Securities Forms

This section contains the forms necessary to comply with Manitoba Securities Commission policy and legislation concerning securities.

Registration

11-101F1	Notice of principal regulator under Multilateral Instrument 11-101
31-101F1	Election to use NRS and Determination of Principal Regulator
31-101F2	Notice of Change
33-109F1	Notice of Termination
33-109F2	Change or Surrender of Individual Categories
33-109F3	Business Locations Other Than Head Office
33-109F4	Registration Information for an Individual
33-109F5	Change of Registration Information
35-101F1	Form of Submission to Jurisdiction and Appointment of Agent for Service of Process by Broker-Dealer
35-101F2	Form of Submission to Jurisdiction and Appointment of Agent for Service of Process by Agents of the Broker-Dealer
Bond of Corporate Registrant	Updated February 5, 2002
Non-Resident Dealers	Form of Disclosure Statement to New Clients
Non-Resident Dealers	Form of Submission to Jurisdiction and Appointment of Agent for Service of Process by Non-Resident Dealer
Non-Resident Dealers	Form of Submission to Jurisdiction and Appointment of Agent for Service of Process by Salesperson, Partner, Officer or Director of Non-Resident Dealer
Salesperson Monthly Supervision Report
Sales Quarterly Supervision Report
Form 1	Application for Registration
Form #2674 (89-07)	Securities Fraud Information Centre Request Form

Legal and Enforcement

Form 6	Application for Recognition as an Exempt Purchaser under Clause 19(1)(c) of the Act
Form 8	Report of a Trade made under Clause 19(1)(c) or subsection 19(3) of the Act or under section 90 of the Regulation
Form 8A	Report or Resale of Securities Purchased under clause 19(1)(c) or subsection 19(3) of the Act or under section 90 of the Regulation
Form 23	Notice of Intention to Trade in a Security under clause 91 (a) or 91(b) of the Securities Regulation
Form 24	Declaration Respecting a Trade in a Security under clause 91(a) of the Securities Regulation
Form 25	Declaration Respecting a Trade in a Security under clause 91(b) of the Securities Regulation
Form 26	Requirements for an Offering Memorandum to be used in Conjunction with the Exemption Contained in clause 91(b) of the Securities Regulation
Form 27	Report of Termination of Trades made Pursuant to Exemptions Contained in clause 91(a) or 91(b) of the Securities Regulation
11-101F1	Notice of principal regulator under Multilateral Instrument 11-101
21-101F1	Information Statement - Exchange or Quotation and Trade Reporting System
21-101F2	Initial Operation Report - Alternative Trading System
21-101F3	Quarterly Report of Alternative Trading System Activities
21-101F4	Cessation of Operations Report for Alternative Trading System
21-101F5	Initial Operation Report for Information Processor
21-101F6	Cessation of Operations Report for Information Processor
45-106F1	Report of Exempt Distribution
45-106F2	Offering Memorandum for Non-Qualifying Issuers
45-106F3	Offering Memorandum for Qualifying Issuers
45-106F4	Risk Acknowledgement
45-106F5	Risk Acknowledgement Saskatchewan Close Personal Friends and Close Business Associates

Corporate Finance

Principal Regulator

11-101F1

Notice of principal regulator under Multilateral Instrument 11-101

Prospectus

41-501F1

Long form prospectus (Until there is a national instrument for long form prospectuses, Manitoba accepts long form prospectuses prepared using this Ontario form)

Long form prospectus - in Manitoba only

Form 11	Mining Companies
Form 9	All other companies

Short Form Prospectus

44-101F1

Short Form Prospectus Distributions - Short Form Prospectus

Rights Offering Circular

45-101F1

Rights Offering Circular

Simplified Prospectus

81-101F1	Contents of Simplified Prospectus
81-101F2	Contents of Annual Information Form
81-101F1 and 81-101F2	Amendments - May 2, 2001
81-101F1 and 81-101F2	Amendments - December 31, 2003

Continuous Disclosure

11-101F1	Notice of principal regulator under Multilateral Instrument 11-101
51-102F1 - 51-102F6	Amendments to Forms 51-102F1 - 51-102F6
51-102F1	Management's Discussion & Analysis (MD&A)
51-102F2	Annual Information Form (AIF)
51-102F3	Material Change Report
51-102F4	Business Acquisition Report
51-102F5	Information Circular
51-102F6	Statement of Executive Compensation
52-109F1	Certification of Annual Filings
52-109FT1	Certification of Annual Filings (During the Transition Year)
52-109F2	Certification of Interim Filings
52-109FT2	Certification of Interim Filings (During the Transition Year)
52-110F1	Audit Committee Information Required in an AIF
52-110F2	Audit Committee Disclosure by Venture Issuers
81-106F1	Management Report of Fund Performance (MRFP)

Securities Communications

54-101F1	Explanation to Clients and Client Response Form
54-101F2	Request for Beneficial Ownership Information
54-101F3	Omnibus Proxy (Depositories)
54-101F4	Omnibus Proxy (Proximate Intermediaries)
54-101F5	Electronic Format for NOBO List
54-101F6	Request for Voting Instructions Made by Reporting Issuer
54-101F7	Request for Voting Instructions Made by Intermediary
54-101F8	Legal Proxy
54-101F9	Undertaking

Insider Reporting

55-102F1	Insider Profile
55-102F2	Insider Report
55-102F3	Issuer Profile Settlement
55-102F4	Issuer Event Report
55-102F5	SEDI User Registration Form
55-102F6	Insider Report (paper format for special circumstances)

Mining, Oil and Gas Filing

43-101F1	Technical Report
51-101F1	Statement of Reserves Data and Other Oil and gas Information
51-101F2	Report on Reserves Data by Independent Qualified Reserves Evaluator or Auditor
51-101F3	Report of Management and Directors on Oil and Gas Disclosure

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