Registered Individuals C
Updated daily Monday to Friday
| INDIVIDUAL'S NAME | CATEGORY OF REGISTRATION | NAME OF COMPANY |
|---|---|---|
| CABALTERA, ERICK | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| CABEL, DAVID WILLIAM | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| CABERNEL, LEONIE GILBERTE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CABIGON, CHLOE CECILIA | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| CABLE, ROBERT STAPLES | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| CABRAL, ADRIANA MARIA | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CABRAL, DARREN NOEL | ASSOCIATE ADVISING OFFICER | CONNOR, CLARK & LUNN CAPITAL MARKETS INC. |
| CABRAL, LIDIA MARIA | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| CACCARO, LINDA LOU | OFFICER (TRADING) | PFSL INVESTMENTS CANADA LTD. |
| CACI, LUIGI PIETRO | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| CACIC, MILAN | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CADICK, BARBARA JEAN | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| CADIEUX, YOLAND | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CADIGAL, JAKE FLORENTINO | SALESPERSON | DOHENY SECURITIES LIMITED |
| CADOGAN, WAYNE RICHARD | BRANCH MANAGER | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| CADORATH, DOROTHY ANN | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| CAGNIN, JULIE MARIE | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CAICCO, PERRY EUGENE | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CAIGER, MARK DOUGLAS | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CAIN, TIMOTHY BLAIR | DIRECTOR (NON-TRADING) | CANDEAL.CA INC |
| CAIN, TIMOTHY BLAIR | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CAINE, LEANNE DENISE | SALESPERSON | PETERS & CO. LIMITED |
| CAINES, PAULA LYNN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CAIONE, VALERIE ADELINA | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CAIRNS, GORDON JOHN | SALESPERSON | PARTNERS IN PLANNING FINANCIAL SERVICES LTD./SERVICES FINANCIERS PARTENAIRES EN PLANIFICATION LTEE |
| CAIRNS, JOHN ROBERT | NON-ADVISING OFFICER | SCOTIA CASSELS INVESTMENT COUNSEL LIMITED / GESTION DE PLACEMENTS SCOTIA CASSELS LIMITEE |
| CAIRNS, RONALD WILLIAM | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| CALABRIA, SALVATORE ALBERT | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| CALANDRINO, GEORGE | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| CALDERON, PAULINA MARGARITA | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CALDWELL, CHARLES ALEXANDER | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CALDWELL, DAVID ALAN | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CALDWELL, DEREK WILSON | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CALDWELL, JAMES PHILIP | OFFICER (NON-TRADING) | CALDWELL SECURITIES LTD. |
| CALDWELL, JASON CRAIG | ADVISING EMPLOYEE | MD PRIVATE INVESTMENT MANAGEMENT INC./GESTION PRIVEE DE PORTEFUILLE MD INC. |
| CALDWELL, ROBERT CLARK | OFFICER (NON-TRADING) | BLACKMONT CAPITAL INC. |
| CALDWELL, STEPHEN MARTIN | ADVISING OFFICER | CIBC GLOBAL ASSET MANAGEMENT INC. / GESTION GLOBALE D'ACTIFS CIBC INC. |
| CALDWELL, THOMAS SCOTT | OFFICER & DIRECTOR (TRADING) | CALDWELL SECURITIES LTD. |
| CALE, DARREN JAMES | BRANCH MANAGER & OFFICER (TRADING) | ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE |
| CALE, SCOTT GARFIELD | SALESPERSON | ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE |
| CALIGIURI, IDA ANTONIETTA | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| CALIGIURI, JEFF LEE | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| CALILLE, JEAN-FRANCOIS | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| CALLAGHAN, MICHEL | OFFICER (NON-TRADING) | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CALLAHAN, CHRISTOPHER CHARLES | ADVISING EMPLOYEE | MFS INSTITUTIONAL ADVISORS, INC. |
| CALLANDER, EVELYNNE IRENE | BRANCH MANAGER | SCOTIA SECURITIES INC. |
| CALLANDER, ROBERT MALCOLM | OFFICER (TRADING) | CALDWELL SECURITIES LTD. |
| CALLBECK, BARBARA JOAN | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| CALLUM, BRIAN JAMES | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| CALPIN, MICHELE | ADVISING OFFICER | MACKENZIE FINANCIAL CORPORATION |
| CALVERT, JASON | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| CALVIERI, VENERANDA VENNY | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| CALVO, FERNANDO | DIRECTOR (NON-TRADING) (SECURITIES) | JITNEYTRADE INC. |
| CAMACHO, IAN ANDREW | OFFICER & DIRECTOR (NON-TRADING) | ITG CANADA CORP. |
| CAMARA, DEREK | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CAMERON, ALEXANDER ERNEST | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| CAMERON, ARTHUR PETER | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CAMERON, BLAKE MUIR | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| CAMERON, BRADLEY RHODERICK | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CAMERON, DARREN DONALD | SALESPERSON | TD WATERHOUSE CANADA INC. |
| CAMERON, DAVID HERDMAN | ADVISING DIRECTOR & OFFICER | THE BOSTON COMPANY ASSET MANAGEMENT, LLC |
| CAMERON, DILLON JOHN | ADVISING EMPLOYEE | DEANS KNIGHT CAPITAL MANAGEMENT LTD. / GESTION DE CAPITAL DEANS KNIGHT LTÉE |
| CAMERON, DOUGLAS CHRISTOPHER | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| CAMERON, GREGORY MACFARLANE | OFFICER (NON-TRADING) | MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE. |
| CAMERON, HUGH CLARK | SALESPERSON | M.R.S. SECURITIES SERVICES INC. / SERVICES VALEURS MOBILIERES M.R.S. INC. |
| CAMERON, HUGH DONALD | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| CAMERON, JAMES ARTHUR | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| CAMERON, JUDY ANN | ADVISING OFFICER | FI CAPITAL LTD. |
| CAMERON, KIRK BRADLEY | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CAMERON, MARY JEAN | BRANCH MANAGER | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| CAMERON, MURRAY DOUGLAS | BRANCH MANAGER | WORLDSOURCE FINANCIAL MANAGEMENT INC./GESTION FINANCIERE WORLDSOURCE INC. |
| CAMERON, RAYMOND BLAISE | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CAMERON, STEPHEN RONALD | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CAMILLERI, STEVEN PATRICK | SALESPERSON | TD WATERHOUSE CANADA INC. |
| CAMIRE, MICHEL | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| CAMMARERI, ROSALBA | NON-ADVISING OFFICER | AGF FUNDS INC. / LES FONDS AGF INC. |
| CAMPANOZZI, CONSTANT | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| CAMPBELL, ANGELA | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| CAMPBELL, ANNE ELIZABETH | NON-ADVISING OFFICER | TD WATERHOUSE PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVEE TD WATERHOUSE INC. |
| CAMPBELL, BENJAMIN CHARLES | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| CAMPBELL, BRUCE FRANK | ADVISING DIRECTOR & OFFICER | CAMPBELL & LEE INVESTMENT MANAGEMENT INC. |
| CAMPBELL, BRUCE LYNN | ADVISING DIRECTOR & OFFICER | PYRFORD INTERNATIONAL LIMITED |
| CAMPBELL, COLIN BRIAN | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CAMPBELL, COLLEEN RAE | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CAMPBELL, DARLENE PETERS | OFFICER (TRADING) | INVESTORS GROUP SECURITIES INC./VALEURS MOBILIERES GROUPE INVESTORS INC. |
| CAMPBELL, DAVID MATTHEW | OFFICER (TRADING) | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| CAMPBELL, DONNA MARGARET | SALESPERSON | SCOTIA SECURITIES INC. |
| CAMPBELL, GLEN DAVID | OFFICER (NON-TRADING) | MERRILL LYNCH CANADA INC. |
| CAMPBELL, HUGH DAVID | NON-ADVISING DIRECTOR & OFFICER | TULETT, MATTHEWS & ASSOC. INC. |
| CAMPBELL, JASON ROBERT | OFFICER (NON-TRADING) | STERLING MUTUALS INC. |
| CAMPBELL, JOANNE LYNN | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| CAMPBELL, KAREN FAY | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CAMPBELL, KEVIN CHARLES | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| CAMPBELL, KEVIN VAUGHAN | OFFICER (NON-TRADING) | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| CAMPBELL, LYNN ALISON | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| CAMPBELL, MATTHEW ALEXANDER | SALESPERSON | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| CAMPBELL, MATTHEW GEORGE | NON-ADVISING OFFICER | PLACEMENTS IA CLARINGTON INC. / IA CLARINGTON INVESTMENTS INC. |
| CAMPBELL, NORMAN JOHN | ADVISING DIRECTOR & OFFICER | CAMLIN ASSET MANAGEMENT LTD. |
| CAMPBELL, PAUL FREDERICK | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CAMPBELL, PETER DANIEL | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| CAMPBELL, RICHARD COLIN | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| CAMPBELL, ROBERT ASHCROFT | SALESPERSON | TD WATERHOUSE CANADA INC. |
| CAMPBELL, ROBERT GEOFFREY | SALESPERSON | E*TRADE CANADA SECURITIES CORPORATION / SOCIETE DE VALEURS MOBILIERES E*TRADE CANADA |
| CAMPBELL, ROBERT MICHAEL | OFFICER (NON-TRADING) | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| CAMPBELL, RODERICK HOWARD | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CAMPBELL, RODERICK NEIL | OFFICER (NON-TRADING) | CLARUS SECURITIES INC / VALEURS MOBILIERES CLARUS INC. |
| CAMPBELL, SCOTT RAYMOND | NON-ADVISING OFFICER | MCLEAN BUDDEN LIMITED/MCLEAN BUDDEN LIMITEE |
| CAMPBELL, SHAUNA LEA | OFFICER (NON-TRADING) | JENNINGS CAPITAL INC. |
| CAMPBELL, STUART JAMES | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| CAMPBELL, WAYNE MARK | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| CAMPEAU, AURELE CLEMENT | SALESPERSON | WELLINGTON WEST FINANCIAL SERVICES INC. |
| CAMPEAU, CLAUDE | OFFICER (NON-TRADING) | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| CAMPEAU, DAVID PAUL | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CAMPEAU, FRANCIS | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | MF GLOBAL CANADA CO./MF GLOBAL CANADA CIE |
