ADVISING DIRECTORFI CAPITAL LTD.
DILTS, GEOFFREY ALLANBRANCH MANAGERCREDENTIAL ASSET MANAGEMENT INC.
DILTZ, JORDAN DAVIDOFFICER (NON-TRADING)CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL
DILTZ, STEPHEN ANDREWOFFICER (NON-TRADING) (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DIMARTINO, LILIANA SALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DIMASSIMO, JOE NON-ADVISING OFFICERADDENDA CAPITAL INC.
DIME, LAURENCE AARONOFFICER (TRADING) (SECURITIES)DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC.
DIMEN, BRENT ALEXANDEROFFICER (NON-TRADING)ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE
DIMEN, WILBUR NON-ADVISING OFFICERMACKENZIE FINANCIAL CORPORATION
DIMITRIOU, VASSILIOS SALESPERSON (SECURITIES)TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
DIN, JULIAN JOHNSALESPERSON (SECURITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DINES, ALLAN MURRAYOFFICER (NON-TRADING) (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DINGWALL, LAIMA ANNOFFICER (NON-TRADING)RAYMOND JAMES LTD.
DINGWALL, ROBERT DAVIDOFFICER (TRADING) (SECURITIES)TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
DINNICK, WILFRID SERVINGTONDIRECTOR (TRADING)MACDOUGALL, MACDOUGALL & MACTIER INC.
DINNING, HILLARY JANESALESPERSON (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DINNING, ROBERT SHERMANSALESPERSONPETERS & CO. LIMITED
DINNING, WEBB FORESTSALESPERSON (SECURITIES)BMO NESBITT BURNS INC.
DION, DANIEL JOSEPHBRANCH MANAGERCREDENTIAL ASSET MANAGEMENT INC.
DION, FRÉDÉRIC ADVISING OFFICERNATCAN INVESTMENT MANAGEMENT INC. / GESTION DE PORTEFEUILLE NATCAN INC.
DION, PETER DAVIDADVISING OFFICERGOLDMAN SACHS ASSET MANAGEMENT, L.P. / GESTION D'ACTIFS GOLDMAN SACHS LP
DIONNE, BERNARD OFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DIONNE, JOCELYNE CELINEOFFICER (NON-TRADING) (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DIONNE, NICHOLAS MARTINOFFICER (NON-TRADING)NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
DIONNE, NICHOLAS MARTINOFFICER (NON-TRADING) (SECURITIES)NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE
DIONNE, ROBERT LEIGHADVISING DIRECTOR & OFFICERSCHEER, ROWLETT & ASSOCIATES INVESTMENT MANAGEMENT LTD./ GESTION DE PLACEMENTS SCHEER, ROWLETT & ASSOCIÉS LTÉE
DIOTTE, ISABELLE MARIE-CLAUDESALESPERSONMD MANAGEMENT LIMITED/GESTION MD LIMITÉE
DIPASQUALE, PAUL PETEROFFICER & DIRECTOR (NON-TRADING)CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL
DIPLAROS, ALEXANDRA SISMANISSALESPERSONHSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC.
DIRKS, TIMOTHY WILLIAMSALESPERSONINVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
DISBROW, ROBERT JAMESOFFICER & DIRECTOR (TRADING)HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC.
DISHY, DAN OFFICER (NON-TRADING)HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC.
DISTASI, HEATHER MARGARETOFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DITCHBURN, JOHN ARIESALESPERSONCANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL
DITKOFSKY, JACK OFFICER (NON-TRADING) (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DIVITTORIO, MARIA GABRIELAOFFICER (NON-TRADING)BLACKMONT CAPITAL INC.
DIWA, HAZEL OFFICER (NON-TRADING)THOMAS WEISEL PARTNERS CANADA INC./THOMAS WEISEL PARTENAIRES CANADA INC.
DIXON, DAVID TRUEMANOFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DIXON, ROBERT DOUGLASOFFICER (NON-TRADING)DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE
DIXON, SIMONE ANNE MARIESALESPERSONSCOTIA SECURITIES INC.
DIXON, WILLIAM LEESALESPERSONQUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE.
DJOMGOUÉ NOULOWE, STÉPHANIE SALESPERSONNATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
DJURDJEVIC, SASA SALESPERSONMACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE.
DJURFELDT, ROBERT MARCUSOFFICER (NON-TRADING) (SECURITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DJURIC, DANIJEL SALESPERSONBMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
DLUHOSH, ROBERT JOHNSALESPERSON (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DO, QUAY TRONGSALESPERSONTD WATERHOUSE CANADA INC.
DOAN, KATHY SALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DOBERSTEIN, KYLE ARTHURSALESPERSONTD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC.
DOBLANKO, GARY STEPHENSALESPERSON (SECURITIES)BMO NESBITT BURNS INC.
DOBSON, DALE IANSALESPERSONINVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
DOBSON, DARREN JAMESSALESPERSONCREDENTIAL ASSET MANAGEMENT INC.
DOBSON, JEFFREY PAULADVISING EMPLOYEEMULVIHILL CAPITAL MANAGEMENT INC./GESTION DE CAPITAL MULVIHILL INC.
