Registered Individuals B
Updated daily Monday to Friday
| INDIVIDUAL'S NAME | CATEGORY OF REGISTRATION | NAME OF COMPANY |
|---|---|---|
| BABA, JASON THOMAS | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BABA, JOYA BETH | OFFICER (NON-TRADING) | GLOBAL SECURITIES CORPORATION / SOCIETE DE VALEURS GLOBAL INC. |
| BABBAR, NITIN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BABBITT, DAVID FREDERICK | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BABCOCK, DENNIS AUBREY | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BABCOCK, MICHAEL JOHN | SALESPERSON | PARTNERS IN PLANNING FINANCIAL SERVICES LTD./SERVICES FINANCIERS PARTENAIRES EN PLANIFICATION LTEE |
| BABIKIAN, RAFFI | OFFICER (NON-TRADING) | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| BABIN, JEAN-FRANCOIS | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| BABIN, MARK WILLIAM | OFFICER (TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| BABULE, ANTOINE JULIEN | OFFICER & DIRECTOR (TRADING) (SECURITIES) OFFICER (COMMODITIES) | NEWEDGE CANADA INC. |
| BACCHUS, BRANDON MARK | SALESPERSON | ING DIRECT FUNDS LIMITED |
| BACCHUS, SHEIK SADRUDEEN | OFFICER (NON-TRADING) | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| BACCHUS, SHEIK SADRUDEEN | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BACHAND, JEAN-CLAUDE | NON-ADVISING DIRECTOR (SECURITIES) | I.G. INVESTMENT MANAGEMENT, LTD. / SOCIÉTÉ DE GESTION D'INVESTISSEMENT, I.G. LTÉE |
| BACHAND, LUC ALBERT | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BACHELLERIE, JEAN-PAUL PHILIPPE | OFFICER & DIRECTOR (NON-TRADING) | PI FINANCIAL CORP./CORPORATION FINANCIÈRE PI |
| BACINELLO, TERESA | ADVISING PARTNER/DIRECTOR/OFFICER | BONAVISTA ASSET MANAGEMENT LTD. |
| BACKMAN, CATHY LAURA | OFFICER (NON-TRADING) | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| BACKMAN, LOUISE SYBIL | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BACOMO, ALEXANDER YUSON | SALESPERSON (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| BACON, CHANTALE | ADVISING EMPLOYEE | FIERA CAPITAL INC. |
| BACON, JANICE LEA | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BACSALMASI, PETER GEORGE | OFFICER (TRADING) | BLACKMONT CAPITAL INC. |
| BADAN, JOEL | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| BADEAU, BRADLEY JOSEPH | NON-ADVISING DIRECTOR & OFFICER | BURGUNDY ASSET MANAGEMENT LTD./GESTION D'ACTIFS BURGUNDY LTÉE |
| BADGER, GEOFFREY DONALD | OFFICER (NON-TRADING) | BLACKMONT CAPITAL INC. |
| BADIBANGA, SERGE BEYA | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| BADTIEV, AKHSARBEK KAZBEKOVICH | OFFICER (NON-TRADING) | MERRILL LYNCH CANADA INC. |
| BADUN, ROBERT DONALD | NON-ADVISING DIRECTOR & OFFICER | MAGNA VISTA INVESTMENT MANAGEMENT LIMITED/GESTION DES INVESTISSEMENTS MAGNA VISTA LIMITÉE |
| BADUN, ROBERT DONALD | NON-ADVISING DIRECTOR & OFFICER | CYPRESS CAPITAL MANAGEMENT LTD. |
| BADUN, ROBERT DONALD | NON-ADVISING DIRECTOR & OFFICER | HIGHSTREET ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS HIGHSTREET |
| BAECHLER, KEITH CHRISTIAN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BAEK, HALEH | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| BAEK, HYUN WOO | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| BAER, KEVIN DAVID | SALESPERSON | EDWARD JONES |
| BAETE, CINDY JUDITH | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| BAGNALL, STEPHEN BOYD | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| BAGU, DEBBIE LIZA | SALESPERSON | TD WATERHOUSE CANADA INC. |
| BAHADURALI, HAMZA | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BAHEN, JOHN MICHAEL | OFFICER (TRADING) | TD WATERHOUSE CANADA INC. |
| BAHL, RAJIV | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BAI, JIANBING | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| BAI, JOHN HO | NON-ADVISING OFFICER | SCEPTRE INVESTMENT COUNSEL LIMITED |
| BAI, JOHN WON | OFFICER (NON-TRADING) | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| BAI, JOHN WON | NON-ADVISING OFFICER | GOODMAN & COMPANY, INVESTMENT COUNSEL LTD./GOODMAN & COMPANY, CONSEIL EN PLACEMENT LTEE |
| BAIBOKAS, JASON JONATHON | OFFICER (TRADING) | THOMAS WEISEL PARTNERS CANADA INC./THOMAS WEISEL PARTENAIRES CANADA INC. |
| BAILEY, BRUCE HAMILTON | ADVISING DIRECTOR & OFFICER | JPMORGAN ASSET MANAGEMENT (CANADA) INC./GESTION D'ACTIF JPMORGAN (CANADA) INC. |
| BAILEY, CAMERON RICHARD | SALESPERSON | TD WATERHOUSE CANADA INC. |
| BAILEY, MATTHEW DAVIDSON | OFFICER (NON-TRADING) (SECURITIES) | PERIMETER MARKETS INC. |
| BAILEY, MICHELLE LEONETTE | OFFICER (TRADING) | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| BAILEY, PETER ALEXANDER | OFFICER & DIRECTOR (NON-TRADING) | RAYMOND JAMES LTD. |
| BAILEY, RONALD EDWARD | NON-ADVISING DIRECTOR | LDIC INC. |
| BAILLARGEON, GREGOIRE | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BAILLIE, AUBREY FRANK | OFFICER (NON-TRADING) | CANDEAL.CA INC |
| BAILLIE, ROBERT JOHN | NON-ADVISING DIRECTOR & OFFICER | NT GLOBAL ADVISORS, INC./ CONSEILLERS MONDIAUX NT |
| BAILLIE, SHAUNA LOUISE | OFFICER (NON-TRADING) | MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE |
| BAILLIE, SHAUNA LOUISE | OFFICER (NON-TRADING) | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| BAIN, ADAM JAMES | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BAIN, DAVID DOUGLAS | OFFICER (NON-TRADING) | UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC. |
| BAIN, MICHELLE LISA | SALESPERSON | ACKER FINLEY INC. |
| BAIN, STEPHEN ARTHUR | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BAINS, HARDEV SINGH | ADVISING DIRECTOR & OFFICER | LIONRIDGE CAPITAL MANAGEMENT INC. |
| BAINS, HARLEEN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BAINS, KULDEEP KAUR | SALESPERSON | RICE FINANCIAL GROUP INC. |
| BAIRD, ANDREW THOMAS | SALESPERSON | GLOBAL SECURITIES CORPORATION / SOCIETE DE VALEURS GLOBAL INC. |
| BAIRD, DAVID WILLIAM | OFFICER (NON-TRADING) | TEN STAR FINANCIAL INC. |
| BAIRD, KATHLEEN SUSAN | BRANCH MANAGER | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| BAIRD, KELLY-ANN MARY | NON-ADVISING DIRECTOR & OFFICER | NEWPORT INVESTMENT COUNSEL INC. |
| BAIRD, LAURIE JAMES | SALESPERSON & DIRECTOR (NON-TRADING) | LAWTON PARTNERS FINANCIAL PLANNING SERVICES LIMITED |
| BAIRD, ROBERT MORLEY | NON-ADVISING OFFICER (SECURITIES) | RUSSELL INVESTMENTS CANADA LIMITED / INVESTISSEMENTS RUSSELL CANADA LIMITÉE |
| BAJIC, JOSIP | OFFICER (NON-TRADING) | BLACKMONT CAPITAL INC. |
| BAJIC, MLADEN | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| BAKEEFF, GREG ALEXIS | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BAKER, BRYAN JEFFREY | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BAKER, CAMERON EDWARD | OFFICER (TRADING) | GMP SECURITIES L.P./ GMP VALEURS MOBILIÈRES S.E.C. |
| BAKER, DAVID EDWARD | SALESPERSON | SPROTT ASSET MANAGEMENT INC. |
| BAKER, DEBRALEE FAYE | OFFICER (NON-TRADING) | HSBC INVESTMENT FUNDS (CANADA) INC./FONDS D'INVESTISSEMENT HSBC (CANADA) INC. |
| BAKER, GARY NORMAN | ADVISING DIRECTOR | CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD./ GESTION DE PLACEMENTS CONNOR, CLARK & LUNN |
| BAKER, JOHN MATTHEW | ASSOCIATE ADVISING EMPLOYEE | GUARDIAN CAPITAL ADVISORS LP |
| BAKER, KENNETH ALFRED | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BAKER, MARY MAUDE | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BAKER, MICHAEL JOHN | ASSOCIATE ADVISING OFFICER | I3 ADVISORS INC. INFORMATION, INNOVATION AND INDEPENDENCE |
| BAKER, RANDALL GEORGE | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BAKER, STEPHEN JOHN | NON-ADVISING DIRECTOR | HSBC GLOBAL ASSET MANAGEMENT (CANADA) LIMITED. / GESTION GLOBALE D'ACTIFS HSBC (CANADA) LIMITÉE |
| BAKER, TRACY CORINNE | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| BAKKE, ERIK BJORN | OFFICER (NON-TRADING) | FIRSTENERGY CAPITAL CORP. / CORPORATION FIRSTENERGY CAPITAL |
| BAKKER, BRADLEY JAY | SALESPERSON | CORMARK SECURITIES INC. / VALEURS MOBILIERES CORMARK INC. |
| BAKOSTI, MELINDA DEBORHA | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| BALABAN, ROMAIN | OFFICER (NON-TRADING) | JONES, GABLE & COMPANY LIMITED / JONES GABLE & COMPAGNIE LTEE |
| BALAKRISHNAN, RAVISHANKAR | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| BALASKO, SHEILA NOELLE | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BALAWEJDER, MICHAEL JOSEPH | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| BALAWEJDER, MICHAEL JOSEPH | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| BALBUENA, ANTHONY | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| BALBUENA, ROSITA ONGCOY | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| BALCEWICH, EDWARD JOSEPH | SALESPERSON | MGI SECURITIES INC. / MGI VALEURS MOBILIERES INC. |
| BALCH, MARTYN ROBERT | ADVISING OFFICER | RBC ASSET MANAGEMENT INC./RBC GESTION D'ACTIFS INC. |
| BALDON, LILIA LICUDAN | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| BALDWIN, JAMES IAN | ADVISING EMPLOYEE | GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE |
| BALDWIN, JUANA LEIGH | SALESPERSON | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| BALDWIN, SAMUEL JAMES | ASSOCIATE ADVISING EMPLOYEE | GUARDIAN CAPITAL LP / SOCIÉTÉ EN COMMANDITE GUARDIAN CAPITAL |
| BALFOUR, ALEC JOHN | SALESPERSON | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| BALFOUR, DEANNA LYNN | SALESPERSON | PHILLIPS, HAGER & NORTH INVESTMENT FUNDS LTD. |
| BALFOUR, LIAM JOHN | OFFICER (NON-TRADING) | JENNINGS CAPITAL INC. |
| BALFOUR, PAUL ALEXANDER | ADVISING OFFICER | PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD. |
| BALKISSOON, CURTIS RUDRA | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BALKWILL, RODNEY FERGUSON | ADVISING OFFICER | GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE |
| BALL, DOUGLAS ERNEST | NON-ADVISING OFFICER | TD WATERHOUSE PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVEE TD WATERHOUSE INC. |
| BALL, JENNIFER ANN | NON-ADVISING OFFICER | FRANKLIN TEMPLETON INVESTMENTS CORP./SOCIETE DE PLACEMENTS FRANKLIN TEMPLETON |