| CAMPEAU, GILBERT | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CAMPEAU, JEAN-FRANCOIS | OFFICER (TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| CAMPEAU, LOUIS | OFFICER (NON-TRADING) | MERRILL LYNCH CANADA INC. |
| CAMPEAU, PIERRE LUC | SALESPERSON & OFFICER (NON-TRADING) | WELLINGTON WEST FINANCIAL SERVICES INC. |
| CANAVAN, JOSEPH CHARLES | OFFICER & DIRECTOR (NON-TRADING) | ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE |
| CANAVAN, JOSEPH CHARLES | OFFICER & DIRECTOR (NON-TRADING) | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| CANAVAN, JOSEPH CHARLES | NON-ADVISING DIRECTOR & OFFICER | UNITED FINANCIAL CORPORATION |
| CANBARIEH, SOUBHI | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CANCADE, NONKINI GORDON | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| CANDLISH, PETER WILLIAM | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CANLETT, GARY FREDERICK | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CANN, BRADFORD JONATHAN | NON-ADVISING OFFICER | LAKETON INVESTMENT MANAGEMENT LTD. / PLACEMENTS LAKETON LTEE |
| CANN, MICHAEL JOHN | SALESPERSON | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| CANNADY, HEATHER LEE | SALESPERSON | TRISTONE CAPITAL INC. |
| CANNING, JANET LEE | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CANNON, RANN ROBERT | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| CANSINO, CARLO ADOLFO | SALESPERSON | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| CANTAFIO, SONIA ARLENE | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CANTLEY, DEREK | SALESPERSON | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| CANTONI, FRANK JULIUS | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CANTWELL, GERARD COLE | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| CANVIN, ANDREW THOMAS | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| CAO, KE | SALESPERSON | HERITAGE EDUCATION FUNDS INC./FONDS D'EDUCATION HERITAGE INC. |
| CAPE, DAVID NICHOLAS | NON-ADVISING OFFICER | SCEPTRE INVESTMENT COUNSEL LIMITED |
| CAPEK, DEBORAH LYNN | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| CAPITANO, MARCELLO GENNARINO | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| CAPLAN, MARK DAVID | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| CAPONETTO, SILVIA ROSA | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| CAPOZZO, JOSEPH | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| CAPOZZOLO, JOHN | OFFICER & DIRECTOR (NON-TRADING) | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| CAPPADOCIA, NANCY ANTONETTE | NON-ADVISING OFFICER | PLACEMENTS IA CLARINGTON INC. / IA CLARINGTON INVESTMENTS INC. |
| CAPPUCCITTI, MICHELE (MICHAEL) | OFFICER (TRADING) | JENNINGS CAPITAL INC. |
| CAPRARA, JONATHAN | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| CAPUNO, RODRIGO | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| CAPUTA, MONIKA | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| CARAVA, PHILIP MATTHEW | SALESPERSON | THINKORSWIM CANADA INC. |
| CARAVELIS, ANTONIOS | SALESPERSON | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| CARBONELLI, LORETTA | OFFICER (TRADING) | EVERGREEN CAPITAL PARTNERS INC. |
| CARDIN, FRANÇOIS | NON-ADVISING OFFICER & DIRECTOR (SECURITIES) | CONSEILLERS EN GESTION GLOBALE STATE STREET LTÉE. / STATE STREET GLOBAL ADVISORS, LTD. |
| CARDINAL, MARIE-EMMANUELE | OFFICER (NON-TRADING) | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| CARDINAL, ROBERT | DIRECTOR (NON-TRADING) | VALEURS MOBILIERES BANQUE LAURENTIENNE INC. / LAURENTIAN BANK SECURITIES INC. |
| CARDINAL, TAMMY LEIGH | NON-ADVISING OFFICER | CIBC ASSET MANAGEMENT INC./GESTION D'ACTIFS CIBC INC. |
| CARDINALE, NICOLA ALBERTO | NON-ADVISING DIRECTOR & OFFICER | UBS INVESTMENT MANAGEMENT CANADA INC. / GESTION DES PLACEMENTS UBS CANADA INC. |
| CARDONA, JOHN RAY | OFFICER (NON-TRADING) | CREDIT SUISSE SECURITIES (CANADA), INC./VALEURS MOBILIERES CREDIT SUISSE (CANADA), INC. |
| CARDONE, REMO | OFFICER (NON-TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| CARDOSO, RUI MACHADO | ADVISING EMPLOYEE | KBSH CAPITAL MANAGEMENT INC./GESTION DE CAPITAL KBSH INC. |
| CARELESS, DAVID | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| CARELLI, FRANCO | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CARELS, CARLEEN ANN | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| CAREY, WILLIAM JOHN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CARFAGNINI, CAROLE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CARHART, MARK MONROE | ADVISING OFFICER | GOLDMAN SACHS ASSET MANAGEMENT, L.P. / GESTION D'ACTIFS GOLDMAN SACHS LP |
| CARIGNAN, BENOIT | OFFICER & DIRECTOR (TRADING) (SECURITIES) OFFICER (COMMODITIES) | NEWEDGE CANADA INC. |
| CARIGNAN, FERNAND | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| CARIN, CIELO | OFFICER (NON-TRADING) | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| CARLETON, KENNETH WAYNE | SALESPERSON | FUNDEX INVESTMENTS INC. |
| CARLIN, STEPHEN PEARSON | NON-ADVISING OFFICER | KBSH CAPITAL MANAGEMENT INC./GESTION DE CAPITAL KBSH INC. |
| CARLISLE, DONALD HUGH | NON-ADVISING OFFICER | TRAPEZE ASSET MANAGEMENT INC. |
| CARLOMUSTO, JOSEPH | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CARLSON, GLENN RICHARD | ADVISING OFFICER | BRANDES INVESTMENT PARTNERS, L.P. |
| CARLSON, JOHN DAVID | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CARLSON, LEONARD BRUCE | DIRECTOR (NON-TRADING) | LEITH WHEELER INVESTMENT FUNDS LTD. |
| CARLSON, LEONARD BRUCE | NON-ADVISING DIRECTOR | LEITH WHEELER INVESTMENT COUNSEL LTD. / CONSEILLERS EN PLACEMENTS LEITH WHEELER LTEE |
| CARMICHAEL, DAVID ROWAN | SALESPERSON | DUNDEE PRIVATE INVESTORS INC./SERVICES FINANCIERS DUNDEE INC. |
| CARMODY, DAVID EARL | OFFICER (NON-TRADING) | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| CARNEGIE, ROBIN LEA | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| CARNEGIE, SEAN PATRICK | SALESPERSON | CREDENTIAL SECURITIES INC. |
| CARON, MARIO | OFFICER (TRADING) | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| CARON, NATHALIE | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| CARON, SERGE | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| CAROTA, NICK | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| CARPANI, MARK JOSEPH | OFFICER (NON-TRADING) | RIDGEWOOD CAPITAL ASSET MANAGEMENT INC. |
| CARPANI, MARK JOSEPH | ADVISING OFFICER | RIDGEWOOD CAPITAL ASSET MANAGEMENT INC. |
| CARPENTER, TAMMY LYNN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CARR, DAN AMIR | OFFICER (TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| CARR, LORI-JANE | BRANCH MANAGER | CREDENTIAL ASSET MANAGEMENT INC. |
| CARR, MICHELLE SUE | ADVISING OFFICER | GOLDMAN, SACHS & CO. |
| CARR, TERRY IAN | NON-ADVISING OFFICER | ELLIOTT & PAGE LIMITED / ELLIOTT & PAGE LIMITEE |
| CARRESE, PIERA | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| CARREY, DARREN STEVEN | SALESPERSON | DOHENY SECURITIES LIMITED |
| CARRIER, FRANCOIS | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| CARRIER, FRANCOIS | ADVISING OFFICER | SEI INVESTMENTS CANADA COMPANY / SOCIÉTÉ DE PLACEMENTS SEI CANADA |
| CARRIER, KEVIN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CARRIER, LORRAINE | OFFICER (NON-TRADING) | MERRILL LYNCH CANADA INC. |
| CARRIER, NATHALIE | OFFICER (NON-TRADING) | DESJARDINS CABINET DE SERVICES FINANCIERS INC./DESJARDINS FINANCIAL SERVICES FIRM INC. |
| CARRIERE, CHRISTOPHER LOUIS | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CARRIERE, COLETTE MARIE | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| CARRIERE, GERMAIN | OFFICER & DIRECTOR (NON TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| CARRIERE, JANICE ELAINE | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| CARRINGTON, ANDREW JOHN | OFFICER & DIRECTOR (NON-TRADING) | STATE STREET GLOBAL MARKETS CANADA INC. / MARCHÉS MONDIAUX STATE STREET CANADA INC. |
| CARRINGTON, PATRICK JOHN | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| CARRIQUE, JAMES WILLIAM | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| CARRIQUE, JOHN | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| CARROLL, CHARLES LAURENCE | NON-ADVISING PARTNER/DIRECTOR/OFFICER | LAZARD ASSET MANAGEMENT (CANADA), INC. / GESTION D'ACTIFS LAZARD (CANADA) |
| CARROLL, KRISTA LEE | NON-ADVISING OFFICER | JONES HEWARD INVESTMENT COUNSEL INC./JONES HEWARD CONSEILLER EN VALEURS INC. |
| CARROLL, STEPHEN CHARLES | BRANCH MANAGER | SCOTIA SECURITIES INC. |
| CARRUTHERS, DIANNE LYNN | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CARRUTHERS, JEFFREY CALVERT | OFFICER (TRADING) | RAYMOND JAMES LTD. |
| CARSCADDEN, SCOTT GORDON | SALESPERSON | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| CARSCALLEN, SCOTT HOWARD | ADVISING EMPLOYEE | HOWSON TATTERSALL INVESTMENT COUNSEL LIMITED / LES CONSEILLERS EN PLACEMENT HOWSON TATTERSALL LIMITÉE |
| CARSON, PAUL GEORGE | OFFICER (TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| CARSON, SCOTT HENRY | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CARSON, STUART ALAN | NON-ADVISING OFFICER | GRYPHON INVESTMENT COUNSEL INC. / CONSEILLERS EN PLACEMENTS GRYPHON INC. |
| CARSTAIRS, KENNETH JOHN | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| CARSWELL, JOHN PAUL | ADVISING DIRECTOR & OFFICER | CANSO INVESTMENT COUNSEL LTD. |
| CARSWELL, MURRAY JOHN | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| CARSWELL, PATRICIA FRANSIETTA | OFFICER (NON-TRADING) | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| CARSWELL, WILLIAM JOHN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CARTER, BRADLEY GEORGE | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CARTER, CHARLES RICHARD | ADVISING EMPLOYEE | MARATHON ASSET MANAGEMENT LLP |
| CARTER, JEFFREY STEPHEN | OFFICER (NON-TRADING) | MERRILL LYNCH CANADA INC. |