DOBSON, NINA LAURELSALESPERSONPARTNERS IN PLANNING FINANCIAL SERVICES LTD./SERVICES FINANCIERS PARTENAIRES EN PLANIFICATION LTEE
DODD, FREDERICK GEORGEOFFICER (NON-TRADING) (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DODD, GLEN WILLIAMSALESPERSONTEN STAR FINANCIAL INC.
DODD, JAMES FAGANOFFICER (NON-TRADING) (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DODD, LORRIE LYNNSALESPERSON (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DODDS MCMULLIN, KATHRYN ELIZABETHSALESPERSON (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DODDS, LYNDA IRENESALESPERSON (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DODEK, NOAH RYANOFFICER (NON-TRADING)LEEDE FINANCIAL MARKETS INC.
DODIG, DAPHNE HELENNON-ADVISING OFFICERLAKETON INVESTMENT MANAGEMENT LTD. / PLACEMENTS LAKETON LTEE
DODIG, VICTOR GEORGEDIRECTOR (NON-TRADING)CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC.
DODIG, VICTOR GEORGENON-ADVISING DIRECTOR & OFFICERCIBC GLOBAL ASSET MANAGEMENT INC. / GESTION GLOBALE D'ACTIFS CIBC INC.
DODIG, VICTOR GEORGENON-ADVISING DIRECTOR & OFFICERCIBC PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVÉE DE PORTEFEUILLE CIBC INC.
DODIG, VICTOR GEORGENON-ADVISING DIRECTOR & OFFICERCIBC TRUST CORPORATION / COMPAGNIE TRUST CIBC
DODIG, VICTOR GEORGENON-ADVISING DIRECTOR & OFFICERCIBC ASSET MANAGEMENT INC./GESTION D'ACTIFS CIBC INC.
DOE, ROGER GRAHAMNON-ADVISING DIRECTORLEON FRAZER & ASSOCIATES INC.
DOERKSEN, DEBRA ANNSALESPERSONCIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC.
DOERKSEN, LAVERN KENNETHSALESPERSONWELLINGTON WEST FINANCIAL SERVICES INC.
DOHERTY, DARCY JOHNOFFICER (NON-TRADING) (SECURITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DOHERTY, JENNIFER LYNNOFFICER (TRADING)JC CLARK LTD. / JC CLARK LTEE
DOHRMAN, RALPH MARTINSALESPERSONRAYMOND JAMES LTD.
DOIG, PETER HARTTOFFICER (NON-TRADING) (SECURITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DOIGE, TODD JEFFERYOFFICER (TRADING)JONES, GABLE & COMPANY LIMITED / JONES GABLE & COMPAGNIE LTEE
DOLAN, RYAN MCKENZIESALESPERSON (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DOLIWA, JACINDA ANNE-MARIESALESPERSONWFG SECURITIES OF CANADA INC.
DOLSON, DELPHINE ROBERTAOFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DOMANUS, JERRY NON-ADVISING OFFICERINVESTISSEMENTS STANDARD LIFE INC. /STANDARD LIFE INVESTMENTS INC.
DOMENCO, STEPHANIE DEANNESALESPERSONIPC INVESTMENT CORPORATION
DOMES, DAVID THOMASBRANCH MANAGERCREDENTIAL ASSET MANAGEMENT INC.
DOMINGO, BENJAMIN EUGENESALESPERSONTD WATERHOUSE CANADA INC.
DOMOTORFFY, KATINKA ILDIKOADVISING OFFICERGOLDMAN SACHS ASSET MANAGEMENT, L.P. / GESTION D'ACTIFS GOLDMAN SACHS LP
DOMSTAD, DARRELL STEPHENSALESPERSONASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE
DONAHUE, GRAHAM PETERSALESPERSON (SECURITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DONALD, STEVEN JAMESOFFICER & DIRECTOR (NON-TRADING)ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE
DONALD, STEVEN JAMESOFFICER & DIRECTOR (NON-TRADING)ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE
DONALD, STEVEN JAMESNON-ADVISING DIRECTOR & OFFICERUNITED FINANCIAL CORPORATION
DONALDSON, SARA MELOHNNON-ADVISING OFFICERAXA ROSENBERG INVESTMENT MANAGEMENT LLC / GESTION D'INVESTISSEMENTS AXA ROSENBERG
DONG, HENRY HAISALESPERSONBMO INVESTORLINE INC./BMO LIGNE D'ACTION INC.
DONG, NANCY SALESPERSONTD WATERHOUSE CANADA INC.
DONG, SHELDON SCHICKOFFICER (NON-TRADING)TD WATERHOUSE CANADA INC.
DONG, XIAO YAN SALESPERSONHSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC.
DONNELLY, DANIEL RICHARDDIRECTOR (NON-TRADING)CIBC SECURITIES INC./PLACEMENTS CIBC INC.
DONNELLY, DANIEL RICHARDNON-ADVISING DIRECTORCIBC GLOBAL ASSET MANAGEMENT INC. / GESTION GLOBALE D'ACTIFS CIBC INC.
DONNELLY, DANIEL RICHARDNON-ADVISING DIRECTORCIBC PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVÉE DE PORTEFEUILLE CIBC INC.