| BALL, THOMAS FREDERIC | ADVISING OFFICER | SARBIT ADVISORY SERVICES INC. |
| BALL, TRACEY COLLEEN | DIRECTOR (NON-TRADING) | CANADIAN WESTERN FINANCIAL LTD. |
| BALL, WILFRED FRASER | SALESPERSON | EDWARD JONES |
| BALLANGER, CHRISTOPHER JAMES | OFFICER (NON-TRADING) (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| BALLANTINE, ROSS GEORGE | BRANCH MANAGER | CREDENTIAL ASSET MANAGEMENT INC. |
| BALLARD, IAN DAVID | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| BALLARD, JOHN STUART | OFFICER (TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| BALLARD, MICHAEL CHARLES | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BALLEGEER, HANSRANI SOPHIA | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BALLON, REED MCPHERSON | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| BALMER, JAMES PHILIP | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BALMER, THERESA ELEANOR | BRANCH MANAGER | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| BALOG, STEVE | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| BALOGH, STEPHEN ALEXANDER | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BALON, ROBERT DAVID | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BALSAMO, JOANNE MARIE | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BALTHAZARD, PAUL | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BALUTA, ALEXANDER WILLIAM | OFFICER (NON-TRADING) | RESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL |
| BAMBARA, JOSEPH ALLEN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BAMBOUKIAN, VIKEN | SALESPERSON (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| BAMFORD, DOLORES SNYDER | ADVISING OFFICER | GOLDMAN SACHS ASSET MANAGEMENT, L.P. / GESTION D'ACTIFS GOLDMAN SACHS LP |
| BANAR, HASSAN | SALESPERSON | DESJARDINS CABINET DE SERVICES FINANCIERS INC./DESJARDINS FINANCIAL SERVICES FIRM INC. |
| BANFORD, JAMES DREW | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| BANG, KIM ANTONIUS | OFFICER & DIRECTOR (TRADING) | BLOOMBERG TRADEBOOK CANADA COMPANY |
| BANGA, BOBBY SINGH | NON-ADVISING OFFICER (SECURITIES) | I.G. INVESTMENT MANAGEMENT, LTD. / SOCIÉTÉ DE GESTION D'INVESTISSEMENT, I.G. LTÉE |
| BANHAM, MICHAEL ROBERT | OFFICER & DIRECTOR (NON-TRADING) | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| BANILBO, ARLENE | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| BANKS, WARREN GARTH | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| BANKS-WAY, PAMELA MARGARET | OFFICER (TRADING) | RAYMOND JAMES LTD. |
| BANNISTER, KELLY LEIGH | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| BANNON, GREGORY ELDRIDGE | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BANTIS, JIM DEMETRIS | OFFICER (NON-TRADING) | CREDIT SUISSE SECURITIES (CANADA), INC./VALEURS MOBILIERES CREDIT SUISSE (CANADA), INC. |
| BANWELL, FREDERICK NICHOLAS | OFFICER (NON-TRADING) | BLACKMONT CAPITAL INC. |
| BAO, DAN | SALESPERSON | HSBC INVESTMENT FUNDS (CANADA) INC./FONDS D'INVESTISSEMENT HSBC (CANADA) INC. |
| BAPTIST, CRAMMOND OLIVER | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| BAPTISTE, LEILA | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BAPTISTE, SUZANA ANA | BRANCH MANAGER | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| BAPTY, BRIAN WALTER | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| BARAHONA, JUAN CARLOS | SALESPERSON | BLACKMONT CAPITAL INC. |
| BARANIUK, AMY MICHELLE | SALESPERSON | SCOTIA SECURITIES INC. |
| BARANIUK, JO ANNE MARIE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BARANOWSKY, ORIN MICHAEL | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BARBAN, STEVEN MARK | SALESPERSON | MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE |
| BARBARA, LLOYD GEORGE | NON-ADVISING DIRECTOR & OFFICER | BURGUNDY ASSET MANAGEMENT LTD./GESTION D'ACTIFS BURGUNDY LTÉE |
| BARBARA, ROBERT MICHAEL | ADVISING OFFICER | BURGUNDY ASSET MANAGEMENT LTD./GESTION D'ACTIFS BURGUNDY LTÉE |
| BARBARO, ANTONIO | SALESPERSON | QTRADE SECURITIES INC. / INVESTISSEUR QTRADE |
| BARBARO, MARA TERESA | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BARBER, DARRELL DAVID | BRANCH MANAGER | SCOTIA SECURITIES INC. |
| BARBER, DEREK PAUL | OFFICER (NON-TRADING) | QTRADE SECURITIES INC. / INVESTISSEUR QTRADE |
| BARBER, DEREK PAUL | OFFICER (NON-TRADING) | QTRADE ASSET MANAGEMENT INC. |
| BARBER, DEREK PAUL | ADVISING OFFICER | OCEANROCK CAPITAL PARTNERS INC. |
| BARBER, JACQUELINE PATRICIA | SALESPERSON | IPC INVESTMENT CORPORATION |
| BARBIERI, ROSELLA | OFFICER (NON-TRADING) | RESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL |
| BARBISAN, PAUL EMILE | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| BARBU, NICHOLAS | OFFICER (TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| BARCA, LINDA MARIE | SALESPERSON | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| BARCAN, RAPHAEL | OFFICER (TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| BARCELLONA, ROBERT VINCENZO | SALESPERSON | NORTHERN SECURITIES INC. / VALEURS MOBILIERES NORTHERN INC. |
| BARCLAY, DANIEL DAVID | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BARCLAY, MICHAEL ALAN | OFFICER (TRADING) | ITG CANADA CORP. |
| BARCLAY, THOMAS ALLAN | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| BARD, ROBERT | ADVISING OFFICER | MAGNA VISTA INVESTMENT MANAGEMENT LIMITED/GESTION DES INVESTISSEMENTS MAGNA VISTA LIMITÉE |
| BARDAL, DAVID ALEXANDER | SALESPERSON | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| BARDSLEY, ROBERT MICHAEL | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BARDSWICK, KATHERINE ANN | NON-ADVISING DIRECTOR | ADDENDA CAPITAL INC. |
| BARI, ENDRE NICHOLAS | SALESPERSON | FIDELITY RETIREMENT SERVICES COMPANY OF CANADA LIMITED / COMPAGNIE DE SERVICES DE RETRAITE FIDELITY DU CANADA LIMITEE |
| BARK, CHRISTA ELIZABETH | SALESPERSON | BLACKMONT CAPITAL INC. |
| BARKER, BRUCE WILLIAM | OFFICER (TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| BARKER, D'ARCY EDWIN | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| BARKER, DAVID EDWARD | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BARKER, MICHAEL BRUCE | SALESPERSON | EDWARD JONES |
| BARKER, PATRICIA DIANNE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BARKER, VALERIE DORIS | OFFICER (TRADING) | GLUSKIN SHEFF + ASSOCIATES INC. |
| BARKER, VALERIE DORIS | NON-ADVISING OFFICER | GLUSKIN SHEFF + ASSOCIATES INC. |
| BARKLEY, DONOVAN GEORGE | DIRECTOR (NON-TRADING) | USC EDUCATION SAVINGS PLANS INC. / USC REGIMES D'EPARGNE-ETUDES INC. |
| BARKLEY, MICHAEL EDWARD | ADVISING OFFICER | GUARDIAN CAPITAL ADVISORS LP |
| BARKMAN, ANDREW JACOB | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BARKUN CAIN, ARLENE SHERRI | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| BARKWELL, JANET PATRICIA | DIRECTOR (NON-TRADING) | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BARLAS, PETER | SALESPERSON | K.J. HARRISON & PARTNERS INC |
| BARLTROP, JAMES WILLIAM | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| BARNABEI, BARRY WILLIAM | OFFICER (TRADING) | WORLDSOURCE FINANCIAL MANAGEMENT INC./GESTION FINANCIERE WORLDSOURCE INC. |
| BARNARD, DAVID WALLER | ADVISING OFFICER | WELLINGTON MANAGEMENT COMPANY, LLP |
| BARNES, ANDREW CHARLES | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BARNES, KEVIN SCOTT | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BARNES, LEEANNE KATHERINE | OFFICER (NON-TRADING) | ING DIRECT FUNDS LIMITED |
| BARNES, RICHARD BRIAN | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| BARNES, TODD ALEXANDER | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BARNES, VERNA MAUREEN | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| BARNETT, MICHAEL EVANS | OFFICER (NON-TRADING) | FIDELITY INVESTMENTS CANADA ULC / INVESTISSEMENTS FIDELITY CANADA |
| BARNETT, MICHAEL EVANS | NON-ADVISING OFFICER | FIDELITY INVESTMENTS CANADA ULC / INVESTISSEMENTS FIDELITY CANADA |
| BARNETT, MICHAEL EVANS | OFFICER & DIRECTOR (NON-TRADING) | FIDELITY RETIREMENT SERVICES COMPANY OF CANADA LIMITED / COMPAGNIE DE SERVICES DE RETRAITE FIDELITY DU CANADA LIMITEE |
| BARNETT, THOMAS BURTON | BRANCH MANAGER | CREDENTIAL ASSET MANAGEMENT INC. |
| BARNUM, SCOTT GRAFTON | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BAROOTES, ROBERT EFFIE | OFFICER (TRADING) | JENNINGS CAPITAL INC. |
| BARR, CHRISTINE THERESA | OFFICER (NON-TRADING) | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| BARR, JAMES PETER | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| BARR, JENNIFER CHRISTINE | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BARR, JUSTIN WILLIAM | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BARR, RYAN ALPHONSE | SALESPERSON | TD WATERHOUSE CANADA INC. |
| BARR, SEAN JAMES | OFFICER (NON-TRADING) | GMP SECURITIES L.P./ GMP VALEURS MOBILIÈRES S.E.C. |
| BARR, STEVEN ROBERT | NON-ADVISING DIRECTOR | ALLIANCEBERNSTEIN CANADA, INC. |
| BARRASSO, MICHAEL JACK | ADVISING OFFICER | TD WATERHOUSE PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVEE TD WATERHOUSE INC. |
| BARRERA, RENATA MARIA | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| BARRETT, ANDRE CHRISTOPHER | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BARRETT, CHRISTOPHER ROBERT | SALESPERSON | CREDENTIAL SECURITIES INC. |
| BARRETT, DOUGLAS PERCIVAL | OFFICER (TRADING) (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| BARRETT, JAMES ANTHONY | SALESPERSON | DUNDEE PRIVATE INVESTORS INC./SERVICES FINANCIERS DUNDEE INC. |
| BARRETT, JOHN MICHAEL | SALESPERSON | C.S.T. CONSULTANTS INC./CONSULTANTS C.S.T. INC. |
| BARRETT, JOHN THOMAS | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BARRETTE, LOUIS-PHILIPPE | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| BARRIE, BRENT WILLIAM | ADVISING OFFICER | SEAMARK ASSET MANAGEMENT LTD. |
| BARRINGTON, SCOTT ALEXANDER | SALESPERSON | TD WATERHOUSE CANADA INC. |
| BARRIOS, RENE ORLANDO | SALESPERSON | SCOTIA SECURITIES INC. |
| BARRON, MARGARET MARY | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| BARRON, TIMOTHY REED | NON-ADVISING DIRECTOR & OFFICER | ROGERSCASEY CANADA, INC. |