| CARTER, JERALD LIAL | SALESPERSON | CREDENTIAL SECURITIES INC. |
| CARTER, KEVIN WAYNE | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CARTER, MARGARET LINDA | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CARTER, RICHARD HARRISON | OFFICER & DIRECTOR (NON-TRADING) | LEEDE FINANCIAL MARKETS INC. |
| CARTER, ROBERTA ELAINE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CARTER, SHAWN WILLIAM | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CARTER, TARA LYNN | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| CARTER, TERRANCE LLOYD | SALESPERSON | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| CARTER, WALTER BRIAN | NON-ADVISING OFFICER | SCEPTRE INVESTMENT COUNSEL LIMITED |
| CARTIER, ALISON RHEA | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| CARUANA, GIOVANNA JOANNE | OFFICER (NON-TRADING) | STERLING MUTUALS INC. |
| CARVALHO, MARIA ANACLETA | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CARVALHO, MARY HELEN | SALESPERSON | ING DIRECT FUNDS LIMITED |
| CARVER, PATRICIA MARIE | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| CARWELL, TANIS DELLA | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CASABON, MICHEL | SALESPERSON (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| CASATI, GIANNI | OFFICER (NON-TRADING) | MERRILL LYNCH CANADA INC. |
| CASCIANO, PAUL JOSEPH | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CASE, ALLAN MARTIN | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| CASE, JANET LILLIAN | NON-ADVISING OFFICER | LEGG MASON CANADA INC. |
| CASE, JANICE MARY | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| CASELEY, DARREN STEVEN | SALESPERSON (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| CASEY, BRENT ANDREW | SALESPERSON | E*TRADE CANADA SECURITIES CORPORATION / SOCIETE DE VALEURS MOBILIERES E*TRADE CANADA |
| CASEY, JOHN WILLIAM | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CASEY, MATHIAS MAURICE | SALESPERSON | TD WATERHOUSE CANADA INC. |
| CASEY, PATRICK WILLIAM | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| CASEY, ROSEMARY DOROTHY | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| CASEY, THOMAS ANTHONY | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| CASEY, TIMOTHY JAMES | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CASGRAIN, GUY RODOLPHE | OFFICER & DIRECTOR (TRADING) | CASGRAIN & COMPAGNIE LIMITEE / CASGRAIN & COMPANY LIMITED |
| CASGRAIN, PIERRE FRANCOIS | OFFICER & DIRECTOR (NON-TRADING) | CASGRAIN & COMPAGNIE LIMITEE / CASGRAIN & COMPANY LIMITED |
| CASGRAIN, ROGER | OFFICER & DIRECTOR (TRADING) | CASGRAIN & COMPAGNIE LIMITEE / CASGRAIN & COMPANY LIMITED |
| CASKEY, CYNTHIA AUDREY | OFFICER (TRADING) | TD WATERHOUSE CANADA INC. |
| CASKIE, SEAN PARKER | SALESPERSON | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| CASPAR, JOHN RONALD | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| CASSIDY, MARK EDWARD | SALESPERSON | TD WATERHOUSE CANADA INC. |
| CASSIR, ERIC | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| CASTANHO, MICHAEL MATIAS | SALESPERSON | BLACKMONT CAPITAL INC. |
| CASTELLANO, MICHELE ANTONIO | SALESPERSON | TD WATERHOUSE CANADA INC. |
| CASTELLI, FABRIZIO | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CASTIEL, RAQUEL | NON-ADVISING OFFICER | INVESTISSEMENTS STANDARD LIFE INC. /STANDARD LIFE INVESTMENTS INC. |
| CASTILLO RUBIANO, ANDRES HUMBERTO | SALESPERSON | TD WATERHOUSE CANADA INC. |
| CASTLEDINE, ALLAN MICHAEL | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CASTLEDINE, ALLAN VICTOR | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CASTLEDINE, ERIC JOHN | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| CASTLES, ROBERT WESLEY | SALESPERSON | PROFESSIONAL INVESTMENT SERVICES (CANADA) INC. |
| CASTONGUAY, GENEVIÈVE | OFFICER (NON-TRADING) | INDUSTRIELLE ALLIANCE VALEURS MOBILIÈRES INC. / INDUSTRIAL ALLIANCE SECURITIES INC. |
| CASTONGUAY, MICHÈLE LOUISE | SALESPERSON | VALEURS MOBILIERES BANQUE LAURENTIENNE INC. / LAURENTIAN BANK SECURITIES INC. |
| CASTONGUAY, PIERRE NOE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CASTONGUAY, SYLVAIN | OFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES) | INTERACTIVE COURTAGE CANADA INC. / INTERACTIVE BROKERS CANADA INC. |
| CASWELL, CALLUM JAMES | SALESPERSON | RICE FINANCIAL GROUP INC. |
| CASWELL, LISA MARIE | ADVISING EMPLOYEE | LETKO, BROSSEAU & ASSOCIATES INC. |
| CATALANO, JOHN NATALE | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CATANI, ROBERT ALLAN | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| CATELLIER, CLAUDELLE ANGELE | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| CATELLIER, PERRY CLAUDE | OFFICER (TRADING) | MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE. |
| CATELLIER, ROBERT | OFFICER (NON-TRADING) | CLARUS SECURITIES INC / VALEURS MOBILIERES CLARUS INC. |
| CATHCART, ERIC LORNE | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CATHCART, NICOLE JAYNE | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| CATINO, ANTHONY GABRIEL | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| CATIZZONE, GIOVANNI | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CATLING, JULIE-ANNE LOUISE | SALESPERSON | BLACKMONT CAPITAL INC. |
| CATY, NICOLE LORRAINE | OFFICER (NON-TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| CAUCCI, JOHN CHARLES | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CAUCHI, JEAN-PAUL AARON | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | NEWEDGE CANADA INC. |
| CAUCHON, MARTIN | NON-ADVISING DIRECTOR (SECURITIES) | I.G. INVESTMENT MANAGEMENT, LTD. / SOCIÉTÉ DE GESTION D'INVESTISSEMENT, I.G. LTÉE |
| CAULFIELD, TIMOTHY WILLIAM | ASSOCIATE ADVISING OFFICER | FRANKLIN TEMPLETON INVESTMENTS CORP./SOCIETE DE PLACEMENTS FRANKLIN TEMPLETON |
| CAVALARIS, LOUIS CONSTANTINE | OFFICER (NON-TRADING) | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| CAVALARIS, LOUIS CONSTANTINE | OFFICER (NON-TRADING) | DUNDEE PRIVATE INVESTORS INC./SERVICES FINANCIERS DUNDEE INC. |
| CAVALIERE, LINDA | OFFICER (NON-TRADING) | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CAVALLARO, STEVEN JOSEPH | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| CAVANAGH, THOMAS LOUIS | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| CAVANAGH, WILLIAM JAMES | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CAVELL, BRIAN DAVID | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CAVELTI, MELISSA | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CAVERLY, BLAIN WILLIAM | NON-ADVISING OFFICER | JARISLOWSKY, FRASER LIMITÉE / JARISLOWSKY, FRASER LIMITED |
| CAVERO, YANET INES | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| CAWLEY, WILLIAM TAGE | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| CAY, DENH HIN | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| CAY-LAI, INNEZ HIN | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| CAYOUETTE, RENE GILLES | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CAZACU UNGUREANU, DANIELA CARMEN | SALESPERSON (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| CECCHINI, VALERIE | NON-ADVISING OFFICER | INVESTISSEMENTS STANDARD LIFE INC. /STANDARD LIFE INVESTMENTS INC. |
| CEGIELSKI, MICHAL STANISLAW | OFFICER (NON-TRADING) | MERRILL LYNCH CANADA INC. |
| CELEJ, MARTINE ANNE | OFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CELOTTO, ALBERT JOHN | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CENSALE, MAURO | OFFICER & DIRECTOR (NON-TRADING) | RESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL |
| CERETTI, JONATHAN SEBASTIEN | SALESPERSON (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| CESARIO, MELISSA EMILIA | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CESTNIK, FRANK LOUIS | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| CESTNIK, MARK ANTHONY | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| CEVEY, MARC ALBERT | DIRECTOR (NON-TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| CEVEY, MARC ALBERT | NON-ADVISING DIRECTOR & OFFICER | HSBC GLOBAL ASSET MANAGEMENT (CANADA) LIMITED. / GESTION GLOBALE D'ACTIFS HSBC (CANADA) LIMITÉE |
| CEVEY, MARC ALBERT | OFFICER & DIRECTOR (NON-TRADING) | HSBC INVESTMENT FUNDS (CANADA) INC./FONDS D'INVESTISSEMENT HSBC (CANADA) INC. |
| CEY, ROBERT BRUNO | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| CHABER, KRZYSZTOF JANUSZ | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| CHABOT, PAUL YVES | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| CHACIN VERA, LUIS RAUL | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| CHADAKHTZIAN, MARK | OFFICER (TRADING) | INVESTORS GROUP SECURITIES INC./VALEURS MOBILIERES GROUPE INVESTORS INC. |
| CHADSEY, TARA LEIGH | SALESPERSON | MGI SECURITIES INC. / MGI VALEURS MOBILIERES INC. |
| CHAFE, DOUGLAS LLOYD | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CHAFEE, KIMBERLY ANN | ADVISING OFFICER (SECURITIES) | UBS GLOBAL ASSET MANAGEMENT (CANADA) CO. |
| CHAFFE, RICHARD SOUTHWOOD | OFFICER (TRADING) | RESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL |
| CHAGNON, GERARD | OFFICER (TRADING) | DESJARDINS CABINET DE SERVICES FINANCIERS INC./DESJARDINS FINANCIAL SERVICES FIRM INC. |
| CHAGNON, ROBERT | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| CHAIKA CAMPBELL, MICHELE PATRICIA | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| CHAKMAKOGLU, THALIA CARRIE | SALESPERSON | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| CHALANCHUK, ROBERT JOSEPH | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| CHALIFOUX, MICHAEL JOHN | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| CHALK, MARCUS ROYSTON | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| CHALKLEY, SUSAN ROBERTA | BRANCH MANAGER | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| CHALLY, MAMMEN | ADVISING OFFICER | WELLINGTON MANAGEMENT COMPANY, LLP |
