Registered Companies - S - Z
Updated daily Monday to Friday
| NAME OF COMPANY | CATEGORY OF REGISTRATION |
|---|---|
| SALMAN PARTNERS INC. | Investment Dealer |
| SANFORD C. BERNSTEIN & CO., LLC | Securities Adviser |
| SARBIT ADVISORY SERVICES INC. | Portfolio Manager |
| SCEPTRE INVESTMENT COUNSEL LIMITED | Portfolio Manager |
| SCEPTRE MUTUAL FUND DEALER INC. | Mutual Fund Dealer |
| SCHEER, ROWLETT & ASSOCIATES INVESTMENT MANAGEMENT LTD./ GESTION DE PLACEMENTS SCHEER, ROWLETT & ASSOCIÉS LTÉE | Portfolio Manager |
| SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. | Investment Dealer (Securities) Dealer (Futures Commission Merchant) (Commodities) |
| SCOTIA CASSELS INVESTMENT COUNSEL LIMITED / GESTION DE PLACEMENTS SCOTIA CASSELS LIMITEE | Portfolio Manager |
| SCOTIA SECURITIES INC. | Mutual Fund Dealer |
| SEAMARK ASSET MANAGEMENT LTD. | Portfolio Manager |
| SECUTOR CAPITAL MANAGEMENT CORPORATION | Investment Dealer |
| SEI INVESTMENTS CANADA COMPANY / SOCIÉTÉ DE PLACEMENTS SEI CANADA | Portfolio Manager |
| SELEXIA INVESTMENT MANAGEMENT INC./GESTION DE PORTEFEUILLE SELEXIA INC. | Portfolio Manager |
| SENTINEL FINANCIAL MANAGEMENT CORP. | Mutual Fund Dealer |
| SERVICES FINANCIERS PENSON CANADA INC. /PENSON FINANCIAL SERVICES CANADA INC. | Investment Dealer |
| SEXTANT CAPITAL MANAGEMENT INC. | Portfolio Manager |
| SIONNA INVESTMENT MANAGERS INC./GESTIONNAIRES DE PLACEMENTS SIONNA INC. | Portfolio Manager |
| SKY INVESTMENT COUNSEL INC. | Portfolio Manager |
| SOCIETE GENERALE VALEURS MOBILIERES INC. | Investment Dealer |
| SOMERSET CAPITAL MANAGEMENT LLP | Securities Adviser |
| SPROTT ASSET MANAGEMENT INC. | Investment Dealer |
| SPRUCEGROVE INVESTMENT MANAGEMENT LTD. / GESTION DE PLACEMENTS SPRUCEGROVE | Portfolio Manager |
| STATE STREET GLOBAL MARKETS CANADA INC. / MARCHÉS MONDIAUX STATE STREET CANADA INC. | Investment Dealer |
| STEADYHAND INVESTMENT FUNDS INC. | Mutual Fund Dealer |
| STEINBERG ASSET MANAGEMENT, LLC | Securities Adviser |
| STERLING MUTUALS INC. | Mutual Fund Dealer |
| STONE & CO. CORPORATE FUNDS LIMITED | Specific Securities Dealer |
| STONE ASSET MANAGEMENT LIMITED | Portfolio Manager |
| STONEGATE PRIVATE COUNSEL LP | Portfolio Manager |
| STRATEGIC ANALYSIS (1994) CORPORATION | Portfolio Manager |
| SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. | Mutual Fund Dealer |
| T. ROWE PRICE (CANADA), INC. | Securities Adviser |
| T.E. INVESTMENT COUNSEL INC. / CONSEILLERS EN PLACEMENTS T.E. | Portfolio Manager |
| TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. | Portfolio Manager |
| TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. | Mutual Fund Dealer |
| TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. | Investment Dealer (Securities) Dealer (Futures Commission Merchant) (Commodities) |
| TD WATERHOUSE CANADA INC. | Investment Dealer |