| BARROWS, GREGORY ERNEST | BRANCH MANAGER | WORLDSOURCE FINANCIAL MANAGEMENT INC./GESTION FINANCIERE WORLDSOURCE INC. |
| BARRY, DAVID CORBETT | SALESPERSON | FIRSTENERGY CAPITAL CORP. / CORPORATION FIRSTENERGY CAPITAL |
| BARRY, GERRARD SEAN | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BARRY, STEVEN MARK | ADVISING OFFICER | GOLDMAN SACHS ASSET MANAGEMENT, L.P. / GESTION D'ACTIFS GOLDMAN SACHS LP |
| BARRY, STUART RANDALL | OFFICER (NON-TRADING) | FIRST FINANCIAL SECURITIES INC. |
| BART, JOHN TELESPHORE | OFFICER & DIRECTOR (TRADING) | CANADIAN SHAREOWNER INVESTMENTS INC. / INVESTISSEMENTS ACTIONNAIRES CANADIENS INC. |
| BARTEL, DALYS JOCELYN | SALESPERSON | PARTNERS IN PLANNING FINANCIAL SERVICES LTD./SERVICES FINANCIERS PARTENAIRES EN PLANIFICATION LTEE |
| BARTH, ALISON HERTA | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| BARTH, DEAN MICHAEL | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| BARTKIEWICZ, THADDEUS CHARLES | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BARTKIW, JOHN DOUGLAS | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| BARTLETT, DOUGLAS JAMES | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BARTLETT, PATRICK JOHN | OFFICER (TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| BARTLEY, SHARON MAE | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BARTLEY, SHELLEY DIANE | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| BARTON, JAMES OLIVER | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BARTOSEK, LINDSAY ASHTON | SALESPERSON | SCOTIA SECURITIES INC. |
| BARTOSHYK, PATRICK BARON | SALESPERSON | TD WATERHOUSE CANADA INC. |
| BASANTA, KATHLEEN GLORIA | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| BASARABA, RICHARD STEPHEN | BRANCH MANAGER | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| BASDEO, AUBREY KUMAR | ADVISING EMPLOYEE | BARCLAYS GLOBAL INVESTORS CANADA LIMITED / INVESTISSEURS GLOBAUX BARCLAYS CANADA LIMITEE |
| BASEK, ANDREW LEE | OFFICER (NON-TRADING) | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| BASIT, KALEEM SYED | OFFICER (NON-TRADING) | MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE |
| BASIT, KALEEM SYED | OFFICER (NON-TRADING) | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| BASQUE, DENIS REGINALD | SALESPERSON (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| BASQUE, LOUIS | ADVISING EMPLOYEE (SECURITIES) | CONSEILLERS EN GESTION GLOBALE STATE STREET LTÉE. / STATE STREET GLOBAL ADVISORS, LTD. |
| BASS, SPENCER DAVID | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BASSERINIA, GITA | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| BASSET, MONA LYNN | SALESPERSON | HERITAGE EDUCATION FUNDS INC./FONDS D'EDUCATION HERITAGE INC. |
| BASSETT, DAVID GORDON | SALESPERSON | BLACKMONT CAPITAL INC. |
| BASSETT, STEPHEN ROBB | SALESPERSON | CREDENTIAL SECURITIES INC. |
| BASSILA, CHRISTIAN GHASSON | NON-ADVISING OFFICER | RICHARDSON CAPITAL LIMITED |
| BAST, ESTHER | OFFICER (TRADING) | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| BASTABLE, STEVEN CHARLES | OFFICER (NON-TRADING) | BOLDER INVESTMENT PARTNERS, LTD. |
| BASTASIC, DANIEL WALTER | ADVISING OFFICER | MACKENZIE FINANCIAL CORPORATION |
| BASTIANON, ROBERT STEVEN | OFFICER (TRADING) | MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE. |
| BASTIEN, FREDERIC | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| BASTIEN, JEROME | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| BASTIEN, JEROME | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| BASTOW, ALLISON BARBARA | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| BATCH, JONATHAN MICHAEL | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| BATCHELOR, JONATHAN PATRICK | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| BATE, GERALD LLOYD | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| BATEK, ANTONIO CARLOS | ADVISING EMPLOYEE | HILLSDALE INVESTMENT MANAGEMENT INC. |
| BATEMAN, MONIQUE JOSEPHINE | OFFICER (NON-TRADING) | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| BATEMAN, TREVOR JOHN | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BATES, KEVAN ANDREW | SALESPERSON | MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE |
| BATES, KRISTINA HEIDI | OFFICER (TRADING) | PARADIGM CAPITAL INC. / PARADIGME CAPITAL INC. |
| BATES, LARRY AUBREY | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BATTISTA, KATERINI | OFFICER (TRADING) | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| BATTLE, KELLY | ADVISING OFFICER | BURGUNDY ASSET MANAGEMENT LTD./GESTION D'ACTIFS BURGUNDY LTÉE |
| BAUDER, CINDY LOU | OFFICER (TRADING) | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| BAUDOUIN, LEON | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| BAUER, DUANE ANDREW | SALESPERSON | TD WATERHOUSE CANADA INC. |
| BAUERFIND, SUSAN JOY | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BAUERNHUBER, PHILIP NEIL | BRANCH MANAGER | CREDENTIAL ASSET MANAGEMENT INC. |
| BAULD, JON BROWNELL | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BAUMAN, DOYLE ALLEN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BAUMANN, ANNE MARY | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BAUMANN, JOHN FRANCIS | NON-ADVISING OFFICER | JPMORGAN ASSET MANAGEMENT (CANADA) INC./GESTION D'ACTIF JPMORGAN (CANADA) INC. |
| BAUMGARTNER, JAMES ALLEN | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| BAUN, CRAIG LORNE | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BAWDEN, DAVID RODGER | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| BAXTER, PAUL ROBERT | OFFICER (TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| BAXTER, WILLIAM TRENT | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BAY, GREG | ADVISING DIRECTOR & OFFICER | CYPRESS CAPITAL MANAGEMENT LTD. |
| BAYARD, CARLE FERNAND | PARTNER (NON-TRADING) | GENUITY CAPITAL MARKETS/MARCHES DES CAPITAUX GENUITY |
| BAYES, ROBERT FREDERICK | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| BAYLEY, KEVIN PETER | NON-ADVISING OFFICER | RBC PRIVATE COUNSEL INC./RBC SERVICES-CONSEILS PRIVES INC. |
| BAYNE, DOUGLAS MICHAEL | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| BAYNE, JEFFREY PATRICK | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| BAZINET, YVON | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| BAZINET, YVON | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| BEACH, ANDREW WAYNE | OFFICER (TRADING) | TOLL CROSS SECURITIES INC. |
| BEALE, MARK SYDNEY | NON-ADVISING DIRECTOR | NEW STAR CANADA INC. |
| BEALLOR, TODD ANDREW | NON-ADVISING DIRECTOR & OFFICER | GOODMAN & COMPANY, INVESTMENT COUNSEL LTD./GOODMAN & COMPANY, CONSEIL EN PLACEMENT LTEE |
| BEAN, CHRISTOPHER TODD | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BEARDY, KELLY DAWN | BRANCH MANAGER | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| BEASLEY, GRANT MARK | OFFICER (TRADING) | THOMAS WEISEL PARTNERS CANADA INC./THOMAS WEISEL PARTENAIRES CANADA INC. |
| BEATON, GREGORY KENT | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| BEATTIE, DAVID KYLE | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BEATTIE, LEAH JUNE | BRANCH MANAGER | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| BEATTY, DAVID MALCOLM | OFFICER (TRADING) | THOMAS WEISEL PARTNERS CANADA INC./THOMAS WEISEL PARTENAIRES CANADA INC. |
| BEATTY, DEREK SHAUN | ADVISING EMPLOYEE | MD PRIVATE INVESTMENT MANAGEMENT INC./GESTION PRIVEE DE PORTEFUILLE MD INC. |
| BEATTY, GREGOR HAMILTON | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| BEATTY, JENNIFER LEIGH | SALESPERSON | TD WATERHOUSE CANADA INC. |
| BEAUBIER, NEIL FRANCIS | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BEAUCHAMP, GENEVIEVE | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| BEAUCHAMP, GENEVIEVE | OFFICER (NON-TRADING) | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| BEAUCHAMP, GENEVIEVE | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| BEAUCHAMP, JANIE | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| BEAUCHAMP, PAUL | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| BEAUCHEMIN, DANY | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| BEAUCHEMIN, FREDERIC | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| BEAUCHEMIN, LOUISE JACQUELINE | SALESPERSON | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| BEAUCHEMIN, ROGER JEAN | DIRECTOR (NON-TRADING) | MCLEAN BUDDEN FUNDS INC. |
| BEAUCHEMIN, ROGER JEAN | NON-ADVISING DIRECTOR & OFFICER | MCLEAN BUDDEN LIMITED/MCLEAN BUDDEN LIMITEE |
| BEAUDET, ANDRE | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BEAUDET, SUSAN ELIZABETH | SALESPERSON | RESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL |
| BEAUDIN, FLORENT AIME | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| BEAUDOIN, FRANÇOIS | SALESPERSON | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| BEAUDOIN, JACQUES | NON-ADVISING OFFICER | TD WATERHOUSE PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVEE TD WATERHOUSE INC. |
| BEAUDOIN, NICOLAS | SALESPERSON | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| BEAUDOIN, NORMAND RAYMOND | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| BEAUDRY, DANIEL | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BEAUDRY, FRANCE | OFFICER (NON-TRADING) | INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC. |
| BEAUDRY, NORMAND CLAUDE | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BEAULAC, TONY | ADVISING OFFICER (SECURITIES) OFFICER (COMMODITIES) | CONSEILLERS EN GESTION GLOBALE STATE STREET LTÉE. / STATE STREET GLOBAL ADVISORS, LTD. |
| BEAULIEU, CHRISTINE | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| BEAULIEU, CHRISTINE | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| BEAULIEU, DENIS | ADVISING OFFICER | INDUSTRIELLE ALLIANCE GESTION DE PLACEMENTS INC. / INDUSTRIAL ALLIANCE, INVESTMENT MANAGEMENT INC. |