| CHALMERS ZAKALUK, MARY CHRISTINE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CHALMERS, COLIN JOHN | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CHALMERS, MURRAY WESLEY | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CHALMERS, PAUL ALEXANDER | OFFICER & DIRECTOR (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| CHALMERS, ROBERT PAUL | OFFICER (TRADING) | MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE. |
| CHALOVICH, KAREN ARLENE | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CHALUPKA, ROLAND | NON-ADVISING OFFICER | FIDUCIARY TRUST COMPANY OF CANADA |
| CHAM, TENNYSON TIN YUE | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| CHAMBERLAIN, CHRISTIAN SCOTT | SALESPERSON | TD WATERHOUSE CANADA INC. |
| CHAMBERLIN, ELMER CECIL | OFFICER (NON-TRADING) | STERLING MUTUALS INC. |
| CHAMBERS, CHARLES BRUCE | OFFICER & DIRECTOR (TRADING) | ODLUM BROWN LIMITED |
| CHAMBERS, JOHN STEVEN | DIRECTOR (NON-TRADING) | FIRSTENERGY CAPITAL CORP. / CORPORATION FIRSTENERGY CAPITAL |
| CHAMBERS, JUDITH ANGELA | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| CHAMBERS, MARTIN EMIGH | OFFICER (TRADING) (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| CHAMBERS, NANCE JILL | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| CHAMBERS, PETER LAWRENCE | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CHAMBERS, SHAWN RICHARD | ADVISING OFFICER | RBC PRIVATE COUNSEL INC./RBC SERVICES-CONSEILS PRIVES INC. |
| CHAMIE, NICK | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CHAMOUN, FADI | OFFICER (NON-TRADING) | UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC. |
| CHAMPION, BRIAN SCOTT | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CHAMPOUX, JEAN-FRANÇOIS | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| CHAMPOUX, MARC ALEXANDER | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CHAN, AMBROSE KING TAI | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| CHAN, ANDREW TAI | SALESPERSON | MGI SECURITIES INC. / MGI VALEURS MOBILIERES INC. |
| CHAN, ANN SHIAU | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CHAN, ARTHUR | NON-ADVISING OFFICER (SECURITIES) | UBS GLOBAL ASSET MANAGEMENT (CANADA) CO. |
| CHAN, CALVIN THOMAS | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CHAN, CELINE FUNG | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CHAN, CHARLES CHUN YU | SALESPERSON | TD WATERHOUSE CANADA INC. |
| CHAN, CHI KWAN | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| CHAN, CHI-FUNG WESLEY | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| CHAN, CLEMENT HOI-MING | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| CHAN, DANIEL KAI | SALESPERSON | ING DIRECT FUNDS LIMITED |
| CHAN, DARLENE | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CHAN, DONALD | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CHAN, DORIS LAI | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| CHAN, DORIS LEAH | NON-ADVISING OFFICER | TD WATERHOUSE PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVEE TD WATERHOUSE INC. |
| CHAN, DORIS SAU-YING | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CHAN, GORDON JOHN | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| CHAN, HEATHER DENISE | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| CHAN, JASON GARKEUNG | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| CHAN, JOHNSON TIAN | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| CHAN, JOSEPH YU-LEUNG | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| CHAN, JULIE OFELIA | OFFICER (TRADING) | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| CHAN, KA MAN | NON-ADVISING OFFICER | MACKENZIE FINANCIAL CORPORATION |
| CHAN, KA YEUNG | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CHAN, KARL | BRANCH MANAGER | SCOTIA SECURITIES INC. |
| CHAN, LANDA JOAN | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| CHAN, LICHU | SALESPERSON | TD WATERHOUSE CANADA INC. |
| CHAN, LILLIAN LAI-WAH | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| CHAN, LUCY CHING | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| CHAN, MICHAEL WILLIAM | NON-ADVISING OFFICER | SCEPTRE INVESTMENT COUNSEL LIMITED |
| CHAN, MONIQUE KUN | SALESPERSON | TD WATERHOUSE CANADA INC. |
| CHAN, MYRA KWOK | SALESPERSON | TD WATERHOUSE CANADA INC. |
| CHAN, PATRICK | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CHAN, RANDY | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| CHAN, RICKY WING | OFFICER (TRADING) | MAISON PLACEMENTS CANADA INC. |
| CHAN, ROWENA CHE LING | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| CHAN, SAMUEL SAI | OFFICER (TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| CHAN, SHEK-WAH | SALESPERSON | TD WATERHOUSE CANADA INC. |
| CHAN, STELLA SAU WAI | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CHAN, SUI LUN | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| CHAN, SUSAN | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| CHAN, VICKY MEI-CHUN | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CHAN, VINCENT | SALESPERSON | TD WATERHOUSE CANADA INC. |
| CHAN, VIVIAN YUN HA | SALESPERSON | TD WATERHOUSE CANADA INC. |
| CHAN, WAI KUEN | SALESPERSON | FIDELITY RETIREMENT SERVICES COMPANY OF CANADA LIMITED / COMPAGNIE DE SERVICES DE RETRAITE FIDELITY DU CANADA LIMITEE |
| CHAN, WANNY | OFFICER (TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| CHAN, WILCOX FRANCISCO | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| CHAN, WILSON KOON HEE | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| CHAN, WILTON WAI-ONN | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| CHAN, YIU TAK | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CHAN, YUEN-SHAN | OFFICER (TRADING) | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| CHAN, YUK YEE | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CHAN, YVONNE QI | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CHAN-PEARSON, YIN PING | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| CHANDLER, ERICA CONSTANCE | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| CHANDLER, PETER JACKMAN | OFFICER & DIRECTOR (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| CHANDLER, SCOTT DENNIS | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| CHANDRABOSE, MINA SHUBASHINI | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| CHANDRASEKAR, PERIYAKARAM KRISHNAMURTHY | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| CHANG SUE, CHRISTOPHER WENDELL | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | QUESTRADE, INC. |
| CHANG, CHEN-JUNG | NON-ADVISING DIRECTOR & OFFICER | MAGNA VISTA INVESTMENT MANAGEMENT LIMITED/GESTION DES INVESTISSEMENTS MAGNA VISTA LIMITÉE |
| CHANG, CHEN-JUNG | NON-ADVISING DIRECTOR & OFFICER | CYPRESS CAPITAL MANAGEMENT LTD. |
| CHANG, DAVID TING-FAT | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| CHANG, EDY KAI-PING | SALESPERSON | HERITAGE EDUCATION FUNDS INC./FONDS D'EDUCATION HERITAGE INC. |
| CHANG, JADE RHONDA | NON-ADVISING OFFICER | ELLIOTT & PAGE LIMITED / ELLIOTT & PAGE LIMITEE |
| CHANG, PAUL HUM-CHUL | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| CHANG, RYU-JUNG | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| CHANG, SHIRLEY SHI-LIN | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| CHANG, TERRY TAO-YUAN | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| CHANG-KIT, STEPHEN YOUNG CHOY | OFFICER (NON-TRADING) | CREDIT SUISSE SECURITIES (CANADA), INC./VALEURS MOBILIERES CREDIT SUISSE (CANADA), INC. |
| CHANMUGAM, KAREL JEANNE | OFFICER (NON-TRADING) | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| CHAPARRO LUY, ANA BEATRIZ | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CHAPIEL, DARYL JOHN | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| CHAPMAN, ALLAN GLENN | SALESPERSON | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| CHAPMAN, BARBARA DIANE | BRANCH MANAGER | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| CHAPMAN, DAVID GEORGE | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CHAPMAN, DEBORAH LYNN | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| CHAPMAN, GARY MELVIN | ADVISING OFFICER | GUARDIAN CAPITAL LP / SOCIÉTÉ EN COMMANDITE GUARDIAN CAPITAL |
| CHAPMAN, GUNDA VICTORIA | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| CHAPMAN, HUGH CLEMENT | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| CHAPMAN, KEITH | SALESPERSON | EDWARD JONES |
| CHAPMAN, MARYLOU GIFFEN | DIRECTOR (NON-TRADING) | ODLUM BROWN LIMITED |
| CHAPNICK, MICHAEL SHAWN | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| CHAPPELL, CHARLES WAYNE | OFFICER & DIRECTOR (NON-TRADING) | ODLUM BROWN LIMITED |
| CHAPUT, JOCELYNE YOLAINE | OFFICER (NON-TRADING) (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| CHAPUT, MARK PATRICK | ADVISING EMPLOYEE (SECURITIES) | I.G. INVESTMENT MANAGEMENT, LTD. / SOCIÉTÉ DE GESTION D'INVESTISSEMENT, I.G. LTÉE |
| CHAPUT, ROBERT OMER | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CHAPUT, TAMALA DAWN | BRANCH MANAGER | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| CHARANDUK, GLEN MICHAEL | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| CHARBONNEAU, CLAYTON RAYMOND | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CHARBONNEAU, ERIK | OFFICER (NON-TRADING) | CREDIT SUISSE SECURITIES (CANADA), INC./VALEURS MOBILIERES CREDIT SUISSE (CANADA), INC. |
| CHARBONNEAU, FRANCIS GILBERT | ADVISING OFFICER | RBC PRIVATE COUNSEL INC./RBC SERVICES-CONSEILS PRIVES INC. |
| CHARBONNEAU, JACQUES | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| CHARBONNEAU, JACQUES | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| CHARBONNEAU, JEAN LUCIEN | ADVISING OFFICER | AGF FUNDS INC. / LES FONDS AGF INC. |
| CHARBONNEAU, JEAN-FRANÇOIS | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| CHARBONNEAU, LISE | NON-ADVISING OFFICER | ADDENDA CAPITAL INC. |
