background

How do I?

Investigations

  1. How do I find information about exempt market products?

    http://www.msc.gov.mb.ca/media_events/investor_alerts/exempt.html

  2. How do I find out what is considered a security?

    http://web2.gov.mb.ca/laws/statutes/ccsm/s050e.php (Scroll definitions to find “security”)

  3. How do I find out if I need to be registered?

    http://www.msc.gov.mb.ca/securities/registration/how_to.html

  4. How do I know if an investment opportunity is too good to be true?

    http://www.msc.gov.mb.ca/media_events/list_scams/

Corporate Finance

  1. How do I find the Reporting Issuer List on your website?

    http://www.msc.gov.mb.ca/securities/continuous_disclosure/rep_issuer.html

  2. How do I find the fees for prospectus/ offering documents?

    http://www.msc.gov.mb.ca/securities/corporate_finance/index.html

  3. How do I find the fees for continuous disclosure (CD) documents?

    http://www.msc.gov.mb.ca/securities/continuous_disclosure/index.html

  4. How do I find information on my old (pre-2000) share certificates?

    Call the MSC at (204) 945-2548.

  5. How do I find the fees for the filing of a Form 45-106F1?

    There is a filing fee of $25 paid to the Commission to file a report of an exempt trade (Form 45-106 F1). To read more: http://www.msc.gov.mb.ca/securities/policies_legislation/exempt.html

Compliance

  1. How do I find information about hearings and disciplined persons?

    Information on scheduled hearings can be found at: http://www.msc.gov.mb.ca/protecting_the_public/hearings_proceedings/index.php

    For a list of concluded hearings:
    http://www.msc.gov.mb.ca/protecting_the_public/hearings_proceedings/concluded_hearings.php

Real Estate

  1. How do I register as a Real Estate salesperson?

    http://www.msc.gov.mb.ca/real_estate/registration/how_to.html

  2. How do I file a complaint?

    http://www.msc.gov.mb.ca/protecting_the_public/complaint_real_estate.html

  3. How do I know if someone is registered?

    http://www.msc.gov.mb.ca/real_estate/registration/registered.html

    How do I renew online?

    http://www.msc.gov.mb.ca/real_estate/registration/index.html

Education

  1. How do I find information on the Red Flags of investment scams?

    http://www.msc.gov.mb.ca/education/index.html#fraud.html

  2. How do I find out if a person is registered?

    http://msc.gov.mb.ca/education/index.html (Click on “Registrant Search” under the MSC Investor Centre on the right-hand side.)

  3. How do I find more information about saving and investing?

    http://msc.gov.mb.ca/education/index.html