MSC Notice 2008-10 - Notice and Request for Comment - Proposed NI 31-103 Registration Requirements, 31-103CP and Proposed Consequential Amendments, NI 33-109 Registration Information and NI 31-102 National Registration Database - 2008-02-29
- CSA Staff Notice 33-109
- Proposed National Instrument 33-109
- Proposed Companion Policy 33-109CP
- Proposed Form 33-109F1
- Form 33-109F2 and Form 33-109F3
- Proposed Form 33-109F4
- Proposed Form 33-109F5
- Proposed Form 33-109F6
- Proposed Form 33-109F7
- Proposed National Instrument 31-102
- Proposed Companion Policy 31-102
- Proposed National Instrument 31-102 Amendments
- CSA Staff Notice 31-103
- Proposed National Instrument 31-103
- Proposed Companion Policy 31-103CP
MSC Notice 2007-41 - United Nations Resolution on Iran and United Nations Resolution on the Democratic People's Republic of Korea – October 26, 2007
- MSC Staff Notice 2007-41
- Short Form - Section 83.11
- Long Form - Section 83.11
- Short Form - Section 11(2)
- Long Form - Section 11(2)
MSC Notice 2007-37 - The Securities Act and The Commodity Futures Act - Registration Exemption for Salespersons' Corporations - 2007-10-09
- MSC Staff Notice 2007-37
- Registration Exemption for Salespersons' Corporations
- Registration Exemption for Salespersons' Corporations
MSC Notice 2007-10 - Notice of Amendments to Multilateral Instrument 33-109 – Registration Information, Companion Policy 33-109CP, Multilateral Instrument 31-102 – National Registration Database and Companion Policy 31-102CP - 2007-02-23
- CSA Staff Notice 33-109 and 33-102
- 31-102 - National Instrument - Amendments - MSC Rule 2007-2
- 31-102 - National Instrument - Unofficial Consolidated Version
- 31-102CP - Companion Policy - Amendments
- 33-109 - National Instrument - Amendments - MSC Rule 2007-3
- 33-109 - National Instrument - Unofficial Consolidated Version
- 33-109CP - Companion Policy - Amendments
MSC Notice 2007-9 - Notice and Request for Comment Proposed National Instrument 31-103, Registration Requirements, 31-103cp, Proposed Amendments to National Instrument 33-109, Registration Information - 2007-02-20
CSA Webcast - New
- CSA Staff Notice 31-103
- Proposed National Instrument 31-103
- Companion Policy 31-103CP
- Proposed Form 33-109F1
- Proposed Form 33-109F4
- Proposed Form 33-109F6
MSC Notice 2006-5 - CSA Notice 11-308 - Guidelines for Use of Mobility Exemptions Under Part 5 of Multilateral Instrument 11-101 Principal Regulator System – January 27, 2006
MSC Notice 2006-3 - Investigations Arising from Trades of Portus Alternative Asset Management - January 19, 2006
MSC Notice 2006-2 - United Nations Suppression of Terrorism Regulations and the Criminal Code - January 20, 2006
MSC Notice 2005-41 - Notice of Multilateral Instrument 11-101 Principal Regulator System - MSC Rule 2005-21 - Form 11-101F1 - Notice of Principal Regulator and Companion Policy - August 26, 2005
MSC Notice 2005-36 - MSC Staff Notice - Requirement to File a Copy of Written Policies and Procedures - August 19, 2005
MSC Notice 2004-50 - Trades of Certain Deposit Note Securities by Mutual Fund Dealers – November 10, 2004
MSC Notice 2003-51 - The Securities Act - Trades of Certain Deposit Note Securities by Mutual Fund Dealers - November 14, 2003
MSC Notice 2003-32 - Publication for Comment of Proposed Local Rule 31-501 MSC Registration Rule - July 18, 2003
Manitoba Builder Bonds, Series VII - April 30, 2003
Notice 2003-15 - Registration Matters - March 27, 2003
Notice 2002-47 - Categories of registration under The Securities Act - December 31, 2002
Notice 2002-46 - Multilateral Instrument 33-109 Registration Information - MSC Rule 2002-6 - December 6, 2002
Notice 2002-45 - Multilateral Instrument 31-102 National Registration Database - MSC Rule 2002-5 - December 6, 2002
Suppression of Terrorism - October 12, 2001
- Letter to Registrants
- New Monthly Reporting Form - Updated April 9, 2002
Notice to Broker-Dealers Investment Counsel - Registration of Individuals as Investment Counsel/ Junior Investment Counsel - July 20, 2001
Notice to Broker-Dealers Restricted to the Sale of Mutual Funds - Sale of Labour Sponsored Investment Funds Special Requirements - April 25, 2001
Notice To Broker/Dealers Restricted to the Sale of Mutual Funds Leveraged Sales of Securities - March 19, 2001
Local Rule 31-506 - MFDA Membership - Mutual Fund Dealers - March 16, 2001
Strip Bonds - Local Policy No. 3.17 - April 30, 1998
Notice to Broker-Dealers Restricted to the Distribution of Mutual Funds - January 26, 1998
Referral Fees - February 10, 1994
Local Policy 3.02 - March 7, 1990