| CHARBONNEAU, PIERRE | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| CHARBONNEAU, PIERRE | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| CHARD, JESSICA ERIN | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| CHAREST, ANDRE | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| CHAREST, ANDRE | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| CHAREST, YVON | NON-ADVISING DIRECTOR | PLACEMENTS IA CLARINGTON INC. / IA CLARINGTON INVESTMENTS INC. |
| CHARETTE, JO-ANNE DEBRA | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| CHARETTE, SANDREA BRENNA | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| CHARKHABI, LEILA | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| CHARLEBOIS, DAVID MARTIN | SALESPERSON | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| CHARLEBOIS, FRANCOIS | OFFICER (NON-TRADING) | RESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL |
| CHARLEBOIS, JEANNYNE JACQUELYNE | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CHARLEBOIS, RICHARD LUCIEN | NON-ADVISING OFFICER | GROWTH WORKS CAPITAL LTD. |
| CHARLEBOIS, TYSON VINCENT | SALESPERSON | TD WATERHOUSE CANADA INC. |
| CHARLES, BRENDA HOLLY | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CHARLES, DAVID ANTHONY | OFFICER (NON-TRADING) | GMP SECURITIES L.P./ GMP VALEURS MOBILIÈRES S.E.C. |
| CHARLES, MACLAURENT | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CHARLES, MYRNA ELIZABETH | BRANCH MANAGER | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| CHARLES, WILLIAM EDGAR | OFFICER (NON-TRADING) | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| CHARLESON, KIMBERLEY ANN | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| CHARLTON, BRADLEY ANDREW | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CHARLTON, JAMES ROSS | ADVISING OFFICER | GROWTH WORKS CAPITAL LTD. |
| CHARLTON, JOHN RICHARD | SALESPERSON | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| CHARRON, BRIGITTE | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CHARRON, EDWARD ALBERT | OFFICER (NON-TRADING) | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| CHARRON, EDWARD ALBERT | OFFICER (NON-TRADING) | GMP SECURITIES L.P./ GMP VALEURS MOBILIÈRES S.E.C. |
| CHARRON, LUC FRANÇOIS | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| CHARTIER, CLAUDE MARCEL | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| CHARTIER, DANIEL | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| CHARTIER, FRANCIS | ADVISING EMPLOYEE | HSBC GLOBAL ASSET MANAGEMENT (CANADA) LIMITED. / GESTION GLOBALE D'ACTIFS HSBC (CANADA) LIMITÉE |
| CHARTIER, FRANCOIS | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| CHARTIER, FRANCOIS | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| CHARTIER, SUSAN JOANNE | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| CHARTON, PETER ARBO | OFFICER & DIRECTOR (TRADING) | CORMARK SECURITIES INC. / VALEURS MOBILIERES CORMARK INC. |
| CHARTRAND, JACQUES | ADVISING DIRECTOR & OFFICER | SELEXIA INVESTMENT MANAGEMENT INC./GESTION DE PORTEFEUILLE SELEXIA INC. |
| CHARTRAND, MELODY ELAINE | SALESPERSON | SCOTIA SECURITIES INC. |
| CHARTRAND, SUZANNE CÉLINE | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| CHARTRÉ PICHER, HUGO | SALESPERSON | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| CHASE, GEORGE PHILIP | BRANCH MANAGER | FUNDEX INVESTMENTS INC. |
| CHASTKO, TODD VINCENT | SALESPERSON | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| CHASZEWSKI, ARTHUR DANIEL | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| CHATAIN-WHITE, VALERIE BERNADETTE | SALESPERSON | IPC INVESTMENT CORPORATION |
| CHATIGNY, SONIA | NON-ADVISING OFFICER | INVESTISSEMENTS STANDARD LIFE INC. /STANDARD LIFE INVESTMENTS INC. |
| CHATTELL, IAN BRUCE | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| CHATURVEDI, ASHISH | NON-ADVISING OFFICER (SECURITIES) | UBS GLOBAL ASSET MANAGEMENT (CANADA) CO. |
| CHATZIGOGOS, POLYXENI | SALESPERSON (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| CHAU, ANDY WAI | SALESPERSON | RESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL |
| CHAU, DENNY | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| CHAU, KALINA MIU | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| CHAU, SUET MUI | OFFICER (TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| CHAUDHARY, ARUN KUMAR | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CHAUDHRI, REHAN | ADVISING OFFICER | ALTRINSIC GLOBAL ADVISORS, LLC |
| CHAUDHRY, NADEEM JEHANGIR | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| CHAUDRY, ABID RAHMAN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CHAUHAN, HASSAN NAUSHER | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CHAUVIN, KENT WALTON | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CHAVE, PAUL WILLIAM | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| CHAVEZ, THOMAS PAUL | SALESPERSON | TD WATERHOUSE CANADA INC. |
| CHAYTOR, MADELINE JOAN | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| CHEANEY, TERRY ALFRED | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CHEASLEY, WILLIAM GRAHAM | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| CHEATLEY, ALAN DOUGLAS | SALESPERSON | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| CHEE, EDWIN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CHEE, EUGENIA | OFFICER & DIRECTOR (NON TRADING) (SECURITIES) | MF GLOBAL CANADA CO./MF GLOBAL CANADA CIE |
| CHEEMA, HARDEEP | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| CHEESEMAN, DALE PATRICK | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CHEEVERS, MARK ANDREW | OFFICER (TRADING) | TD WATERHOUSE CANADA INC. |
| CHEHAB, ALI | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CHEKAN, MICHAEL EDWARD | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| CHELICH, DAVID MYRON | SALESPERSON (SECURITIES) | UNION SECURITIES LTD. / VALEURS MOBILIERES UNION LTEE |
| CHELLIAH, RATHEESH KUMAR | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| CHEMIJ, ADRIAN MICHAEL | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| CHEN, CHIA-HUNG | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CHEN, CHING-YEN | OFFICER (NON-TRADING) | MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE. |
| CHEN, CHRISTOPHER IAN | OFFICER (TRADING) | SERVICES FINANCIERS PENSON CANADA INC. /PENSON FINANCIAL SERVICES CANADA INC. |
| CHEN, HSI RU CHRISTINA | OFFICER (NON-TRADING) | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| CHEN, HSI RU CHRISTINA | NON-ADVISING OFFICER | JONES HEWARD INVESTMENT COUNSEL INC./JONES HEWARD CONSEILLER EN VALEURS INC. |
| CHEN, MICHELLE MY-HUE | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| CHEN, MIN | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| CHEN, SAMUEL | SALESPERSON | INSTINET CANADA LIMITED |
| CHEN, SELINA I-HWA | ASSOCIATE ADVISING EMPLOYEE | HSBC GLOBAL ASSET MANAGEMENT (CANADA) LIMITED. / GESTION GLOBALE D'ACTIFS HSBC (CANADA) LIMITÉE |
| CHEN, STEPHEN WILLIAM | OFFICER (NON-TRADING) | GLOBAL SECURITIES CORPORATION / SOCIETE DE VALEURS GLOBAL INC. |
| CHEN, WINSTON | OFFICER (NON-TRADING) | FTC INVESTOR SERVICES INC. / SERVICES AUX INVESTISSEURS FTC INC. |
| CHEN, WINSTON | NON-ADVISING OFFICER | FIDUCIARY TRUST COMPANY OF CANADA |
| CHEN, WINSTON | NON-ADVISING OFFICER | FRANKLIN TEMPLETON INVESTMENTS CORP./SOCIETE DE PLACEMENTS FRANKLIN TEMPLETON |
| CHEN, YI SI | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| CHEN, YUE BO | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| CHENAIL, CURTIS RAY | OFFICER (NON-TRADING) | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| CHENG, CHI CHING | SALESPERSON | TD WATERHOUSE CANADA INC. |
| CHENG, DAISY TO | OFFICER (NON-TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| CHENG, EDWARD KIN MAN | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| CHENG, FRANCIS KAI MAN | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| CHENG, JIE | ADVISING EMPLOYEE | CIBC TRUST CORPORATION / COMPAGNIE TRUST CIBC |
| CHENG, JONY CHUNG | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| CHENG, KA WAI | SALESPERSON | HSBC INVESTMENT FUNDS (CANADA) INC./FONDS D'INVESTISSEMENT HSBC (CANADA) INC. |
| CHENG, NELSON | OFFICER (NON-TRADING) | STERLING MUTUALS INC. |
| CHENG, PAMELA PO | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| CHENG, RICHARD DYOGI | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CHENG, SAU-YEE | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CHENG, SERENA SENYEN | OFFICER (TRADING) | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| CHENG, VICTOR TAI | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| CHENIER, TRACY | NON-ADVISING OFFICER | CIBC ASSET MANAGEMENT INC./GESTION D'ACTIFS CIBC INC. |
| CHEONG, LAI LENG | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| CHEOP, DAVID MARTIN | OFFICER (TRADING) | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| CHERNETSKI, LISA ANN | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| CHERNIAK, DARRELL EDWARD | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| CHERNIAVSKY, BENJAMIN DAVID | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| CHERNICK, NEVIN GLENN | OFFICER (TRADING) | BLACKMONT CAPITAL INC. |
| CHERREY, SHIRLEY ANN | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CHERRY, BRETT FRANCIS | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CHERWENKA, ALANA MILDRED | ADVISING OFFICER | FRANKLIN TEMPLETON INVESTMENTS CORP./SOCIETE DE PLACEMENTS FRANKLIN TEMPLETON |
| CHERWENKA, STEVEN ANTHONY | NON-ADVISING OFFICER (SECURITIES) | UBS GLOBAL ASSET MANAGEMENT (CANADA) CO. |
| CHESLOCK, WILMER RICHARD | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| CHETCUTI, DANIEL JOHN | OFFICER (TRADING) | RESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL |
