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Hearings & Proceedings

The Investigation and Enforcement Division investigates suspected violations of The Securities Act, The Real Estate Brokers Act, The Mortgage Brokers Act and The Commodity Futures Act.

Notices of Hearings and Statements of Allegations

A hearing will be held when issues of violations are brought forward by Manitoba Securities Commissions staff.

The allegations set out in the Statements of Allegations have been drafted as a result of an investigation by Commission Staff. These allegations have not yet been proven or disproven at a hearing.

The Manitoba Securities Commission Pre-Hearing Procedures Policy - February 20, 2004

The following is a current list of hearings that have been scheduled. The Reasons for Decision and Orders of the Commission are in the Concluded Hearings section.

Hearings


Jason Andrea Zarrillo and Integrity Mortgage Services Inc.
Hearing Dates: December 3 - 4, 2014 - 9:00 a.m. -

Jason Andrea Zarrillo and Integrity Mortgage Services Inc. - Notice - 2014-10-15
Jason Andrea Zarrillo and Integrity Mortgage Services Inc. - Notice of Hearing - 2014-08-01
Jason Andrea Zarrillo and Integrity Mortgage Services Inc. - Statement of Allegations - 2014-08-01


TransCap Corporation, Strata-Trade Corporation and Dale Joseph Edgar St. Jean
Hearing Dates: - Securities Act

Transcap Corporation, Strata-Trade Corporation and Dale Joseph Edgar St. Jean - Notice of Hearing - 2014-10-09


Tricoastal Capital Partners LLC, Tricoastal Capital Management Ltd. and Keith Macdonald Summers
Hearing Dates: - Securities Act

Tricoastal Capital Partners LLC, Tricoastal Capital Management Ltd. and Keith Macdonald Summers - Notice of Hearing - 2014-10-09


Rodger Frey
Hearing Dates: - Securities Act

Redger Frey - Notice of Hearing - 2014-10-09


Janice Anne Thoroski and Clair Stuart Calvert
Hearing Dates: November 19, 2014 - 8:30 a.m. - Securities Act

Janice Anne Thoroski and Clair Stuart Calvert - Notice - 2014-10-03
Janice Anne Thoroski and Clair Stuart Calvert - Notice - 2014-09-17
Janice Anne Thoroski and Clair Stuart Calvert - Notice - 2014-07-30
Janice Anne Thoroski and Clair Stuart Calvert - Notice - 2014-05-28
Janice Anne Thoroski and Clair Stuart Calvert - Notice of Hearing - 2014-03-26
Janice Anne Thoroski and Clair Stuart Calvert - Statement of Allegations - 2014-03-26


David Joseph Douglas, Geraldine Anne Douglas and 4111699 Manitoba Ltd. o/a Homelife Village Realty
Hearing Dates: November 10, 12, 13 and 14, 2014 - 9:00 a.m. - Real Estate Brokers Act

David Joseph Douglas - Amended - Notice of Hearing - 2014-08-27
David Joseph Douglas - Amended - Statement of Allegations - 2014-08-27
David Joseph Douglas - Notice - 2014-06-04
David Joseph Douglas - Notice - 2014-05-28
David Joseph Douglas - Notice - 2014-04-23
David Joseph Douglas - Notice of Hearing - 2014-03-24
David Joseph Douglas - Statement of Allegations - 2014-03-24


Lead Property Management Inc.
Hearing Dates: October 29, 2014 - 10:00 a.m. - Real Estate Brokers Act

Lead Property Management Inc. - Notice - 2014-09-03
Lead Property Management Inc. - Notice - 2014-07-31
Lead Property Management Inc. - Notice of Hearing - 2014-06-23
Lead Property Management Inc. - Statement of Allegations - 2014-06-23


Arthur Leon Schellenberg
Hearing Dates: T.B.A. - Securities Act

Arthur Leon Schellenberg - Notice - 2014-06-23
Arthur Leon Schellenberg - Notice - 2014-05-05
Arthur Leon Schellenberg - Notice - 2014-03-05
Arthur Leon Schellenberg - Notice - 2014-01-29
Arthur Leon Schellenberg - Notice - 2013-12-11
Arthur Leon Schellenberg - Notice of Hearing - 2013-11-18
Arthur Leon Schellenberg - Statement of Allegations - 2013-11-18


