The Manitoba Securities Commission

The Investigation and Enforcement Division investigates suspected violations of The Securities Act, The Real Estate Brokers Act, The Mortgage Dealers Act and The Commodity Futures Act.

Notices of Hearings and Statements of Allegations

A hearing will be held when issues of violations are brought forward by Manitoba Securities Commissions staff.

The allegations set out in the Statements of Allegations have been drafted as a result of an investigation by Commission Staff. These allegations have not yet been proven or disproven at a hearing.

The Manitoba Securities Commission Pre-Hearing Procedures Policy - February 20, 2004

The following is a current list of hearings that have been scheduled. The Reasons for Decision and Orders of the Commission are in the Concluded Hearings section.

Hearings

Pacific Ocean Resources Corporation and Donald Verne Dyer
Hearing Dates: June 20, 2012 - 9:00 a.m. - Securities Act

Pacific Ocean Resources Corporation and Donald Verne Dyer - Notice of Hearing - 2012-05-04

Arvindbhai Bakorbhai Patel
Hearing Dates: June 20, 2012 - 9:00 a.m. - Securities Act

Arvindbhai Bakorbhai Patel - Notice of Hearing - 2012-05-04

Ajit Singh Basi
Hearing Dates: June 20, 2012 - 9:00 a.m. - Securities Act

Ajit Singh Basi - Notice of Hearing - 2012-05-04

Robert Lee Flickinger II also known as Robert Reynolds
Hearing Dates: June 20, 2012 - 9:00 a.m. - Securities Act

Robert Lee Flickinger II aka Robert Reynolds - Notice of Hearing - 2012-05-04

Sulja Bros. Building Supplies, Ltd., Petar Vucicevich, Andrew DeVries, Steven Sulja, Pranab Shah, Tracey Banumas, and Sam Sulja
Hearing Dates: Sulja and Devries - May 30, 2012 - 9:00 a.m. - Securities Act

Sulja Bros. Building Supplies, Ltd., Andrew DeVries, Steven Sulja and Sam Sulja - Notice - 2012-04-25
Petar Vucicevich - Order - 2012-02-15
Tracey Banumas - Order - 2012-02-15
Pranab Shah - Order - 2012-02-15
Sulja Bros. Building Supplies, Ltd., Andrew DeVries, Steven Sulja and Sam Sulja - Notice - 2012-02-15
Sulja Bros. Building, Supplies, Ltd. - Notice of Hearing - 2011-12-01

Seisma Oil Research, LLC, Seisma Energy Research, A.V.V., Seisma Energy Research, LLC, SXC Stock Exchange of the Carribean, A.V.V. Seisma McKenzie Draw #1 Joint Venture a.k.a. McKenzie Draw Joint Venture, and Justin Solomon
Hearing Dates: May 30, 2012 - 9:00 a.m. - Securities Act

Seisma Oil Research, LLC - Notice - 2012-04-25
Seisma Oil Research, LLC, - Notice - 2012-02-15
Seisma Oil Research, LLC - Notice of Hearing - 2011-12-07

Imagin Diagnostic Centres Inc. and Patrick J. Rooney
Hearing Dates: May 30, 2012 - 9:00 a.m. - Securities Act

Imagin Diagnostic Centres Inc. and Patrick J. Rooney - Notice of Hearing - 2012-04-18

Tulsiani Investments Inc. and Sunil Tulsiani
Hearing Dates: May 30, 2012 - 9:00 a.m. - Securities Act

Tulsiani Investments Inc. and Sunil Tulsiani - Notice of Hearing - 2012-04-18

Goldbridge Financial Inc. and Wesley Wayne Weber
Hearing Dates: May 30, 2012 - 9:00 a.m. - Securities Act

Goldbridge Financial Inc. and Wesley Wayne Weber - Notice of Hearing - 2012-04-18

Gaye Knowles
Hearing Dates: May 30, 2012 - 9:00 a.m. - Securities Act

Gaye Knowles - Notice of Hearing - 2012-04-18

Maple Leaf Investment Fund Corp. and Joe Henry Chau (aka: Henry Joe Chaue, Shung Kai Chow and Henry Shung Kai Chow
Hearing Dates: May 30, 2012 - 9:00 a.m. - Securities Act

Maple Leaf Investment Fund Corp. and Joe Henry Chau - Notice of Hearing - 2012-04-18

