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Hearings & Proceedings

The Investigation and Enforcement Division investigates suspected violations of The Securities Act, The Real Estate Brokers Act, The Mortgage Brokers Act and The Commodity Futures Act.

Notices of Hearings and Statements of Allegations

A hearing will be held when issues of violations are brought forward by Manitoba Securities Commissions staff.

The allegations set out in the Statements of Allegations have been drafted as a result of an investigation by Commission Staff. These allegations have not yet been proven or disproven at a hearing.

The Manitoba Securities Commission Pre-Hearing Procedures Policy - February 20, 2004

The following is a current list of hearings that have been scheduled. The Reasons for Decision and Orders of the Commission are in the Concluded Hearings section.

Hearings


Arthur Leon Schellenberg
Hearing Dates: September 28 - October 7, 2015 - 9:00 a.m. - Securities Act

Arthur Leon Schellenberg - Notice - 2015-03-03
Arthur Leon Schellenberg - Decision Document - 2014-11-05
Arthur Leon Schellenberg - Notice - 2014-06-23
Arthur Leon Schellenberg - Notice - 2014-05-05
Arthur Leon Schellenberg - Notice - 2014-03-05
Arthur Leon Schellenberg - Notice - 2014-01-29
Arthur Leon Schellenberg - Notice - 2013-12-11
Arthur Leon Schellenberg - Notice of Hearing - 2013-11-18
Arthur Leon Schellenberg - Statement of Allegations - 2013-11-18


Shane Elie Lucien Thibault
Hearing Dates: July 8, 2015 - 9:00 a.m. - Securities Act

Shane Elie Lucien Thibault - Notice - 2015-03-11
Shane Elie Lucien Thibault - Notice of Hearing - 2014-12-19


Alnoor Ramji
Hearing Dates: July 8, 2015 - 9:00 a.m. - Securities Act

Alnoor Ramji - Notice - 2015-03-11
Alnoor Ramji - Notice of Hearing - 2014-12-19


Erwin Thomas Speckert
Hearing Dates: July 8, 2015 - 9:00 a.m. - Securities Act

Erwin Thomas Speckert - Notice of Hearing - 2015-03-13


Lorne Michael Piett
Hearing Dates: July 8, 2015 - 9:00 a.m. - Securities Act

Lorne Michael Piett - Notice of Hearing - 2015-03-13


Travis Michael Hurst, Terry Hurst and Bryant Hurst
Hearing Dates: July 8, 2015 - 9:00 a.m. - Securities Act

Travis Michael Hurst, Terry Hurst and Bryant Hurst - Notice of Hearing - 2015-03-13


Lawrence Zeiben
Hearing Dates: July 8, 2015 - 9:00 a.m. - Securities Act

Lawrence Zeiben - Notice of Hearing - 2015-03-12


Daljinder Nagra
Hearing Dates: July 8, 2015 - 9:00 a.m. - Securities Act

Daljinder Nagra - Notice of Hearing - 2015-03-12


Ralph, Leonard George, also known as Len Ralph
Hearing Dates: July 8, 2015 - 9:00 a.m. - Securities Act

Leonard George Ralph aka Len Ralph - Notice of Hearing - 2015-03-12


Brown, Roy also known as Roy Brown-Rodrigues
Hearing Dates: July 8, 2015 - 9:00 a.m. - Securities Act

Roy Brown aka Roy Brown-Rodrigues - Notice of Hearing - 2015-03-12


Alexander Anderson and Ken Chua
Hearing Dates: July 8, 2015 - 9:00 a.m. - Securities Act

Alexander Anderson and Ken Chua - Notice of Hearing - 2015-03-12


2 Wongs Make it Right Enterprises Ltd., Khom Wong, also known as Khom Ngoan Huynh, and Janeen Wong, also known as Janeen M. Schimpf
Hearing Dates: July 8, 2015 - 9:00 a.m. - Securities Act

2 Wongs Make it Right Enterprises - Notice of Hearing - 2015-03-13


Neil Alan Lymer
Hearing Dates: July 8, 2015 - 9:00 a.m. - Securities Act

Neil Alan Lymer - Notice of Hearing - 2015-03-13


Doulis, Alexander Christ aka Alexander Christos Doulis aka Alexander Christodoulidis
Hearing Dates: June 24, 2015 - 9:00 a.m. - Securities Act

Alexander Christ Doulis aka Alexander Christos Doulis aka Alexandros Christodoulidis - Notice of Hearing - 2015-03-17


Theodore Robert Everett and Robert H. Duke
Hearing Dates: June 24, 2015 - 9:00 a.m. - Securities Act

Theodore Robert Everett and Robert H. Duke - Notice of Hearing - 2015-03-17


Zarr, Daveed formerly known as Asi Lalky
Hearing Dates: June 24, 2015 - 9:00 a.m. - Securities Act

