Please select the form below that fits your needs.

All forms are in PDF format.

Exhibit A	Summary of a Dealer (Futures Commission Merchant)
Form 5	Application for Registration as a Dealer (floor broker, futures commission merchant or merchant)
Form 10	Application for Amendment of Registration as a Dealer or Adviser
Form 12	Disclosure Statement for Recognized Market Options
Form 13	Risk Disclosure Statement for Futures and Options
Form 14	Endorsement of Warrant
Form 18	Report of a Trade made under clause 34(a) of The Commodity Futures Act
Non-Resident Advisor or Dealer	Form of Submission to Jurisdiction and Appointment of Agent for Service of Process by Non-Resident Advisor or Dealer
Non-Resident Individual	Form of Submission to Jurisdiction and Appointment of Agent for Service of Process by Salesperson, Partner or Officer of Non-Resident Dealer or Non-Resident Advisor
CPIC	Criminal Record Form
33-109F1 - revised July 11, 2011	Notice of Termination of Registered Individuals and Permitted Individuals
33-109F2 - revised July 11, 2011	Change or Surrender of Individual Categories
33-109F3 - revised July 11, 2011	Business Locations Other Than Head Office
33-109F4 - revised July 11, 2011	Registration of Individuals and Review of Permitted Individuals
33-109F5 - revised July 11, 2011	Change of Registration Information
33-109F6 - revised July 11, 2011	Firm Registration - Instructions and forms
33-109F7 - revised July 11, 2011	Reinstatement of Registered Individuals and Permitted Individuals
Suppression of Terrorism	Monthly Suppression of Terrorism and UN Sanctions Report - Updated July 30, 2010

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