MSC Notice 2013-3 - CSA Staff Notice 31-332 - Relevant Investment Management for Advising Representatives and Associate Advising Representatives of Portfolio Managers - 2013-01-17
MSC Notice 2011-21 - Notice and Request for Comment on Proposed Amendments to National Instrument 31-103 Registration Requirements and Exemptions and to Companion Policy 31-103CP - 2011-06-22
MSC Notice 2011-16 - Notice of and Request for Comment on Proposed Amendments to National Instrument 31-103 Registration Requirements And Exemptions - 2011-05-13
MSC Notice 2011-12 - Notice of Amendments to National Instrument 31-103 Registration Requirements and Exemptions and Amendments to National Instrument 33-109 Registration - 2011-04-15
MSC Notice 2010-44 - CSA Staff Notice 31-321 - Further Omnibus / Blanket Orders Exempting Registrants from Certain Provisions of National Instrument 31-103 Registration Requirements and Exemptions - 2010-11-05
MSC Notice 2010-39 - Notice of and Request for Comment on Proposed Amendments to National Instrument 31-103 Registration Requirements and Exemptions - 2010-10-15
MSC Notice 2010-36 - 10-36 Notice of Amendments to National Instrument 31-103 Registration Requirements and Exemptions and Amendments to National Instrument 33-109 Registration Information - 2010-10-01
MSC Notice 2010-30 - CSA Staff Notice 31-319 - Further omnibus / blanket orders exempting registrants from certain provisions of National Instrument 31-103 Registration Requirements and Exemptions - 2010-09-10
MSC Notice 2010-30 - CSA Staff Notice 31-319 - Further omnibus / blanket orders exempting registrants from certain provisions of National Instrument 31-103 Registration Requirements and Exemptions - 2010-09-10
MSC Notice 2010-28 - CSA Staff Notice 31-317 – CSA Staff Notice 31-317 (Revised) - Reporting Obligations Related to Terrorist Financing - July 30, 2010
MSC Notice 2010-14 - CSA Staff Notice 31-317 - Reporting Obligations Related to Terrorist Financing for Registrants, Exempt International Dealers, and Exempt International Advisers - April 16, 2010
MSC Notice 2009-43 - CSA Staff Notice 31-313 – NI 31-103 Registration Requirements and Exemptions and Related Instruments - Frequently Asked Questions as of December 18, 2009 - 2009-12-18 MSC Notice 2009-23 - CSA Staff Notice 31-312 - The Exempt Market Dealer Category under National Instrument 31-103 Registration Requirements and Exemptions - 2009-08-07 MSC Notice 2009-22 - The Commodity Futures Act - Rule - 2009-08-05MSC Notice 2009-18 - Notice of Repeal and Replacement of National Instrument 33-109 Registration Information and amendments to National Instrument 31-102 National Registration Database and Related Forms and Policies - 2009-07-17
- CSA Staff Notice 33-109 - Appendices and Forms
- Form 33-109F1 - Notice of Termination of Registered Individuals and Permitted Individuals
- Form 33-109F2 - Change or Surrender of Individual Categories
- Form 33-109F3 - Business Locations Other Than Head Office
- Form 33-109F4 - Registration of Individuals and Review of Permitted Individuals
- Form 33-109F5 - Change of Registration Information
- Form 33-109F6 - Firm Registration
- Form 33-109F7 - Reinstatement of Registered Individuals and Permitted Individuals
MSC Notice 2009-17 - Notice of National Instrument 31-103 Registration Requirements and Exemptions - CSA Notice of Rule, Companion Policy and Consequential Amendments to Related Instruments - 2009-07-17
- CSA Staff Notice 31-103
- 31-103CP - Companion Policy - 2009-09-28
- 31-103 - National Instrument - MSC Rule 2009-3 - 2009-09-28
MSC Notice 2009-16 - Notice of National Policy 11-204 Process for Registration in Multiple Jurisdictions and Amendments to Multilateral Instrument 11-102 Passport System, National Policy 11-202 and National Policy 11-203 - 2009-07-17
MSC Notice 2009-12 - CSA Staff Notice 31-311 Proposed National Instrument 31-103 -Registration Requirements and Exemptions Transition into the New Registration Regime - 2009-06-12
MSC Notice 2009-7 - CSA Staff Notice 31-310 - Proposed National Instrument 31-103 - Registration Requirements and Proposed Companion Policy 31-103CP - 2009-04-03
