Registered Companies - N- R
Updated daily Monday to Friday
| NAME OF COMPANY | CATEGORY OF REGISTRATION |
|---|---|
| NATCAN INVESTMENT MANAGEMENT INC. / GESTION DE PORTEFEUILLE NATCAN INC. | Portfolio Manager |
| NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. | Investment Dealer |
| NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE | Investment Dealer (Securities) Dealer (Futures Commission Merchant) (Commodities) |
| NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. | Mutual Fund Dealer |
| NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. | Mutual Fund Dealer |
| NBC ALTERNATIVE INVESTMENTS INC./BNC GESTION ALTERNATIVE INC. | Portfolio Manager |
| NBCN INC. | Investment Dealer |
| NEW STAR CANADA INC. | Portfolio Manager |
| NEWEDGE CANADA INC. | Investment Dealer (Securities) Dealer (Futures Commission Merchant) (Commodities) |
| NEWPORT INVESTMENT COUNSEL INC. | Portfolio Manager |
| NORTHERN SECURITIES INC. / VALEURS MOBILIERES NORTHERN INC. | Investment Dealer |
| NT GLOBAL ADVISORS, INC./ CONSEILLERS MONDIAUX NT | Portfolio Manager |
| OCEANROCK CAPITAL PARTNERS INC. | Portfolio Manager |
| ODLUM BROWN LIMITED | Investment Dealer |
| OECHSLE INTERNATIONAL ADVISORS, LLC | Securities Adviser |
| OPEN ACCESS LIMITED | Portfolio Manager |
| OPTIONSXPRESS CANADA CORP./CORPORATION OPTIONSXPRESS CANADA | Investment Dealer |
| PANAGORA ASSET MANAGEMENT, INC. | Securities Adviser |
| PARADIGM CAPITAL INC. / PARADIGME CAPITAL INC. | Investment Dealer |
| PARADIGM PORTFOLIO MANAGEMENT CORPORATION | Portfolio Manager |
| PARETO INVESTMENT MANAGEMENT LIMITED | Securities Adviser |
| PARTNERS IN PLANNING FINANCIAL SERVICES LTD./SERVICES FINANCIERS PARTENAIRES EN PLANIFICATION LTEE | Mutual Fund Dealer |
| PEAK INVESTMENT SERVICES INC./SERVICES EN PLACEMENTS PEAK INC. | Mutual Fund Dealer |
| PEREGRINE INVESTMENT MANAGEMENT INC. | Portfolio Manager |
| PERIMETER MARKETS INC. | Investment Dealer (Securities) Dealer (Futures Commission Merchant) (Commodities) |
| PETERS & CO. LIMITED | Investment Dealer |
| PFSL INVESTMENTS CANADA LTD. | Mutual Fund Dealer |
| PHILLIPS, HAGER & NORTH INVESTMENT FUNDS LTD. | Mutual Fund Dealer |
| PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD. | Portfolio Manager |
| PI FINANCIAL CORP./CORPORATION FINANCIÈRE PI | Investment Dealer |
| PIER 21 ASSET MANAGEMENT INC. / GESTION D'ACTIFS PIER 21 INC. | Portfolio Manager |
| PLACEMENTS IA CLARINGTON INC. / IA CLARINGTON INVESTMENTS INC. | Portfolio Manager |
| PORTFOLIO STRATEGIES CORPORATION | Mutual Fund Dealer |
| PROFESSIONAL INVESTMENT SERVICES (CANADA) INC. | Mutual Fund Dealer |
| PROMUTUEL CAPITAL CABINET DE SERVICES FINANCIERS INC./PROMUTUEL CAPITAL FINANCIAL SERVICES FIRM INC. | Mutual Fund Dealer |
| PROVIDENT INVESTMENT COUNSEL, LLC | Securities Adviser |
| PROVISUS WEALTH MANAGEMENT LIMITED | Portfolio Manager |
| PUR INVESTING INC. | Portfolio Manager |
| PUTNAM MANAGEMENT | Portfolio Manager (Securities) Adviser (Commodities) |
| PYRFORD INTERNATIONAL LIMITED | Securities Adviser |
| QTRADE ASSET MANAGEMENT INC. | Mutual Fund Dealer |
| QTRADE SECURITIES INC. / INVESTISSEUR QTRADE | Investment Dealer |
| QUADRANT ASSET MANAGEMENT | Portfolio Manager |
| QUADREXX ASSET MANAGEMENT INC. | Portfolio Manager |
| QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. | Mutual Fund Dealer |
| QUEENSBURY SECURITIES INC. | Investment Dealer |
| QUESTRADE, INC. | Investment Dealer (Securities) Dealer (Futures Commission Merchant) (Commodities) |
| QV INVESTORS INC. / INVESTISSEURS QV | Portfolio Manager |
| QWEST INVESTMENT FUND MANAGEMENT LTD. | Portfolio Manager |
| R N CROFT FINANCIAL GROUP INC./R.N. CROFT FINANCIAL GROUP INC. | Portfolio Manager |
| RAYMOND JAMES LTD. | Investment Dealer |
| RBC ASSET MANAGEMENT INC./RBC GESTION D'ACTIFS INC. | Portfolio Manager |
| RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. | Investment Dealer |
| RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. | Investment Dealer (Securities) Dealer (Futures Commission Merchant) (Commodities) |
| RBC PRIVATE COUNSEL INC./RBC SERVICES-CONSEILS PRIVES INC. | Portfolio Manager |
| REED, CONNER & BIRDWELL, LLC | Securities Adviser |
| RESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL | Investment Dealer |
| RETIRE FIRST LTD. | Investment Dealer |
| RICE FINANCIAL GROUP INC. | Mutual Fund Dealer |
| RICHARDSON CAPITAL LIMITED | Portfolio Manager |
| RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE | Investment Dealer |
| RIDGEWOOD CAPITAL ASSET MANAGEMENT INC. | Mutual Fund Dealer |
| RIDGEWOOD CAPITAL ASSET MANAGEMENT INC. | Portfolio Manager |
| RITTENHOUSE ASSET MANAGEMENT, INC. | Securities Adviser |
| RIVAL CAPITAL MANAGEMENT INC. | Portfolio Manager |
| ROGERSCASEY CANADA, INC. | Portfolio Manager |
| ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. | Mutual Fund Dealer |
| RUSSELL INVESTMENTS CANADA LIMITED / INVESTISSEMENTS RUSSELL CANADA LIMITÉE | Portfolio Manager (Securities) Adviser (Commodities) |