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Continous Disclosure and Insider Reporting
Continuous Disclosure
Under the Securities Act, after an issuer sells securities to the public, it becomes a reporting issuer and has an ongoing obligation to make continuous disclosure filings, such as interim and annual financial statements, interim and annual management discussion and analysis (MD&A), annual information forms, material change reports, and news releases. Commission staff selects and reviews these continuous disclosure filings for compliance with securities legislation.
Public Documents
All public documents filed by reporting issuers are available to you on the System for Electronic Document Analysis and Retrieval (SEDAR).
All cease trade orders filed by a Securities Commission are available to you on the Cease Trade Order Database (CTO Database).
Fee Schedule Summary
The following is a summary of the fees commonly applicable in the Continuous Disclosure area:
| Annual
Information Forms (AIFs) |
|
Filing
an AIF in Form 51-102F2 under MSC Rule 2003-17 (National
Instrument 51-102 Continuous Disclosure Obligations) is: |
$1,000 |
Filing
an AIF in Form 81-101F2 under MSC Rule
2005-4
(National Instrument 81-106 Investment Fund
Continuous Disclosure) is: |
$1,000 |
Financial Statements |
|
| Annual (not Interim)
Financial Statements |
$100 |
Search |
|
| Search for and copies of filed public
documents |
$2 plus |
| |
$.50/page |
Insider Reporting
Under the Securities Act, after
an issuer sells securities to the public, it becomes a reporting
issuer and its insiders, such as senior management and directors,
have an ongoing obligation to report trades in securities of the
relevant reporting issuer.
Public Documents
All Trade Reports filed by insiders of reporting issuers are available to you on the System for Electronic Disclosure by Insiders (SEDI)
Insider
Reporting |
|
For
late filing of an insider report in Form 55-102F2 is $50
per calendar day per insider per issuer, to a maximum of
$1,000 in any period from April 1 to March 31, but this fee
does not apply in relation to an insider if there is an obligation
to pay a late filing fee for a Form 55-102F2 in respect of
that insider in a jurisdiction other than Manitoba during
the same period; |
$50 |
Search |
|
| Search for and copies of filed public
documents |
$2 plus |
| |
$.50/page |
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