David Zarr formerly known as Asi Lalky - Notice of Hearing - 2015-03-17


David Joseph Douglas, Geraldine Anne Douglas and 4111699 Manitoba Ltd. o/a Homelife Village Realty
Hearing Dates: May 19 - 22 and May 25 - 29, 2015 - 9:00 a.m. - Real Estate Brokers Act

David Joseph Douglas - Notice - 2014-12-10
David Joseph Douglas, Geraldine Anne Douglas and 411699 Manitoba Ltd. - Order - 2014-11-06
David Joseph Douglas - Notice - 2014-10-31
David Joseph Douglas - Amended - Notice of Hearing - 2014-08-27
David Joseph Douglas - Amended - Statement of Allegations - 2014-08-27
David Joseph Douglas - Notice - 2014-06-04
David Joseph Douglas - Notice - 2014-05-28
David Joseph Douglas - Notice - 2014-04-23
David Joseph Douglas - Notice of Hearing - 2014-03-24
David Joseph Douglas - Statement of Allegations - 2014-03-24
David Joseph Douglas - Notice - 2012-11-10


Orange Properties (Man) Ltd. o/a Orange Real Estate Services and Robert Kraigsley
Hearing Dates: April 29, 2015 - 9:30 a.m. - Real Estate Brokers Act

Orange Properties (Man.) Ltd. o/a Orange Real Estate Services and Robert Kraigsley - Notice - 2015-02-18
Orange Properties (Man.) Ltd. o/a Orange Real Estate Services and Robert Kraigsley - Notice - 2015-01-14
Orange Properties (Man.) Ltd. o/a Orange Real Estate Services and Robert Kraigsley - Notice of Hearing - 2014-11-27
Orange Properties (Man.) Ltd. o/a Orange Real Estate Services and Robert Kraigsley - Statement of Allegations - 2014-11-27


Jack Hiebert Neufeld, Geoffrey Scott Edgelow and the Jack Neufeld Family Charitable Foundation
Hearing Dates: April 29, 2015 - 9:00 a.m. - Securities Act

Jack Hiebert Neufeld, Geoffrey Scott Edgelow and the Jack Neufeld Family Charitable Foundation - Notice of Hearing - 2015-03-06
Jack Hiebert Neufeld, Geoffrey Scott Edgelow and the Jack Neufeld Family Foundation - Statement of Allegations - 2015-03-06


Steven Richard Joyal
Hearing Dates: April 22, 2015 - 9:00 a.m. - Real Estate Brokers Act

Steven Richard Joyal - Notice of Hearing - 2015-03-13
Steven Richard Joyal - Statement of Allegations - 2015-03-13


Lead Property Management Inc.
Hearing Dates: March 30, 2015 - 9:00 a.m. - Real Estate Brokers Act

Lead Property Management Inc. - Amended - Statement of Allegations - 2015-03-16
Lead Property Management Inc. - Notice - 2015-02-11
Lead Property Management Inc. - Notice - 2014-10-29
Lead Property Management Inc. - Notice - 2014-09-03
Lead Property Management Inc. - Notice - 2014-07-31
Lead Property Management Inc. - Notice of Hearing - 2014-06-23
Lead Property Management Inc. - Statement of Allegations - 2014-06-23


Janice Anne Thoroski and Clair Stuart Calvert
Hearing Dates: T.B.A. - Securities Act

Janice Anne Thoroski and Clair Stuart Calvert - Notice - 2015-01-07
Janice Anne Thoroski and Clair Stuart Calvert - Notice - 2014-12-17
Janice Anne Thoroski and Clair Stuart Calvert - Notice - 2014-11-19
Janice Anne Thoroski and Clair Stuart Calvert - Notice - 2014-10-03
Janice Anne Thoroski and Clair Stuart Calvert - Notice - 2014-09-17
Janice Anne Thoroski and Clair Stuart Calvert - Notice - 2014-07-30
Janice Anne Thoroski and Clair Stuart Calvert - Notice - 2014-05-28
Janice Anne Thoroski and Clair Stuart Calvert - Notice of Hearing - 2014-03-26
Janice Anne Thoroski and Clair Stuart Calvert - Statement of Allegations - 2014-03-26


Jason Andrea Zarrillo and Integrity Mortgage Services Inc.
Hearing Dates: T.B.A. - Mortgage Brokers Act