DONNELLY, DANIEL RICHARDNON-ADVISING DIRECTORCIBC TRUST CORPORATION / COMPAGNIE TRUST CIBC
DONNELLY, DANIEL RICHARDNON-ADVISING DIRECTORCIBC ASSET MANAGEMENT INC./GESTION D'ACTIFS CIBC INC.
DONNELLY, JOHN PRINCETONOFFICER (NON-TRADING)RAYMOND JAMES LTD.
DONNELLY, MICHAEL JOSEPHSALESPERSON (SECURITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DONNELLY, MICHAEL PATRICKSALESPERSON (SECURITIES)TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
DONNELLY, PAUL JOHNOFFICER & DIRECTOR (NON-TRADING)MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE.
DONOHOE, BRENDAN NON-ADVISING PARTNER/DIRECTOR/OFFICERBANK OF IRELAND ASSET MANAGEMENT (U.S.) LIMITED
DONOHOE, MARGARET ANNEBRANCH MANAGERCREDENTIAL ASSET MANAGEMENT INC.
DONOHUE, MARGARET MARYOFFICER (NON-TRADING) (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DONOHUE, MARK QUINCYOFFICER (TRADING)NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
DONOHUE, RICHARD PETEROFFICER (TRADING)CLARUS SECURITIES INC / VALEURS MOBILIERES CLARUS INC.
DONSTON, THOMAS COLINBRANCH MANAGERROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DOOEY, SOMSAMAY SANDISALESPERSONRICE FINANCIAL GROUP INC.
DOORE, DALEAH THERESEOFFICER (TRADING) (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DOOTJES, ELIZABETH PATRICIABRANCH MANAGERCIBC SECURITIES INC./PLACEMENTS CIBC INC.
DORAN, SIMON PAULSALESPERSON (SECURITIES)NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE
DORAZIO, CATHERINE LINDSAYNON-ADVISING OFFICERCONNOR, CLARK & LUNN PRIVATE CAPITAL LTD.
DORFMAN, MICHAEL OFFICER (TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DORFMAN, MICHAEL RYANOFFICER (NON-TRADING)THOMAS WEISEL PARTNERS CANADA INC./THOMAS WEISEL PARTENAIRES CANADA INC.
DORIA, FRANCESCO SALESPERSONTD WATERHOUSE CANADA INC.
DORION, JOSEPH KENNETHSALESPERSONTD WATERHOUSE CANADA INC.
DORITTY, DAVID OWENOFFICER (TRADING)DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE
DORIZON, NICOLAS SALESPERSON (SECURITIES)DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC.
DORLAND, ALAN MALONEOFFICER (NON-TRADING) (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DORLAND, CLIFTON PAULOFFICER (TRADING)MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE.
DORLAND, DANIEL JAMESSALESPERSONFIRSTENERGY CAPITAL CORP. / CORPORATION FIRSTENERGY CAPITAL
DOROSCHUK, DAWN MARIESALESPERSONCIBC SECURITIES INC./PLACEMENTS CIBC INC.
DOROSHUK, DWAYNE CURTISBRANCH MANAGERROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DORRANCE, ROBERT EDWARDOFFICER & DIRECTOR (TRADING) (SECURITIES)TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
DORRELL, ROBERT JAMESOFFICER & DIRECTOR (NON-TRADING)ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE
DORRELL, ROBERT JAMESOFFICER & DIRECTOR (NON-TRADING)ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE
DORT, DAVID VERNONOFFICER (NON-TRADING)TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC.
DOSHI, NIMESH SALESPERSONNATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
DOSTANIC, STEVAN SALESPERSONMD MANAGEMENT LIMITED/GESTION MD LIMITÉE
DOSTMOHAMED, ARIF SALESPERSONQUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE.
DOTCHISON, JOHN-PAUL OFFICER (NON-TRADING)M.R.S. SECURITIES SERVICES INC. / SERVICES VALEURS MOBILIERES M.R.S. INC.
DOTCHISON, JOHN-PAUL OFFICER (NON-TRADING)M.R.S. INC
DOTIWALLA, CARL BURGESSSALESPERSONTD WATERHOUSE CANADA INC.
DOTSON, CHRISTOPHER WNON-ADVISING OFFICERPHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD.
DOUBANOVITCH, MIKHAIL SALESPERSON (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DOUCET, MICHEL OFFICER (NON-TRADING) (SECURITIES)DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC.
DOUCET, VERNON DENISSALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DOUCETTE, MERLIN DAVIDSALESPERSON (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DOUCETTE, STEPHEN RICHARDDIRECTOR (NON-TRADING)SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC.
DOUGAN, CHERYL ADELLESALESPERSON (SECURITIES)WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST
DOUGHERTY, KEVIN PATRICKNON-ADVISING DIRECTORMCLEAN BUDDEN LIMITED/MCLEAN BUDDEN LIMITEE
DOUGHERTY, MARY MAUREENOFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DOUGLAS, ALEXANDER ROBINOFFICER (NON-TRADING)RAYMOND JAMES LTD.