| BEAULIEU, ERIC ALLEN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BEAULIEU, GISELE JEANNE | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| BEAULIEU, MARCEL | DIRECTOR (NON-TRADING) | LBC FINANCIAL SERVICES INC./BLC SERVICES FINANCIERS INC. |
| BEAULIEU, MICHEL | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BEAULIEU, PAUL VICTOR | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| BEAULIEU, PIERRE | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| BEAUMIER, STÉPHANE | OFFICER (NON-TRADING) | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| BEAUMONT, CHRISTINE ANITA | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| BEAUREGARD, FRANCOIS JEAN | OFFICER (NON-TRADING) | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| BEAUREGARD, GUYLAINE | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| BEAUSOLEIL, FRÉDÉRIC | OFFICER (NON-TRADING) | VALEURS MOBILIERES BANQUE LAURENTIENNE INC. / LAURENTIAN BANK SECURITIES INC. |
| BEAVIS, CHARLES MARC | SALESPERSON | MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE |
| BEBLUK, ROBERT JOHN | DIRECTOR (TRADING) | ODLUM BROWN LIMITED |
| BECHIO, JEAN RENÉ KARIM | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BECHT, JUDITH LYNN | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | BMO NESBITT BURNS INC. |
| BECHTEL, GARTH STANLEY | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| BECHTEL, GLENN EDWARD | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| BECHTHOLD, KIMBERLY HOPE | OFFICER (NON-TRADING) | RESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL |
| BECK, BEVERLY ANN | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| BECK, DAVID MICHAEL | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BECK, GRAHAM MATTHEW | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BECK, MARY KATHRYN | OFFICER & DIRECTOR (NON-TRADING) | ODLUM BROWN LIMITED |
| BECK, PETER JOHN | OFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| BECK, ROBERT JOSEPH | SALESPERSON | CREDENTIAL SECURITIES INC. |
| BECKER, JAMES CONRAD | SALESPERSON | SCOTIA SECURITIES INC. |
| BECKER, KAREN PAMELA | BRANCH MANAGER | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| BECKER, KEVIN STUART | SALESPERSON (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| BECKERTON, KEVIN JAMES | SALESPERSON | TD WATERHOUSE CANADA INC. |
| BECKETT, JOAN DOREEN | OFFICER (NON-TRADING) | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| BECKETT, JOHN THOMAS | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| BECKETT, THOMAS LAWRENCE | SALESPERSON | TD WATERHOUSE CANADA INC. |
| BECKMAN, CARRIE SUZANNE | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BECKMAN, GARRY WAYNE | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BECOTTE, MURRAY LAWRENCE | OFFICER (TRADING) | TD WATERHOUSE CANADA INC. |
| BECTOLD, LEANNE MARIE | SALESPERSON | ACUMEN CAPITAL FINANCE PARTNERS LIMITED |
| BECTOR, HARVEY | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BEDAKELIAN, SUSIE | OFFICER (TRADING) | SERVICES FINANCIERS PENSON CANADA INC. /PENSON FINANCIAL SERVICES CANADA INC. |
| BEDARD, CHRISTOPHER JAMES | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BEDARD, CLAUDE | ADVISING OFFICER | BURGUNDY ASSET MANAGEMENT LTD./GESTION D'ACTIFS BURGUNDY LTÉE |
| BEDARD, GASTON | DIRECTOR (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| BEDARD, MICHEL | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| BEDARF, JASON ALLEN | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| BEDERMAN, NOLAN JEFFREY | PARTNER (NON-TRADING) | GENUITY CAPITAL MARKETS/MARCHES DES CAPITAUX GENUITY |
| BEDFORD, ERIC ALAN | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BEDFORD, KARI ANNE | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BEDNAR, JERRY DANNY | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BEECH, KAREN ELAINE | NON-ADVISING OFFICER (SECURITIES) | CONSEILLERS EN GESTION GLOBALE STATE STREET LTÉE. / STATE STREET GLOBAL ADVISORS, LTD. |
| BEECHER, THEODORE DAVID | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BEEKENKAMP, SHERRI-LYNNE MARIE | BRANCH MANAGER | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| BEEKENKAMP, WARREN KEITH | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| BEEKIE, DEVANNAN WILLIAM | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| BEER, CHRISTOPHER DONALD | ADVISING OFFICER | RBC ASSET MANAGEMENT INC./RBC GESTION D'ACTIFS INC. |
| BEGG, GRAEME DAVID | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| BEGG, MARK CHRISTOPHER | OFFICER (TRADING) | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| BEGGS, THOMAS JOHN | SALESPERSON | MGI SECURITIES INC. / MGI VALEURS MOBILIERES INC. |
| BEGLEY, DEAN FREDERICK | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BEHAN, DONALD GEOFFREY | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BEHAN, PAUL JOHN | SALESPERSON | ING DIRECT FUNDS LIMITED |
| BEHAN, RODNEY TREMAYNE | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BEHNKE, RICHARD KARL | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| BEHRENDT, LISA | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| BEHUN, LESLIE JOSEPHINE | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| BEIERSDORFER, ROBERT DAVID | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BEINNER, JONATHAN ANDREW | ADVISING OFFICER | GOLDMAN SACHS ASSET MANAGEMENT, L.P. / GESTION D'ACTIFS GOLDMAN SACHS LP |
| BEIRNES, ROBERT CHRISTOPHER | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BEITZ, GLENN PERCY | SALESPERSON | JONES, GABLE & COMPANY LIMITED / JONES GABLE & COMPAGNIE LTEE |
| BEJKOSALAJ, BESNIK | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BEK, ROBERT ZOLTAN | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BEKKER, KEITH MARTIN | OFFICER (TRADING) | BLACKMONT CAPITAL INC. |
| BEKKER, STEVEN ANDREW | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| BELAICHE, OSCAR PIERRE | NON-ADVISING OFFICER | GOODMAN & COMPANY, INVESTMENT COUNSEL LTD./GOODMAN & COMPANY, CONSEIL EN PLACEMENT LTEE |
| BELAIR, CRYSTAL DEANNE | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| BELAIR, MARTIN | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| BELAND, KRISTIANE | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BELANGER, ANDRE | NON-ADVISING OFFICER | GESTION DE PLACEMENTS INNOCAP INC./INNOCAP INVESTMENT MANAGEMENT INC. |
| BELANGER, COLETTE MARY | OFFICER (TRADING) | RICE FINANCIAL GROUP INC. |
| BELANGER, ERIC | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BELANGER, JOSEPH ALBINI | OFFICER & DIRECTOR (NON-TRADING) | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| BELANGER, JOSEPH ALBINI | NON-ADVISING DIRECTOR | MD PRIVATE INVESTMENT MANAGEMENT INC./GESTION PRIVEE DE PORTEFUILLE MD INC. |
| BELANGER, LOUIS | OFFICER (TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| BELANGER, LUCE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BELANGER, MARIE-HELENE | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| BELANGER, PAUL JAMES | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BELCHETZ, STEVEN | ADVISING DIRECTOR & OFFICER | T.E. INVESTMENT COUNSEL INC. / CONSEILLERS EN PLACEMENTS T.E. |
| BELISLE, GEOFFREY JAMES | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BELIVEAU, MARC | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BELKNAP, JOHN RICHARD | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| BELL, CHRISTOPHER STEWART | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BELL, DANIEL | OFFICER (TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| BELL, DONALD EDWARD | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BELL, DOUGLAS HUNTER | OFFICER (TRADING) | RAYMOND JAMES LTD. |
| BELL, DOUGLAS LORNE | OFFICER & DIRECTOR (NON-TRADING) | MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE. |
| BELL, GORDON DONALD | OFFICER (NON-TRADING) | BOLDER INVESTMENT PARTNERS, LTD. |
| BELL, GORDON JAMES | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BELL, JEFFREY SCOTT | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BELL, JOHN WILLIAM | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| BELL, KAREN MYRNA | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BELL, LAWRENCE MILLER | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BELL, MICHEL | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BELL, NATHAN PHILIP | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| BELL, RODNEY JOHN | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| BELL, RONALD CURTIS | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BELL, STEPHEN CRAWFORD | OFFICER (NON-TRADING) (SECURITIES) | UNION SECURITIES LTD. / VALEURS MOBILIERES UNION LTEE |
| BELLACK, VIKKI DEBORAH | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BELLAMY, JOHN STANFORD | OFFICER & DIRECTOR (TRADING) | PARADIGM CAPITAL INC. / PARADIGME CAPITAL INC. |
| BELLCHAMBERS, JOHN WILSON | OFFICER (TRADING) | MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE. |
| BELLEFEUILLE, CHRISTOPHER PAUL | ADVISING OFFICER | CONNOR, CLARK & LUNN PRIVATE CAPITAL LTD. |
| BELLEFEUILLE, MARTIN | OFFICER (TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| BELLEY, RICHARD | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BELLIS, GINA HEIDI | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BELLISSIMO, ANNUNZIATO ANTONIO | SALESPERSON | TD WATERHOUSE CANADA INC. |
| BELLISSIMO, JENNIFER MARY | SALESPERSON | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| BELLIVEAU, JEAN-PAUL JOSEPH | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BELOBRADIC, MICHAEL JACOB | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BELOVAY, WILLIAM EMERY | ADVISING OFFICER | JONES HEWARD INVESTMENT COUNSEL INC./JONES HEWARD CONSEILLER EN VALEURS INC. |
| BELSKIY, ANDREY | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| BELTON, CAROL MARIE | SALESPERSON | WELLINGTON WEST FINANCIAL SERVICES INC. |
| BELTON, ROGER NORRIS | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| BELTRAME, NORMAN DANNY | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| BELZBERG, BRENT STANLEY | NON-ADVISING DIRECTOR | I3 ADVISORS INC. INFORMATION, INNOVATION AND INDEPENDENCE |