| CHEUNG, AMANDA MAN-TING | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| CHEUNG, DENISE PUI-HAN | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| CHEUNG, EDNA KWAN | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| CHEUNG, IRIS YAN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CHEUNG, LIZ LAI SZE | ADVISING EMPLOYEE | CIBC TRUST CORPORATION / COMPAGNIE TRUST CIBC |
| CHEUNG, MAN HIM | OFFICER (NON-TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| CHEUNG, PAULINE YUK | ADVISING OFFICER | RBC PRIVATE COUNSEL INC./RBC SERVICES-CONSEILS PRIVES INC. |
| CHEUNG, YEE | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| CHEVALIER, JANE ANNE | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CHEVALIER, RAYMOND | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CHEVRIER, LOUIS | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| CHEW, RUSSELL JONATHAN | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| CHEYNE, JOHN BRYAN | OFFICER (TRADING) | RAYMOND JAMES LTD. |
| CHIADMI, ISMAEL | ADVISING OFFICER | MONTRUSCO BOLTON INVESTMENTS INC./PLACEMENTS MONTRUSCO BOLTON INC. |
| CHIAM, ANTHONY HEE KENG | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| CHIARELLI, ANTHONY FRANK | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| CHIASSON, MATHIEU LEONARD | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CHIEDUCH, RYAN KRISTOPHER | SALESPERSON | EDWARD JONES |
| CHIEFALO, PASQUALE | OFFICER (NON-TRADING) | MERRILL LYNCH CANADA INC. |
| CHIENG, NAM VICTOR | SALESPERSON | ING DIRECT FUNDS LIMITED |
| CHILANGA, MULENGA BEN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CHILCOTT, JORDY WARREN | NON-ADVISING OFFICER | GOODMAN & COMPANY, INVESTMENT COUNSEL LTD./GOODMAN & COMPANY, CONSEIL EN PLACEMENT LTEE |
| CHILDERHOUSE, DANIEL STEPHEN | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CHILELLI, GIUSEPPE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CHILVERS, CAROLINE HAZEL | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| CHIMUK, JORDAN EDELSON | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| CHIMUK, TIMOTHY GARRY | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| CHIN CHEONG, ALDWYN RUPERT | SALESPERSON | FUNDEX INVESTMENTS INC. |
| CHIN, EDMOND WAI-MAN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CHIN, PETER CONRAD | ADVISING OFFICER | LINCLUDEN MANAGEMENT LIMITED |
| CHIN, ROGER IGNATIUS | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CHIN, SOLOMON YUN | OFFICER (NON-TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| CHINAPEN, SHAUN ASIF | SALESPERSON | TD WATERHOUSE CANADA INC. |
| CHINERY, WILLIAM FRANK | ADVISING DIRECTOR & OFFICER | BARCLAYS GLOBAL INVESTORS CANADA LIMITED / INVESTISSEURS GLOBAUX BARCLAYS CANADA LIMITEE |
| CHING, DENISE YEE-LING | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CHING, DONALD LLOYD | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| CHINKIWSKY, WILLIAM ALBERT | NON-ADVISING OFFICER | GOODMAN & COMPANY, INVESTMENT COUNSEL LTD./GOODMAN & COMPANY, CONSEIL EN PLACEMENT LTEE |
| CHIOCCA, LUCIANA ELISA | OFFICER (TRADING) | DUNDEE PRIVATE INVESTORS INC./SERVICES FINANCIERS DUNDEE INC. |
| CHIPMAN, ARTHUR UNIACKE | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CHIPMAN, DAVID ANDREW | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CHIRICOSTA, NICOLAS | SALESPERSON | PROMUTUEL CAPITAL CABINET DE SERVICES FINANCIERS INC./PROMUTUEL CAPITAL FINANCIAL SERVICES FIRM INC. |
| CHISHOLM, ANGUS WILLIAM | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CHISHOLM, BRUCE ROBERT | ADVISING EMPLOYEE | PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD. |
| CHISHOLM, JOHN DAVID | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CHISHOLM, KYLA ANNE | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| CHISHOLM, MARIE ISABEL | SALESPERSON (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| CHISHOLM, PAMELA CAROL | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CHIU, CHARLES | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CHIU, DENNIS MAN-CHI | OFFICER (NON-TRADING) | MERRILL LYNCH CANADA INC. |
| CHIU, EDWARD CHI | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| CHIU, GRACE KAI-WAI | ADVISING OFFICER | JPMORGAN ASSET MANAGEMENT (CANADA) INC./GESTION D'ACTIF JPMORGAN (CANADA) INC. |
| CHIU, LOUIS SINLAI | SALESPERSON | TD WATERHOUSE CANADA INC. |
| CHIU, STEPHEN SHUN | SALESPERSON | TD WATERHOUSE CANADA INC. |
| CHLYSTA, LISA ROSEMARY | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| CHMIL, ANDRIY ANDRIYOVYCH | SALESPERSON | TD WATERHOUSE CANADA INC. |
| CHO, GINA | OFFICER (TRADING) | FIDELITY RETIREMENT SERVICES COMPANY OF CANADA LIMITED / COMPAGNIE DE SERVICES DE RETRAITE FIDELITY DU CANADA LIMITEE |
| CHO, JASON | OFFICER (TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| CHO, STEPHEN DA BIAO CAO | SALESPERSON | TD WATERHOUSE CANADA INC. |
| CHO, YEE WA | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| CHO, YEONJIN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CHOI, ALBERT | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| CHOI, CHING YI | SALESPERSON | TD WATERHOUSE CANADA INC. |
| CHOI, ERIC YONGWOO | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| CHOI, PING KEUNG | SALESPERSON | TD WATERHOUSE CANADA INC. |
| CHOI, TAI SANG | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| CHOI, YOONSUK | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| CHOKSHI, ANUP VINUBHAI | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| CHONG, GEE MING | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| CHONG, KELLY | SALESPERSON | SERVICES FINANCIERS PENSON CANADA INC. /PENSON FINANCIAL SERVICES CANADA INC. |
| CHONG, MARGARET | OFFICER (NON-TRADING) | INVESCO TRIMARK DEALER INC./COURTAGE INVESCO TRIMARK INC. |
| CHONG, SIU-YEE | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CHONG, WING SZE CARINA | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| CHOO, GARY KWOK | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CHOPEE, MATTHEW DAVID | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| CHOPRA, AVNISH | ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| CHOPRA, DEEPAK KUMAR | PARTNER (NON-TRADING) | GENUITY CAPITAL MARKETS/MARCHES DES CAPITAUX GENUITY |
| CHOPTUIK, DARRYL JAMES | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CHOQUETTE, JEAN-PHILIPPE | ADVISING EMPLOYEE | FIERA CAPITAL INC. |
| CHOQUETTE, KEVIN RONALD | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| CHORNEY, TERRIS NEAL | OFFICER (NON-TRADING) | BLACKMONT CAPITAL INC. |
| CHORNEY, WARREN PAUL | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CHORNICK, CHRISTOPHER RICHARD | BRANCH MANAGER | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| CHORNOBOY, DOUGLAS MICHAEL | OFFICER (NON-TRADING) | NORTHERN SECURITIES INC. / VALEURS MOBILIERES NORTHERN INC. |
| CHORNOBOY, GREGORY MAURICE | OFFICER (NON-TRADING) | JENNINGS CAPITAL INC. |
| CHORNOBY, EDITH ELIZABETH | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| CHORNOUS, DANIEL EDWARD | ADVISING DIRECTOR & OFFICER | PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD. |
| CHORNOUS, DANIEL EDWARD | ADVISING DIRECTOR & OFFICER | RBC ASSET MANAGEMENT INC./RBC GESTION D'ACTIFS INC. |
| CHORNOUS, DANIEL EDWARD | NON-ADVISING DIRECTOR | BONAVISTA ASSET MANAGEMENT LTD. |
| CHORNOUS, WILLIAM DONALD | ADVISING OFFICER (SECURITIES) OFFICER (COMMODITIES) | I.G. INVESTMENT MANAGEMENT, LTD. / SOCIÉTÉ DE GESTION D'INVESTISSEMENT, I.G. LTÉE |
| CHOUDHRY, QAMAR AHMAD | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| CHOUDHRY, WASEEM AHMAD | SALESPERSON | TD WATERHOUSE CANADA INC. |
| CHOUINARD, GILLES | ADVISING OFFICER | NATCAN INVESTMENT MANAGEMENT INC. / GESTION DE PORTEFEUILLE NATCAN INC. |
| CHOUINARD, LYNN DAVID | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CHOUINARD, MERLIN HENRY | OFFICER (TRADING) | SENTINEL FINANCIAL MANAGEMENT CORP. |
| CHOUKR-ALLAH, KARIMA NATHALIE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CHOUZOURIS, DIMITRIOS | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| CHOVIN, COLIN EDWARD | SALESPERSON (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| CHOW YUN WAH, MARY ANN | SALESPERSON | HERITAGE EDUCATION FUNDS INC./FONDS D'EDUCATION HERITAGE INC. |
| CHOW, ALAN | ASSOCIATE ADVISING EMPLOYEE | FOYSTON, GORDON & PAYNE INC. |
| CHOW, ANTHONY EUGENE | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| CHOW, CHI SHUI | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| CHOW, CONNIE | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| CHOW, DEBORAH SHARON | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| CHOW, DEBORAH SHARON | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| CHOW, ERICA LAP-WAH | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| CHOW, HONG NI | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| CHOW, KIT YEE | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CHOW, KNOX | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| CHOW, MICHELLE BENSYE | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| CHOW-HOW, NOEL OLIVER | OFFICER (NON-TRADING) (SECURITIES) | UNION SECURITIES LTD. / VALEURS MOBILIERES UNION LTEE |
| CHOWBAY, NANDANIE | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| CHOWBAY, RABINDRA | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| CHOWDHURY, SHIREEN | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| CHOY, KAI CHEUNG | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| CHOY, KEE-KAU CHRISTOPHER | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| CHRENEK, JAMES ALLAN | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| CHRETIEN, ROBERT MARC | OFFICER (NON-TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| CHRISP, TANYA MICHELLE | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| CHRISPIN, GREGORY | ADVISING DIRECTOR & OFFICER (SECURITIES) OFFICER (COMMODITIES) | CONSEILLERS EN GESTION GLOBALE STATE STREET LTÉE. / STATE STREET GLOBAL ADVISORS, LTD. |