DOUGLAS, BRYCE CHARLESPARTNER (NON-TRADING)GENUITY CAPITAL MARKETS/MARCHES DES CAPITAUX GENUITY
DOUGLAS, CHRISTOPHER CHARLESSALESPERSONMANULIFE SECURITIES INVESTMENT SERVICES INC.
DOUGLAS, DONALD JAMESOFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DOUGLAS, IAN RICHARDOFFICER (NON-TRADING)RAYMOND JAMES LTD.
DOUGLAS, JORDY PAULBRANCH MANAGERMANULIFE SECURITIES INVESTMENT SERVICES INC.
DOUGLAS, MEDARDA OFFICER (NON-TRADING)CIBC SECURITIES INC./PLACEMENTS CIBC INC.
DOUGLAS, MEDARDA NON-ADVISING OFFICERCIBC PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVÉE DE PORTEFEUILLE CIBC INC.
DOUGLAS, MEDARDA NON-ADVISING OFFICERCIBC ASSET MANAGEMENT INC./GESTION D'ACTIFS CIBC INC.
DOUGLAS, MEDARDA OFFICER (NON-TRADING) (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DOUGLAS, MEDARDA NON-ADVISING OFFICERCIBC TRUST CORPORATION / COMPAGNIE TRUST CIBC
DOUGLAS, MEDARDA NON-ADVISING OFFICERCIBC GLOBAL ASSET MANAGEMENT INC. / GESTION GLOBALE D'ACTIFS CIBC INC.
DOUGLAS, PHILLIP ANDREWSALESPERSONRBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC.
DOUGLAS, RANDALL LORNESALESPERSON (SECURITIES) SALESPERSON (COMMODITIES)BMO NESBITT BURNS INC.
DOULL, PERRY MARTINSALESPERSONEDWARD JONES
DOUVALETAS, EUSTRATIOS SALESPERSONTD WATERHOUSE CANADA INC.
DOUVILLE, LISE OFFICER & DIRECTOR (NON-TRADING)INDUSTRIELLE ALLIANCE VALEURS MOBILIÈRES INC. / INDUSTRIAL ALLIANCE SECURITIES INC.
DOVERSPIKE, LEANNE HILDASALESPERSONBMO INVESTMENTS INC./BMO INVESTISSEMENTS INC.
DOVEY, BRADLEY ROBERTSALESPERSON (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DOVOLOS, TASOS NON-ADVISING OFFICERFRANKLIN TEMPLETON INVESTMENTS CORP./SOCIETE DE PLACEMENTS FRANKLIN TEMPLETON
DOWDALL, GREGORY JOHNOFFICER (TRADING)PHILLIPS, HAGER & NORTH INVESTMENT FUNDS LTD.
DOWDALL, GREGORY JOHNNON-ADVISING OFFICERPHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD.
DOWDELL, ALBERT LEROYSALESPERSONPORTFOLIO STRATEGIES CORPORATION
DOWLING, BARRY HAROLDSALESPERSONFUNDEX INVESTMENTS INC.
DOWLING, DANIEL MICHAELOFFICER (TRADING)UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC.
DOWN, KAREN ENIDSALESPERSONCIBC SECURITIES INC./PLACEMENTS CIBC INC.
DOWNEY, JASON PAULOFFICER (NON-TRADING)INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
DOWNEY, NEIL WILLIAMOFFICER (NON-TRADING) (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DOWNEY, RYAN JAMESSALESPERSON (SECURITIES) SALESPERSON (COMMODITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DOWNS, CYNTHIA HELENSALESPERSONASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE
DOWNS, MICHAEL PATRICKNON-ADVISING OFFICERCONNOR, CLARK & LUNN PRIVATE CAPITAL LTD.
DOWNS, PATRICK SALESPERSONNATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
DOXSEE, KAREN RUTHSALESPERSONUBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC.
DOYLE, ANDREW WILLIAMOFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DOYLE, BENJAMIN TREVORSALESPERSONWFG SECURITIES OF CANADA INC.
DOYLE, CLIFTON JAMESSALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DOYLE, EDWARD ADAMSALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DOYLE, ESTELLE PAULINEOFFICER (TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DOYLE, GERARD JOSEPHOFFICER (NON-TRADING) (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DOYLE, GREGORY JOHNNON-ADVISING OFFICERMCLEAN BUDDEN LIMITED/MCLEAN BUDDEN LIMITEE
DOYLE, JAMES ALLENADVISING EMPLOYEECAUSEWAY CAPITAL MANAGEMENT LLC
DOYLE, JAY FRANCISSALESPERSONQUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE.
DOYLE, MARK ANTHONYADVISING OFFICERJPMORGAN ASSET MANAGEMENT (CANADA) INC./GESTION D'ACTIF JPMORGAN (CANADA) INC.
DOYLE, SUSAN MARIESALESPERSON (SECURITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DOYLE, TREVOR BRUCESALESPERSONQUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE.
DOYON, KARINE SALESPERSONNATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC.
DRABBLE, KENNETH OFFICER (NON-TRADING)ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE
DRAGOMIR, RODICA SALESPERSONSCOTIA SECURITIES INC.