| BEN ZVI, ABE AARON | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| BENDER, MATTHEW FREDERICK | ADVISING EMPLOYEE | HARRIS INVESTMENT MANAGEMENT, INC. |
| BENDO, STEPHANIE PATRICIA | SALESPERSON | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| BENEDETTI, STEFANO JOHN | SALESPERSON | TD WATERHOUSE CANADA INC. |
| BENEDICT, RICHARD ALLAN | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| BENELLI, ALEXANDER ROBERTO | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BENIUK, JERRY KENNETH | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| BENIUK, JERRY KENNETH | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| BENIUK, JERRY KENNETH | NON-ADVISING OFFICER | TD WATERHOUSE PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVEE TD WATERHOUSE INC. |
| BENIUK, JERRY KENNETH | OFFICER (NON-TRADING) | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| BENMALEK, ABDELLATIF | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BENNETT, ANTHONY ROSS | NON-ADVISING OFFICER | BMO HARRIS INVESTMENT MANAGEMENT INC./BMO HARRIS GESTION DE PLACEMENTS INC. |
| BENNETT, BRUCE DAVID | OFFICER (TRADING) | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| BENNETT, DAVID HARDING | SALESPERSON | TD WATERHOUSE CANADA INC. |
| BENNETT, DOUGLAS BRADFORD | OFFICER (TRADING) | EDWARD JONES |
| BENNETT, JAMES LESLIE | SALESPERSON | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| BENNETT, KARYN JENNIFER | SALESPERSON | TD WATERHOUSE CANADA INC. |
| BENNETT, LANCE CHARLES | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| BENNETT, MARK | OFFICER & DIRECTOR (TRADING) (SECURITIES) OFFICER (COMMODITIES) | INTERACTIVE COURTAGE CANADA INC. / INTERACTIVE BROKERS CANADA INC. |
| BENNETT, NED WESLEY | DIRECTOR (NON-TRADING) | OPTIONSXPRESS CANADA CORP./CORPORATION OPTIONSXPRESS CANADA |
| BENNETT, RUSSELL GEORGE | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| BENNETTS, ROBERT JOHN | DIRECTOR (NON-TRADING) | PROFESSIONAL INVESTMENT SERVICES (CANADA) INC. |
| BENOIT, CLAUDE | OFFICER (NON-TRADING) | INDUSTRIELLE ALLIANCE VALEURS MOBILIÈRES INC. / INDUSTRIAL ALLIANCE SECURITIES INC. |
| BENOÎT, SÉBASTIEN | SALESPERSON | RAYMOND JAMES LTD. |
| BENSON, DARREN CHRISTOPHER | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| BENSON, ERIK JOHN | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| BENSON, HOLLY ANNE | OFFICER (NON-TRADING) | PETERS & CO. LIMITED |
| BENSON, JOHN PAUL | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| BENSON, ROBERTA ANN | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BENTLEY, JON WILLIAM | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BENTLEY, SEAN RICHARD | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BENTLEY-TAYLOR, DAVID GERALD | OFFICER (TRADING) | CALDWELL SECURITIES LTD. |
| BERAN, JEAN-PAUL | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| BERARD, CECILE FLORENCE | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| BERARD, JAMIE JACQUES | SALESPERSON | INVESTORS GROUP SECURITIES INC./VALEURS MOBILIERES GROUPE INVESTORS INC. |
| BERARD, STEFANE MAURICE | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| BERESKIN, MICHAEL JEFFREY | OFFICER (TRADING) | BLACKMONT CAPITAL INC. |
| BEREZAN, PERRY EDMUND | SALESPERSON (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| BEREZAY, JUDY JOAN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BEREZNICKI, EDWARD JOSEPH | OFFICER (NON-TRADING) | RAYMOND JAMES LTD. |
| BEREZOWSKI, ANDREW | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| BEREZOWSKI, RAYMOND ANDREW | SALESPERSON | TD WATERHOUSE CANADA INC. |
| BERG, NEIL MACPHAIL | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BERG, TRACY LEE | BRANCH MANAGER | SCOTIA SECURITIES INC. |
| BERGE, ALAN WALTER | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| BERGEN, BRIAN DOUGLAS | OFFICER & DIRECTOR (TRADING) | LEEDE FINANCIAL MARKETS INC. |
| BERGEN, CORWIN BERNARD | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| BERGEN, GAYLYNNE MARIE | BRANCH MANAGER | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| BERGEN, LESLEY | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| BERGERON, ALEXANDRE | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BERGERON, JONNY | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| BERGERON, JOSÉE | SALESPERSON | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| BERGERON, PATRICIA LYNN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BERGERON, RICHARD | SALESPERSON (SECURITIES) | INTERACTIVE COURTAGE CANADA INC. / INTERACTIVE BROKERS CANADA INC. |
| BERGERON, RICHARD ALAN | OFFICER (TRADING) | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| BERGERON, SERGE | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| BERGERON, SERGE | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| BERGH, RANDALL GLEN | OFFICER (TRADING) | BLACKMONT CAPITAL INC. |
| BERGIN, NICOLA JOY | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| BERGMAN, SANDRA LYNN | SALESPERSON | TD WATERHOUSE CANADA INC. |
| BERGMANN, JOANNA LYNN | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| BERK, ADAM JOHNATHAN | SALESPERSON | TD WATERHOUSE CANADA INC. |
| BERK, DOUGLAS STEVEN | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BERKAL, HARVEY | NON-ADVISING OFFICER | SARBIT ADVISORY SERVICES INC. |
| BERKO, GREGORY PETER | SALESPERSON | RAYMOND JAMES LTD. |
| BERKY, THOMAS | OFFICER (TRADING) | VALEURS MOBILIERES BANQUE LAURENTIENNE INC. / LAURENTIAN BANK SECURITIES INC. |
| BERLETTANO, MARIA THERESA | ADVISING DIRECTOR & OFFICER | J. ZECHNER ASSOCIATES INC. |
| BERMAN, CHERISE LYNN | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BERMAN, GREGORY DAVID | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| BERNACHI, DONNA MARIE | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BERNACKI, BRIAN VICTOR | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| BERNARD, GARY LUCIEN | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| BERNARD, JOEL ADRIEN | OFFICER (NON-TRADING) | QTRADE SECURITIES INC. / INVESTISSEUR QTRADE |
| BERNARD, LYNN ALLAN | ADVISING OFFICER | INVESCO AIM PRIVATE ASSET MANAGEMENT, INC. |
| BERNARD, PAUL | OFFICER & DIRECTOR (TRADING) | INDUSTRIELLE ALLIANCE VALEURS MOBILIÈRES INC. / INDUSTRIAL ALLIANCE SECURITIES INC. |
| BERNARD, PIERRE | ADVISING OFFICER | INDUSTRIELLE ALLIANCE GESTION DE PLACEMENTS INC. / INDUSTRIAL ALLIANCE, INVESTMENT MANAGEMENT INC. |
| BERNARD, PIERRE | NON-ADVISING OFFICER | PLACEMENTS IA CLARINGTON INC. / IA CLARINGTON INVESTMENTS INC. |
| BERNARD, RICHARD | NON-ADVISING OFFICER | LEGG MASON CANADA INC. |
| BERNARDO, EDITH ALCANTARA | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| BERNASCONI, PAOLO | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BERNATH, JEFFREY GERALD | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BERNER, CHARLES DOUGLAS | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| BERNER, DAVID GEORGE | OFFICER (TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| BERNHARD, REGAN MARTIN | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| BERNIER, JEAN-FRANCOIS | OFFICER & DIRECTOR (TRADING) (SECURITIES) OFFICER (COMMODITIES) | INTERACTIVE COURTAGE CANADA INC. / INTERACTIVE BROKERS CANADA INC. |
| BERNIER, JEROME | OFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES) | NEWEDGE CANADA INC. |
| BERNIER, LISE | OFFICER (NON-TRADING) | DESJARDINS CABINET DE SERVICES FINANCIERS INC./DESJARDINS FINANCIAL SERVICES FIRM INC. |
| BERNIER, MARTIN | ASSOCIATE ADVISING EMPLOYEE | GESTION DE PLACEMENTS INNOCAP INC./INNOCAP INVESTMENT MANAGEMENT INC. |
| BERNIER, PIERRE | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BERNIER, YVES | OFFICER (NON-TRADING) | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| BERNSTEIN, BRIAN BARRY | OFFICER (TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| BERNSTEIN, HARVEY BARRY | OFFICER (TRADING) | GLUSKIN SHEFF + ASSOCIATES INC. |
| BERNSTEIN, HARVEY BARRY | NON-ADVISING OFFICER | GLUSKIN SHEFF + ASSOCIATES INC. |
| BERNSTEIN, MICHAEL JONATHAN | OFFICER & DIRECTOR (NON-TRADING) | MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE. |
| BERNSTEIN, RICHARD BENJAMIN | SALESPERSON | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| BERNSTEIN, SETH PERRY | ADVISING DIRECTOR & OFFICER | J.P. MORGAN INVESTMENT MANAGEMENT INC. |
| BERRY, BARBARA ANNE | ASSOCIATE ADVISING EMPLOYEE | AEGON CAPITAL MANAGEMENT INC./AEGON GESTION DE FONDS INC. |
| BERRY, BARBARA MARIE | SALESPERSON | RICE FINANCIAL GROUP INC. |
| BERRY, COREY CARLTON | SALESPERSON | TD WATERHOUSE CANADA INC. |
| BERRY, GRANT STEWART | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BERRY, IAN ANDREW | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| BERRY, JOHN CHARLES | ADVISING OFFICER | FOYSTON, GORDON & PAYNE INC. |
| BERRY, MARK JAMES | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BERRY, MATTHEW JAMES | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| BERRYMAN, JOHN DAVID | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BERT, REYNOLD LOUIS | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| BERTAN, LAURENCE HUGH | NON-ADVISING OFFICER | SANFORD C. BERNSTEIN & CO., LLC |
| BERTHELET, CORINNE MARIE | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BERTHIAUME, CAROLE | ADVISING OFFICER | FIERA CAPITAL INC. |
| BERTHIAUME, JOHANNE | SALESPERSON | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| BERTHIAUME, RENAUD | SALESPERSON (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| BERTIN, JEAN-MARC | SALESPERSON | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| BERTRAM, LAURENCE MUNROE | SALESPERSON | MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE |
| BERTRAM, ROBERT GEOFF | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| BERTRAM, THOMAS GEOFFREY | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BERTRAND, CLAUDE | NON-ADVISING OFFICER | TD WATERHOUSE PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVEE TD WATERHOUSE INC. |