Seisma Oil Research, LLC, Seisma Energy Research, A.V.V., Seisma Energy Research, LLC, SXC Stock Exchange of the Carribean, A.V.V. Seisma McKenzie Draw #1 Joint Venture a.k.a. McKenzie Draw Joint Venture, and Justin Solomon
Hearing Dates: T.B.A. - Securities Act

Seisma Oil Research, LLC - Notice - 2012-06-20
Seisma Energy Research, A.V.V. - Order - 2012-05-30
Seisma Oil Research, LLC - Notice - 2012-05-30
Seisma Oil Research, LLC - Notice - 2012-04-25
Seisma Oil Research, LLC, - Notice - 2012-02-15
Seisma Oil Research, LLC - Notice of Hearing - 2011-12-07


Sulja Bros. Building Supplies, Ltd., Petar Vucicevich, Andrew DeVries, Steven Sulja, Pranab Shah, Tracey Banumas, and Sam Sulja
Hearing Dates: T.B.A. - Securities Act

Advisory Notice - Notice - 2012-06-05
Sulja Bros. Building Supplies Ltd. - Order - 2012-05-30
Sulja Bros. Building Supplies, Ltd., Andrew DeVries, Steven Sulja and Sam Sulja - Notice - 2012-05-30
Sulja Bros. Building Supplies, Ltd., Andrew DeVries, Steven Sulja and Sam Sulja - Notice - 2012-04-25
Petar Vucicevich - Order - 2012-02-15
Tracey Banumas - Order - 2012-02-15
Pranab Shah - Order - 2012-02-15
Sulja Bros. Building Supplies, Ltd., Andrew DeVries, Steven Sulja and Sam Sulja - Notice - 2012-02-15
Sulja Bros. Building, Supplies, Ltd. - Notice of Hearing - 2011-12-01


London Property Management o/a London Property Management and Nancy Busch
Hearing Dates: T.B.A. - Real Estate Brokers Act

London Property Management Ltd. - Notice - 2011-01-05
London Property Management Ltd. - Notice - 2010-07-14
London Property Management Ltd. - Notice - 2010-07-12
London Property Management and Nancy Busch - Order - 2009-05-27
London Property Management Ltd. - Notice - 2009-05-27
London Property Management Ltd. - Notice - 2008-12-10
London Property Management Ltd. - Notice - 2008-11-19
London Property Management Ltd. - Notice - 2008-11-13
London Property Management Ltd. - Notice - 2008-05-21
London Property Management Ltd. - Notice - 2008-04-23
London Property Management Ltd. - Notice - 2008-03-05
London Property Management Ltd. - Notice - 2007-12-12
London Property Management Ltd. - Notice - 2007-10-03
London Property Management Ltd. - Notice - 2007-08-28
London Property Management Ltd. - Order - 2007-02-28
London Property Management Ltd. - Amended - Notice of Hearing - 2007-02-28
London Property Management Ltd. - Amended - Statement of Allegations - 2007-02-28
London Property Management Ltd. - Order - 2006-10-25
London Property Management Ltd. - Notice of Hearing - 2006-10-20
London Property Management Ltd. - Statement of Allegations - 2006-10-20
London Property Management Ltd. - Order - 2006-10-11


University Lab Technologies., George Theodore, Bill Ross
Hearing Dates: T.B.A. - Securities Act

University Lab Technologies Inc., George Theodore, Bill Ross - Notice - 2007-10-04
University Lab Technologies Inc., George Theodore, Bill Ross - Notice of Hearing - 2007-08-16


Donald Mark Werbeniuk
Hearing Dates: T.B.A. - Securities Act

Donald Mark Werbeniuk - Notice - 2006-08-30
Donald Mark Werbeniuk - Notice - 2006-07-19
Donald Mark Werbeniuk - Notice of Hearing - 2006-06-16
Donald Mark Werbeniuk - Statement of Allegations - 2006-06-16
Donald Mark Werbeniuk - Enforcement Summary - 2003-12-17


Court Proceedings

The Commission conducts prosecutions in Court for offences under the statutes it administers.

Provincial Court

James Peter Yaworski
The Securities Act, June 3, 8, 9, 10 and 11, 2015
Winnipeg, 10:00 a.m., Courtroom 314


Court of Queen's Bench

 


Court of Queen's Bench (Criminal)

 


Court of Appeal

 


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