DRAHO, SUSAN KATHLEENSALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DRAKE, CHRISTINA MARIAOFFICER & DIRECTOR (NON-TRADING)GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C.
DRAKE, CHRISTINA MARIAOFFICER & DIRECTOR (NON-TRADING)GMP SECURITIES L.P./ GMP VALEURS MOBILIÈRES S.E.C.
DRAKE, NEIL THOMASSALESPERSONTD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC.
DRAVERS, PETER JOHNOFFICER (NON-TRADING) (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DREGER, ALLAN RICHARDOFFICER (NON-TRADING) (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DREGER, CAROLLE SALESPERSONSCOTIA SECURITIES INC.
DREGER, COREY JANINESALESPERSONSCOTIA SECURITIES INC.
DREGO, ALDRIN SAVIOSALESPERSONRBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC.
DRIEDGER, DONNA MARIESALESPERSONMANULIFE SECURITIES INVESTMENT SERVICES INC.
DRIEDGER, JOHN SALESPERSONMANULIFE SECURITIES INVESTMENT SERVICES INC.
DRIEDGER, PATRICK DARANSALESPERSONSTERLING MUTUALS INC.
DRIEDGER, TIMOTHY JAMESSALESPERSONINVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
DRISCOLL, ADAM DAVIDSALESPERSONTD WATERHOUSE CANADA INC.
DRISCOLL, ANN MARLENEOFFICER (NON-TRADING)UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC.
DROHAN, MICHAEL JOSEPHSALESPERSON (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DROLET, CORY WILLIAMSALESPERSONTD WATERHOUSE CANADA INC.
DROUGHAN, LAURA ELLENOFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DROUIN, CLAIRE OFFICER (NON-TRADING) (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DROUIN, PATRICK EUGENEOFFICER (NON-TRADING)UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC.
DROUIN, PAUL ROBERTOFFICER (NON-TRADING)RAYMOND JAMES LTD.
DROZDZ, JOANNA CATHERINESALESPERSONBMO INVESTORLINE INC./BMO LIGNE D'ACTION INC.
DRUMMOND, BRIAN ALLISONSALESPERSONCIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC.
DRUMMOND, JEFFREY SISEOFFICER (NON-TRADING) (SECURITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DRYBROUGH, KEITH DAVIDSALESPERSON (SECURITIES)WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST
DRYDEN, JOHN ROBERTOFFICER (NON-TRADING) (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DRYDEN, PAUL SALESPERSON (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DU SAULT, JEAN-LUC OFFICER (NON-TRADING)NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
DU SAULT, JEAN-LUC OFFICER (NON-TRADING) (SECURITIES)NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE
DUAQUI, BRIAN GRAFILSALESPERSONCIBC SECURITIES INC./PLACEMENTS CIBC INC.
DUBCZAK, ROMAN STEPANOFFICER (NON-TRADING) (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DUBE, CRAIG ROBERTOFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DUBE, LINDA EILEENSALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DUBICKI, CARL ALEXANDERSALESPERSONEDWARD JONES
DUBINSKI, ALANA NON-ADVISING OFFICERSTONEGATE PRIVATE COUNSEL LP
DUBOIS, JEAN-GUY OFFICER (NON-TRADING)NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
DUBOIS, PATRICIA IRENESALESPERSONC.S.T. CONSULTANTS INC./CONSULTANTS C.S.T. INC.
DUBREUIL, ERIC OFFICER (TRADING)UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC.
DUBREUIL, NICOLE MARIESALESPERSONTD WATERHOUSE CANADA INC.
DUBROFSKY, LEWIS OFFICER (TRADING)FIDELITY RETIREMENT SERVICES COMPANY OF CANADA LIMITED / COMPAGNIE DE SERVICES DE RETRAITE FIDELITY DU CANADA LIMITEE
DUBROFSKY, LEWIS OFFICER (NON-TRADING)FIDELITY INVESTMENTS CANADA ULC / INVESTISSEMENTS FIDELITY CANADA
DUBROFSKY, LEWIS NON-ADVISING OFFICERFIDELITY INVESTMENTS CANADA ULC / INVESTISSEMENTS FIDELITY CANADA
DUBROVSKY, STEVEN ADVISING OFFICERCIBC GLOBAL ASSET MANAGEMENT INC. / GESTION GLOBALE D'ACTIFS CIBC INC.
DUBUC, ANDRE DIRECTOR (NON-TRADING)FUNDEX INVESTMENTS INC.
DUBUC, ANDRE NON-ADVISING DIRECTORPLACEMENTS IA CLARINGTON INC. / IA CLARINGTON INVESTMENTS INC.
DUCAS, JON-MATTHEW PETERSALESPERSONBMO INVESTORLINE INC./BMO LIGNE D'ACTION INC.
DUCEAC, CLAUDIA SALESPERSONCOURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC.
DUCHAINE, SYLVAIN SALESPERSON (SECURITIES)DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC.
DUCHARME, RICHARD DARRENADVISING DIRECTOR & OFFICERBAKER GILMORE & ASSOCIÉS INC. / BAKER GILMORE & ASSOCIATES INC.
DUCHESNAY, GENEVIEVE SALESPERSONCOURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC.