| BERTRAND, JACQUES PIERRE | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| BERTRAND, JACQUES PIERRE | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| BERTRAND, JONATHAN STANLEY | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BERTRAND, PAUL RICHARD | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BERTSCHMANN, MICHELLE KAREN | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BERUBE, FREDERICK | ADVISING EMPLOYEE | FIERA CAPITAL INC. |
| BERUBE, JOSEPH PAUL-EMILE | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BERUBE, MARTIN | SALESPERSON | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| BERY, ARUN KUMAR | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| BESHARAT, ALEX REZA | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| BESLER, PETER JULIUS | OFFICER (TRADING) | IPC SECURITIES CORPORATION / IPC VALEURS MOBILIÈRES |
| BESONART, MARIA HÉLÈNE | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BEST, DUNNERY MICHAEL | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BEST, MARIE LOUISE | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BEST, MELISSA ANNE | ADVISING OFFICER | PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD. |
| BEST, PATTI LYNNE | OFFICER (NON-TRADING) | M.R.S. SECURITIES SERVICES INC. / SERVICES VALEURS MOBILIERES M.R.S. INC. |
| BEST, PATTI LYNNE | OFFICER (NON-TRADING) | M.R.S. INC |
| BEST, RICHARD TRENHAM | BRANCH MANAGER (SECURITIES) | BMO NESBITT BURNS INC. |
| BESWICK, GREGORY BRENT | SALESPERSON (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| BESWICK, MATTHEW MICHAEL | NON-ADVISING OFFICER | FIDUCIARY TRUST COMPANY OF CANADA |
| BETANSKI, BARBARA ANNA | NON-ADVISING OFFICER (SECURITIES) | UBS GLOBAL ASSET MANAGEMENT (CANADA) CO. |
| BETHELL, EDWINA DAWN | SALESPERSON | TD WATERHOUSE CANADA INC. |
| BETHUNE, CRAIG STUART | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| BETKE, DONNA RUTH | SALESPERSON | RICE FINANCIAL GROUP INC. |
| BETTENCOURT, JORDAN WAYNE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BETTEZ, FREDERIC | OFFICER (NON-TRADING) | MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE. |
| BETTIG, GERALD DANIEL | ADVISING DIRECTOR & OFFICER | ANTARES INVESTMENT MANAGEMENT, INC. |
| BETTS, EARL RICHARD | SALESPERSON | JENNINGS CAPITAL INC. |
| BEUTTENMILLER, BRADLEY GORDON | OFFICER (TRADING) | FTC INVESTOR SERVICES INC. / SERVICES AUX INVESTISSEURS FTC INC. |
| BEUTTENMILLER, BRADLEY GORDON | NON-ADVISING OFFICER | FIDUCIARY TRUST COMPANY OF CANADA |
| BEUTTENMILLER, BRADLEY GORDON | NON-ADVISING DIRECTOR & OFFICER | FRANKLIN TEMPLETON INVESTMENTS CORP./SOCIETE DE PLACEMENTS FRANKLIN TEMPLETON |
| BEUTTER, BRAD CHARLES | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BEVAN, BRIAN WILLIAM | SALESPERSON | IPC INVESTMENT CORPORATION |
| BEVAN, MICHAEL VAN | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BEVAN, STEVEN MICHAEL | OFFICER (TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| BEVERLY, JEANNE ELIZABETH | OFFICER (TRADING) | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| BEWCYK, SUSAN LORRAINE | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| BEYAERT, DANIEL ROBERT | SALESPERSON | IPC INVESTMENT CORPORATION |
| BEYETTE, MARJORIE LORRAINE | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| BEYLEVELDT, CONRAD ROBERT | PARTNER (NON-TRADING) | GENUITY CAPITAL MARKETS/MARCHES DES CAPITAUX GENUITY |
| BEZAN, CARI-LEE | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| BEZEAU, EDWARD CHARLES | NON-ADVISING DIRECTOR | GOODMAN & COMPANY, INVESTMENT COUNSEL LTD./GOODMAN & COMPANY, CONSEIL EN PLACEMENT LTEE |
| BHAGRIA, KUMARIL | SALESPERSON | MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE |
| BHAMRA, JEFFRAY LUKKVUIR | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| BHARDWAJ, AMAN | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| BHATHENA, FIRDOSH | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| BHATIA, MANMEET | ADVISING OFFICER | OCEANROCK CAPITAL PARTNERS INC. |
| BHATIA, RUCHIR | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| BHATIA, VISHAL | ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| BHATTACHARYA, ANUP | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BHATTI, GURMIT KAUR | BRANCH MANAGER | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| BHOJANI, ALI ABDULMALIK | OFFICER (NON-TRADING) | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| BHOJANI, MOHAMMED TAQI | SALESPERSON | RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. |
| BHOPALSINGH, MONA | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| BHOWANI, MICHAEL FRANCISCO | SALESPERSON | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| BHROAT, SANJAY KUMAR | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| BHUTANI, SUNIL | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BIALEK, TERRANCE ALAN | SALESPERSON | TEN STAR FINANCIAL INC. |
| BIANCHIN, WAYNE RICHARD | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| BIANCHINI, EGIZIO | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BIANCHINI-RICCARDI, PAUL RODERICK | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BIANCO, BYRON KENNEDY | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BIARD, FERNAND JOSEPH | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BIBBY, DAVID WILLIAM | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| BIBLOW, DARCY RANDALL | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| BIEBER, GREGORY TODD | BRANCH MANAGER & OFFICER (TRADING) | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| BIEBER, GUY NORMAN | BRANCH MANAGER & OFFICER (TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| BIECH, DELBERT DERRELL | OFFICER (TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| BIGGAR, KAREN LINDA | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| BIGGS, DONALD BLAINE | OFFICER (NON-TRADING) | MULVIHILL CAPITAL MANAGEMENT INC./GESTION DE CAPITAL MULVIHILL INC. |
| BIGGS, DONALD BLAINE | ADVISING OFFICER | MULVIHILL CAPITAL MANAGEMENT INC./GESTION DE CAPITAL MULVIHILL INC. |
| BIGGS, DOROTHY LYNNE | NON-ADVISING OFFICER | JONES HEWARD INVESTMENT COUNSEL INC./JONES HEWARD CONSEILLER EN VALEURS INC. |
| BIGGS, KATHLEEN PATRICIA | OFFICER (NON-TRADING) | CANDEAL.CA INC |
| BIGGS, VALERIE | OFFICER (TRADING) | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| BIGNELL, WILLIAM JOHN | OFFICER (TRADING) | MGI SECURITIES INC. / MGI VALEURS MOBILIERES INC. |
| BIGNEY, IAN DAVID | NON-ADVISING OFFICER | MCLEAN BUDDEN LIMITED/MCLEAN BUDDEN LIMITEE |
| BIGWOOD, BLAIR ALAN | SALESPERSON | GLOBAL SECURITIES CORPORATION / SOCIETE DE VALEURS GLOBAL INC. |
| BILASH, MATTHEW STEPHEN | SALESPERSON (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| BILBIJA, PAUL | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| BILENKY, WAYNE LAWRENCE | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BILI, DIANE DRAGICA | OFFICER (NON-TRADING) | USC EDUCATION SAVINGS PLANS INC. / USC REGIMES D'EPARGNE-ETUDES INC. |
| BILINSKI, BRADLEY MICHAEL | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| BILLECK, TED | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| BILODEAU, JASON ROBERT | OFFICER (NON-TRADING) (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| BILODEAU, MARIE ROSE LEONNE | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| BILODEAU, NAOMI | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| BILOUS, DEBORAH ANN | BRANCH MANAGER | SCOTIA SECURITIES INC. |
| BINDRA, AMIT | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| BIRARDA, BRADLEY LEONARD | SALESPERSON | RESEARCH CAPITAL CORPORATION / CORPORATION RECHERCHE CAPITAL |
| BIRCH, AARON | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| BIRCH, SHAWN JAY | SALESPERSON (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| BIRCHALL, TYSON PAUL | OFFICER (NON-TRADING) | TRISTONE CAPITAL INC. |
| BIRD, IAN DAVID | DIRECTOR (NON-TRADING) | MGI SECURITIES INC. / MGI VALEURS MOBILIERES INC. |
| BIRD, ROBERT HAMPTON | SALESPERSON | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| BIRD, THOMAS GEORGE | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BIRDSALL, CHARLENE MOLLY | SALESPERSON (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| BIRKETT-MARTIN, SARAH ELIZABETH | OFFICER (NON-TRADING) | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| BIRMINGHAM, JENNIFER MARIE | NON-ADVISING DIRECTOR & OFFICER | DEUTSCHE ASSET MANAGEMENT CANADA LIMITED/GESTION DE PLACEMENTS DEUTSCHE CANADA LIMITEE |
| BIRO, SZABOLCS | SALESPERSON | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| BIRRELL, ALFRED DAVID | SALESPERSON | PROFESSIONAL INVESTMENT SERVICES (CANADA) INC. |
| BIRTLES, MARK JOHN | SALESPERSON | FUNDEX INVESTMENTS INC. |
| BISHOP, CRAIG STEVEN | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BISSKY, DAVID PAUL | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| BISSON, DENIS JOSEPH | NON-ADVISING OFFICER | JONES HEWARD INVESTMENT COUNSEL INC./JONES HEWARD CONSEILLER EN VALEURS INC. |
| BISSONNETTE, CHANTAL | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| BISSONNETTE, MICHAEL JOHN | SALESPERSON | MCLEAN BUDDEN FUNDS INC. |
| BISZKO, PAWEL ROMAN | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BITAR, ADNAN WADIH | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| BITAR, RANIN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BITTNER, BRIGITTE | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| BITTNER, CLAYTON GRANT | ASSOCIATE ADVISING OFFICER | GWL INVESTMENT MANAGEMENT LTD. |
| BIZJAK, JACQUELINE MAUREEN | OFFICER (NON-TRADING) | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| BJORKLUND, BRENT DALE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BJORNSON, SCOTT LESLIE | SALESPERSON | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| BJORNSSON, SHAWN ROY | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| BLACK, CHRISTINE STEPHANIE | SALESPERSON | FIDELITY RETIREMENT SERVICES COMPANY OF CANADA LIMITED / COMPAGNIE DE SERVICES DE RETRAITE FIDELITY DU CANADA LIMITEE |
