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Corporate Finance
Under the Securities Act, anyone that intends
to sell securities to the public must generally prepare a detailed
disclosure document called a prospectus. The prospectus is filed
with the Commission for review and a receipt issued before the
securities can be sold. Commission staff would review the prospectus
for full, true, and plain disclosure of information and compliance
with securities legislation.
Public Documents
All public documents, including prospectuses,
filed by reporting issuers are available to you on the System for
Electronic
Document
Analysis
and Retrieval (SEDAR).
Fee Schedule Summary
The following is a summary of the fees commonly applicable in the Corporate Finance area:
| Prospectuses and Prospectus (Non-Pricing) Supplements |
|
One class of security/unit offering and if
applicable, one resource property1 |
$1,000 |
Each additional class of security/unit offering |
$325 |
Each additional property (maximum $300)2 |
$75 |
| Annual Information Forms (AIFs) |
|
Filing
an AIF in Form 51-102F2 under MSC Rule 2003-17 (National
Instrument 51-102 Continuous Disclosure Obligations) is: |
$1,000 |
Filing
an AIF in Form 81-101F2 under MSC Rule
2005-4 (National Instrument 81-106 Investment Fund Continuous
Disclosure) is: |
$1,000 |
| Prospectus
Amendments:3 |
|
Amendments involving any interest in a property or the filing of new or amended financial statements |
$175 |
All other amendments |
$100 |
Rights Offering Circulars
|
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| Rights Offering Circular |
$250 |
| Search |
|
| Search for and copies of filed public documents |
$2 plus |
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$.50/page |
Notes:
1) Even though mutual funds may combine their prospectuses, each mutual fund is a separate entity and subject to fees accordingly.
2) Only resource properties with technical reports prepared and included with the prospectus need to be included in computing the relevant fee for the prospectus.
3) Manitoba does not have a fee for an amendment to a preliminary
prospectus
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