Jason Andrea Zarrillo and Integrity Mortgage Services Inc. - Order - 2014-12-10
Jason Andrea Zarrillo and Integrity Mortgage Services Inc. - Order - 2014-12-04
Jason Andrea Zarrillo and Integrity Mortgage Services Inc. - Notice - 2014-12-04
Jason Andrea Zarrillo and Integrity Mortgage Services Inc. - Notice - 2014-10-15
Jason Andrea Zarrillo and Integrity Mortgage Services Inc. - Notice of Hearing - 2014-08-01
Jason Andrea Zarrillo and Integrity Mortgage Services Inc. - Statement of Allegations - 2014-08-01


Seisma Oil Research, LLC, Seisma Energy Research, A.V.V., Seisma Energy Research, LLC, SXC Stock Exchange of the Carribean, A.V.V. Seisma McKenzie Draw #1 Joint Venture a.k.a. McKenzie Draw Joint Venture, and Justin Solomon
Hearing Dates: T.B.A. - Securities Act

Seisma Oil Research, LLC - Notice - 2012-06-20
Seisma Energy Research, A.V.V. - Order - 2012-05-30
Seisma Oil Research, LLC - Notice - 2012-05-30
Seisma Oil Research, LLC - Notice - 2012-04-25
Seisma Oil Research, LLC, - Notice - 2012-02-15
Seisma Oil Research, LLC - Notice of Hearing - 2011-12-07


Sulja Bros. Building Supplies, Ltd., Petar Vucicevich, Andrew DeVries, Steven Sulja, Pranab Shah, Tracey Banumas, and Sam Sulja
Hearing Dates: T.B.A. - Securities Act

Advisory Notice - Notice - 2012-06-05
Sulja Bros. Building Supplies Ltd. - Order - 2012-05-30
Sulja Bros. Building Supplies, Ltd., Andrew DeVries, Steven Sulja and Sam Sulja - Notice - 2012-05-30
Sulja Bros. Building Supplies, Ltd., Andrew DeVries, Steven Sulja and Sam Sulja - Notice - 2012-04-25
Petar Vucicevich - Order - 2012-02-15
Tracey Banumas - Order - 2012-02-15
Pranab Shah - Order - 2012-02-15
Sulja Bros. Building Supplies, Ltd., Andrew DeVries, Steven Sulja and Sam Sulja - Notice - 2012-02-15
Sulja Bros. Building, Supplies, Ltd. - Notice of Hearing - 2011-12-01


London Property Management o/a London Property Management and Nancy Busch
Hearing Dates: T.B.A. - Real Estate Brokers Act

London Property Management Ltd. - Notice - 2011-01-05
London Property Management Ltd. - Notice - 2010-07-14
London Property Management Ltd. - Notice - 2010-07-12
London Property Management and Nancy Busch - Order - 2009-05-27
London Property Management Ltd. - Notice - 2009-05-27
London Property Management Ltd. - Notice - 2008-12-10
London Property Management Ltd. - Notice - 2008-11-19
London Property Management Ltd. - Notice - 2008-11-13
London Property Management Ltd. - Notice - 2008-05-21
London Property Management Ltd. - Notice - 2008-04-23
London Property Management Ltd. - Notice - 2008-03-05
London Property Management Ltd. - Notice - 2007-12-12
London Property Management Ltd. - Notice - 2007-10-03
London Property Management Ltd. - Notice - 2007-08-28
London Property Management Ltd. - Order - 2007-02-28
London Property Management Ltd. - Amended - Notice of Hearing - 2007-02-28
London Property Management Ltd. - Amended - Statement of Allegations - 2007-02-28
London Property Management Ltd. - Order - 2006-10-25
London Property Management Ltd. - Notice of Hearing - 2006-10-20
London Property Management Ltd. - Statement of Allegations - 2006-10-20
London Property Management Ltd. - Order - 2006-10-11


University Lab Technologies., George Theodore, Bill Ross
Hearing Dates: T.B.A. - Securities Act

University Lab Technologies Inc., George Theodore, Bill Ross - Notice - 2007-10-04
University Lab Technologies Inc., George Theodore, Bill Ross - Notice of Hearing - 2007-08-16


Donald Mark Werbeniuk
Hearing Dates: T.B.A. - Securities Act

Donald Mark Werbeniuk - Notice - 2006-08-30
Donald Mark Werbeniuk - Notice - 2006-07-19
Donald Mark Werbeniuk - Notice of Hearing - 2006-06-16
Donald Mark Werbeniuk - Statement of Allegations - 2006-06-16
Donald Mark Werbeniuk - Enforcement Summary - 2003-12-17


Court Proceedings

The Commission conducts prosecutions in Court for offences under the statutes it administers.

Provincial Court

James Peter Yaworski
The Securities Act, June 3, 8, 9, 10 and 11, 2015
Winnipeg, 10:00 a.m., Courtroom 314


Court of Queen's Bench

 


Court of Queen's Bench (Criminal)

 


Court of Appeal

 


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