| BLACK, DAVID JAMES | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BLACK, DAVID NEAL | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| BLACK, DONALD WAYNE | NON-ADVISING DIRECTOR & OFFICER | GREYSTONE MANAGED INVESTMENTS INC./ GESTION DE PLACEMENTS GREYSTONE |
| BLACK, FLOYD AVARD | SALESPERSON | TEN STAR FINANCIAL INC. |
| BLACK, GEOFFREY ALAN | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| BLACK, IAN HARCOURT | SALESPERSON | MACDOUGALL, MACDOUGALL & MACTIER INC. |
| BLACK, JAMES WILLIAM | ASSOCIATE ADVISING OFFICER | BEUTEL, GOODMAN & COMPANY LTD. |
| BLACK, KATHLEEN ANNE | OFFICER (NON-TRADING) | ATB SECURITIES INC. |
| BLACK, KEVIN JOHN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BLACK, LLOYD SCOTT | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| BLACK, LORI DIANNE | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| BLACK, PAMELA MARILYN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BLACK, WILLIAM WILSON | DIRECTOR (TRADING) | MACDOUGALL, MACDOUGALL & MACTIER INC. |
| BLACKBURN, HELEN ELIZABETH | DIRECTOR (NON-TRADING) | CREDENTIAL SECURITIES INC. |
| BLACKBYRNE, PAUL CHRISTOPHER | OFFICER | PEREGRINE FINANCIAL GROUP CANADA, INC. |
| BLACKIE, CHRISTINE ANNE | SALESPERSON (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BLACKLER, BRENDA BETTY | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| BLACKMAN, FRANCISCO HAROLD | OFFICER (TRADING) | ING DIRECT FUNDS LIMITED |
| BLACKMON, DARRAN CHARLES | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| BLACKMON, MICHELLE KAREN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BLACKMORE, JAY ALAN | SALESPERSON (SECURITIES) | BMO NESBITT BURNS INC. |
| BLACKSTEIN, NOAH LESLIE | ADVISING OFFICER | GOODMAN & COMPANY, INVESTMENT COUNSEL LTD./GOODMAN & COMPANY, CONSEIL EN PLACEMENT LTEE |
| BLACKSTOCK, DEXTON AUBYN | OFFICER & DIRECTOR (TRADING) | STATE STREET GLOBAL MARKETS CANADA INC. / MARCHÉS MONDIAUX STATE STREET CANADA INC. |
| BLACKWELL, CHRISTOPHER GEORGE | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BLAESER, DALENA | SALESPERSON | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| BLAICH, TIMOTHY BRENT | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BLAIN, JOHN ANDREW | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BLAIN, PETER FREDERICK | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| BLAINEY, KEVIN PATRICK | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| BLAINEY, SHAWN JOHANSON | SALESPERSON | ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE |
| BLAIR HOCHMAN, BRENDA RAE | SALESPERSON | TD WATERHOUSE CANADA INC. |
| BLAIR, CAROLYN ANNE | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BLAIR, DAVID WILLIAM | OFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BLAIR, GARVIN DAVID | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| BLAIR, MICHAEL QUINTON | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| BLAIR, TROY RICHARD | OFFICER (NON-TRADING) | INVESTORS GROUP SECURITIES INC./VALEURS MOBILIERES GROUPE INVESTORS INC. |
| BLAIS, BOBBY ANDRE | SALESPERSON (SECURITIES) | UNION SECURITIES LTD. / VALEURS MOBILIERES UNION LTEE |
| BLAIS, FRANCE | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BLAIS, MICHEL RENE | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BLAIS, PHILIPPE | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| BLAIS, ROBIN LUCIEN | OFFICER (TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| BLAIS, URGEL | SALESPERSON (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BLAKE MARSHALL, NAOMI KAREN | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| BLAKE, CARY JAMES | ADVISING EMPLOYEE | BARCLAYS GLOBAL INVESTORS CANADA LIMITED / INVESTISSEURS GLOBAUX BARCLAYS CANADA LIMITEE |
| BLAKE, JAMES HOWARD | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BLAKE, RODNEY BYRON | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| BLAKE, TIMOTHY WILLIAM | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| BLAKELY, DEREK JOHN | OFFICER (TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| BLANC, PATRICE ÉTIENNE | DIRECTOR (NON-TRADING) (SECURITIES) | NEWEDGE CANADA INC. |
| BLANCHARD, ANDREW JOSEPH | OFFICER (NON-TRADING) | IPC SECURITIES CORPORATION / IPC VALEURS MOBILIÈRES |
| BLANCHARD, DAVID NEIL | OFFICER (NON-TRADING) | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| BLANCHARD, ERIC | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BLANCHARD, LAURENT-DAVID | OFFICER (TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| BLANCHARD, LUC | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BLANCHARD, MICHAEL JOHN | SALESPERSON | BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. |
| BLANCHARD, ROBERT CRAIG | OFFICER & DIRECTOR (TRADING) | HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC. |
| BLANCHARD, YANICK | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| BLANCHETTE, DANY | OFFICER & DIRECTOR (TRADING) | BNP PARIBAS (CANADA) VALEURS MOBILIÈRES INC./BNP PARIBAS (CANADA) SECURITIES INC. |
| BLANCHETTE, PIERRE | NON-ADVISING OFFICER | FIERA CAPITAL INC. |
| BLANCHETTE, PIERRE | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| BLANCHETTE, PIERRE | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| BLANCHETTE, ROGER GEORGE | OFFICER (NON-TRADING) | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| BLANCHETTE, ROGER GEORGE | NON-ADVISING OFFICER (SECURITIES) | I.G. INVESTMENT MANAGEMENT, LTD. / SOCIÉTÉ DE GESTION D'INVESTISSEMENT, I.G. LTÉE |
| BLANDO, ROBERT WILLIAM | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| BLASECKIE, TODD WILLIAM | OFFICER (TRADING) | QTRADE SECURITIES INC. / INVESTISSEUR QTRADE |
| BLAYLOCK, DOUGLAS JAMES | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| BLEASBY, KAREN ANNE | ADVISING OFFICER | MACKENZIE FINANCIAL CORPORATION |
| BLEAU, PIERRE | OFFICER (TRADING) | VALEURS MOBILIERES BANQUE LAURENTIENNE INC. / LAURENTIAN BANK SECURITIES INC. |
| BLESSING, CLAIRE SIAN | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| BLESSING, PATRICK JEFFREY | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| BLESSING, PETER CHARLES | NON-ADVISING DIRECTOR | I.G. INTERNATIONAL MANAGEMENT LIMITED |
| BLIGHT, TARA KRISTINE | SALESPERSON | PFSL INVESTMENTS CANADA LTD. |
| BLIGHT, WESLEY TAYLOR | SALESPERSON | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| BLISNER, BRADLEY DAVID | OFFICER (NON-TRADING) | HSBC INVESTMENT FUNDS (CANADA) INC./FONDS D'INVESTISSEMENT HSBC (CANADA) INC. |
| BLISNER, BRADLEY DAVID | NON-ADVISING OFFICER | HSBC GLOBAL ASSET MANAGEMENT (CANADA) LIMITED. / GESTION GLOBALE D'ACTIFS HSBC (CANADA) LIMITÉE |
| BLISSETT, ROGER ANDRE | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BLOCK, FRANK EDWARD | SALESPERSON | JENNINGS CAPITAL INC. |
| BLOCK, JONATHAN MASASHI | OFFICER & DIRECTOR (TRADING) | UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC. |
| BLOEMEN, MAARTEN HENRICUS | ADVISING OFFICER | FRANKLIN TEMPLETON INVESTMENTS CORP./SOCIETE DE PLACEMENTS FRANKLIN TEMPLETON |
| BLOMQVIST, GREGORY SENTHIL | SALESPERSON (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| BLONDIN, GILLES | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BLOOM, ANDREW DARREN | OFFICER (TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| BLOOM, BRIAN MATTHEW | SALESPERSON | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| BLOOM, JEFFREY PAUL | OFFICER (TRADING) | GMP PRIVATE CLIENT L.P. / GMP GESTION PRIVEE S.E.C. |
| BLOOMER, RODNEY DEAN | SALESPERSON | RICE FINANCIAL GROUP INC. |
| BLOSTEIN, ALAN | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BLOUIN, ERIC | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BLOUIN, JEAN-FRANCOIS | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| BLOUIN, STEVE | SALESPERSON | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| BLOW, JASON GERALD | SALESPERSON | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| BLUE, NEIL JAMES | NON-ADVISING OFFICER | AEGON CAPITAL MANAGEMENT INC./AEGON GESTION DE FONDS INC. |
| BLUE, SANDY STANLEY | BRANCH MANAGER | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BLUNDELL, MICHAEL SCOTT | OFFICER (NON-TRADING) | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| BLUNDELL, MICHAEL SCOTT | NON-ADVISING OFFICER | GOODMAN & COMPANY, INVESTMENT COUNSEL LTD./GOODMAN & COMPANY, CONSEIL EN PLACEMENT LTEE |
| BLUTEAU, DAVID MAURICE | OFFICER (NON-TRADING) (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| BLYTH, DONALD MACTAVISH | OFFICER (NON-TRADING) | PARADIGM CAPITAL INC. / PARADIGME CAPITAL INC. |
| BOAL, FRANK DOUGLAS | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BOALER, DONALD GEORGE | OFFICER (TRADING) | TD WATERHOUSE CANADA INC. |
| BOALER, KIMBERLY JO-ANNE | SALESPERSON | TD WATERHOUSE CANADA INC. |
| BOARDMAN III, WILLIAM HALL | ADVISING OFFICER | F&C MANAGEMENT LIMITED |
| BOBLITZ, MELISSA HENNY | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| BOCIAN, KAZIMIERZ | SALESPERSON | CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC. |
| BOCKHOLD, MURRAY MITCHELL | OFFICER (NON-TRADING) | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| BOCKSTAEL, LOREEN LYNN | BRANCH MANAGER | ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE |
| BODE, CAROL LOUISE | BRANCH MANAGER | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| BODIN, DENNIS DAVID | SALESPERSON | MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE |
| BODJOV, YURIY | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| BODNAR, MICHAEL DEAN | BRANCH MANAGER | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| BODNAR, TERENCE HARRY | ADVISING OFFICER | FI CAPITAL LTD. |
| BODNARCHUK, EDWARD PETER | SALESPERSON (SECURITIES) | UNION SECURITIES LTD. / VALEURS MOBILIERES UNION LTEE |
