left menu background

Commodities Forms

Please select the form below that fits your needs.

All forms are in PDF format.

Exhibit A

Summary of a Dealer (Futures Commission Merchant)
Form 5 Application for Registration as a Dealer (floor broker, futures commission merchant or merchant)
Form 10 Application for Amendment of Registration as a Dealer or Adviser
Form 12 Disclosure Statement for Recognized Market Options
Form 13 Risk Disclosure Statement for Futures and Options
Form 14 Endorsement of Warrant
Form 18 Report of a Trade made under clause 34(a) of The Commodity Futures Act
Non-Resident Advisor or Dealer Form of Submission to Jurisdiction and Appointment of Agent for Service of Process by Non-Resident Advisor or Dealer
Non-Resident Individual Form of Submission to Jurisdiction and Appointment of Agent for Service of Process by Salesperson, Partner or Officer of Non-Resident Dealer or Non-Resident Advisor
Securities Fraud Information Centre Records Request Form
33-109F1 Notice of Termination
33-109F2 Change or Surrender of Individual Categories
33-109F3 Business Locations Other than Head Office
33-109F4 Registration Information for an Individual
33-109F5 Change of Registration Information


Get Adobe Acrobat

You will need the Acrobat Reader software to view and print the forms. If you do not have the Acrobat Reader software, you can get it here.

Top

Submit