Gary Gerald Palmer and The Great-West-Life Assurance Company
Hearing Dates: May 16, 2012 - 9:00 a.m. - Securities Act

The Great West Life Assurance Company - Notice of Discontinuance - Notice - 2012-04-18
Gary Gerald Palmer and The Great-West Life Assurance Company - Notice - 2012-03-07
Gary Gerald Palmer and The Great-West Life Assurance Company - Notice - 2012-01-11
Gary Gerald Palmer and The Great-West Life Assurance Company - Notice - 2011-10-26
Gary Gerald Palmer and The Great-West Life Assurance Company - Notice - 2011-09-07
Gary Gerald Palmer - Notice of Hearing - 2011-07-22
Gary Gerald Palmer - Statement of Allegations - 2011-07-22

Elliot Feder
Hearing Dates: April 25, 2012 - 9:00 a.m. - Securities Act

Elliot Feder - Notice of Hearing - 2012-03-02

James Harvey Cameron also known as Jake Cameron
Hearing Dates: April 25, 2012 - 9:00 a.m. - Securities Act

James Harvey Cameron aka Jake Cameron - Notice of Hearing - 2012-04-04

Crocus Investment Fund
Hearing Dates: T.B.A. - Securities Act

Crocus Investment Fund - Decision Document - 2012-02-17
Crocus Investment Fund - Notice - 2011-11-02
Crocus Investment Fund - Order - 2011-10-25
Crocus Investment Fund - Decision Document - 2011-10-25
Crocus Investment Fund - Notice - 2011-10-12
Crocus Investment Fund - Notice - 2011-10-12
Crocus Investment Fund - Notice - 2011-02-24
Crocus Investment Fund - Notice - 2011-02-18
Crocus Investment Fund - Notice - 2006-04-28
Crocus Investment Fund - Notice - 2005-10-25
Crocus Investment Fund - Decision Document - 2005-10-12
Crocus Investment Fund - Notice - 2005-09-23
Crocus Investment Fund - Notice - 2005-08-30
Crocus Investment Fund - Decision Document - 2005-08-18
Crocus Investment Fund - Notice - 2005-07-22
Crocus Investment Fund - Notice - 2005-05-26
Crocus Investment Fund - Notice - 2005-05-16
Crocus Investment Fund - Notice - 2005-05-11
Crocus Investment Fund - Notice - 2005-04-21
Crocus Investment Fund - Notice of Hearing - 2005-04-04
Crocus Investment Fund - Statement of Allegations - 2005-04-04

WFG Securities of Canada Inc.
Hearing Dates: T.B.A. - Securities Act

London Property Management o/a London Property Management and Nancy Busch
Hearing Dates: TBA - Real Estate Brokers Act

University Lab Technologies., George Theodore, Bill Ross
Hearing Dates: T.B.A. - Securities Act

University Lab Technologies Inc., George Theodore, Bill Ross - Notice - 2007-10-04
University Lab Technologies Inc., George Theodore, Bill Ross - Notice of Hearing - 2007-08-16

Promittere S & P 500 Limited, Promittere Retirement Trust, Robert James Thiessen, Neil Friesen, Robert Brian Eger and Irene Anne Aleshka
Hearing Dates: - Securities Act

Donald Mark Werbeniuk
Hearing Dates: T.B.A. - Securities Act

Donald Mark Werbeniuk - Notice - 2006-08-30
Donald Mark Werbeniuk - Notice - 2006-07-19
Donald Mark Werbeniuk - Notice of Hearing - 2006-06-16
Donald Mark Werbeniuk - Statement of Allegations - 2006-06-16
Donald Mark Werbeniuk - Enforcement Summary - 2003-12-17

Court Proceedings

The Commission conducts prosecutions in Court for offences under the statutes it administers.

Provincial Court

James Harvey Cameron a.k.a. Jake Cameron
The Securities Act, June 20, 2012
Winnipeg, 10:00 a.m., Courtroom 314

Oceana Pictures Incorporated and Peter Christakos
The Securities Act, December 10 - 12, 14 and 17 - 20, 2012
Winnipeg, 10:00 a.m., Courtroom 314

Court of Queen's Bench

Court of Queen's Bench (Criminal)

John A. Ishmael
The Securities Act, T.B.A
John Augustus Ishmael - Enforcement Summary - 2010-09-23

Court of Appeal

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