| CHRISTAKOS, ELAINE MARGARET | SALESPERSON (SECURITIES) | UNION SECURITIES LTD. / VALEURS MOBILIERES UNION LTEE |
| CHRISTENSEN, CARL VERNER | DIRECTOR (NON-TRADING) | WORLDSOURCE SECURITIES INC./ VALEURS MOBILIERES WORLDSOURCE INC. |
| CHRISTENSEN, CARL VERNER | DIRECTOR (NON-TRADING) | WORLDSOURCE FINANCIAL MANAGEMENT INC./GESTION FINANCIERE WORLDSOURCE INC. |
| CHRISTENSEN, CARL VERNER | NON-ADVISING OFFICER | GUARDIAN CAPITAL LP / SOCIÉTÉ EN COMMANDITE GUARDIAN CAPITAL |
| CHRISTENSEN, CARL VERNER | NON-ADVISING OFFICER | VANTAGE CAPITAL LP |
| CHRISTENSEN, CARL VERNER | NON-ADVISING OFFICER | GUARDIAN CAPITAL ADVISORS LP |
| CHRISTENSEN, MARK DANIEL | OFFICER (TRADING) | GMP SECURITIES L.P./ GMP VALEURS MOBILIÈRES S.E.C. |
| CHRISTENSEN, MICHELLE LEANNE | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| CHRISTENSEN, ROY GARY | OFFICER (TRADING) | TD WATERHOUSE CANADA INC. |
| CHRISTIANSEN, PAUL ERIC | SALESPERSON | EDWARD JONES |
| CHRISTIANSON, DAVID BJORN | ADVISING DIRECTOR & OFFICER | WELLINGTON WEST TOTAL WEALTH MANAGEMENT INC. |
| CHRISTIANSON, ROBERT JOHN | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| CHRISTIE, BRIAN JAMES | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| CHRISTIE, DAVID WILLIAM | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| CHRISTIE, DONNA JEAN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CHRISTIE, JOHN CAMERON | NON-ADVISING OFFICER | BEUTEL, GOODMAN & COMPANY LTD. |
| CHRISTIE, ROBERT WILLIAM | ASSOCIATE ADVISING OFFICER | GWL INVESTMENT MANAGEMENT LTD. |
| CHRISTIE, SHANNON MARIE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CHRISTIE, THOMAS OWEN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CHRISTLE, CAROLE ODILE | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| CHRISTMAS, BERND STEPHEN | NON-ADVISING DIRECTOR (SECURITIES) | I.G. INVESTMENT MANAGEMENT, LTD. / SOCIÉTÉ DE GESTION D'INVESTISSEMENT, I.G. LTÉE |
| CHRISTODOULIS, JAMES | OFFICER & DIRECTOR (TRADING) | CLARUS SECURITIES INC / VALEURS MOBILIERES CLARUS INC. |
| CHRISTODOULOU, ANDREW MICHAEL | ADVISING EMPLOYEE | GUARDIAN CAPITAL LP / SOCIÉTÉ EN COMMANDITE GUARDIAN CAPITAL |
| CHRISTODOULOU, ARIS | SALESPERSON | CMC MARKETS CANADA INC./ MARCHÉS CMC CANADA |
| CHRISTODOULOU, NICHOLAS JOHN | ASSOCIATE ADVISING EMPLOYEE | GUARDIAN CAPITAL LP / SOCIÉTÉ EN COMMANDITE GUARDIAN CAPITAL |
| CHRISTOFFERSEN, MOBY | SALESPERSON | IPC INVESTMENT CORPORATION |
| CHRISTOFILOS, JOHN | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| CHRISTOPHER, PHILIP GORDON | OFFICER (TRADING) | MERRILL LYNCH CANADA INC. |
| CHRISTOPULOS, CHRIS | OFFICER (NON-TRADING) | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| CHRISTOPULOS, CHRIS | OFFICER (NON-TRADING) | DUNDEE PRIVATE INVESTORS INC./SERVICES FINANCIERS DUNDEE INC. |
| CHROPUVKA, GARY WAYNE | ADVISING OFFICER | GOLDMAN SACHS ASSET MANAGEMENT, L.P. / GESTION D'ACTIFS GOLDMAN SACHS LP |
| CHRUNYK, MATTHEW JORDAN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CHU, ALLAN CHING | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| CHU, CORNELIE KAR | SALESPERSON | TD WATERHOUSE CANADA INC. |
| CHU, EDNA ANGELINA | OFFICER & DIRECTOR (NON-TRADING) | SCOTIA SECURITIES INC. |
| CHU, EDNA ANGELINA | NON-ADVISING DIRECTOR | SCOTIA CASSELS INVESTMENT COUNSEL LIMITED / GESTION DE PLACEMENTS SCOTIA CASSELS LIMITEE |
| CHU, EDNA ANGELINA | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| CHU, ERNIE | NON-ADVISING OFFICER | JONES HEWARD INVESTMENT COUNSEL INC./JONES HEWARD CONSEILLER EN VALEURS INC. |
| CHU, PHAM DANG | SALESPERSON | INVESTORS GROUP SECURITIES INC./VALEURS MOBILIERES GROUPE INVESTORS INC. |
| CHU, SAMUEL WAI | SALESPERSON | LEEDE FINANCIAL MARKETS INC. |
| CHU, TOBIN | OFFICER (TRADING) (SECURITIES) | PERIMETER MARKETS INC. |
| CHU, YOLANDA | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| CHUA, WEN-TENG WENDY | ADVISING OFFICER | MACKENZIE FINANCIAL CORPORATION |
| CHUAH, IAN JOHNSON | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| CHUAH, SWEE HOONG | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| CHUBATY, TRACY LEE | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CHUI, WENDY WAI-CHUN | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| CHUN, CHONG HO | OFFICER (NON-TRADING) | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| CHUNAWALA, RAJESHKUMAR MAHESHCHANDRA | SALESPERSON | ING DIRECT FUNDS LIMITED |
| CHUNG, ALEXANDER CHICHAN | SALESPERSON | CREDENTIAL SECURITIES INC. |
| CHUNG, CHUEN-TAK | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| CHUNG, CLARENCE DIEU-NGUYEN | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CHUNG, DONNY LAI | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CHUNG, JOSEPH NHAN | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CHUNG, SUKEY | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| CHUNG, THUY LONG | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| CHUNG, YAN KIT | SALESPERSON | TD WATERHOUSE CANADA INC. |
| CHURCH, CAROL LAUREL | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CHURCH, FREDERICK ALMOND | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| CHURCH, STEPHEN KENDALL | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CHURCHILL, BERNADETTE NANCY | SALESPERSON | ACUMEN CAPITAL FINANCE PARTNERS LIMITED |
| CHURCHILL-SMITH, PETER ANDREW | ADVISING DIRECTOR & OFFICER | NEWPORT INVESTMENT COUNSEL INC. |
| CHURCHILL-SMITH, TIMOTHY DEREK | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CHUTE, MICHAEL JOHN | BRANCH MANAGER | SCOTIA SECURITIES INC. |
| CHYCHRUN, SHELDON MICHAEL | OFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CHYUNG, PETER WONHO | ADVISING EMPLOYEE | CIBC PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVÉE DE PORTEFEUILLE CIBC INC. |
| CIANFARANI, MARIO | OFFICER (TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| CIANFLONE, ANGELA MARGARET | BRANCH MANAGER | TD WATERHOUSE CANADA INC. |
| CIASCA, ROBERTO | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CICCARELLI, BRADLEY FRANCIS | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| CICCARELLI-POPE, LUCY | OFFICER (NON-TRADING) | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| CICCI, MATTHEW HAROLD | OFFICER & DIRECTOR (TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| CICCONE, LEO GIOVANNI | OFFICER & DIRECTOR (TRADING) | GMP SECURITIES L.P./ GMP VALEURS MOBILIÈRES S.E.C. |
| CICCONE, LEO GIOVANNI | OFFICER & DIRECTOR (NON-TRADING) | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| CIELINSKI, JAMES ROBERT | ADVISING OFFICER | GOLDMAN SACHS ASSET MANAGEMENT, L.P. / GESTION D'ACTIFS GOLDMAN SACHS LP |
| CIERO, TONY LUCIANO | ASSOCIATE ADVISING EMPLOYEE | BMO HARRIS INVESTMENT MANAGEMENT INC./BMO HARRIS GESTION DE PLACEMENTS INC. |
| CIESLOWSKI, DAVID MICHAEL | OFFICER (NON-TRADING) | BLACKMONT CAPITAL INC. |
| CIFTCI, TAMER | OFFICER (TRADING) | WORLDSOURCE FINANCIAL MANAGEMENT INC./GESTION FINANCIERE WORLDSOURCE INC. |
| CIMORONI, SANDRA | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| CIMPELLO, DAVID MICHAEL | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CIOFFI-PAMPENA, JOSIE | OFFICER (NON-TRADING) | PEAK INVESTMENT SERVICES INC./SERVICES EN PLACEMENTS PEAK INC. |
| CIRCELLI, NATALINA | ADVISING EMPLOYEE | MACDOUGALL INVESTMENT COUNSEL INC. / LES CONSEILLERS EN PLACEMENTS MACDOUGALL INC. |
| CIRELLI, FELIX NICHOLAS | SALESPERSON | TD WATERHOUSE CANADA INC. |
| CISHECKI, PETER JOSEPH | SALESPERSON | FUNDEX INVESTMENTS INC. |
| CIUPITU, ALEXANDRU | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CIZIK, MICHELLE MONIQUE | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| CLACKSON, DONNA ZORA | SALESPERSON (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| CLADEMENOS, ANDREW GEORGE | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| CLAEYS, DARRELL JAMES | SALESPERSON | CREDENTIAL SECURITIES INC. |
| CLAGGETT, BRYAN DALE | OFFICER (TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| CLAIRMONT, PAUL ROBERT | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CLARE, JEFFREY MARK | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| CLARK, ALEC WESLEY | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| CLARK, CHRISTOPHER MICHAEL | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CLARK, DAVID ALLAN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CLARK, DONALD ANDREW | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| CLARK, DOUGLAS GORDON | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CLARK, GORDON MURRAY | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CLARK, JAMES LAWRENCE | NON-ADVISING OFFICER (SECURITIES) | I.G. INVESTMENT MANAGEMENT, LTD. / SOCIÉTÉ DE GESTION D'INVESTISSEMENT, I.G. LTÉE |
| CLARK, JEREMY EARL | SALESPERSON | FUNDEX INVESTMENTS INC. |
| CLARK, JOEL ANDREW | OFFICER & DIRECTOR (TRADING) | K.J. HARRISON & PARTNERS INC |
| CLARK, JOHN CHURCHILL | OFFICER & DIRECTOR (TRADING) | JC CLARK LTD. / JC CLARK LTEE |
| CLARK, KARIN | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| CLARK, LEANNE MARGARET | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CLARK, MICHAEL RICHARD | NON-ADVISING OFFICER | RBC PRIVATE COUNSEL INC./RBC SERVICES-CONSEILS PRIVES INC. |
| CLARK, NICOLE ELIZABETH | SALESPERSON | SCOTIA SECURITIES INC. |
| CLARK, PETER | ADVISING DIRECTOR & OFFICER | SPRUCEGROVE INVESTMENT MANAGEMENT LTD. / GESTION DE PLACEMENTS SPRUCEGROVE |
| CLARK, RICHARD HUGH | SALESPERSON | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| CLARK, RODRICK JAMES | SALESPERSON | RESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL |
| CLARK, STANLEY KELLY | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CLARK, STEVEN SCOTT | OFFICER (NON-TRADING) | MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE |
