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Hearings & Proceedings

The Investigation and Enforcement Division investigates suspected violations of The Securities Act, The Real Estate Brokers Act, The Mortgage Dealers Act and The Commodity Futures Act.

Notices of Hearings and Statements of Allegations

A hearing will be held when issues of violations are brought forward by Manitoba Securities Commissions staff.

The allegations set out in the Statements of Allegations have been drafted as a result of an investigation by Commission Staff. These allegations have not yet been proven or disproven at a hearing.

The Manitoba Securities Commission Pre-Hearing Procedures Policy - February 20, 2004

The following is a current list of hearings that have been scheduled. The Reasons for Decision and Orders of the Commission are in the Concluded Hearings section.

Hearings


Carmine Domenicucci
Hearing Dates: July 9, 2014 - 9:00 a.m. - Securities Act

Carmine Domenicucci - Notice of Hearing - 2014-04-03


Systematech Solutions Inc., April Vuong and Hao Quach
Hearing Dates: July 9, 2014 - 9:00 a.m. - Securities Act

Systematech Solutions Inc., April Vuong and Hao Quach - Notice of Hearing - 2014-04-03


Douglas William Chaddock and Daniel Strumos
Hearing Dates: July 9, 2014 - 9:00 a.m. - Securities Act

Douglas William Chaddock and Daniel Strumos - Notice of Hearing - 2014-04-03


Arthur Leon Schellenberg
Hearing Dates: June 23 – 27, 30, 2014 and July 2 – 4, 2014 - 9:00 a.m. - Securities Act

Arthur Leon Schellenberg - Notice - 2014-06-30
Arthur Leon Schellenberg - Notice - 2014-01-29
Arthur Leon Schellenberg - Notice - 2013-12-11
Arthur Leon Schellenberg - Notice of Hearing - 2013-11-18
Arthur Leon Schellenberg - Statement of Allegations - 2013-11-18


WFG Securities of Canada Inc.
Hearing Dates: June 16, 2014 - 9:00 a.m. - Securities Act

WFG Securities of Canada Inc. - Notice - 2014-12-11
WFG Securities of Canada Inc. - Notice - 2014-04-23
WFG Securities of Canada Inc. - Notice - 2014-02-18
WFG Securities of Canada Inc. - Notice - 2013-09-18
WFG Securities of Canada Inc. - Notice - 2013-05-22
WFG Securities of Canada Inc. - Notice - 2013-01-16
WFG Securities of Canada Inc. - Order - 2012-09-05
WFG Securities of Canada Inc. - Notice - 2012-09-05
WFG Securities of Canada Inc. - Notice - 2012-08-22
WFG Securities of Canada Inc. - Decision Document - 2012-02-01
WFG Securities of Canada Inc. - Notice - 2011-10-21
WFG Securities of Canada Inc. - Notice - 2011-05-11
WFG Securities of Canada Inc. - Amended Notice of Hearing - Notice of Hearing - 2011-05-06
WFG Securities of Canada Inc. - Amended Statement of Allegations - Statement of Allegations - 2011-05-06
WFG Securities of Canada Inc. - Notice - 2011-02-23
WFG Securities of Canada Inc. - Notice - 2011-01-19
WFG Securities of Canada Inc. - Notice - 2011-01-17
WFG Securities of Canada Inc. - Notice - 2010-10-18
WFG Securities of Canada Inc. - Notice - 2010-07-08
WFG Securities of Canada Inc. - Notice of Hearing - 2010-05-04
WFG Securities of Canada Inc. - Statement of Allegations - 2010-05-04


John Dale Rogers, Robert Harold Keenan and Charles (Chad) Mitchell
Hearing Dates: June 4, 2014 - 9:00 a.m. - Securities Act

John Dale Rogers - Notice of Hearing - 2014-02-26


Peer Financial Ltd., RBEE Capital Associates Ltd. and Ralph William Burgess
Hearing Dates: June 4, 2014 - 9:00 a.m. - Securities Act

Peer Financial Ltd. - Notice of Hearing - 2014-03-14


Kris Sundell
Hearing Dates: June 4, 2014 - 9:00 a.m. - Securities Act

Kris Sundell - Notice of Hearing - 2014-03-14


Christopher James G. Bass and Dale Zucchet
Hearing Dates: June 4, 2014 - 9:00 a.m. - Securities Act

Christopher James G. Bass and Dale Zucchet - Notice of Hearing - 2014-03-27


Thomas Hochhausen and Douglas Bender
Hearing Dates: June 4, 2014 - 9:00 a.m. - Securities Act

Thomas Hochhausen and Douglas Bender - Notice of Hearing - 2014-03-27


Raymond Harvey Johnston
Hearing Dates: June 4, 2014 - 9:00 a.m. - Securities Act

Raymond Harvey Johnston - Notice of Hearing - 2014-03-27


David Joseph Douglas, Geraldine Anne Douglas and 4111699 Manitoba Ltd. o/a Homelife Village Realty
Hearing Dates: May 28, 2014 - 9:00 a.m. - Real Estate Brokers Act