DUCHESNAY, LORRAINE OFFICER (NON-TRADING)NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
DUCHESNAY, LORRAINE OFFICER (NON-TRADING) (SECURITIES)NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE
DUCHESNE, BENOIT PAULSALESPERSON (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DUCHESNE, LOUISE MARIE-JOSEEOFFICER & DIRECTOR (TRADING)LIGHTYEAR CAPITAL INC.
DUCHESNE, MICHEL OFFICER (NON-TRADING) (SECURITIES)DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC.
DUCKWORTH, CHERYL LOUISEADVISING OFFICERWELLINGTON MANAGEMENT COMPANY, LLP
DUCUT, MARY ANNBRANCH MANAGERWFG SECURITIES OF CANADA INC.
DUDAR, CHELSEA PATRICIASALESPERSONSCOTIA SECURITIES INC.
DUDAR, KRISTINE LORISALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DUDGEON, HEATHER ANDREASALESPERSONCIBC SECURITIES INC./PLACEMENTS CIBC INC.
DUDLEY, ADAM KYLESALESPERSONMD MANAGEMENT LIMITED/GESTION MD LIMITÉE
DUDLEY, STEPHEN ANTHONYSALESPERSONE*TRADE CANADA SECURITIES CORPORATION / SOCIETE DE VALEURS MOBILIERES E*TRADE CANADA
DUDRA, JONATHAN CRAIGOFFICER (NON-TRADING) (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DUDTSCHAK, KIRK DAVIDOFFICER (NON-TRADING)ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DUECK, BARRY CORNELIUSNON-ADVISING DIRECTORELYSIUM WEALTH MANAGEMENT INC.
DUECK, JONATHAN BERNIESALESPERSONINVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
DUECK, LEANDER DONOFFICER (NON-TRADING)QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE.
DUECK, VERN DELMARSALESPERSONFUNDEX INVESTMENTS INC.
DUECK, WESLEY STEVENBRANCH MANAGERINVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
DUFAJ, KIMBERLY ANNESALESPERSONWELLINGTON WEST FINANCIAL SERVICES INC.
DUFF, GRAHAM FREDERICKSALESPERSONE*TRADE CANADA SECURITIES CORPORATION / SOCIETE DE VALEURS MOBILIERES E*TRADE CANADA
DUFF, MICHAEL RICHARDSALESPERSON (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DUFF, NATHALIE SYLVIESALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DUFFIELD, ANTHONY RUTHERFORDOFFICER (NON-TRADING) (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DUFFIELD, DONNA LYNNBRANCH MANAGERTD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC.
DUFFIN, CINDY LOUSALESPERSON (SECURITIES)BMO NESBITT BURNS INC.
DUFFY, ALAN OWENOFFICER (NON-TRADING) (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DUFFY, LESLEY ANNEOFFICER (NON-TRADING)QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE.
DUFOUR, PATTI JEANBRANCH MANAGERTD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC.
DUFRESNE, GUY OFFICER (TRADING) (SECURITIES) FUTURES CONTRACTS PORTFOLIO MANAGER (COMMODITIES)MF GLOBAL CANADA CO./MF GLOBAL CANADA CIE
DUFRESNE, HEATHER ROSESALESPERSONCREDENTIAL ASSET MANAGEMENT INC.
DUFRESNE, MARTIN ADVISING EMPLOYEEFIERA CAPITAL INC.
DUGAS, CAROLINE SALESPERSONCOURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC.
DUGGAN, CHRISTINE ANNSALESPERSONBLACKMONT CAPITAL INC.
DUGGAN, CHRISTOPHER ANDREWSALESPERSON (SECURITIES)BMO NESBITT BURNS INC.
DUGGAN, DANIEL CHARLESOFFICER (NON-TRADING)NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
DUGUAY, JEAN-PIERRE OFFICER (NON-TRADING)NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
DUGUAY, JEAN-PIERRE OFFICER (NON-TRADING) (SECURITIES)NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE
DUGUAY, RANDI LYNNSALESPERSONMGI SECURITIES INC. / MGI VALEURS MOBILIERES INC.
DUGUAY-ARBESFELD, JONATHAN OFFICER (NON-TRADING)CASGRAIN & COMPAGNIE LIMITEE / CASGRAIN & COMPANY LIMITED
DUGUID, CARLETON DEANSALESPERSONINVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
DUHAIME, SERGE OFFICER (TRADING)RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE
DUIGNAN, PEADAR GABRIELOFFICER (NON-TRADING)SERVICES FINANCIERS PENSON CANADA INC. /PENSON FINANCIAL SERVICES CANADA INC.
DUINKER, MICHIEL CARVETHOFFICER (NON-TRADING) (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DUKE, DEAN SHANNONOFFICER (TRADING)BLACKMONT CAPITAL INC.
DUKE, EDWARD ALLANSALESPERSONPORTFOLIO STRATEGIES CORPORATION
DUKE, JOHN THOMASSALESPERSON (SECURITIES) SALESPERSON (COMMODITIES)BMO NESBITT BURNS INC.