| TD WATERHOUSE PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVEE TD WATERHOUSE INC. | Portfolio Manager |
| TEN STAR FINANCIAL INC. | Mutual Fund Dealer |
| TETREM CAPITAL MANAGEMENT LTD. / GESTION DE CAPITAUX TETREM | Portfolio Manager |
| TFP INVESTMENT COUNSEL CORP. | Portfolio Manager |
| THE BOSTON COMPANY ASSET MANAGEMENT, LLC | Securities Adviser |
| THINKORSWIM CANADA INC. | Investment Dealer |
| THOMAS WEISEL PARTNERS CANADA INC./THOMAS WEISEL PARTENAIRES CANADA INC. | Investment Dealer |
| THORNBURG INVESTMENT MANAGEMENT, INC. | Securities Adviser |
| TOLL CROSS SECURITIES INC. | Investment Dealer |
| TRADEFREEDOM SECURITIES INC./ VALEURS MOBILIERES TRADEFREEDOM INC. | Investment Dealer (Securities) Dealer (Futures Commission Merchant) (Commodities) |
| TRAPEZE ASSET MANAGEMENT INC. | Portfolio Manager |
| TRISTONE CAPITAL INC. | Investment Dealer |
| TULETT, MATTHEWS & ASSOC. INC. | Portfolio Manager |
| TURNER INVESTMENT PARTNERS, INC. | Securities Adviser |
| UBS GLOBAL ASSET MANAGEMENT (CANADA) CO. | Portfolio Manager (Securities) Adviser (Commodities) |
| UBS INVESTMENT MANAGEMENT CANADA INC. / GESTION DES PLACEMENTS UBS CANADA INC. | Portfolio Manager |
| UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC. | Investment Dealer |
| UNION SECURITIES LTD. / VALEURS MOBILIERES UNION LTEE | Investment Dealer (Securities) Dealer (Futures Commission Merchant) (Commodities) |
| UNITED FINANCIAL CORPORATION | Portfolio Manager |
| USC EDUCATION SAVINGS PLANS INC. / USC REGIMES D'EPARGNE-ETUDES INC. | Scholarship Plan Dealer |
| VALEURS MOBILIERES BANQUE LAURENTIENNE INC. / LAURENTIAN BANK SECURITIES INC. | Investment Dealer |
| VANTAGE CAPITAL LP | Portfolio Manager |
| VERITAS INVESTMENT RESEARCH CORPORATION | Investment Counsel |
| VERTEX ONE ASSET MANAGEMENT INC. | Portfolio Manager |
| W.H. STUART MUTUALS LTD. | Mutual Fund Dealer |
| WALTER SCOTT & PARTNERS LIMITED | Securities Adviser |
| WEBB ASSET MANAGEMENT CANADA, INC. | Portfolio Manager |
| WELLINGTON MANAGEMENT COMPANY, LLP | Securities Adviser |
| WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST | Investment Dealer (Securities) Dealer (Futures Commission Merchant) (Commodities) |
| WELLINGTON WEST CAPITAL MARKETS INC./ MARCHÉS FINANCIERS WELLINGTON WEST INC. | Investment Dealer |
| WELLINGTON WEST FINANCIAL SERVICES INC. | Mutual Fund Dealer |
| WELLINGTON WEST TOTAL WEALTH MANAGEMENT INC. | Investment Counsel |
| WENTWORTH, HAUSER AND VIOLICH, INC. | Securities Adviser |
| WEST FACE CAPITAL INC. | Portfolio Manager |
| WFG SECURITIES OF CANADA INC. | Mutual Fund Dealer |
| WOLVERTON SECURITIES LTD | Investment Dealer |
| WORLDSOURCE FINANCIAL MANAGEMENT INC./GESTION FINANCIERE WORLDSOURCE INC. | Mutual Fund Dealer |
| WORLDSOURCE SECURITIES INC./ VALEURS MOBILIERES WORLDSOURCE INC. | Investment Dealer |