Securities
Forms
This section contains the forms necessary
to comply with Manitoba Securities Commission policy and
legislation concerning securities.
Registration
Legal and Enforcement
Form
6 |
Application for Recognition
as an Exempt Purchaser under Clause 19(1)(c) of the Act |
Form
8 |
Report of a Trade made
under Clause 19(1)(c) or subsection 19(3) of the Act or
under section 90 of the Regulation |
Form
8A |
Report or Resale of Securities
Purchased under clause 19(1)(c) or subsection 19(3) of
the Act or under section 90 of the Regulation |
Form
23 |
Notice of Intention to
Trade in a Security under clause 91 (a) or 91(b) of the
Securities Regulation |
Form
24 |
Declaration Respecting
a Trade in a Security under clause 91(a) of the Securities
Regulation |
Form
25 |
Declaration Respecting
a Trade in a Security under clause 91(b) of the Securities
Regulation |
Form
26 |
Requirements for an Offering
Memorandum to be used in Conjunction with the Exemption
Contained in clause 91(b) of the Securities Regulation |
Form
27 |
Report of Termination of
Trades made Pursuant to Exemptions Contained in clause
91(a) or 91(b) of the Securities Regulation |
| 11-101F1 |
Notice of principal regulator under Multilateral Instrument 11-101 |
21-101F1 |
Information Statement -
Exchange or Quotation and Trade Reporting System |
21-101F2 |
Initial Operation Report
- Alternative Trading System |
| 21-101F3 |
Quarterly Report of Alternative
Trading System Activities |
| 21-101F4 |
Cessation of Operations
Report for Alternative Trading System |
| 21-101F5 |
Initial Operation Report
for Information Processor |
| 21-101F6 |
Cessation of Operations
Report for Information Processor |
| 45-106F1 |
Report of Exempt Distribution |
| 45-106F2 |
Offering Memorandum for Non-Qualifying
Issuers |
| 45-106F3 |
Offering Memorandum for Qualifying
Issuers |
| 45-106F4 |
Risk Acknowledgement |
| 45-106F5 |
Risk Acknowledgement Saskatchewan Close
Personal Friends and Close Business Associates |
Corporate Finance
Principal Regulator
| 11-101F1 |
Notice of principal regulator under Multilateral Instrument 11-101 |
Prospectus
| 41-501F1 |
Long form prospectus (Until
there is a national instrument for long form prospectuses,
Manitoba accepts long form prospectuses prepared using
this Ontario form) |
Long form prospectus - in Manitoba
only
Short Form Prospectus
44-101F1 |
Short Form Prospectus
Distributions - Short Form Prospectus |
Rights
Offering Circular
Simplified
Prospectus
Continuous Disclosure
| 11-101F1 |
Notice of principal regulator under Multilateral Instrument 11-101 |
| 51-102F1 - 51-102F6 |
Amendments to Forms 51-102F1 - 51-102F6 |
51-102F1 |
Management's
Discussion & Analysis (MD&A) |
| 51-102F2 |
Annual Information
Form (AIF) |
| 51-102F3 |
Material Change
Report |
| 51-102F4 |
Business Acquisition
Report |
| 51-102F5 |
Information
Circular |
| 51-102F6 |
Statement
of Executive Compensation |
| 52-109F1 |
Certification
of Annual Filings |
| 52-109FT1 |
Certification
of Annual Filings (During the Transition Year) |
| 52-109F2 |
Certification
of Interim Filings |
| 52-109FT2 |
Certification
of Interim Filings (During the Transition Year) |
| 52-110F1 |
Audit Committee
Information Required in an AIF |
| 52-110F2 |
Audit Committee
Disclosure by Venture Issuers |
| 81-106F1 |
Management
Report of Fund Performance (MRFP) |
Securities
Communications
| 54-101F1 |
Explanation to Clients
and Client Response Form |
| 54-101F2 |
Request for Beneficial Ownership Information |
| 54-101F3 |
Omnibus Proxy (Depositories) |
| 54-101F4 |
Omnibus Proxy (Proximate Intermediaries) |
| 54-101F5 |
Electronic Format for NOBO List |
| 54-101F6 |
Request for Voting Instructions Made
by Reporting Issuer |
| 54-101F7 |
Request for Voting Instructions Made
by Intermediary |
| 54-101F8 |
Legal Proxy |
| 54-101F9 |
Undertaking |
Insider
Reporting
| 55-102F1 |
Insider Profile |
| 55-102F2 |
Insider Report |
| 55-102F3 |
Issuer Profile Settlement |
| 55-102F4 |
Issuer Event Report |
| 55-102F5 |
SEDI User Registration
Form |
| 55-102F6 |
Insider
Report (paper format for special circumstances)
|
Mining,
Oil and Gas Filing
| 43-101F1 |
Technical Report |
| 51-101F1 |
Statement of Reserves Data and Other Oil
and gas Information |
| 51-101F2 |
Report on Reserves Data by Independent Qualified
Reserves Evaluator or Auditor |
| 51-101F3 |
Report of Management and Directors on Oil
and Gas Disclosure |

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