DUKLAS, EDWARD HENRYKOFFICER (TRADING)GENERAL MOTORS ACCEPTANCE CORPORATION OF CANADA LIMITED
DULBERG, DAVID MITCHELLOFFICER (NON-TRADING) (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DULUDE, FREDERIC SALESPERSONINDUSTRIELLE ALLIANCE VALEURS MOBILIÈRES INC. / INDUSTRIAL ALLIANCE SECURITIES INC.
DULUDE, STEPHANE OFFICER & DIRECTOR (NON-TRADING)DESJARDINS SÉCURITÉ FINANCIÈRE INVESTISSEMENTS INC./DESJARDINS FINANCIAL SECURITY INVESTMENTS INC.
DUMA, THERESA ANNESALESPERSONINVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
DUMAIS, MARC ROYSALESPERSON (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DUMANSKI, STEVE OFFICER (NON-TRADING) (SECURITIES)TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
DUMAS, JOSEE NON-ADVISING OFFICERRBC PRIVATE COUNSEL INC./RBC SERVICES-CONSEILS PRIVES INC.
DUMENKO, MYKOLA SALESPERSONCOURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC.
DUMONT, JEAN-FRANCOIS OFFICER (TRADING)VALEURS MOBILIERES BANQUE LAURENTIENNE INC. / LAURENTIAN BANK SECURITIES INC.
DUMOULIN, PAUL LEONARDSALESPERSONFUNDEX INVESTMENTS INC.
DUNBERRY, MAX OFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DUNCAN, CYNTHIA JANETTESALESPERSONRICE FINANCIAL GROUP INC.
DUNCAN, DAVID JAMESOFFICER (NON-TRADING) (SECURITIES)TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
DUNCAN, GAYLEN ROFFICER (NON-TRADING)MERRILL LYNCH CANADA INC.
DUNCAN, JAMES ANDREWOFFICER (NON-TRADING)CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL
DUNCAN, ROBERT GORDONSALESPERSONCANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL
DUNCANSON, COLIN RICHARDSALESPERSONCREDENTIAL SECURITIES INC.
DUNDASS, ANDREW JOHNOFFICER (NON-TRADING)UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC.
DUNGEY, SHANE TREVORSALESPERSONTRISTONE CAPITAL INC.
DUNGO, DANILO SALESPERSONWFG SECURITIES OF CANADA INC.
DUNHAM, PETER BRUCESALESPERSONTRISTONE CAPITAL INC.
DUNKLEY, BRADLEY ROYOFFICER (TRADING)GLUSKIN SHEFF + ASSOCIATES INC.
DUNKLEY, BRADLEY ROYADVISING OFFICERGLUSKIN SHEFF + ASSOCIATES INC.
DUNLAP, CHARLES JOHNOFFICER & DIRECTOR (NON-TRADING)HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC.
DUNLOP, ANDREW CHARLESOFFICER (TRADING)RESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL
DUNLOP, JAMES PAULOFFICER (NON-TRADING) (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DUNLOP, RAYMOND BRENTOFFICER (TRADING) (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DUNN, BRIAN WESLEYOFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DUNN, JOHN ROBERTOFFICER (NON-TRADING)NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
DUNN, LOIS AUDREYSALESPERSON (SECURITIES)WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST
DUNN, MARGARET ELAINESALESPERSONCREDENTIAL ASSET MANAGEMENT INC.
DUNN, STEPHEN BRUCEOFFICER (NON-TRADING) (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DUNN, THOMAS WILLIAMOFFICER (TRADING) (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DUNN, TRACI-ANNE MELISSASALESPERSONCIBC SECURITIES INC./PLACEMENTS CIBC INC.
DUNNET, TRACEY JEANSALESPERSONFUNDEX INVESTMENTS INC.
DUNNETT, ALAN SCOTTBRANCH MANAGER & OFFICER (TRADING) (SECURITIES) BRANCH MANAGER & OFFICER (COMMODITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DUNNINK, NICHOLAS ANTHONYSALESPERSONCIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC.
DUNSDON, JENNIFER ANNEADVISING OFFICERBURGUNDY ASSET MANAGEMENT LTD./GESTION D'ACTIFS BURGUNDY LTÉE
DUNTON, DAVID CHARLESADVISING OFFICERRITTENHOUSE ASSET MANAGEMENT, INC.
DUONG, AN SALESPERSONHSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC.
DUONG, CHI-HUNG SALESPERSON (SECURITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DUONG, VICTOR THANGOFFICER (NON-TRADING)BRANDES INVESTMENT PARTNERS & CO.
DUPLEY, DEBORAH LYNNSALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DUPONT, ERIC NON-ADVISING OFFICERNATCAN INVESTMENT MANAGEMENT INC. / GESTION DE PORTEFEUILLE NATCAN INC.
DUPONT, JACQUES ANDRÉADVISING EMPLOYEEPLACEMENTS IA CLARINGTON INC. / IA CLARINGTON INVESTMENTS INC.
DUPONT, KEVIN MICHAELSALESPERSONINVESCO TRIMARK DEALER INC./COURTAGE INVESCO TRIMARK INC.