David Joseph Douglas - Notice - 2014-05-28
David Joseph Douglas - Notice of Hearing - 2014-03-24
David Joseph Douglas - Statement of Allegations - 2014-03-24


Brian Migie
Hearing Dates: - Securities Act

Brian Migie - Notice - 2013-12-11
Brian Migie - Order - 2013-11-06
Brian Migie - Notice of Hearing - 2013-09-25
Brian Migie - Statement of Allegations - 2013-09-25


Seisma Oil Research, LLC, Seisma Energy Research, A.V.V., Seisma Energy Research, LLC, SXC Stock Exchange of the Carribean, A.V.V. Seisma McKenzie Draw #1 Joint Venture a.k.a. McKenzie Draw Joint Venture, and Justin Solomon
Hearing Dates: T.B.A. - Securities Act

Seisma Oil Research, LLC - Notice - 2012-06-20
Seisma Energy Research, A.V.V. - Order - 2012-05-30
Seisma Oil Research, LLC - Notice - 2012-05-30
Seisma Oil Research, LLC - Notice - 2012-04-25
Seisma Oil Research, LLC, - Notice - 2012-02-15
Seisma Oil Research, LLC - Notice of Hearing - 2011-12-07


Sulja Bros. Building Supplies, Ltd., Petar Vucicevich, Andrew DeVries, Steven Sulja, Pranab Shah, Tracey Banumas, and Sam Sulja
Hearing Dates: T.B.A. - Securities Act

Advisory Notice - Notice - 2012-06-05
Sulja Bros. Building Supplies Ltd. - Order - 2012-05-30
Sulja Bros. Building Supplies, Ltd., Andrew DeVries, Steven Sulja and Sam Sulja - Notice - 2012-05-30
Sulja Bros. Building Supplies, Ltd., Andrew DeVries, Steven Sulja and Sam Sulja - Notice - 2012-04-25
Petar Vucicevich - Order - 2012-02-15
Tracey Banumas - Order - 2012-02-15
Pranab Shah - Order - 2012-02-15
Sulja Bros. Building Supplies, Ltd., Andrew DeVries, Steven Sulja and Sam Sulja - Notice - 2012-02-15
Sulja Bros. Building, Supplies, Ltd. - Notice of Hearing - 2011-12-01


London Property Management o/a London Property Management and Nancy Busch
Hearing Dates: T.B.A. - Real Estate Brokers Act

London Property Management Ltd. - Notice - 2011-01-05
London Property Management Ltd. - Notice - 2010-07-14
London Property Management Ltd. - Notice - 2010-07-12
London Property Management and Nancy Busch - Order - 2009-05-27
London Property Management Ltd. - Notice - 2009-05-27
London Property Management Ltd. - Notice - 2008-12-10
London Property Management Ltd. - Notice - 2008-11-19
London Property Management Ltd. - Notice - 2008-11-13
London Property Management Ltd. - Notice - 2008-05-21
London Property Management Ltd. - Notice - 2008-04-23
London Property Management Ltd. - Notice - 2008-03-05
London Property Management Ltd. - Notice - 2007-12-12
London Property Management Ltd. - Notice - 2007-10-03
London Property Management Ltd. - Notice - 2007-08-28
London Property Management Ltd. - Order - 2007-02-28
London Property Management Ltd. - Amended - Notice of Hearing - 2007-02-28
London Property Management Ltd. - Amended - Statement of Allegations - 2007-02-28
London Property Management Ltd. - Order - 2006-10-25
London Property Management Ltd. - Notice of Hearing - 2006-10-20
London Property Management Ltd. - Statement of Allegations - 2006-10-20
London Property Management Ltd. - Order - 2006-10-11


University Lab Technologies., George Theodore, Bill Ross
Hearing Dates: T.B.A. - Securities Act

University Lab Technologies Inc., George Theodore, Bill Ross - Notice - 2007-10-04
University Lab Technologies Inc., George Theodore, Bill Ross - Notice of Hearing - 2007-08-16


Donald Mark Werbeniuk
Hearing Dates: T.B.A. - Securities Act

Donald Mark Werbeniuk - Notice - 2006-08-30
Donald Mark Werbeniuk - Notice - 2006-07-19
Donald Mark Werbeniuk - Notice of Hearing - 2006-06-16
Donald Mark Werbeniuk - Statement of Allegations - 2006-06-16
Donald Mark Werbeniuk - Enforcement Summary - 2003-12-17


Court Proceedings

The Commission conducts prosecutions in Court for offences under the statutes it administers.

Provincial Court

James Peter Yaworski
The Securities Act, April 30, 2014
Winnipeg, 2:00 p.m., Courtroom 402


Court of Queen's Bench

 


Court of Queen's Bench (Criminal)

 


Court of Appeal

 


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