MSC Notice 2011-12 - Notice of Amendments to National Instrument 31-103 Registration Requirements and Exemptions and Amendments to National Instrument 33-109 Registration - 2011-04-15
MSC Notice 2010-28 - CSA Staff Notice 31-317 – CSA Staff Notice 31-317 (Revised) - Reporting Obligations Related to Terrorist Financing - July 30, 2010
MSC Notice 2009-22 - The Commodity Futures Act - Rule - 2009-08-05
MSC Notice 2009-18 - Notice of Repeal and Replacement of National Instrument 33-109 Registration Information and amendments to National Instrument 31-102 National Registration Database and Related Forms and Policies - 2009-07-17
- CSA Staff Notice 33-109 - Appendices and Forms
- Form 33-109F1 - Notice of Termination of Registered Individuals and Permitted Individuals
- Form 33-109F2 - Change or Surrender of Individual Categories
- Form 33-109F3 - Business Locations Other Than Head Office
- Form 33-109F4 - Registration of Individuals and Review of Permitted Individuals
- Form 33-109F5 - Change of Registration Information
- Form 33-109F6 - Firm Registration
- Form 33-109F7 - Reinstatement of Registered Individuals and Permitted Individuals
MSC Notice 2009-7 - CSA Staff Notice 31-310 - Proposed National Instrument 31-103 - Registration Requirements and Proposed Companion Policy 31-103CP - 2009-04-03
2008 Renewal of Registration - Under The Securities Act and/or The Commodity Futures Act - December 4, 2008
MSC Notice 2008-10 - Notice and Request for Comment - Proposed NI 31-103 Registration Requirements, 31-103CP and Proposed Consequential Amendments, NI 33-109 Registration Information and NI 31-102 National Registration Database - 2008-02-29
- CSA Staff Notice 33-109
- Proposed National Instrument 33-109
- Proposed Companion Policy 33-109CP
- Proposed Form 33-109F1
- Form 33-109F2 and Form 33-109F3
- Proposed Form 33-109F4
- Proposed Form 33-109F5
- Proposed Form 33-109F6
- Proposed Form 33-109F7
- Proposed National Instrument 31-102
- Proposed Companion Policy 31-102
- Proposed National Instrument 31-102 Amendments
- CSA Staff Notice 31-103
- Proposed National Instrument 31-103
- Proposed Companion Policy 31-103CP
MSC Notice 2007-41 - United Nations Resolution on Iran and United Nations Resolution on the Democratic People's Republic of Korea – October 26, 2007
- MSC Staff Notice 2007-41
- Short Form - Section 83.11
- Long Form - Section 83.11
- Short Form - Section 11(2)
- Long Form - Section 11(2)
MSC Notice 2007-37 - The Securities Act and The Commodity Futures Act - Registration Exemption for Salespersons' Corporations - 2007-10-09
- MSC Staff Notice 2007-37
- Registration Exemption for Salespersons' Corporations
- Registration Exemption for Salespersons' Corporations
MSC Notice 2007-10 - Notice of Amendments to Multilateral Instrument 33-109 - Registration Information, Companion Policy 33-109CP, Multilateral Instrument 31-102 - National Registration Database and Companion Policy 31-102CP - 2007-02-23
- CSA Staff Notice 33-109 and 33-102
- 31-102 - National Instrument - Amendments - MSC Rule 2007-2
- 31-102 - National Instrument - Unofficial Consolidated Version
- 31-102CP - Companion Policy - Amendments
- 33-109 - National Instrument - Amendments - MSC Rule 2007-3
- 33-109 - National Instrument - Unofficial Consolidated Version
- 33-109CP - Companion Policy - Amendments
MSC Notice 2006-5 - CSA Notice 11-308 - Guidelines for Use of Mobility Exemptions Under Part 5 of Multilateral Instrument 11-101 Principal Regulator System – January 27, 2006
MSC Notice 2006-2 - United Nations Suppression of Terrorism Regulations and the Criminal Code - January 20, 2006
MSC Notice 2005-41 - Notice of Multilateral Instrument 11-101 Principal Regulator System - MSC Rule 2005-21 - Form 11-101F1 - Notice of Principal Regulator and Companion Policy - August 26, 2005
MSC Notice 2005-36 - MSC Staff Notice - Requirement to File a Copy of Written Policies and Procedures - August 19, 2005
Exemption from Registration Requirements for Specified Categories of Participants Trading on the Winnipeg Commodity Exchange Inc. - December 16, 2004
MSC Notice 2004-50 - Trades of Certain Deposit Note Securities by Mutual Fund Dealers – November 10, 2004
MSC Notice 2003-51 - The Securities Act - Trades of Certain Deposit Note Securities by Mutual Fund Dealers - November 14, 2003
MSC Notice 2003-32 - Publication for Comment of Proposed Local Rule 31-501 MSC Registration Rule - July 18, 2003
Manitoba Builder Bonds, Series VII - April 30, 2003
Notice 2002-45 - Multilateral Instrument 31-102 National Registration Database - MSC Rule 2002-5 - December 6, 2002
Suppression of Terrorism - October 12, 2001
- Letter to Registrants
- New Monthly Reporting Form - Updated April 9, 2002
Notice 2000-41 - Trading in contracts by certain unregistered Futures Commission Merchants on the instructions of Dealers and Locals registered under The Commodity Futures Act Policy Statement pursuant to section 75(1) The Commodity Futures Act - November 29, 2000
Notice 2000-36 - The Commodity Futures Act - September 19, 2000
The Commodity Futures Act. The registration forms are attached as a Schedule to The Commodity Futures Act
The Commodity Futures Act - R.S.M. 1996 - Proclamation and Transitional Matters - January 25, 2000