The National Registration Database (NRD) is a web-based system that enable dealers and advisors to submit individual registration applications electronically to all securities regulators and the Investment Dealers Association of Canada.

 

NRD Enrollment

Firms are required to be enrolled with CDS for the purpose of registering by way of NRD. To obtain information on enrollment, please refer to the NRD website: www.nrd-info.ca; or contact CDS, NRD Administrator help line: 1-800-219-5381. Also, refer to Chapter 3 of the NRD Filer Manual for the NRD forms, fees and other related information that is required to be completed for the purpose of registering with the NRD system.

If you have any questions regarding this matter, please contact the following Commission staff member:

Isilda Tavares
Registration Officer
Direct Phone: (204) 945-2560
Fax: (204) 945-0330
E-mail: Isilda.Tavares@gov.mb.ca

 

NRD Orders, Notices and Multilateral Instruments

MSC Notice 2007-10 - Notice of Amendments to Multilateral Instrument 33-109 – Registration Information, Companion Policy 33-109CP, Multilateral Instrument 31-102 – National Registration Database and Companion Policy 31-102CP - 2007-02-23

• CSA Staff Notice 33-109 and 33-102
• 31-102 - National Instrument - Amendments - MSC Rule 2007-2
• 31-102 - National Instrument - Unofficial Consolidated Version
• 31-102CP - Companion Policy - Amendments
• 33-109 - National Instrument - Amendments - MSC Rule 2007-3
• 33-109 - National Instrument - Unofficial Consolidated Version
• 33-109CP - Companion Policy - Amendments

MSC Notice 2006-16 - Notice of Proposed Amendments to Multilateral Instrument 33-109 Registration Information, Companion Policy 33-109CP, Multilateral Instrument 31-102 National Registration Database, and Companion Policy 31-102CP – May 12, 2006

• CSA Notice
• Proposed Multilateral Instrument 31-102
• Proposed Amendment Instrument 31-102
• Proposed Companion Policy 31-102
• Proposed Multilateral Instrument 33-109
• Proposed Amendment Instrument 33-109
• Proposed Companion Policy 33-109

Certain Exemptions under Multilateral Instrument 31-102 National Registration Database and Multilateral Instrument 33-109 Registration Information - November 14, 2003

Certain Exemptions under Multilateral Instrument 31-102 National Registration Database and Multilateral Instrument 33-109 Registration Information - November 14, 2003

Certain Exemptions under Multilateral Instrument 31-102 National Registration Database and Multilateral Instrument 33-109 Registration Information - July 7, 2003

NRD Blanket Order - April 30, 2003

Notice 2003-15 - Registration Matters -  March 27, 2003

• MSC Notice 2003-15
• Securities Regulation Amendment

Notice 2003-6 - MSC Staff Notice - Transition to National Registration Database - February 7, 2003

• MSC Notice 2003-6
• Form 33-109F1
• Form 33-109F2
• Form 33-109F3
• Form 33-109F4
• Form 33-109F5

Notice 2002-46 - Multilateral Instrument 33-109 Registration Information - MSC Rule 2002-6 - December 6, 2002

• MSC Notice 2002-46
• Appendix A
• MI33-109
• 33-109F1
• 33-109F2
• 33-109F3
• 33-109F4
• 33-109F5
• 33-109CP

Notice 2002-45 - Multilateral Instrument 31-102 National Registration Database - MSC Rule 2002-5 - December 6, 2002

• MSC Notice 2002-45
• Appendix A
• MI31-102
• 31-102CP

Notice 2002-21 - Republication for Comment of Proposed Multilateral Instrument 31-102 and Companion Policy 31-102CP National Registration Database (NRD) - June 14, 2002

• MSC Notice 2002-21
• 31-102 - Notice Appendix A
• 31-102
• 31-102CP
• 31-102F1
• 31-102F2
• 31-102F3

---