MSC Notice 2009-3 - Notice to Broker-Dealers Restricted to the Sale of Mutual Funds - Sale of Labour Sponsored Investment Funds – February 11, 2009
2008 Renewal of Registration - Under The Securities Act and/or The Commodity Futures Act - December 4, 2008
MSC Notice 2008-10 - Notice and Request for Comment - Proposed NI 31-103 Registration Requirements, 31-103CP and Proposed Consequential Amendments, NI 33-109 Registration Information and NI 31-102 National Registration Database - 2008-02-29
- CSA Staff Notice 33-109
- Proposed National Instrument 33-109
- Proposed Companion Policy 33-109CP
- Proposed Form 33-109F1
- Form 33-109F2 and Form 33-109F3
- Proposed Form 33-109F4
- Proposed Form 33-109F5
- Proposed Form 33-109F6
- Proposed Form 33-109F7
- Proposed National Instrument 31-102
- Proposed Companion Policy 31-102
- Proposed National Instrument 31-102 Amendments
- CSA Staff Notice 31-103
- Proposed National Instrument 31-103
- Proposed Companion Policy 31-103CP
MSC Notice 2007-41 - United Nations Resolution on Iran and United Nations Resolution on the Democratic People's Republic of Korea – October 26, 2007
- MSC Staff Notice 2007-41
- Short Form - Section 83.11
- Long Form - Section 83.11
- Short Form - Section 11(2)
- Long Form - Section 11(2)
MSC Notice 2007-37 - The Securities Act and The Commodity Futures Act - Registration Exemption for Salespersons' Corporations - 2007-10-09
- MSC Staff Notice 2007-37
- Registration Exemption for Salespersons' Corporations
- Registration Exemption for Salespersons' Corporations
MSC Notice 2007-10 - Notice of Amendments to Multilateral Instrument 33-109 – Registration Information, Companion Policy 33-109CP, Multilateral Instrument 31-102 – National Registration Database and Companion Policy 31-102CP - 2007-02-23
- CSA Staff Notice 33-109 and 33-102
- 31-102 - National Instrument - Amendments - MSC Rule 2007-2
- 31-102 - National Instrument - Unofficial Consolidated Version
- 31-102CP - Companion Policy - Amendments
- 33-109 - National Instrument - Amendments - MSC Rule 2007-3
- 33-109 - National Instrument - Unofficial Consolidated Version
- 33-109CP - Companion Policy - Amendments
MSC Notice 2007-9 - Notice and Request for Comment Proposed National Instrument 31-103, Registration Requirements, 31-103cp, Proposed Amendments to National Instrument 33-109, Registration Information - 2007-02-20
CSA Webcast - New
- CSA Staff Notice 31-103
- Proposed National Instrument 31-103
- Companion Policy 31-103CP
- Proposed Form 33-109F1
- Proposed Form 33-109F4
- Proposed Form 33-109F6
MSC Notice 2006-5 - CSA Notice 11-308 - Guidelines for Use of Mobility Exemptions Under Part 5 of Multilateral Instrument 11-101 Principal Regulator System – January 27, 2006
MSC Notice 2006-3 - Investigations Arising from Trades of Portus Alternative Asset Management - January 19, 2006
MSC Notice 2005-41 - Notice of Multilateral Instrument 11-101 Principal Regulator System - MSC Rule 2005-21 - Form 11-101F1 - Notice of Principal Regulator and Companion Policy - August 26, 2005
MSC Notice 2005-36 - MSC Staff Notice - Requirement to File a Copy of Written Policies and Procedures - August 19, 2005
MSC Notice 2004-50 - Trades of Certain Deposit Note Securities by Mutual Fund Dealers – November 10, 2004
MSC Notice 2003-51 - The Securities Act - Trades of Certain Deposit Note Securities by Mutual Fund Dealers - November 14, 2003
Manitoba Builder Bonds, Series VII - April 30, 2003
Notice 2003-15 - Registration Matters - March 27, 2003
Notice 2002-45 - Multilateral Instrument 31-102 National Registration Database - MSC Rule 2002-5 - December 6, 2002
Suppression of Terrorism - October 12, 2001
- Letter to Registrants
- New Monthly Reporting Form - Updated April 9, 2002
Notice to Broker-Dealers Investment Counsel - Registration of Individuals as Investment Counsel/ Junior Investment Counsel - July 20, 2001
Notice To Broker/Dealers Restricted to the Sale of Mutual Funds Leveraged Sales of Securities - March 19, 2001
Local Rule 31-506 - MFDA Membership - Mutual Fund Dealers - March 16, 2001
Strip Bonds - Local Policy No. 3.17 - April 30, 1998
Notice to Broker-Dealers Restricted to the Distribution of Mutual Funds - January 26, 1998
Referral Fees - February 10, 1994
Local Policy 3.02 - March 7, 1990
