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Tous les formulaires sont en format PDF.
| Summary of a Dealer (Futures Commission Merchant) | |
| Form 5 | Application for Registration as a Dealer (floor broker, futures commission merchant or merchant) |
| Form 10 | Application for Amendment of Registration as a Dealer or Adviser |
| Form 12 | Disclosure Statement for Recognized Market Options |
| Form 13 | Risk Disclosure Statement for Futures and Options |
| Form 14 | Endorsement of Warrant |
| Form 18 | Report of a Trade made under clause 34(a) of The Commodity Futures Act |
| Non-Resident Advisor or Dealer | Form of Submission to Jurisdiction and Appointment of Agent for Service of Process by Non-Resident Advisor or Dealer |
| Non-Resident Individual | Form of Submission to Jurisdiction and Appointment of Agent for Service of Process by Salesperson, Partner or Officer of Non-Resident Dealer or Non-Resident Advisor |
| Securities Fraud Information Centre | Records Request Form |
| 33-109F1 | Notice of Termination |
| 33-109F2 | Change or Surrender of Individual Categories |
| 33-109F3 | Business Locations Other than Head Office |
| 33-109F4 | Registration Information for an Individual |
| 33-109F5 | Change of Registration Information |
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