DUPONT, LISE OFFICER (NON-TRADING)NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
DUPONT, MAURICE OFFICER (NON-TRADING)NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
DUPREE, ADAM REUBENSALESPERSONFIDELITY RETIREMENT SERVICES COMPANY OF CANADA LIMITED / COMPAGNIE DE SERVICES DE RETRAITE FIDELITY DU CANADA LIMITEE
DUPUIS, GAÉTAN ADVISING EMPLOYEEFIERA CAPITAL INC.
DUPUIS, MARC ANTHONYSALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DUPUIS, MARK ANTHONYSALESPERSONINVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
DUPUIS, PATRICK OFFICER (NON-TRADING)NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
DUPUIS, PATRICK OFFICER (NON-TRADING) (SECURITIES)NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE
DUPUIS, RICHARD REALOFFICER (TRADING) (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DUPUIS, ROBERT VICTORSALESPERSONINVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
DUPUIS, RONALD LEOOFFICER (NON-TRADING)SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC.
DUPUIS, STEPHANE OFFICER (NON-TRADING)NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC.
DUPUIS, STEPHANE OFFICER (NON-TRADING) (SECURITIES)NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE
DUPUIS, STEPHANE OFFICER (NON-TRADING)COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC.
DUQUETTE, DAVID EDWARDOFFICER (TRADING)HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC.
DUQUETTE, PASCAL ADVISING DIRECTOR & OFFICERNATCAN INVESTMENT MANAGEMENT INC. / GESTION DE PORTEFEUILLE NATCAN INC.
DURAND, GILLES JOSEPHBRANCH MANAGERCREDENTIAL ASSET MANAGEMENT INC.
DURAND, MARCEL GEORGESSALESPERSONPROFESSIONAL INVESTMENT SERVICES (CANADA) INC.
DURAND, PIERRE RAYMONDSALESPERSONINVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.
DURANOVICH, DAVID ANTHONYNON-ADVISING OFFICERTD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC.
DURANTE, IDA GIUSEPPINASALESPERSONACUMEN CAPITAL FINANCE PARTNERS LIMITED
DURFY, SHIREEN OFFICER (NON-TRADING)DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE
DURKIN, SEAN PATRICKOFFICER (NON-TRADING) (SECURITIES)BMO NESBITT BURNS INC.
DURLAND, JAMES MICHAELOFFICER & DIRECTOR (NON TRADING) (SECURITIES)SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC.
DURNFORD, ANDREW WILLIAMOFFICER (NON-TRADING) (SECURITIES)TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
DURNIN, DONNA JEANSALESPERSONCIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC.
DURNIN, JAMES STEVENSALESPERSONASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE
DUROCHER, BENOIT DENISADVISING OFFICERADDENDA CAPITAL INC.
DURRANS, RICHARD JOHNADVISING OFFICERPHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD.
DURWARD, CHRISTOPHER STEWARTSALESPERSON (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DUSSAULT, RICHARD OFFICER (NON-TRADING)BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC.
DUTCHAK, GREGORY ROBERTADVISING OFFICERCONNOR, CLARK & LUNN PRIVATE CAPITAL LTD.
DUTCHAK, JASON MICHAELSALESPERSONCREDENTIAL ASSET MANAGEMENT INC.
DUTHOIT, RUSSELL ROBERTSALESPERSONQUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE.
DUTKA, MICHAEL EMILSALESPERSONTD WATERHOUSE CANADA INC.
DUTTO, LORENZO OFFICER (TRADING)PI FINANCIAL CORP./CORPORATION FINANCIÈRE PI
DUTTON, CHRISTOPHER GRAHAMOFFICER (TRADING) (SECURITIES)TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC.
DWERNICHUK, MARY SALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DWORSKI, SHECHAR ASSOCIATE ADVISING EMPLOYEEMACKENZIE FINANCIAL CORPORATION
DWYER, BARBARA-ANN SALESPERSONSCOTIA SECURITIES INC.
DWYER, GREGORY JOHNNON-ADVISING OFFICERADDENDA CAPITAL INC.
DYCK, BEVERLY GRACESALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DYCK, BEVERLY JEANSALESPERSONLAWTON PARTNERS FINANCIAL PLANNING SERVICES LIMITED
DYCK, DEBORAH KATHERINESALESPERSONTD WATERHOUSE CANADA INC.
DYCK, GARY DALESALESPERSONROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.
DYCK, GERALD ELDONSALESPERSONASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE
DYCK, LEWIS WAYNEOFFICER (NON-TRADING)GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C.
DYCK, LISA DAWNSALESPERSON (SECURITIES)RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.
DYCK, MARIA JOHANNADIRECTOR (NON-TRADING)ODLUM BROWN LIMITED
DYCK, RICHARD PETERBRANCH MANAGERCREDENTIAL ASSET MANAGEMENT INC.
DYCK, SANDRA MARIESALESPERSON (SECURITIES)CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC.
DYCK, SHELDON DALEOFFICER & DIRECTOR (NON-TRADING)ATB SECURITIES INC.
DYCK, TERRY NORMANSALESPERSON (SECURITIES)WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST
DYCK, THOMAS PAULSALESPERSONWORLDSOURCE FINANCIAL