| BODNARCHUK, SUSAN ELAINE | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| BODON, STEVEN FRED | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BODZ, THERESA ANN | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| BOEHM, TRENT DOUGLAS | OFFICER (TRADING) | FIRSTENERGY CAPITAL CORP. / CORPORATION FIRSTENERGY CAPITAL |
| BOERSMA, NORMAN JOHN | ADVISING OFFICER | FRANKLIN TEMPLETON INVESTMENTS CORP./SOCIETE DE PLACEMENTS FRANKLIN TEMPLETON |
| BOES, BRIAN ALLAN | BRANCH MANAGER | SCOTIA SECURITIES INC. |
| BOGART, THOMAS ANTHONY | NON-ADVISING DIRECTOR | MCLEAN BUDDEN LIMITED/MCLEAN BUDDEN LIMITEE |
| BOGDAN, MARTA | SALESPERSON | TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC. |
| BOGERT, ANTHONY HERBERT | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BOGGS, DUNCAN WEBSTER | OFFICER (NON-TRADING) | GLOBAL SECURITIES CORPORATION / SOCIETE DE VALEURS GLOBAL INC. |
| BOHEMIER, MAURICE RICHARD | OFFICER (TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BOILARD, PATRICK | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| BOILARD, PATRICK | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| BOILEAU, GILLES FRANCOIS | OFFICER & DIRECTOR (NON-TRADING) | INDEPENDENT PLANNING GROUP INC./GROUPE INDEPENDANT DE PLANIFICATION INC. |
| BOILY, PHILIPPE | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| BOIS, LINDA JOY | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BOISSE, PIERRE | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BOISVERT, JOCELYN | ADVISING OFFICER | MONTRUSCO BOLTON INVESTMENTS INC./PLACEMENTS MONTRUSCO BOLTON INC. |
| BOISVERT, JOSÉE | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BOITEAU, LINDA | OFFICER (NON-TRADING) | INDUSTRIELLE ALLIANCE VALEURS MOBILIÈRES INC. / INDUSTRIAL ALLIANCE SECURITIES INC. |
| BOIVIN, ISABELLE | OFFICER (TRADING) | DESJARDINS CABINET DE SERVICES FINANCIERS INC./DESJARDINS FINANCIAL SERVICES FIRM INC. |
| BOIVIN, LYNNE HELEINE | NON-ADVISING OFFICER | TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. |
| BOKEN, THERESA CATHERINE | SALESPERSON | INVESTORS GROUP SECURITIES INC./VALEURS MOBILIERES GROUPE INVESTORS INC. |
| BOLAND, ANDREW VINCENT | OFFICER (NON-TRADING) | PETERS & CO. LIMITED |
| BOLAND, GREGORY ALAN | ADVISING DIRECTOR & OFFICER | WEST FACE CAPITAL INC. |
| BOLAND, STEPHEN PATRICK | OFFICER (NON-TRADING) | GMP SECURITIES L.P./ GMP VALEURS MOBILIÈRES S.E.C. |
| BOLAND, SYLVESTER PATRICK | NON-ADVISING DIRECTOR | I.G. INTERNATIONAL MANAGEMENT LIMITED |
| BOLDUC, MATHIEU JOSEPH | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| BOLDUC, RICHARD | OFFICER (NON-TRADING) | MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPORÉE |
| BOLDUC, RICHARD | OFFICER (NON-TRADING) | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| BOLES, DAVID READ | ADVISING OFFICER | GOLDMAN SACHS ASSET MANAGEMENT, L.P. / GESTION D'ACTIFS GOLDMAN SACHS LP |
| BOLES, SHAUN LESLIE | SALESPERSON | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| BOLIN, MARK GREGORY | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| BOLONGARO, FRANCESCO | SALESPERSON | PHILLIPS, HAGER & NORTH INVESTMENT FUNDS LTD. |
| BOLSBY, KENNETH WILLIAM | SALESPERSON | EDWARD JONES |
| BOLTON, KIMBERLEY JAMES | OFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES) | NEWEDGE CANADA INC. |
| BOLTON, SHIRLEY ANN | SALESPERSON | QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE. |
| BOLTON, STEPHEN CHARLES | DIRECTOR (NON-TRADING) | CREDENTIAL ASSET MANAGEMENT INC. |
| BOLTON, WAYNE JOHN | OFFICER (TRADING) | INVESCO TRIMARK DEALER INC./COURTAGE INVESCO TRIMARK INC. |
| BOMBACK, ADRIENNE | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BOMBARDIER, NICOLAS | OFFICER (NON-TRADING) | NATIONAL BANK FINANCIAL INC./FINANCIÈRE BANQUE NATIONALE INC. |
| BOMBARDIER, NICOLAS | OFFICER (NON-TRADING) (SECURITIES) | NATIONAL BANK FINANCIAL LTD./FINANCIÈRE BANQUE NATIONALE LTEE |
| BOMBARDIER, PIERRE JOSEPH | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BONCH, PETER ANDREW | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| BONCHUK, ROBERT MICHAEL | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| BOND, CHRISTOPHER GERALD | OFFICER (NON-TRADING) | GMP SECURITIES L.P./ GMP VALEURS MOBILIÈRES S.E.C. |
| BOND, HELENE | ADVISING OFFICER | NATCAN INVESTMENT MANAGEMENT INC. / GESTION DE PORTEFEUILLE NATCAN INC. |
| BONDY, BRADLEY NORMAN | ADVISING OFFICER | GENUS CAPITAL MANAGEMENT INC. |
| BONE, MICHAEL ROBERT | SALESPERSON (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| BONELL, LEE BOYD | SALESPERSON (SECURITIES) SALESPERSON (COMMODITIES) | BMO NESBITT BURNS INC. |
| BONERTZ, SCOTT JOSEPH | SALESPERSON | DUNDEE SECURITIES CORPORATION/CORPORATION DE VALEURS MOBILIERES DUNDEE |
| BONFANTI, JOSEPHINE | SALESPERSON | BLACKMONT CAPITAL INC. |
| BONG, RAMON TING | SALESPERSON | HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC. |
| BONGARD, DEBORAH ANNE | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BONILLA, DANIEL NAM | SALESPERSON | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| BONIN, RAYMONDE JEANNETTE | SALESPERSON | MANULIFE SECURITIES INVESTMENT SERVICES INC. |
| BONNE, STEPHEN BRUCE | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| BONNELL, TIFFANY | SALESPERSON | GBC ASSET MANAGEMENT INC. |
| BONNER, WILLIAM DAVID | ADVISING OFFICER | BRICKBURN ASSET MANAGEMENT INC. |
| BONNETEAU, PERCY JASON | BRANCH MANAGER | SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC. |
| BONNEVELD, MICHAEL PETER | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BONNYMAN, STEPHEN EDWARD | NON-ADVISING OFFICER | MCLEAN BUDDEN LIMITED/MCLEAN BUDDEN LIMITEE |
| BONSANT, ROBERT GEORGES-LOUIS | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BONTEMPO, FELICE VALENTINO | OFFICER (NON-TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BONTEN, LAURIE JEANNE | OFFICER (TRADING) (SECURITIES) | WELLINGTON WEST CAPITAL INC./CAPITAL WELLINGTON OUEST |
| BONURA, PAUL DAVID | SALESPERSON | MCLEAN BUDDEN FUNDS INC. |
| BOODHOO, REHAAZ MUHAMMAD | SALESPERSON | NATIONAL BANK SECURITIES INC./PLACEMENTS BANQUE NATIONALE INC. |
| BOOKER, KEVIN SCOTT | SALESPERSON | FUNDEX INVESTMENTS INC. |
| BOOKER-URBAN, WENDY MAE | ADVISING DIRECTOR & OFFICER | QV INVESTORS INC. / INVESTISSEURS QV |
| BOORNE, STEPHEN | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BOOTH, ANDREW SCOTT | SALESPERSON (SECURITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| BOOTH, DAVID GILBERT | NON-ADVISING DIRECTOR & OFFICER | DIMENSIONAL FUND ADVISORS CANADA INC. |
| BOOTH, LYNNE MARY | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BOOTH, PATRIC GRAYDON | OFFICER (NON-TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BOOTH, TERRA | OFFICER (TRADING) (SECURITIES) OFFICER (COMMODITIES) | TD SECURITIES INC. / VALEURS MOBILIÈRES TD INC. |
| BORCAN, LUDMILA | OFFICER (NON-TRADING) | COURTAGE DIRECT BANQUE NATIONALE INC./NATIONAL BANK DIRECT BROKERAGE INC. |
| BORDELEAU, JEAN | OFFICER (TRADING) | VALEURS MOBILIERES BANQUE LAURENTIENNE INC. / LAURENTIAN BANK SECURITIES INC. |
| BORDELEAU, SUZANNE | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| BORDEN, CLIFFORD BRIAN | OFFICER (NON-TRADING) (SECURITIES) | CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. |
| BORDEN, MICHAEL HENRY | ADVISING OFFICER | PHILLIPS, HAGER & NORTH INVESTMENT MANAGEMENT LTD. |
| BORDIAN, PETER MAURICE | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| BORG, LINDSAY MARIE | SALESPERSON | MCLEAN BUDDEN FUNDS INC. |
| BORGES, JULIETTA DE REGO | OFFICER (NON-TRADING) | MERRILL LYNCH CANADA INC. |
| BORGFORD, DONNA EVELYN | NON-ADVISING OFFICER | GWL INVESTMENT MANAGEMENT LTD. |
| BORGFORD, DONNA EVELYN | NON-ADVISING OFFICER | LAKETON INVESTMENT MANAGEMENT LTD. / PLACEMENTS LAKETON LTEE |
| BORGGAARD, JENNIFER MOTLEY | NON-ADVISING DIRECTOR | MONTRUSCO BOLTON INVESTMENTS INC./PLACEMENTS MONTRUSCO BOLTON INC. |
| BOROSIUK, MICHAEL TROY | SALESPERSON | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| BOROWSKI, MERLE RICHARD | SALESPERSON | WFG SECURITIES OF CANADA INC. |
| BORROR, MICHAEL ROGER | OFFICER (NON-TRADING) | TD WATERHOUSE CANADA INC. |
| BORSA, ROBERT DAVID | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BORSCHAWA, SHELLEY NOREEN | BRANCH MANAGER | CIBC SECURITIES INC./PLACEMENTS CIBC INC. |
| BORSHY-GROSSMAN, HILARY | SALESPERSON | MD MANAGEMENT LIMITED/GESTION MD LIMITÉE |
| BORSTEINAS, JOHN | ADVISING EMPLOYEE | NBC ALTERNATIVE INVESTMENTS INC./BNC GESTION ALTERNATIVE INC. |
| BORTOLIN, SANDY JOSEPH | OFFICER (TRADING) (SECURITIES) | BMO NESBITT BURNS INC. |
| BORZELLINO, ROY PAUL | ADVISING OFFICER | SEI INVESTMENTS CANADA COMPANY / SOCIÉTÉ DE PLACEMENTS SEI CANADA |
| BOSA, JUSTIN JOHN | OFFICER (NON-TRADING) | CANACCORD CAPITAL CORPORATION/LA CORPORATION CANACCORD CAPITAL |
| BOSCH, NEIL STEPHEN | OFFICER (NON-TRADING) | RICHARDSON PARTNERS FINANCIAL LIMITED / PARTENAIRES FINANCIERS RICHARDSON LIMITÉE |
| BOSCHMAN, BRETT JOSEPH | SALESPERSON | INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC. |
| BOSCHMAN, VINCENT MARC | OFFICER (TRADING) (SECURITIES) | RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC. |
| BOSE, ARJUN ROBERT | OFFICER (NON-TRADING) (SECURITIES) | SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. |
| BOSE, PRAMIT | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BOSI, JOSEPH PAUL | SALESPERSON | ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC. |
| BOSROCK, MATTHEW MICHAEL | NON-ADVISING DIRECTOR | HSBC GLOBAL ASSET MANAGEMENT (CANADA) LIMITED. / GESTION GLOBALE D'ACTIFS HSBC (CANADA) LIMITÉE |
| BOSS, GREGORY ELDON | SALESPERSON | IPC INVESTMENT CORPORATION |
| BOSSE, SOPHIE MARIE | OFFICER (NON-TRADING) | LBC FINANCIAL SERVICES INC./BLC SERVICES FINANCIERS INC. |
| BOSSUYT, BRADLEY JOSEPH | SALESPERSON | CREDENTIAL ASSET MANAGEMENT INC. |
| BOSSÉ, NATHALIE | OFFICER (NON-TRADING) (SECURITIES) | DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC. |
| BOSWICK, VALERIE FEY | SALESPERSON | BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. |
| BOTOSAN, JEFFREY THOMAS | OFFICER (NON-TRADING) | HUB CAPITAL INC. |