| CLARK, STEVEN SCOTT | OFFICER (NON-TRADING) | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| CLARK, WILLIAM BARRY | OFFICER (NON-TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| CLARKE, ANDREW | OFFICER (NON-TRADING) | UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC. |
| CLARKE, ANDREW ROBERT | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| CLARKE, BYRON DAVID | DIRECTOR (NON-TRADING) | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CLARKE, DANIEL REDMAN | OFFICER & DIRECTOR (TRADING) | EQUITY ASSOCIATES INC. |
| CLARKE, DAVID JOHN | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CLARKE, EDWARD GERARD | ADVISING EMPLOYEE | CAUSEWAY CAPITAL MANAGEMENT LLC |
| CLARKE, GREGORY MICHAEL | OFFICER (NON-TRADING) | EVERGREEN CAPITAL PARTNERS INC. |
| CLARKE, IAN TEMPLE | SALESPERSON | MACDOUGALL, MACDOUGALL & MACTIER INC. |
| CLARKE, JANICE MARIE | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| CLARKE, KELLY DAWN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CLARKE, PATRICK | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CLARKE, PATRICK JOHN | ADVISING OFFICER | GWL INVESTMENT MANAGEMENT LTD. |
| CLARKE, PETER DOUGLAS | ASSOCIATE ADVISING OFFICER | BEUTEL, GOODMAN & COMPANY LTD. |
| CLARKE, RICHARD LARRY | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CLARKE, ROBERT MALCOLM | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CLARKE, SHAUNA LEE | OFFICER (NON-TRADING) | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| CLARKE, STEPHEN WILLIAMSON | NON-ADVISING DIRECTOR & OFFICER | LINCLUDEN MANAGEMENT LIMITED |
| CLARKE, STEVEN JAMES | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CLARKE, VICTORIA ANN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CLARKSON, EDWARD TEIGNMOUTH | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CLAVEAU, LOUIS | OFFICER (NON-TRADING) | CASGRAIN & COMPAGNIE LIMITEE / CASGRAIN & COMPANY LIMITED |
| CLAVERIA, DANIEL | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| CLAVERIA, DANIEL | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| CLAYPOOL, DALLAS RALPH | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CLAYTON, JILLIAN LEE | SALESPERSON | SCOTIA SECURITIES INC. |
| CLEARY, MICHAEL JOHN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| CLEMENS, RANDOLPH GEORGE | OFFICER (NON-TRADING) | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| CLEMENT, RONNIE JACKSON | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| CLEMENTS, CAROL LYNNE | SALESPERSON | INDEPENDENT PLANNING GROUP INC./GROUPE INDEPENDANT DE PLANIFICATION INC. |
| CLEMENTS, STEPHEN KENNETH | NON-ADVISING OFFICER | BEUTEL, GOODMAN & COMPANY LTD. |
| CLEMENTS, WENDY LYNN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CLEMIS, SHANNON ALEXANDER | BRANCH MANAGER | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| CLENDENAN, ROBERT EDWIN | OFFICER (NON-TRADING) | CREDENTIAL ASSET MANAGEMENT INC. |
| CLENDENNING, BRENDA LYNN | BRANCH MANAGER | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| CLIFF, LESLIE GEORGINA | NON-ADVISING DIRECTOR | GENUS CAPITAL MANAGEMENT INC. |
| CLIFFORD, JOHN FREDERICK | NON-ADVISING DIRECTOR & OFFICER | HILLSDALE INVESTMENT MANAGEMENT INC. |
| CLIFTON, ERIC ANDREW | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| CLIMO, DONALD CHRISTOPHER | OFFICER (TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| CLINTON, SHARLENE ELIZABETH | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| CLINTON, SHARON ELAINE | SALESPERSON | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| CLOGHESY, JOHN CYRIL | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CLOHISSEY, RONAN JOSEPH | SALESPERSON | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| CLOSE, TIMOTHY JACKSON | OFFICER (NON-TRADING) | MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE. |
| CLOUSE, BRIAN BERNARD | OFFICER & DIRECTOR (TRADING) | WELLINGTON WEST CAPITAL MARKETS INC./ MARCHÉS FINANCIERS WELLINGTON WEST INC. |
| CLOUTIER, ANDRÉ FRANÇOIS | NON-ADVISING OFFICER | RBC PRIVATE COUNSEL INC./RBC SERVICES-CONSEILS PRIVES INC. |
| CLOUTIER, GILBERT RENE | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| CLOUTIER, MARTIN CLAUDE | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| CLOW, GLENDA JOY | BRANCH MANAGER | FUNDEX INVESTMENTS INC. |
| CLOWES, RANDY EDWARD | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| CLUBB, JULIA ANN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| CLUSIAULT, DEREK DON | ASSOCIATE ADVISING EMPLOYEE | SCOTIA CASSELS INVESTMENT COUNSEL LIMITED / GESTION DE PLACEMENTS SCOTIA CASSELS LIMITEE |
| CLYKE, AARON | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| CLÉROUX, PIERRE | SALESPERSON (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| CMELA, VINCENT PAUL | BRANCH MANAGER | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| COAD, GARTH MILES | BRANCH MANAGER | PFSL INVESTMENTS CANADA LTD. |
| COATES, BLAINE WILLIAM | DIRECTOR (NON-TRADING) | WELLINGTON WEST FINANCIAL SERVICES INC. |
| COATES, BLAINE WILLIAM | OFFICER (TRADING) (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| COATES, JANET LEIGH | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| COATES, TREVOR BLAKE | SALESPERSON (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| COBB, JODI LYNN | SALESPERSON | IPC INVESTMENT CORPORATION |
| COBBAN, NANCY FLORENCE | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| COBBETT, DAVID WINSLOW | OFFICER (NON-TRADING) | MACDOUGALL, MACDOUGALL & MACTIER INC. |
| COBBOLD, DAVID CHEVALLIER | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| COCCIMIGLIO, CARMINE | OFFICER (NON-TRADING) | WOLVERTON SECURITIES LTD |
| COCCIMIGLIO, FRANCESCO | SALESPERSON | TD WATERHOUSE CANADA INC. |
| COCHRANE, GREGORY NEIL | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| COCHRANE, MICHAEL ROSS | SALESPERSON | SPROTT ASSET MANAGEMENT INC. |
| COCHRANE, STEVEN WILLIAM | SALESPERSON | BLACKMONT CAPITAL INC. |
| COCHRANE, TRINA LEIGH | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| COCKBURN, RYAN JAMES | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| COCKELL, WILLIAM DEAN | BRANCH MANAGER | PROFESSIONAL INVESTMENT SERVICES (CANADA) INC. |
| COCKERILL, DOUGLAS MATTHEW | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| COCKERILL, GREGORY SCOTT | SALESPERSON | DUNDEE PRIVATE INVESTORS INC./SERVICES FINANCIERS DUNDEE INC. |
| COCKFIELD, DAVID MICHAEL | NON-ADVISING OFFICER | LEON FRAZER & ASSOCIATES INC. |
| COCKLE, KEVIN ANTHONY | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| COCKRIELL, MARGARET LILIAN | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| COCKX, DALE DAVID | OFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES) | MF GLOBAL CANADA CO./MF GLOBAL CANADA CIE |
| COCKX, SCOTT EVAN | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | MF GLOBAL CANADA CO./MF GLOBAL CANADA CIE |
| CODE, CATHERINE JEAN | OFFICER (NON-TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| CODIZAL, CECILIA MARIE | SALESPERSON | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| COE, KIRK DOUGLAS | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| COE, ROGER IAN | ADVISING OFFICER | GLOBEINVEST CAPITAL MANAGEMENT INC. |
| COELHO, ROSHAN KARIM HA | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| COFFEY, PETER THOMAS | OFFICER (TRADING) | E*TRADE CANADA SECURITIES CORPORATION / SOCIETE DE VALEURS MOBILIERES E*TRADE CANADA |
| COGAN, JOEL BRADLEY | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| COGHILL, LAURA LYNN | BRANCH MANAGER | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| COHEN, DAVID | NON-ADVISING DIRECTOR & OFFICER | J. ZECHNER ASSOCIATES INC. |
| COHEN, EDITH | OFFICER (TRADING) (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| COHEN, JEROME SAMUEL | OFFICER (TRADING) (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| COHEN, RICHARD MARVIN | OFFICER (NON-TRADING) | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| COHEN, ROBERT | NON-ADVISING OFFICER | GOODMAN & COMPANY, INVESTMENT COUNSEL LTD./GOODMAN & COMPANY, CONSEIL EN PLACEMENT LTEE |
| COHEN, TAL SHLOMO | OFFICER & DIRECTOR (NON-TRADING) | CHI-X CANADA ATS LIMITED |
| COHEN-HAKAK, DANIEL BENOIT | SALESPERSON | WELLINGTON WEST CAPITAL MARKETS INC./ MARCHÉS FINANCIERS WELLINGTON WEST INC. |
| COHN, LORNE HAROLD | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| COHOLAN, DANIEL ROBERT | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| COHON, GEORGE ALAN | OFFICER & DIRECTOR (NON-TRADING) | CANADA-ISRAEL SECURITIES, LIMITED/CANADA-ISRAEL VALEURS MOBILIERS LIMITEE |
| COLACO, BOSWICK RAYMOND | SALESPERSON | TD WATERHOUSE CANADA INC. |
| COLAS, PIERRE CHRISTIAN | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| COLAVECCHIA, MARISA VINCENZA | SALESPERSON | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| COLBERT, ALAIN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| COLBERT, DENIS | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| COLBOURNE, SCOTT DOUGLAS | ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| COLBY, GREGORY HARRISON | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| COLBY, WILLIAM COLEMAN | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| COLBY, WILLIAM TODD | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| COLCLEUGH, ROBERT FITZGERALD | OFFICER (TRADING) | TRISTONE CAPITAL INC. |
| COLE, HENRY GEORGE | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| COLE, JAMES CRAIG | ADVISING OFFICER | PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD. |
| COLE, JAMES HERRIES | NON-ADVISING OFFICER | AIC INVESTMENT SERVICES INC./SERVICES D'INVESTISSEMENT AIC INC. |
| COLE, JOHN DAVID | NON-ADVISING DIRECTOR & OFFICER | NEWPORT INVESTMENT COUNSEL INC. |
| COLE, STEPHEN LESLIE | OFFICER (TRADING) | DESJARDINS |